13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-12, with 5,162 holding rows worth $329,378,696,000.
- Accession
- 0000769993-20-000310
- Filer
- CIK 886982
- Filed
- 2020-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 10,054 entries on the cover page, a total value of $329,378,696,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $329,378,696,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 331,380 | $931,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 70,158 | $931,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 1,193,939 | $928,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 157,929 | $927,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 66,601 | $924,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 76,856 | $924,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 55,630 | $924,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 56,939 | $923,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 24,667 | $919,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 55,000 | $919,000 | thousands by filing date | put |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 55,000 | $919,000 | thousands by filing date | call |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 507,202 | $918,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 24,672 | $917,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 15,000 | $916,000 | thousands by filing date | put |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 53,085 | $915,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 4,800 | $914,000 | thousands by filing date | put |
| RADIANT LOGISTICS INC | 75025X100 | COM | 232,160 | $913,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 47,500 | $912,000 | thousands by filing date | put |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 22,331 | $911,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 66,577 | $911,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 24,780 | $910,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 62,557 | $908,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 51,488 | $908,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 53,686 | $907,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 71,539 | $907,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 92,707 | $906,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 21,335 | $905,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 20,806 | $905,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 15,600 | $899,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 8,064 | $899,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 15,000 | $896,000 | thousands by filing date | put |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 55,958 | $895,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 67,616 | $895,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 5,000 | $894,000 | thousands by filing date | put |
| TIPTREE INC | 88822Q103 | COM | 138,534 | $894,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 30,000 | $892,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 182,646 | $890,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 29,919 | $889,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 213,619 | $889,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 24,311 | $888,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 45,000 | $887,000 | thousands by filing date | call |
| BRIGGS & STRATTON CORP | 109043109 | COM | 676,466 | $886,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 59,000 | $883,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 24,800 | $883,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 20,000 | $881,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 8,818 | $879,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 642,820 | $874,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 60,338 | $872,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 19,842 | $871,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 60,281 | $869,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 31,747 | $868,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 128,262 | $867,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 67,766 | $867,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 220,035 | $865,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 15,883 | $864,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 18,800 | $862,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 103,737 | $860,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 8,100 | $859,000 | thousands by filing date | put |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 61,951 | $859,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 249,462 | $858,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 209,544 | $857,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 29,781 | $857,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 180,578 | $856,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 34,335 | $854,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 23,554 | $854,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 17,143 | $853,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 68,161 | $853,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 45,574 | $852,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 52,940 | $847,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 180,000 | $846,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 114,674 | $845,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 4,300 | $844,000 | thousands by filing date | put |
| ADVANSIX INC | 00773T101 | COM | 71,629 | $841,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 12,268 | $841,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 25,000 | $838,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 13,440 | $837,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 24,721 | $837,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 5,000 | $831,000 | thousands by filing date | call |
| Gulfport Energy | 402635304 | COM | 762,260 | $830,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 20,940 | $828,000 | thousands by filing date | |
| MGC | 921910873 | COM | 7,557 | $827,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 41,700 | $827,000 | thousands by filing date | call |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 45,415 | $827,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 28,282 | $825,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 142,819 | $823,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 155,772 | $823,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 23,200 | $822,000 | thousands by filing date | call |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 50,000 | $822,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 5,338 | $821,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 149,848 | $821,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 241,751 | $819,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 86,399 | $818,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 7,000 | $816,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 5,426 | $816,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 59,298 | $816,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 146,787 | $815,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 26,871 | $813,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 68,018 | $813,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 61,930 | $811,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 48,676 | $811,000 | thousands by filing date | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 30,000 | $810,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 123,274 | $809,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 70,084 | $807,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 25,245 | $806,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 59,615 | $806,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 102,692 | $803,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 26,011 | $802,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 793,555 | $802,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 6,574 | $798,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 12,682 | $797,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 29,764 | $796,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 84,799 | $793,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 55,347 | $793,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 54,289 | $791,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 7,460 | $789,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 165,393 | $788,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 37,513 | $788,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 840,508 | $788,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 69,066 | $787,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 23,289 | $787,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 25,250 | $785,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 18,647 | $783,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 9,000 | $782,000 | thousands by filing date | put |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 25,962 | $782,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 183,928 | $782,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 27,100 | $780,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 6,850 | $778,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 26,944 | $778,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 354,832 | $773,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 10,000 | $773,000 | thousands by filing date | put |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 14,900 | $772,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 48,449 | $770,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 767,184 | $767,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 14,815 | $765,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 74,900 | $763,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 98,022 | $762,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 72,393 | $762,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 34,552 | $760,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 331,924 | $757,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 43,259 | $755,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 29,200 | $753,000 | thousands by filing date | put |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 36,430 | $752,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 193,425 | $752,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 10,838 | $751,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 190,665 | $750,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 760,000 | $748,000 | thousands by filing date | principal |
| STOCK YDS BANCORP INC | 861025104 | COM | 18,588 | $747,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 72,954 | $747,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 32,498 | $746,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 38,630 | $743,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 29,607 | $742,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 880,872 | $739,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 33,073 | $738,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 16,193 | $736,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 171,740 | $736,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 500,000 | $736,000 | thousands by filing date | principal |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 22,500 | $735,000 | thousands by filing date | call |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 112,637 | $735,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 17,551 | $734,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 11,700 | $732,000 | thousands by filing date | put |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 22,008 | $728,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 208,007 | $728,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 13,726 | $727,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 84,661 | $726,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 241,868 | $723,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 123,231 | $720,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 17,017 | $718,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 119,997 | $718,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 64,206 | $716,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 260,891 | $715,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 224,719 | $715,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 32,325 | $714,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 30,000 | $712,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 30,000 | $712,000 | thousands by filing date | call |
| PIXELWORKS INC | 72581M305 | COM NEW | 220,218 | $712,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 100,000 | $711,000 | thousands by filing date | call |
| Lee Enterprises Inc | 523768109 | COM | 725,605 | $711,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 31,887 | $711,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 99,447 | $707,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 23,217 | $707,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 6,740 | $707,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 51,705 | $706,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 92,800 | $705,000 | thousands by filing date | call |
| RMR GROUP INC | 74967R106 | CL A | 23,907 | $705,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 55,123 | $704,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 68,888 | $703,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 51,958 | $703,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 30,327 | $703,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 112,193 | $702,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 51,733 | $702,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 18,350 | $700,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 17,686 | $699,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 12,720 | $697,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 6,129 | $697,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 106,897 | $695,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 33,957 | $694,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 37,700 | $690,000 | thousands by filing date | put |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 195,279 | $689,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 35,626 | $689,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 7,038 | $688,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,100 | $686,000 | thousands by filing date | call |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 20,702 | $685,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 19,038 | $685,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 121,560 | $684,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 4,200 | $683,000 | thousands by filing date | call |
| PARSLEY ENERGY INC | 701877102 | CL A | 63,700 | $680,000 | thousands by filing date | call |
| SUPERIOR INDS INTL INC | 868168105 | COM | 400,265 | $680,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 71,152 | $678,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 338,461 | $677,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 47,676 | $672,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 18,800 | $671,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 11,921 | $670,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 62,870 | $670,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 422,199 | $667,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 48,359 | $666,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 78,754 | $666,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 6,877 | $665,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 49,090 | $665,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 13,820 | $664,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 481,165 | $664,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 88,588 | $663,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 29,500 | $661,000 | thousands by filing date | put |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 228,571 | $658,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 121,915 | $657,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 125,814 | $656,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 88,133 | $656,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 12,770 | $654,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 7,600 | $652,000 | thousands by filing date | call |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 223,798 | $652,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 24,519 | $651,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 28,531 | $650,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 50,306 | $650,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 469,943 | $648,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 43,715 | $648,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 18,002 | $646,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 10,745 | $645,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 158,424 | $644,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,800 | $643,000 | thousands by filing date | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 9,012 | $643,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 113,676 | $643,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 11,418 | $640,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,300 | $640,000 | thousands by filing date | put |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 13,159 | $640,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 761,109 | $640,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 210,819 | $639,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 64,403 | $633,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 20,754 | $632,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 82,880 | $630,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 104,826 | $630,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 10,200 | $629,000 | thousands by filing date | call |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 47,317 | $627,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 63,000 | $627,000 | thousands by filing date | call |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 223,421 | $626,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 99,279 | $622,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 15,332 | $618,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 23,499 | $618,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 109,867 | $616,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 14,005 | $615,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 35,125 | $614,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 89,208 | $611,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 72,722 | $611,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 3,100 | $610,000 | thousands by filing date | put |
| MIDDLESEX WTR CO | 596680108 | COM | 9,060 | $609,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 54,753 | $608,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 46,884 | $608,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 66,272 | $607,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 247,960 | $605,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 484,116 | $605,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 5,408 | $604,000 | thousands by filing date | |
| GLOBAL EAGLE ENTMT INC | 37951D300 | COM NEW | 127,423 | $604,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 30,940 | $602,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 23,000 | $600,000 | thousands by filing date | put |
| HEXO CORP | 428304109 | COM | 813,450 | $600,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 21,890 | $599,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 4,958 | $598,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 326,750 | $598,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 36,327 | $594,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 150,539 | $594,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 33,919 | $594,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 17,975 | $592,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 17,908 | $590,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 228,329 | $589,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 7,702 | $588,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 23,200 | $587,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 16,600 | $584,000 | thousands by filing date | put |
| BYLINE BANCORP INC | 124411109 | COM | 44,627 | $584,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 18,369 | $584,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 122,823 | $584,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 30,010 | $582,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 36,200 | $581,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 873,819 | $580,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 69,014 | $579,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 22,950 | $578,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 82,351 | $578,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 76,989 | $578,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 803,527 | $578,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 622,000 | $577,000 | thousands by filing date | principal |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 24,000 | $576,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 152,550 | $576,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 64,000 | $576,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,300 | $572,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 90,794 | $572,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 14,888 | $571,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 93,490 | $570,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 72,886 | $570,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 8,319 | $569,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 38,813 | $569,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 20,509 | $568,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 39,980 | $565,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 9,338 | $564,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 36,624 | $562,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 7,562 | $560,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 46,088 | $560,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 50,000 | $560,000 | thousands by filing date | call |
| TEAM INC | 878155100 | COM | 100,446 | $560,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 96,450 | $559,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 175,000 | $558,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 78,072 | $556,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 31,571 | $556,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 13,054 | $555,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 34,632 | $555,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 51,036 | $554,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 494,672 | $554,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 19,708 | $552,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 68,206 | $552,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,999,392 | $552,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 86,413 | $552,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 37,448 | $551,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 19,552 | $551,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 15,866 | $551,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 32,186 | $549,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 78,819 | $548,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 783,218 | $548,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 14,190 | $547,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 15,771 | $547,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 185,579 | $546,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 42,149 | $545,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 255,083 | $544,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 235,315 | $544,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 230,282 | $543,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 140,659 | $543,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 41,898 | $541,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 62,334 | $541,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 36,269 | $538,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 21,346 | $535,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 8,155 | $533,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 7,800 | $533,000 | thousands by filing date | call |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 31,892 | $532,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 4,100 | $531,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 242,616 | $531,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 50,147 | $530,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 75,264 | $527,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H118 | *W EXP 02/22/202 | 299,700 | $527,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 4,400 | $525,000 | thousands by filing date | call |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 30,571 | $522,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 28,692 | $522,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 66,436 | $522,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 5,780 | $521,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 21,134 | $521,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 31,121 | $518,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 94,692 | $517,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 20,264 | $515,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 63,742 | $514,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 454,381 | $513,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 47,145 | $513,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 46,004 | $513,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 111,623 | $512,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 22,765 | $512,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 50,020 | $512,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 50,000 | $512,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 29,637 | $509,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 113,294 | $505,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 287,657 | $503,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 76,934 | $503,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 307,940 | $503,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 31,719 | $501,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 119,900 | $500,000 | thousands by filing date | put |
| USA TODAY CO INC | 36472T109 | COM | 361,561 | $499,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 67,796 | $498,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 8,929 | $497,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 18,753 | $497,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 17,398 | $495,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 22,071 | $492,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 27,895 | $490,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 119,169 | $490,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 90,794 | $488,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 19,448 | $487,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 5,000 | $487,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 5,500 | $486,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 117,096 | $486,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 11,006 | $485,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 8,800 | $483,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 8,678 | $483,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 7,013 | $483,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 29,208 | $483,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 30,589 | $482,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 21,550 | $482,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 32,377 | $482,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 28,812 | $478,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 214,325 | $477,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 17,610 | $477,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 169,232 | $476,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 105,870 | $476,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 325,259 | $475,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 8,578 | $474,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 29,226 | $473,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 723,313 | $472,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 16,836 | $472,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 334,400 | $472,000 | thousands by filing date | put |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 3,500 | $469,000 | thousands by filing date | call |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 34,018 | $469,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 31,235 | $468,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 20,000 | $468,000 | thousands by filing date | call |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 48,277 | $468,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 39,106 | $467,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 68,058 | $465,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 12,691 | $464,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 11,079 | $464,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 43,033 | $461,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 32,200 | $458,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 21,029 | $458,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 72,666 | $456,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 7,569 | $455,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 85,907 | $454,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 78,568 | $454,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 37,851 | $454,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 10,000 | $453,000 | thousands by filing date | call |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 12,871 | $452,000 | thousands by filing date | |
| GRAF INDL CORP | 384278115 | Stock | 198,000 | $451,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 10,000 | $450,000 | thousands by filing date | put |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 13,300 | $450,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 138,254 | $449,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 32,745 | $449,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 21,467 | $449,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 331,109 | $447,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 15,379 | $447,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 379,000 | $447,000 | thousands by filing date | principal |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 805,393 | $446,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 36,781 | $445,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 41,297 | $444,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 59,935 | $444,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 6,172 | $443,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 3,959 | $442,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 12,196 | $441,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 39,490 | $441,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 357,366 | $436,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 20,978 | $435,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 18,197 | $433,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 31,091 | $432,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 210,340 | $431,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 46,529 | $430,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 21,765 | $430,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 160,532 | $427,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 81,913 | $426,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 22,921 | $422,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 189,355 | $422,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 18,530 | $420,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 207,061 | $420,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 163,111 | $420,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 58,475 | $420,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 4,605 | $419,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 15,531 | $416,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 5,650 | $416,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 29,620 | $414,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 6,000 | $413,000 | thousands by filing date | put |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 6,000 | $413,000 | thousands by filing date | call |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 13,165 | $411,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 38,386 | $411,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 30,000 | $411,000 | thousands by filing date | put |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 30,000 | $411,000 | thousands by filing date | call |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 117,456 | $410,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 30,483 | $408,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 32,801 | $408,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 38,666 | $408,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 16,180 | $408,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 17,149 | $406,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 1,000 | $405,000 | thousands by filing date | call |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 31,633 | $404,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 10,257 | $404,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 43,620 | $404,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 12,000 | $403,000 | thousands by filing date | call |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 441,000 | $403,000 | thousands by filing date | principal |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 38,300 | $401,000 | thousands by filing date | put |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 50,905 | $400,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 43,563 | $400,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 65,237 | $398,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 213,552 | $397,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 201,528 | $397,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 12,072 | $397,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 70,081 | $396,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 197,505 | $395,000 | thousands by filing date | |
| MICROSECTORS FANG INDEX -3X INVERSE LEVERAGED ETN | 063679864 | ETF | 161,235 | $395,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 58,592 | $394,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 35,271 | $394,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 21,975 | $394,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 99,686 | $393,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 6,606 | $393,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 108,573 | $393,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,292 | $392,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 15,185 | $392,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-20-000310 | this filing | 2020-08-12 | acceptance time not in the bulk data set |