13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-12, with 5,162 holding rows worth $329,378,696,000.
- Accession
- 0000769993-20-000310
- Filer
- CIK 886982
- Filed
- 2020-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 10,054 entries on the cover page, a total value of $329,378,696,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $329,378,696,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 78,500 | $13,734,000 | thousands by filing date | put |
| iShares MSCI Japan ETF | 46434G822 | SHS | 250,000 | $13,730,000 | thousands by filing date | put |
| NATUS MEDICAL INC | 639050103 | COM | 628,737 | $13,719,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 839,408 | $13,716,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 560,875 | $13,696,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 155,576 | $13,695,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 195,575 | $13,687,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 114,100 | $13,684,000 | thousands by filing date | call |
| KIRBY CORP | 497266106 | COM | 255,202 | $13,669,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 2,053,489 | $13,656,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 550,367 | $13,616,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 196,736 | $13,608,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 44,700 | $13,553,000 | thousands by filing date | put |
| EXTREME NETWORKS INC | 30226D106 | COM | 3,120,570 | $13,543,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 44,788 | $13,535,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 903,097 | $13,519,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 361,341 | $13,503,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 272,694 | $13,501,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 551,981 | $13,491,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 3,017,691 | $13,489,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 150,486 | $13,478,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 871,219 | $13,469,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 453,237 | $13,466,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 677,204 | $13,409,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 983,579 | $13,406,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 329,447 | $13,402,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 346,561 | $13,398,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 651,884 | $13,383,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 243,094 | $13,355,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 436,709 | $13,351,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 525,433 | $13,346,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 100,000 | $13,309,000 | thousands by filing date | call |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 155,899 | $13,302,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 290,231 | $13,293,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 43,800 | $13,281,000 | thousands by filing date | call |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 1,897,212 | $13,280,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 335,668 | $13,279,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 1,059,541 | $13,276,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 214,074 | $13,275,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 178,222 | $13,231,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 80,822 | $13,215,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 425,000 | $13,213,000 | thousands by filing date | put |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 15,000,000 | $13,201,000 | thousands by filing date | principal |
| BALL CORP | 058498106 | COM | 189,800 | $13,189,000 | thousands by filing date | call |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 364,750 | $13,153,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 35,700 | $13,139,000 | thousands by filing date | put |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 1,389,975 | $13,121,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 369,386 | $13,120,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 862,138 | $13,105,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 13,700,000 | $13,094,000 | thousands by filing date | principal |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 327,477 | $13,089,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 1,408,459 | $13,057,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 685,140 | $13,025,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 216,823 | $13,005,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 555,631 | $12,996,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 56,620 | $12,977,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 186,655 | $12,962,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 147,485 | $12,960,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430297 | HUMAN EVOLUTION | 216,389 | $12,953,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,142,151 | $12,952,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 1,488,281 | $12,948,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 46,324 | $12,931,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 331,700 | $12,930,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 5,090,694 | $12,930,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 105,024 | $12,889,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 465,971 | $12,889,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 119,364 | $12,875,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 886,998 | $12,871,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 236,770 | $12,855,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 751,007 | $12,850,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 156,100 | $12,831,000 | thousands by filing date | call |
| RUBICON PROJ INC | 78112V102 | COM | 1,921,849 | $12,819,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 486,276 | $12,789,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 440,483 | $12,783,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 475,000 | $12,778,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 242,805 | $12,740,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 1,664,957 | $12,737,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 548,900 | $12,729,000 | thousands by filing date | call |
| LANTHEUS HLDGS INC | 516544103 | COM | 885,963 | $12,670,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 360,315 | $12,650,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 113,025 | $12,642,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 12,681,000 | $12,632,000 | thousands by filing date | principal |
| OUTFRONT MEDIA INC | 69007J106 | COM | 891,256 | $12,629,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 12,000 | $12,628,000 | thousands by filing date | put |
| ELDORADO RESORTS INC | 28470R102 | COM | 314,900 | $12,615,000 | thousands by filing date | put |
| AARONS INC | 002535300 | COM PAR $0.50 | 277,848 | $12,614,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 1,075,182 | $12,601,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 509,947 | $12,590,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 418,792 | $12,576,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 30,000 | $12,570,000 | thousands by filing date | call |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 193,688 | $12,553,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 131,700 | $12,538,000 | thousands by filing date | call |
| CABOT CORP | 127055101 | COM | 337,742 | $12,513,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 409,500 | $12,498,000 | thousands by filing date | put |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,146,132 | $12,493,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 68,474 | $12,473,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 136,157 | $12,468,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 5,041,892 | $12,453,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 2,225,439 | $12,440,000 | thousands by filing date | |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 12,500,000 | $12,433,000 | thousands by filing date | principal |
| FTAI AVIATION LTD | 34960P101 | COM | 955,342 | $12,410,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 958,864 | $12,408,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 110,583 | $12,383,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 1,437,309 | $12,361,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 218,100 | $12,358,000 | thousands by filing date | put |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 285,422 | $12,353,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 411,682 | $12,327,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 152,656 | $12,319,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 96,800 | $12,291,000 | thousands by filing date | put |
| UPWORK INC | 91688F104 | COM | 849,668 | $12,269,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 763,224 | $12,234,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 273,700 | $12,229,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 992,395 | $12,217,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 2,600,000 | $12,194,000 | thousands by filing date | call |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 373,469 | $12,179,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 432,784 | $12,179,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 518,291 | $12,164,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 12,417,000 | $12,150,000 | thousands by filing date | principal |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 696,130 | $12,120,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 28,900 | $12,109,000 | thousands by filing date | put |
| SABRE CORP COM | 78573M104 | Stock | 1,499,266 | $12,084,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 853,168 | $12,072,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 90,000 | $12,058,000 | thousands by filing date | call |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 184,009 | $12,043,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 2,029,356 | $12,014,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 222,291 | $12,006,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,161,976 | $11,991,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 1,191,323 | $11,985,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 30,900 | $11,981,000 | thousands by filing date | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 350,000 | $11,963,000 | thousands by filing date | call |
| PARAMOUNT GROUP INC | 69924R108 | COM | 1,548,780 | $11,941,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 944,693 | $11,941,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 782,020 | $11,902,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 194,644 | $11,870,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 569,806 | $11,863,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 104,597 | $11,846,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 161,300 | $11,817,000 | thousands by filing date | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 3,399,649 | $11,797,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 105,000 | $11,785,000 | thousands by filing date | put |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 284,396 | $11,780,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 338,088 | $11,779,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 208,300 | $11,754,000 | thousands by filing date | call |
| 8X8 INC | 282914100 | COMMON STOCK | 732,690 | $11,723,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 95,701 | $11,694,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 97,600 | $11,691,000 | thousands by filing date | put |
| Union Pacific Corporation | 907818108 | COM | 69,100 | $11,683,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 385,900 | $11,666,000 | thousands by filing date | put |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 582,278 | $11,651,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 1,115,961 | $11,628,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 202,230 | $11,624,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 169,000 | $11,610,000 | thousands by filing date | put |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 220,991 | $11,607,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,234,508 | $11,604,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 573,220 | $11,447,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 136,200 | $11,427,000 | thousands by filing date | put |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 151,193 | $11,415,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,623,301 | $11,411,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 455,159 | $11,397,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 72,400 | $11,378,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 161,629 | $11,350,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 175,905 | $11,348,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 620,168 | $11,343,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 400,317 | $11,337,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 300,627 | $11,331,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 929,387 | $11,329,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 1,262,889 | $11,328,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 419,269 | $11,320,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 279,061 | $11,307,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 52,500 | $11,273,000 | thousands by filing date | put |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 7,858,000 | $11,269,000 | thousands by filing date | principal |
| S&P Global,Inc. | 78409V104 | COM | 34,200 | $11,268,000 | thousands by filing date | put |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 280,350 | $11,267,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 123,100 | $11,255,000 | thousands by filing date | call |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 115,200 | $11,249,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 163,600 | $11,239,000 | thousands by filing date | call |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 991,893 | $11,238,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 16,000 | $11,237,000 | thousands by filing date | put |
| AZENTA INC | 114340102 | COM | 253,660 | $11,222,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 187,279 | $11,203,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 334,408 | $11,183,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 198,076 | $11,170,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 869,808 | $11,168,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 151,416 | $11,147,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 377,840 | $11,142,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 768,628 | $11,130,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,036,265 | $11,119,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 535,473 | $11,084,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 500,000 | $11,080,000 | thousands by filing date | put |
| DIODES INC COM | 254543101 | Stock | 218,304 | $11,068,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 928,337 | $11,048,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 150,100 | $11,046,000 | thousands by filing date | put |
| WILLSCOT CORP | 971375126 | COM | 897,712 | $11,033,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 572,468 | $11,026,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 128,143 | $11,023,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 384,000 | $11,021,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 557,339 | $10,990,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 648,393 | $10,951,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 190,520 | $10,921,000 | thousands by filing date | call |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 64,740 | $10,907,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 254,467 | $10,896,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 29,800 | $10,875,000 | thousands by filing date | call |
| NEW JERSEY RES CORP | 646025106 | COM | 332,797 | $10,866,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 54,379 | $10,854,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 943,034 | $10,817,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 241,800 | $10,804,000 | thousands by filing date | put |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 157,700 | $10,784,000 | thousands by filing date | call |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 319,578 | $10,750,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 393,075 | $10,750,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 318,057 | $10,747,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 450,377 | $10,746,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 1,412,343 | $10,734,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 162,369 | $10,711,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 387,842 | $10,708,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 12,058 | $10,707,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 190,000 | $10,706,000 | thousands by filing date | put |
| VICOR CORP | 925815102 | COM | 148,638 | $10,695,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 555,570 | $10,689,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 55,697 | $10,688,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 348,400 | $10,682,000 | thousands by filing date | put |
| Vanguard Real Estate | 922908553 | SHS | 136,000 | $10,680,000 | thousands by filing date | call |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 495,705 | $10,667,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 836,392 | $10,664,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 200,000 | $10,626,000 | thousands by filing date | call |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 1,098,575 | $10,613,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 2,224,672 | $10,600,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 696,500 | $10,566,000 | thousands by filing date | call |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 448,054 | $10,547,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 377,611 | $10,543,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 459,967 | $10,524,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,539,400 | $10,514,000 | thousands by filing date | call |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 231,720 | $10,496,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,258,905 | $10,486,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 567,196 | $10,482,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 440,000 | $10,459,000 | thousands by filing date | put |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 524,848 | $10,434,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 210,638 | $10,431,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 337,751 | $10,426,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 819,820 | $10,404,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,507,500 | $10,372,000 | thousands by filing date | put |
| VIPER | 92763M105 | COMMON STOCK | 1,000,000 | $10,360,000 | thousands by filing date | call |
| HILLENBRAND INC | 431571108 | COM | 381,930 | $10,339,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 73,294 | $10,332,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,455,008 | $10,331,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 43,000 | $10,327,000 | thousands by filing date | put |
| Chubb Limited | H1467J104 | COM | 81,500 | $10,320,000 | thousands by filing date | call |
| NETGEAR INC | 64111Q104 | COM | 398,090 | $10,306,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 631,712 | $10,296,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 54,588 | $10,284,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 108,411 | $10,284,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 145,398 | $10,277,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 651,531 | $10,275,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 690,959 | $10,274,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 984,680 | $10,271,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 1,149,538 | $10,254,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 193,600 | $10,240,000 | thousands by filing date | call |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 180,000 | $10,219,000 | thousands by filing date | put |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 180,000 | $10,219,000 | thousands by filing date | call |
| AMCOR PLC | G0250X107 | ORD | 1,000,000 | $10,210,000 | thousands by filing date | call |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 402,801 | $10,207,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 296,997 | $10,201,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 445,000 | $10,199,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 1,390,909 | $10,182,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 266,125 | $10,174,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 881,405 | $10,128,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 432,360 | $10,117,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 181,700 | $10,113,000 | thousands by filing date | put |
| EPIZYME INC | 29428V104 | COM | 629,668 | $10,113,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 9,207,000 | $10,097,000 | thousands by filing date | principal |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 413,602 | $10,092,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 239,992 | $10,075,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 193,889 | $10,073,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 169,124 | $10,056,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 547,877 | $10,037,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 244,029 | $10,002,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 355,023 | $9,976,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 210,538 | $9,974,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 83,300 | $9,960,000 | thousands by filing date | call |
| LIVEPERSON, INC. | 538146101 | COM | 239,976 | $9,941,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 432,522 | $9,917,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 45,200 | $9,916,000 | thousands by filing date | put |
| PERDOCEO ED CORP | 71363P106 | COM | 622,031 | $9,909,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 222,964 | $9,891,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 200,000 | $9,890,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 148,049 | $9,881,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 303,916 | $9,868,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 8,756,000 | $9,835,000 | thousands by filing date | principal |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 327,292 | $9,835,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 270,783 | $9,813,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 86,081 | $9,781,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 391,211 | $9,776,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 145,700 | $9,772,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 434,734 | $9,764,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 152,000 | $9,760,000 | thousands by filing date | put |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 340,169 | $9,739,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 430,805 | $9,710,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 302,300 | $9,640,000 | thousands by filing date | put |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 168,490 | $9,638,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 78,200 | $9,590,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430347 | MOTIF DATA DRIVN | 152,677 | $9,582,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 80,955 | $9,580,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 9,013,000 | $9,576,000 | thousands by filing date | principal |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 451,390 | $9,570,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 147,771 | $9,565,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 2,070,240 | $9,564,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 77,500 | $9,559,000 | thousands by filing date | put |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 130,000 | $9,548,000 | thousands by filing date | call |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 726,026 | $9,548,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 648,152 | $9,547,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 2,544,165 | $9,541,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,319,758 | $9,529,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 172,800 | $9,526,000 | thousands by filing date | put |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 227,270 | $9,521,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 243,900 | $9,507,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430321 | FINANCE REIMAGI | 158,164 | $9,507,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 167,589 | $9,495,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 3,679,016 | $9,492,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 32,349 | $9,485,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 224,958 | $9,471,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 126,861 | $9,469,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 785,189 | $9,469,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 1,065,684 | $9,463,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 90,500 | $9,456,000 | thousands by filing date | put |
| Apollo Global Management Inc | 03768E105 | COM CL A | 189,400 | $9,455,000 | thousands by filing date | put |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 370,702 | $9,431,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 229,697 | $9,381,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 184,220 | $9,381,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 530,048 | $9,361,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 431,610 | $9,357,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 3,654,196 | $9,354,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 167,000 | $9,295,000 | thousands by filing date | call |
| OPEN TEXT CORP COM | 683715106 | Stock | 218,487 | $9,281,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 31,200 | $9,241,000 | thousands by filing date | call |
| WD 40 CO COM | 929236107 | Stock | 46,593 | $9,240,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 1,752,669 | $9,236,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 671,089 | $9,234,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 372,313 | $9,230,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 41,000 | $9,173,000 | thousands by filing date | put |
| 1ST FINL BANCORP | 320209109 | COM | 659,938 | $9,166,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 700,000 | $9,149,000 | thousands by filing date | call |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 366,285 | $9,141,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 279,600 | $9,140,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 130,400 | $9,136,000 | thousands by filing date | put |
| BANCORP INC DEL | 05969A105 | COM | 932,159 | $9,136,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 25,200 | $9,131,000 | thousands by filing date | call |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 724,800 | $9,110,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 429,586 | $9,107,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 40,000 | $9,087,000 | thousands by filing date | call |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 403,000 | $9,084,000 | thousands by filing date | put |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 81,901 | $9,084,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 412,536 | $9,076,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 264,688 | $9,074,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 75,400 | $9,063,000 | thousands by filing date | put |
| CVR Partners, LP | 126633106 | LTD | 10,660,562 | $9,061,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 299,604 | $9,033,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,527,553 | $9,028,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 220,535 | $9,019,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 301,433 | $8,992,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 48,778 | $8,990,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 8,404,000 | $8,984,000 | thousands by filing date | principal |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 216,443 | $8,973,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 679,721 | $8,972,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 367,954 | $8,934,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 108,147 | $8,934,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 311,573 | $8,929,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 500,000 | $8,910,000 | thousands by filing date | call |
| TWILIO INC CL A | 90138F102 | Stock | 40,600 | $8,908,000 | thousands by filing date | call |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 3,880,000 | $8,877,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 273,859 | $8,857,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 49,482 | $8,855,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 139,244 | $8,841,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 44,794 | $8,839,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 314,537 | $8,807,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 413,398 | $8,797,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 8,915,000 | $8,756,000 | thousands by filing date | principal |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 545,209 | $8,751,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 305,333 | $8,736,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 125,000 | $8,718,000 | thousands by filing date | put |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 21,521 | $8,717,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 221,283 | $8,712,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 315,820 | $8,704,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 256,800 | $8,664,000 | thousands by filing date | put |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 130,389 | $8,650,000 | thousands by filing date | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 715,113 | $8,631,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 2,234,653 | $8,603,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,243,054 | $8,602,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 55,100 | $8,595,000 | thousands by filing date | call |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 550,150 | $8,588,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 198,447 | $8,581,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 50,098 | $8,542,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 394,414 | $8,519,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 106,817 | $8,506,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 758,924 | $8,493,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 184,142 | $8,452,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 288,344 | $8,434,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 524,925 | $8,399,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 244,382 | $8,378,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 169,585 | $8,359,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 417,132 | $8,351,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,150,900 | $8,309,000 | thousands by filing date | put |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 19,781 | $8,289,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 904,781 | $8,270,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 101,722 | $8,255,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 500,000 | $8,250,000 | thousands by filing date | call |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 200,000 | $8,248,000 | thousands by filing date | put |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 200,000 | $8,248,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 100,200 | $8,236,000 | thousands by filing date | put |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 9,983,000 | $8,234,000 | thousands by filing date | principal |
| SPIRE INC | 84857L101 | COM | 125,294 | $8,233,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 2,693,742 | $8,216,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 191,500 | $8,208,000 | thousands by filing date | call |
| INGLES MKTS INC CL A | 457030104 | Stock | 190,399 | $8,200,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 199,300 | $8,197,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 156,100 | $8,187,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 3,541,550 | $8,181,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 305,000 | $8,180,000 | thousands by filing date | put |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 325,742 | $8,170,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 486,226 | $8,153,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 984,214 | $8,150,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 50,000 | $8,146,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 232,441 | $8,131,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 228,426 | $8,128,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 566,328 | $8,110,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 330,558 | $8,102,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 153,928 | $8,100,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 14,200 | $8,092,000 | thousands by filing date | call |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 110,058 | $8,088,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 27,900 | $8,078,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 180,200 | $8,059,000 | thousands by filing date | put |
| OVINTIV INC | 69047Q102 | COM | 843,800 | $8,058,000 | thousands by filing date | put |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 8,800,000 | $8,046,000 | thousands by filing date | principal |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,721,565 | $8,040,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 8,533,000 | $8,022,000 | thousands by filing date | principal |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 176,000 | $8,015,000 | thousands by filing date | put |
| TRINSEO S A | L9340P101 | SHS | 360,841 | $7,996,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 2,668,000 | $7,994,000 | thousands by filing date | principal |
| G III APPAREL GROUP LTD | 36237H101 | COM | 600,261 | $7,978,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 260,000 | $7,972,000 | thousands by filing date | call |
| TENABLE HLDGS INC | 88025T102 | COM | 266,711 | $7,951,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 380,224 | $7,939,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 1,380,671 | $7,939,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,721,556 | $7,919,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 530,247 | $7,911,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 160,100 | $7,893,000 | thousands by filing date | put |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 702,695 | $7,870,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO LTD COM CL A | G4418R101 | Stock | 478,247 | $7,867,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 3,012,665 | $7,863,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 208,513 | $7,854,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 2,371,893 | $7,851,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 157,920 | $7,845,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 298,787 | $7,790,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 57,800 | $7,744,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 125,100 | $7,724,000 | thousands by filing date | put |
| WILEY JOHN & SONS INC | 968223206 | CL A | 197,337 | $7,696,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 292,960 | $7,696,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 45,000 | $7,695,000 | thousands by filing date | call |
| ANAPTYSBIO INC | 032724106 | COM | 344,166 | $7,689,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 311,288 | $7,655,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 372,266 | $7,650,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 51,633 | $7,637,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 884,829 | $7,636,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 474,452 | $7,615,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 933,743 | $7,610,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 20,500 | $7,592,000 | thousands by filing date | call |
| BLACKBAUD INC COM | 09227Q100 | Stock | 132,830 | $7,582,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 235,282 | $7,576,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 215,404 | $7,563,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 224,941 | $7,545,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 97,500 | $7,540,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 128,200 | $7,538,000 | thousands by filing date | put |
| WORKIVA INC COM CL A | 98139A105 | Stock | 140,673 | $7,525,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 290,528 | $7,524,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 160,557 | $7,517,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 396,808 | $7,515,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,033,093 | $7,490,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 178,526 | $7,472,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 457,276 | $7,472,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 505,753 | $7,465,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 345,000 | $7,459,000 | thousands by filing date | put |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 5,740 | $7,441,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 249,739 | $7,440,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 479,240 | $7,433,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 468,944 | $7,433,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 503,487 | $7,431,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 278,920 | $7,414,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 385,100 | $7,398,000 | thousands by filing date | call |
| HURON CONSULTING GROUP INC | 447462102 | COM | 166,931 | $7,387,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 30,700 | $7,373,000 | thousands by filing date | call |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 107,050 | $7,363,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 176,828 | $7,363,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 331,368 | $7,357,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 341,076 | $7,354,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 2,550,796 | $7,346,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 80,237 | $7,323,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 225,308 | $7,322,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 50,600 | $7,316,000 | thousands by filing date | call |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 209,971 | $7,313,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 241,648 | $7,308,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 50,000 | $7,294,000 | thousands by filing date | call |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 198,446 | $7,289,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 46,700 | $7,285,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-20-000310 | this filing | 2020-08-12 | acceptance time not in the bulk data set |