13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 5,186 holding rows worth $392,612,183,000.
- Accession
- 0000769993-20-000158
- Filer
- CIK 886982
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 10,249 entries on the cover page, a total value of $392,612,183,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $392,612,183,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AVAYA HLDGS CORP | 05351X101 | COM | 181,600 | $2,452,000 | thousands by filing date | put |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 914,835 | $2,451,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 30,600 | $2,451,000 | thousands by filing date | put |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 10,500 | $2,450,000 | thousands by filing date | call |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 148,442 | $2,449,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 37,200 | $2,447,000 | thousands by filing date | put |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 243,134 | $2,439,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 39,014 | $2,436,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 7,300 | $2,422,000 | thousands by filing date | put |
| COTT CORP QUE | 22163N106 | COM | 177,112 | $2,422,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 114,422 | $2,419,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 52,297 | $2,417,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 273,997 | $2,416,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 309,540 | $2,415,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 49,999 | $2,411,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 16,300 | $2,409,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 7,000 | $2,408,000 | thousands by filing date | put |
| L BRANDS INC | 501797104 | COM | 132,900 | $2,408,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 1,704,498 | $2,403,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 28,489 | $2,401,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 274,100 | $2,396,000 | thousands by filing date | call |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 355,400 | $2,392,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 69,762 | $2,388,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 13,200 | $2,386,000 | thousands by filing date | call |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 493,926 | $2,376,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 53,600 | $2,374,000 | thousands by filing date | call |
| VICOR CORP | 925815102 | COM | 50,508 | $2,360,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 138,923 | $2,356,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 38,849 | $2,355,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 211,559 | $2,353,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 48,884 | $2,353,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 31,000 | $2,346,000 | thousands by filing date | call |
| KLA CORP | 482480100 | COM | 13,100 | $2,334,000 | thousands by filing date | call |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 6,200 | $2,328,000 | thousands by filing date | call |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 102,308 | $2,320,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 52,824 | $2,310,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 379,100 | $2,305,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 31,980 | $2,302,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 31,920 | $2,300,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 170,085 | $2,299,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 9,216 | $2,298,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 50,000 | $2,297,000 | thousands by filing date | put |
| THERAPEUTICSMD INC | 88338N107 | COM | 945,705 | $2,288,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 167,834 | $2,286,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 7,700 | $2,285,000 | thousands by filing date | put |
| AGILYSYS INC | 00847J105 | COM | 89,926 | $2,285,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 20,000 | $2,285,000 | thousands by filing date | put |
| SEATTLE GENETICS INC | 812578102 | COM | 20,000 | $2,285,000 | thousands by filing date | call |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 69,403 | $2,283,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 55,460 | $2,277,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 14,951 | $2,275,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 624,878 | $2,275,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 33,256 | $2,274,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 348,268 | $2,274,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 40,600 | $2,272,000 | thousands by filing date | call |
| TWILIO INC CL A | 90138F102 | Stock | 23,100 | $2,270,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 53,501 | $2,261,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 22,077 | $2,260,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 2,075,000 | $2,258,000 | thousands by filing date | principal |
| EDGIO INC | 53261M104 | COM | 552,652 | $2,255,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 54,064 | $2,254,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W403 | CORRT INM VALU | 90,000 | $2,254,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 563,003 | $2,252,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 163,422 | $2,249,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 299,625 | $2,248,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 113,346 | $2,245,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 23,380 | $2,244,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 25,954 | $2,243,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 73,600 | $2,236,000 | thousands by filing date | call |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 100,089 | $2,235,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 48,200 | $2,234,000 | thousands by filing date | call |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 96,843 | $2,234,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 310,762 | $2,234,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 30,600 | $2,230,000 | thousands by filing date | put |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 165,258 | $2,226,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 35,000 | $2,224,000 | thousands by filing date | put |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 69,922 | $2,221,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 91,596 | $2,214,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 46,071 | $2,213,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 25,243 | $2,211,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 142,960 | $2,206,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 46,441 | $2,200,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 72,579 | $2,192,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 83,857 | $2,192,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 211,624 | $2,186,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 33,321 | $2,185,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 48,487 | $2,184,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 70,000 | $2,178,000 | thousands by filing date | call |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 187,112 | $2,174,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 192,675 | $2,170,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,943,045 | $2,167,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 273,312 | $2,165,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 106,951 | $2,163,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 22,228 | $2,161,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 187,016 | $2,160,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 9,721 | $2,159,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 715,700 | $2,154,000 | thousands by filing date | put |
| ALEXANDERS INC COM | 014752109 | REIT | 6,509 | $2,151,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 249,910 | $2,147,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 25,000 | $2,144,000 | thousands by filing date | put |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 188,414 | $2,137,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 180,948 | $2,137,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 50,000 | $2,134,000 | thousands by filing date | put |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 25,000 | $2,133,000 | thousands by filing date | call |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 152,529 | $2,125,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 332,036 | $2,125,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 63,826 | $2,119,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 49,900 | $2,109,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 154,800 | $2,102,000 | thousands by filing date | call |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 73,979 | $2,101,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 50,000 | $2,100,000 | thousands by filing date | put |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 40,000 | $2,100,000 | thousands by filing date | put |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 22,467 | $2,087,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 223,782 | $2,085,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 308,473 | $2,085,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 15,600 | $2,083,000 | thousands by filing date | call |
| PHREESIA INC | 71944F106 | COM | 78,170 | $2,082,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 27,642 | $2,077,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 15,000 | $2,075,000 | thousands by filing date | call |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 64,298 | $2,072,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 36,000 | $2,069,000 | thousands by filing date | put |
| AFLAC INC COM | 001055102 | Stock | 39,100 | $2,068,000 | thousands by filing date | put |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 44,881 | $2,068,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 1,226,000 | $2,068,000 | thousands by filing date | principal |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 51,788 | $2,061,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 10,912 | $2,060,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 133,365 | $2,057,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 588,634 | $2,054,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 64,002 | $2,054,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 220,089 | $2,043,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 470,722 | $2,043,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 161,705 | $2,040,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 299,082 | $2,040,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 68,505 | $2,029,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 252,183 | $2,028,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 43,533 | $2,021,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 60,310 | $2,021,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 37,100 | $2,020,000 | thousands by filing date | call |
| TREDEGAR CORP | 894650100 | COM | 90,202 | $2,016,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 78,101 | $2,013,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 77,764 | $2,011,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 21,200 | $2,008,000 | thousands by filing date | put |
| HEALTHSTREAM INC | 42222N103 | COM | 73,815 | $2,008,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 59,747 | $2,005,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 86,060 | $1,997,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 83,664 | $1,992,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 62,887 | $1,992,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 588,399 | $1,989,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 50,474 | $1,987,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 266,509 | $1,986,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 269,159 | $1,984,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430255 | NEW AGE CONSU | 34,139 | $1,982,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 35,000 | $1,980,000 | thousands by filing date | call |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 110,410 | $1,980,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 141,370 | $1,979,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 272,679 | $1,977,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 58,800 | $1,972,000 | thousands by filing date | call |
| TIVITY HEALTH INC | 88870R102 | COM | 96,949 | $1,972,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 9,000 | $1,971,000 | thousands by filing date | put |
| CLEARWATER PAPER CORP | 18538R103 | COM | 92,272 | $1,971,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 16,200 | $1,964,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 100,000 | $1,961,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430271 | MANUFCTING REVL | 34,664 | $1,960,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 681,394 | $1,956,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 160,433 | $1,946,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 145,138 | $1,945,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 47,935 | $1,940,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 454,273 | $1,940,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 100,000 | $1,935,000 | thousands by filing date | call |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 114,513 | $1,934,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 150,684 | $1,933,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 14,700 | $1,932,000 | thousands by filing date | put |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 129,819 | $1,932,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 37,605 | $1,928,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 35,126 | $1,928,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 71,043 | $1,927,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 67,973 | $1,925,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 361,181 | $1,925,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 29,174 | $1,923,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 191,372 | $1,921,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 1,788,000 | $1,916,000 | thousands by filing date | principal |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 71,451 | $1,915,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 111,569 | $1,910,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 200,000 | $1,904,000 | thousands by filing date | put |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 94,384 | $1,903,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 123,255 | $1,901,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 73,117 | $1,895,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 808,128 | $1,891,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 57,951 | $1,889,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 142,706 | $1,888,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 125,382 | $1,885,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 35,932 | $1,880,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 25,000 | $1,876,000 | thousands by filing date | put |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 75,459 | $1,875,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 380,702 | $1,873,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 71,701 | $1,873,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 24,500 | $1,868,000 | thousands by filing date | put |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 24,766 | $1,866,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 87,000 | $1,865,000 | thousands by filing date | put |
| APOGEE ENTERPRISES INC | 037598109 | COM | 57,189 | $1,859,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 97,653 | $1,858,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 40,283 | $1,858,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 22,565 | $1,850,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 252,638 | $1,842,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 15,800 | $1,839,000 | thousands by filing date | call |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 303,670 | $1,837,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 44,002 | $1,833,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 207,343 | $1,831,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 97,100 | $1,830,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 147,314 | $1,826,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 37,829 | $1,825,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 17,500 | $1,822,000 | thousands by filing date | put |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 26,700 | $1,817,000 | thousands by filing date | put |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 75,647 | $1,815,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 113,526 | $1,814,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 25,100 | $1,812,000 | thousands by filing date | call |
| LYDALL INC | 550819106 | COMMON STOCK | 88,103 | $1,808,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 47,920 | $1,807,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 38,681 | $1,805,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 609,941 | $1,799,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 212,439 | $1,797,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 1,700,000 | $1,795,000 | thousands by filing date | principal |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 104,412 | $1,791,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 1,719,527 | $1,788,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 60,570 | $1,780,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 29,850 | $1,779,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 27,500 | $1,777,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 102,300 | $1,777,000 | thousands by filing date | put |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 180,192 | $1,777,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 125,184 | $1,777,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 2,272 | $1,775,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 341,611 | $1,766,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 33,300 | $1,766,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 607,961 | $1,763,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 14,653 | $1,759,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 121,227 | $1,758,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 1,425,000 | $1,757,000 | thousands by filing date | principal |
| SCHD | 808524797 | COM | 30,320 | $1,756,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 100,787 | $1,756,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 423,311 | $1,753,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 36,000 | $1,752,000 | thousands by filing date | put |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 107,908 | $1,751,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 19,800 | $1,744,000 | thousands by filing date | put |
| PENNANT GROUP INC | 70805E109 | COM | 52,610 | $1,740,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 26,256 | $1,735,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 242,500 | $1,734,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 93,200 | $1,733,000 | thousands by filing date | call |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 305,438 | $1,732,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 59,586 | $1,726,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 166,153 | $1,723,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 5,000 | $1,720,000 | thousands by filing date | call |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 51,077 | $1,715,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 210,602 | $1,714,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 15,410 | $1,714,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,250,219 | $1,713,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 39,618 | $1,712,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 312,179 | $1,711,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 124,200 | $1,707,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 84,652 | $1,704,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 115,294 | $1,704,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 44,658 | $1,702,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 35,000 | $1,702,000 | thousands by filing date | call |
| MEDICINES CO | 584688105 | COM | 20,000 | $1,699,000 | thousands by filing date | put |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 49,800 | $1,698,000 | thousands by filing date | put |
| DIGI INTL INC | 253798102 | COM | 95,788 | $1,697,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 45,100 | $1,695,000 | thousands by filing date | call |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 32,112 | $1,691,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 59,774 | $1,689,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 54,632 | $1,685,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 58,700 | $1,684,000 | thousands by filing date | put |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 44,539 | $1,683,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 114,361 | $1,675,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 117,367 | $1,671,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 40,000 | $1,660,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 18,897 | $1,651,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 188,780 | $1,650,000 | thousands by filing date | |
| PROSHARES TR | 74347G507 | RUSSELL US DIV | 40,000 | $1,649,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 20,000 | $1,642,000 | thousands by filing date | put |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 10,182 | $1,641,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 88,647 | $1,641,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 339,452 | $1,636,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 8,443 | $1,632,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 158,699 | $1,632,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 16,325 | $1,624,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 37,057 | $1,623,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 76,300 | $1,621,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 1,650,000 | $1,621,000 | thousands by filing date | principal |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 312,804 | $1,617,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 331,715 | $1,615,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 35,000 | $1,612,000 | thousands by filing date | call |
| PGT INNOVATIONS INC | 69336V101 | COM | 108,121 | $1,612,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 107,891 | $1,608,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 414,082 | $1,606,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 66,623 | $1,603,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 86,519 | $1,600,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 208,499 | $1,595,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 59,363 | $1,595,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 470,004 | $1,593,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 3,185,777 | $1,593,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 90,939 | $1,592,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 43,954 | $1,592,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 148,975 | $1,592,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 107,047 | $1,585,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E414 | MSCI CYCLI | 23,709 | $1,584,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 58,990 | $1,583,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 104,503 | $1,582,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 159,767 | $1,580,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 150,000 | $1,578,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 373,370 | $1,576,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 40,000 | $1,574,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 53,700 | $1,573,000 | thousands by filing date | put |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 150,224 | $1,573,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 144,285 | $1,570,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 150,000 | $1,570,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 91,282 | $1,568,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q787 | CMN | 50,000 | $1,568,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 32,783 | $1,567,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 7,800 | $1,566,000 | thousands by filing date | put |
| DSP GROUP INC | 23332B106 | COM | 99,407 | $1,565,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 41,487 | $1,564,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 80,186 | $1,562,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 143,500 | $1,560,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 51,300 | $1,558,000 | thousands by filing date | put |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 69,100 | $1,553,000 | thousands by filing date | put |
| BRIDGE BANCORP INC | 108035106 | COM | 46,257 | $1,551,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 174,200 | $1,550,000 | thousands by filing date | call |
| NIU TECHNOLOGIES | 65481N100 | CMN | 181,584 | $1,549,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 12,900 | $1,548,000 | thousands by filing date | call |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 150,000 | $1,548,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 94,024 | $1,547,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 17,900 | $1,546,000 | thousands by filing date | put |
| DAKTRONICS INC | 234264109 | COM | 253,722 | $1,545,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 150,000 | $1,545,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 150,695 | $1,543,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 98,561 | $1,540,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 150,000 | $1,539,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 49,003 | $1,537,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 105,828 | $1,536,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 388,839 | $1,536,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 6,400 | $1,535,000 | thousands by filing date | put |
| ALLEGRO MERGER CORP | 01749N103 | COM | 150,000 | $1,533,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 150,000 | $1,532,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 300,768 | $1,531,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 94,785 | $1,530,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 150,000 | $1,528,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 19,168 | $1,527,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 260,639 | $1,525,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 150,000 | $1,525,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 48,881 | $1,521,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 50,000 | $1,520,000 | thousands by filing date | put |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 50,599 | $1,516,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 243,943 | $1,512,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 41,688 | $1,511,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 237,276 | $1,511,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 162,814 | $1,506,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 13,020 | $1,505,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 27,452 | $1,504,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 59,702 | $1,503,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 139,635 | $1,496,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 115,402 | $1,492,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 109,537 | $1,492,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 80,429 | $1,492,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 91,338 | $1,490,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 312,144 | $1,489,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 64,841 | $1,489,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 6,200 | $1,487,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 25,448 | $1,484,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 16,000 | $1,480,000 | thousands by filing date | put |
| BEYONDSPRING INC | G10830100 | SHS | 95,290 | $1,477,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 15,393 | $1,477,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 75,433 | $1,476,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 31,469 | $1,473,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 100,000 | $1,470,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 28,600 | $1,468,000 | thousands by filing date | call |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 58,108 | $1,462,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 50,258 | $1,461,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 60,919 | $1,460,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 1,391,000 | $1,460,000 | thousands by filing date | principal |
| PDL BIOPHARMA INC | 69329Y104 | COM | 448,646 | $1,456,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 22,380 | $1,453,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 85,544 | $1,449,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 140,000 | $1,445,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 11,143 | $1,442,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 30,835 | $1,439,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 90,059 | $1,438,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 130,950 | $1,435,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 48,599 | $1,435,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 104,000 | $1,429,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 295,131 | $1,428,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 65,868 | $1,428,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 1,274,000 | $1,425,000 | thousands by filing date | principal |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 23,300 | $1,419,000 | thousands by filing date | call |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 2,000,000 | $1,419,000 | thousands by filing date | principal |
| HANESBRANDS INC | 410345102 | COM | 95,400 | $1,417,000 | thousands by filing date | put |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 86,233 | $1,417,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 13,500 | $1,414,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 19,702 | $1,414,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 41,026 | $1,408,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 351,795 | $1,407,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 114,384 | $1,406,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 30,300 | $1,404,000 | thousands by filing date | call |
| MEDIFAST INC | 58470H101 | COM | 12,800 | $1,403,000 | thousands by filing date | call |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 60,957 | $1,402,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 25,649 | $1,400,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 158,888 | $1,400,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 40,801 | $1,397,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 63,174 | $1,397,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 105,500 | $1,394,000 | thousands by filing date | put |
| VERSO CORP | 92531L207 | CL A | 77,303 | $1,394,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 7,900 | $1,393,000 | thousands by filing date | call |
| REGIS CORP | 758932107 | COM | 77,648 | $1,387,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 123,051 | $1,376,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 179,448 | $1,376,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 341,322 | $1,376,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 112,500 | $1,375,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 14,322 | $1,374,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 30,074 | $1,373,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 84,261 | $1,371,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 93,462 | $1,371,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 1,626,000 | $1,371,000 | thousands by filing date | principal |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 30,100 | $1,367,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 212,893 | $1,367,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 27,308 | $1,366,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 71,335 | $1,365,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 244,790 | $1,364,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 17,734 | $1,362,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 44,011 | $1,358,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 29,726 | $1,357,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 316,898 | $1,353,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 133,375 | $1,349,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 50,000 | $1,348,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 12,740 | $1,345,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 35,711 | $1,343,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 183,662 | $1,337,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 58,991 | $1,336,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 62,245 | $1,336,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 169,187 | $1,333,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 110,429 | $1,330,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285201 | UNIT 12/30/2025 | 130,583 | $1,327,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 25,700 | $1,319,000 | thousands by filing date | put |
| BLUEBIRD BIO INC | 09609G100 | COM | 15,000 | $1,316,000 | thousands by filing date | put |
| iShares MSCI Frontier 100 | 464286145 | cs | 43,374 | $1,316,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 42,544 | $1,315,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 278,507 | $1,315,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 163,199 | $1,310,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 20,251 | $1,307,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 34,119 | $1,307,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 38,370 | $1,307,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 125,000 | $1,305,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 115,339 | $1,304,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 55,861 | $1,304,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 91,644 | $1,302,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 63,000 | $1,295,000 | thousands by filing date | call |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 25,700 | $1,290,000 | thousands by filing date | call |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 15,413 | $1,287,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 112,166 | $1,286,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 233,764 | $1,286,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 23,000 | $1,283,000 | thousands by filing date | put |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 224,233 | $1,282,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 238,204 | $1,282,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 30,000 | $1,281,000 | thousands by filing date | put |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 30,000 | $1,281,000 | thousands by filing date | call |
| CAESARSTONE LTD | M20598104 | ORD SHS | 84,683 | $1,276,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 893,000 | $1,273,000 | thousands by filing date | principal |
| ISHARES TR | 464287754 | US INDUSTRIALS | 7,573 | $1,270,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 50,618 | $1,268,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 90,973 | $1,264,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 25,057 | $1,259,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 85,355 | $1,258,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 66,339 | $1,258,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 119,184 | $1,258,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 8,400 | $1,257,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 50,810 | $1,257,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 48,703 | $1,255,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 272,957 | $1,255,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 25,720 | $1,246,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 20,000 | $1,245,000 | thousands by filing date | put |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 28,600 | $1,244,000 | thousands by filing date | call |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 41,281 | $1,243,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 23,538 | $1,242,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 247,793 | $1,241,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 122,435 | $1,237,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 19,458 | $1,237,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 530,276 | $1,235,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 110,934 | $1,235,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 45,232 | $1,230,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 16,867 | $1,230,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 87,193 | $1,228,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 20,700 | $1,227,000 | thousands by filing date | call |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 2,800 | $1,227,000 | thousands by filing date | put |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 27,923 | $1,224,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 300,910 | $1,224,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 11,398 | $1,223,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 55,334 | $1,223,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 102,693 | $1,220,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 317,493 | $1,219,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 520,975 | $1,219,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 162,741 | $1,216,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 26,900 | $1,216,000 | thousands by filing date | call |
| NICOLET BANKSHARES INC | 65406E102 | COM | 16,436 | $1,214,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-20-000158 | this filing | 2020-02-14 | acceptance time not in the bulk data set |