13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 5,186 holding rows worth $392,612,183,000.
- Accession
- 0000769993-20-000158
- Filer
- CIK 886982
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 10,249 entries on the cover page, a total value of $392,612,183,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $392,612,183,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 355,627 | $1,213,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 331,924 | $1,212,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 38,929 | $1,208,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 102,079 | $1,207,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,100 | $1,205,000 | thousands by filing date | call |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 99,853 | $1,202,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 50,000 | $1,200,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 8,210 | $1,198,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 31,518 | $1,192,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 15,809 | $1,191,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 2,500,000 | $1,191,000 | thousands by filing date | principal |
| CORNING INC | 219350105 | COM | 40,800 | $1,188,000 | thousands by filing date | call |
| SPOK HLDGS INC COM | 84863T106 | Stock | 97,141 | $1,188,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 312,643 | $1,188,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 35,285 | $1,187,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 62,362 | $1,186,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 61,346 | $1,183,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 27,824 | $1,182,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 107,938 | $1,182,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 22,937 | $1,176,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 35,920 | $1,172,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 41,046 | $1,172,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 82,969 | $1,172,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 40,000 | $1,172,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 129,724 | $1,171,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 106,565 | $1,171,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 36,399 | $1,169,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 11,100 | $1,167,000 | thousands by filing date | put |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 69,565 | $1,165,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 33,577 | $1,164,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 64,378 | $1,164,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 19,230 | $1,161,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 273,315 | $1,153,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 8,000 | $1,152,000 | thousands by filing date | call |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 19,068 | $1,150,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 58,842 | $1,147,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 50,130 | $1,145,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 142,755 | $1,145,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 86,926 | $1,144,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 10,000 | $1,142,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 36,758 | $1,142,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 9,400 | $1,140,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 92,012 | $1,140,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 27,501 | $1,137,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 10,723 | $1,130,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 10,148 | $1,127,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 25,000 | $1,126,000 | thousands by filing date | put |
| EVOGENE LTD | M4119S104 | SHS | 740,184 | $1,125,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 55,505 | $1,124,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 25,073 | $1,121,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 16,175 | $1,120,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 50,000 | $1,119,000 | thousands by filing date | put |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 110,003 | $1,118,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 35,988 | $1,116,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 54,991 | $1,115,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 61,714 | $1,115,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 79,028 | $1,114,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 12,633 | $1,111,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 37,702 | $1,108,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 16,000 | $1,107,000 | thousands by filing date | call |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 9,544 | $1,107,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 24,000 | $1,105,000 | thousands by filing date | put |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 53,737 | $1,100,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 92,699 | $1,098,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 23,330 | $1,096,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 9,123 | $1,096,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 54,339 | $1,095,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 5,524 | $1,094,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 95,339 | $1,094,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 32,321 | $1,094,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 302,355 | $1,094,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 32,997 | $1,090,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 115,359 | $1,088,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 13,000 | $1,087,000 | thousands by filing date | call |
| VERA BRADLEY INC | 92335C106 | COM | 92,050 | $1,086,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 7,596 | $1,085,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 173,306 | $1,085,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 44,908 | $1,084,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 10,000 | $1,082,000 | thousands by filing date | call |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 81,529 | $1,080,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 175,755 | $1,077,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 79,130 | $1,073,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 139,286 | $1,072,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 1,240,000 | $1,070,000 | thousands by filing date | principal |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 16,882 | $1,069,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 151,570 | $1,068,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 36,400 | $1,066,000 | thousands by filing date | call |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 91,419 | $1,065,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 80,910 | $1,064,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 49,149 | $1,062,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 244,400 | $1,061,000 | thousands by filing date | put |
| LUTHER BURBANK CORP | 550550107 | COM | 91,664 | $1,057,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 133,066 | $1,057,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 49,200 | $1,055,000 | thousands by filing date | call |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 51,007 | $1,055,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 34,719 | $1,054,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 49,603 | $1,050,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 24,860 | $1,046,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 117,170 | $1,046,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 60,000 | $1,045,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 14,190 | $1,045,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 330,517 | $1,044,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 1,000,000 | $1,036,000 | thousands by filing date | principal |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 74,973 | $1,034,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 23,134 | $1,030,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 141,962 | $1,028,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 48,400 | $1,025,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 32,416 | $1,025,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 30,389 | $1,023,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 57,133 | $1,022,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 7,479 | $1,022,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 60,124 | $1,019,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 40,198 | $1,015,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 24,900 | $1,014,000 | thousands by filing date | put |
| RPC INC | 749660106 | COMMON STOCK | 193,502 | $1,013,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 13,600 | $1,008,000 | thousands by filing date | put |
| MERCER INTL INC | 588056101 | COM | 81,966 | $1,008,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 128,374 | $1,005,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 40,000 | $1,004,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 30,000 | $1,004,000 | thousands by filing date | put |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 30,000 | $1,004,000 | thousands by filing date | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J569 | BULSHS 2021 MUNI | 40,000 | $1,004,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 20,668 | $1,003,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 40,000 | $1,003,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 10,458 | $1,001,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 40,000 | $1,000,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 24,939 | $999,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 5,031 | $998,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 25,734 | $994,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 39,665 | $994,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 362,748 | $994,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 23,554 | $993,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 59,710 | $993,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 75,853 | $992,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 88,744 | $990,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 39,400 | $989,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 48,168 | $988,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 10,600 | $987,000 | thousands by filing date | call |
| UMH PPTYS INC | 903002103 | COM | 62,710 | $987,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 206,796 | $987,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 12,400 | $986,000 | thousands by filing date | call |
| RIVERVIEW BANCORP INC | 769397100 | COM | 119,943 | $985,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 25,003 | $984,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 58,949 | $983,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 22,331 | $980,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 75,593 | $980,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 16,760 | $979,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 8,400 | $978,000 | thousands by filing date | put |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 77,494 | $977,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 147,597 | $971,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 175,119 | $970,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 110,966 | $969,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 49,539 | $969,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 71,300 | $968,000 | thousands by filing date | put |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 79,306 | $966,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 55,644 | $964,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 50,000 | $964,000 | thousands by filing date | call |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 6,050 | $963,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 56,991 | $961,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 12,268 | $957,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 124,183 | $956,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 48,800 | $951,000 | thousands by filing date | call |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 127,929 | $951,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 307,496 | $950,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 225,814 | $944,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 20,898 | $943,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 52,088 | $938,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 200,000 | $938,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 9,302 | $931,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 44,315 | $931,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 830,888 | $931,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 50,632 | $928,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 52,870 | $928,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 42,167 | $927,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 20,940 | $925,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 106,456 | $925,000 | thousands by filing date | |
| WANDA SPORTS GROUP CO LTD | 93368R101 | SPONSORED ADS | 376,957 | $924,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 168,386 | $921,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 61,925 | $920,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 6,000 | $919,000 | thousands by filing date | call |
| SHOCKWAVE MED INC | 82489T104 | COM | 20,882 | $917,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 16,193 | $915,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 774,922 | $914,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 27,420 | $913,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 165,511 | $912,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 278,565 | $911,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 134,698 | $908,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 18,022 | $907,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 22,846 | $904,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 35,117 | $902,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 35,640 | $897,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 42,921 | $895,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 105,054 | $893,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 38,096 | $891,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 30,172 | $889,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 7,700 | $888,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 25,000 | $887,000 | thousands by filing date | put |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 53,802 | $886,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 54,337 | $886,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 59,130 | $884,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 127,313 | $881,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 70,331 | $879,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 109,575 | $877,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 51,828 | $876,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,200 | $875,000 | thousands by filing date | call |
| HYSTER-YALE INC | 449172105 | CL A | 14,809 | $873,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 128,680 | $873,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 109,171 | $873,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 34,347 | $872,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 91,610 | $871,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 6,850 | $870,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 39,400 | $868,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 190,624 | $867,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 6,439 | $864,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 97,163 | $859,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 44,983 | $854,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 550,000 | $853,000 | thousands by filing date | principal |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 5,520 | $849,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 17,400 | $846,000 | thousands by filing date | put |
| FITBIT INC | 33812L102 | CL A | 128,600 | $845,000 | thousands by filing date | put |
| PEOPLES UTAH BANCORP | 712706209 | COM | 28,053 | $845,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 14,619 | $844,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 12,400 | $842,000 | thousands by filing date | call |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 28,310 | $842,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 254,130 | $841,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 179,806 | $840,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 4,425 | $838,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 18,876 | $838,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 22,062 | $835,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 10,855 | $834,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 11,317 | $832,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 27,627 | $830,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 227,796 | $824,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 104,288 | $824,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 12,900 | $820,000 | thousands by filing date | call |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 36,886 | $819,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 52,516 | $815,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 4,000 | $814,000 | thousands by filing date | put |
| CAI INTERNATIONAL INC | 12477X106 | COM | 27,981 | $811,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 4,800 | $810,000 | thousands by filing date | call |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 17,982 | $807,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 37,481 | $806,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 34,132 | $806,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 22,008 | $806,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 29,100 | $805,000 | thousands by filing date | call |
| GORMAN RUPP CO COM | 383082104 | Stock | 21,449 | $804,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 31,000 | $804,000 | thousands by filing date | put |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 100,000 | $802,000 | thousands by filing date | call |
| XILINX INC | 983919101 | COM | 8,200 | $802,000 | thousands by filing date | put |
| SOUNDTHINKING INC | 82536T107 | COM | 31,454 | $802,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 57,766 | $797,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 7,038 | $796,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 24,920 | $796,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 202,559 | $796,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 251,812 | $796,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 99,091 | $795,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 38,739 | $795,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 40,348 | $794,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 4,893 | $793,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 227,896 | $793,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 65,592 | $787,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 92,662 | $785,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 30,000 | $784,000 | thousands by filing date | put |
| SB ONE BANCORP | 78413T103 | COM | 31,466 | $784,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 45,839 | $783,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 169,232 | $783,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 36,860 | $780,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 69,679 | $780,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 21,948 | $780,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 77,100 | $779,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 22,079 | $778,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 13,797 | $777,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 4,400 | $776,000 | thousands by filing date | put |
| ALTAIR ENGR INC | 021369AA1 | BOND | 755,000 | $774,000 | thousands by filing date | principal |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 135,581 | $774,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 515,082 | $773,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 207,150 | $772,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 7,702 | $771,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 18,676 | $771,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 52,051 | $770,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 499,216 | $769,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 19,621 | $768,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 6,472 | $768,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 78,624 | $768,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 27,143 | $765,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 23,499 | $764,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 50,968 | $761,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 22,700 | $755,000 | thousands by filing date | call |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 55,417 | $755,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 50,900 | $754,000 | thousands by filing date | call |
| OPTION CARE HEALTH INC | 68404L102 | COM | 202,342 | $754,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 29,338 | $752,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 109,231 | $750,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 264,866 | $747,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 380,401 | $746,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 19,415 | $745,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 52,950 | $744,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 22,880 | $743,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 12,682 | $739,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 65,966 | $733,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 24,215 | $729,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 68,785 | $729,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 34,706 | $728,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 94,800 | $727,000 | thousands by filing date | put |
| ITERIS INC NEW | 46564T107 | COM | 145,654 | $727,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 24,000 | $725,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 68,270 | $725,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 14,832 | $719,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 5,113 | $718,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 43,798 | $717,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,200 | $715,000 | thousands by filing date | call |
| ISHARES TR | 464287861 | EUROPE ETF | 15,208 | $714,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 37,500 | $714,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 6,000 | $713,000 | thousands by filing date | call |
| LEAR CORP COM NEW | 521865204 | Stock | 5,200 | $713,000 | thousands by filing date | call |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 28,683 | $713,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 20,769 | $713,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 14,522 | $712,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 18,157 | $712,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 12,459 | $711,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 116,413 | $711,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 34,979 | $709,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 13,877 | $708,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 209,457 | $708,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 23,217 | $706,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 43,402 | $702,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 10,742 | $700,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 25,564 | $699,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 66,449 | $699,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 31,573 | $698,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 27,959 | $697,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 39,660 | $697,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 63,191 | $694,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 38,000 | $687,000 | thousands by filing date | call |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 21,029 | $687,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 335,819 | $685,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 162,456 | $684,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 37,644 | $683,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 14,873 | $681,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 46,584 | $680,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 3,300 | $679,000 | thousands by filing date | put |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 56,003 | $679,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 118,713 | $678,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 55,544 | $675,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 51,000 | $674,000 | thousands by filing date | call |
| SECUREWORKS CORP | 81374A105 | CL A | 40,251 | $671,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 11,000 | $670,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 19,413 | $669,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 26,585 | $663,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 91,373 | $659,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 165,902 | $657,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 80,901 | $657,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 85,574 | $656,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 72,200 | $653,000 | thousands by filing date | call |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 73,379 | $652,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 37,928 | $651,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 209,725 | $651,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 95,764 | $649,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,800 | $648,000 | thousands by filing date | put |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 13,487 | $646,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 21,786 | $646,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 8,958 | $645,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 35,011 | $643,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 55,422 | $643,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G680 | S&P FINCIAL REVE | 8,634 | $637,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 11,431 | $635,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 50,411 | $635,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 47,887 | $634,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 34,542 | $634,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 56,240 | $631,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 230,308 | $631,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 34,145 | $629,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 13,338 | $628,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 26,493 | $627,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 39,800 | $627,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 54,037 | $625,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 11,364 | $623,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 37,444 | $623,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 26,700 | $622,000 | thousands by filing date | call |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 11,277 | $622,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 74,020 | $622,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 31,753 | $620,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 48,000 | $619,000 | thousands by filing date | call |
| NV5 HOLDINGS, INC | 62945V109 | COM | 12,182 | $615,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 243,854 | $615,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 14,514 | $614,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 11,187 | $612,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 62,602 | $612,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 21,731 | $612,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 19,900 | $609,000 | thousands by filing date | call |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 15,866 | $609,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 25,250 | $608,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 9,500 | $606,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 98,844 | $606,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 143,619 | $606,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 8,200 | $604,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 182,771 | $603,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 21,550 | $602,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 493,992 | $602,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 19,552 | $600,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 22,836 | $600,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 144,392 | $599,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 10,000 | $599,000 | thousands by filing date | put |
| TAILORED BRANDS INC | 87403A107 | COM | 144,792 | $599,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 84,024 | $597,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 14,857 | $596,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 234,913 | $594,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 6,204 | $594,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 27,054 | $592,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 30,183 | $585,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 68,284 | $585,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 107,176 | $583,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 34,220 | $581,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 7,638 | $578,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 231,323 | $578,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 151,542 | $577,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 8,827 | $576,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 31,756 | $576,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 219,750 | $576,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 99,073 | $575,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 69,743 | $574,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 47,236 | $573,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 8,364 | $573,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 211,272 | $571,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 63,212 | $571,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 45,939 | $570,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 78,840 | $569,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 79,075 | $568,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 18,129 | $568,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 8,319 | $568,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 163,152 | $568,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 278,686 | $565,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 163,856 | $565,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 39,571 | $564,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 93,059 | $563,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 48,645 | $563,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 111,706 | $561,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 65,263 | $561,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 10,000 | $560,000 | thousands by filing date | put |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 34,236 | $560,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 16,531 | $560,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 30,298 | $559,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 93,684 | $558,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 78,670 | $558,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 54,000 | $558,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 25,385 | $557,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 22,213 | $556,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 25,308 | $556,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 21,134 | $555,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 4,257 | $553,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 48,200 | $550,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 10,177 | $549,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 21,500 | $548,000 | thousands by filing date | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 24,674 | $547,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 128,976 | $547,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 27,314 | $547,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 49,114 | $547,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 54,011 | $547,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 13,383 | $546,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 62,042 | $545,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,800 | $544,000 | thousands by filing date | call |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 44,410 | $544,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 25,316 | $542,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 7,000 | $541,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 5,719 | $541,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 22,401 | $538,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 36,065 | $537,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 49,300 | $536,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 1,031,218 | $535,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 620,135 | $533,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 33,393 | $531,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 8,300 | $529,000 | thousands by filing date | put |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 25,909 | $527,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 129,042 | $527,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 65,986 | $527,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 188,136 | $525,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 31,048 | $524,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 20,978 | $524,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 8,300 | $522,000 | thousands by filing date | call |
| CORNING INC | 219350105 | COM | 17,900 | $521,000 | thousands by filing date | put |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 2,000 | $520,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 4,100 | $520,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 123,767 | $520,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 93,526 | $518,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 7,200 | $516,000 | thousands by filing date | call |
| FS BANCORP INC | 30263Y104 | COM | 8,079 | $515,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 189,802 | $515,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 13,816 | $514,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 20,000 | $513,000 | thousands by filing date | call |
| STITCH FIX INC | 860897107 | COM CL A | 20,000 | $513,000 | thousands by filing date | call |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 400,121 | $512,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 23,796 | $512,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 109,000 | $511,000 | thousands by filing date | call |
| COMSCORE INC | 20564W105 | COM | 103,210 | $510,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 818,481 | $510,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 30,000 | $508,000 | thousands by filing date | put |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 30,000 | $508,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 78,754 | $507,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 15,000 | $507,000 | thousands by filing date | put |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 66,238 | $507,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-20-000158 | this filing | 2020-02-14 | acceptance time not in the bulk data set |