13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 5,186 holding rows worth $392,612,183,000.
- Accession
- 0000769993-20-000158
- Filer
- CIK 886982
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 10,249 entries on the cover page, a total value of $392,612,183,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $392,612,183,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 31,700 | $4,800,000 | thousands by filing date | call |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 797,193 | $4,799,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 560,600 | $4,793,000 | thousands by filing date | put |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 478,796 | $4,783,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 104,620 | $4,783,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L786 | WESTN AST SHRT | 185,000 | $4,769,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 50,000 | $4,759,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 220,000 | $4,752,000 | thousands by filing date | put |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 245,897 | $4,743,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 149,482 | $4,738,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 50,000 | $4,734,000 | thousands by filing date | put |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 748,386 | $4,730,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 48,100 | $4,727,000 | thousands by filing date | call |
| POWELL INDS INC | 739128106 | COM | 96,331 | $4,719,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 147,531 | $4,718,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 29,271 | $4,707,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 305,761 | $4,706,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 172,035 | $4,697,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 55,300 | $4,697,000 | thousands by filing date | call |
| PETMED EXPRESS INC | 716382106 | COM | 198,464 | $4,668,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 40,000 | $4,649,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807108 | COM | 15,900 | $4,649,000 | thousands by filing date | put |
| LADDER CAP CORP CL A | 505743104 | REIT | 257,369 | $4,643,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 128,500 | $4,640,000 | thousands by filing date | call |
| LGI HOMES INC COM | 50187T106 | Stock | 65,626 | $4,637,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 189,012 | $4,599,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 173,752 | $4,592,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 15,700 | $4,591,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,263,043 | $4,585,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 49,500 | $4,578,000 | thousands by filing date | call |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 492,713 | $4,572,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 6,080,000 | $4,570,000 | thousands by filing date | principal |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 4,000,000 | $4,565,000 | thousands by filing date | principal |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 175,134 | $4,550,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 7,600 | $4,547,000 | thousands by filing date | call |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 98,074 | $4,545,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 75,506 | $4,542,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 118,707 | $4,535,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 202,682 | $4,530,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 675,937 | $4,529,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 122,400 | $4,528,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 118,780 | $4,516,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 129,289 | $4,497,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 877,993 | $4,482,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 452,286 | $4,482,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 718,306 | $4,475,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 6,072,000 | $4,473,000 | thousands by filing date | principal |
| NELNET INC | 64031N108 | CL A | 76,710 | $4,468,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 301,160 | $4,463,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 1,552,803 | $4,441,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 152,200 | $4,440,000 | thousands by filing date | put |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 135,000 | $4,428,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 79,932 | $4,427,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 232,266 | $4,427,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 114,529 | $4,424,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 112,900 | $4,423,000 | thousands by filing date | call |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 39,221 | $4,418,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 76,376 | $4,410,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 486,261 | $4,400,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,295,456 | $4,392,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 7,400 | $4,375,000 | thousands by filing date | call |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 50,000 | $4,372,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 115,898 | $4,366,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 38,163 | $4,364,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 60,878 | $4,363,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 160,842 | $4,349,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 55,025 | $4,337,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 24,500 | $4,336,000 | thousands by filing date | put |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 76,473 | $4,327,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 64,098 | $4,327,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 125,426 | $4,322,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 287,839 | $4,320,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 72,955 | $4,317,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 68,800 | $4,301,000 | thousands by filing date | put |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 136,304 | $4,292,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 100,000 | $4,269,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 80,800 | $4,262,000 | thousands by filing date | put |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 20,088 | $4,257,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 114,616 | $4,256,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 112,678 | $4,252,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 48,608 | $4,240,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 497,620 | $4,235,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 62,150 | $4,232,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 25,500 | $4,227,000 | thousands by filing date | put |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 25,500 | $4,227,000 | thousands by filing date | call |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 675,704 | $4,223,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 564,452 | $4,222,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 49,000 | $4,215,000 | thousands by filing date | put |
| Luckin Coffee Inc | 54951L109 | Equity | 107,100 | $4,215,000 | thousands by filing date | call |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 156,276 | $4,212,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 200,072 | $4,211,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 1,383,569 | $4,206,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 22,900 | $4,201,000 | thousands by filing date | put |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 153,500 | $4,197,000 | thousands by filing date | put |
| ENVIRI CORP | 415864107 | COM | 182,381 | $4,196,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 233,244 | $4,187,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 47,800 | $4,186,000 | thousands by filing date | call |
| ARVINAS INC | 04335A105 | COM | 101,791 | $4,182,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 281,766 | $4,181,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 434,047 | $4,180,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 255,597 | $4,174,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 102,687 | $4,173,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 44,500 | $4,171,000 | thousands by filing date | call |
| QUIDEL CORP | 74838J101 | COM | 55,588 | $4,171,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 48,257 | $4,169,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 21,400 | $4,154,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 60,300 | $4,151,000 | thousands by filing date | put |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 136,400 | $4,147,000 | thousands by filing date | call |
| HUDSON LTD | G46408103 | COM CL A | 270,296 | $4,146,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 25,000 | $4,142,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,176,217 | $4,140,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 25,000 | $4,139,000 | thousands by filing date | put |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 114,144 | $4,135,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 20,000 | $4,131,000 | thousands by filing date | call |
| UNUM GROUP COM | 91529Y106 | Stock | 141,600 | $4,129,000 | thousands by filing date | put |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 262,793 | $4,129,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 344,439 | $4,127,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 62,689 | $4,119,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 31,900 | $4,111,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 279,829 | $4,109,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 34,272 | $4,107,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 23,000 | $4,094,000 | thousands by filing date | put |
| NORDSTROM INC | 655664100 | COM | 100,000 | $4,093,000 | thousands by filing date | put |
| MODEL N INC | 607525102 | COM | 116,588 | $4,089,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 425,260 | $4,074,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 427,035 | $4,070,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 252,485 | $4,068,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 147,131 | $4,061,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 114,682 | $4,049,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 1,415,969 | $4,049,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430321 | FINANCE REIMAGI | 68,364 | $4,041,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 213,922 | $4,033,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 237,593 | $4,025,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 23,800 | $4,019,000 | thousands by filing date | call |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 90,000 | $4,018,000 | thousands by filing date | call |
| TENNANT CO | 880345103 | COM | 51,527 | $4,015,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 137,649 | $4,010,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 114,511 | $4,005,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 138,373 | $4,002,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 34,700 | $3,996,000 | thousands by filing date | put |
| BRF SA | 10552T107 | SPONSORED ADR | 458,984 | $3,993,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 29,966 | $3,991,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 103,190 | $3,985,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 172,837 | $3,984,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 127,589 | $3,983,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 380,000 | $3,962,000 | thousands by filing date | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 62,900 | $3,955,000 | thousands by filing date | put |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 29,447 | $3,946,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 464,390 | $3,938,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 47,000 | $3,937,000 | thousands by filing date | call |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 109,646 | $3,937,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 103,632 | $3,933,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 115,479 | $3,927,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 177,596 | $3,925,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 144,839 | $3,924,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 39,346 | $3,924,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 112,200 | $3,908,000 | thousands by filing date | put |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 202,016 | $3,899,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 45,100 | $3,889,000 | thousands by filing date | call |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 32,564 | $3,881,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,123,279 | $3,875,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 109,529 | $3,874,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 413,726 | $3,873,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 140,017 | $3,866,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 2,559,374 | $3,865,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 145,460 | $3,861,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 315,699 | $3,861,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 3,104,000 | $3,854,000 | thousands by filing date | principal |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 198,475 | $3,837,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 366,802 | $3,824,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 102,614 | $3,823,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 475,931 | $3,822,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 139,637 | $3,819,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 137,810 | $3,819,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 40,000 | $3,814,000 | thousands by filing date | call |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 103,123 | $3,805,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 100,000 | $3,805,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 139,792 | $3,801,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 170,506 | $3,792,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 91,726 | $3,780,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 34,000 | $3,773,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 80,741 | $3,766,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 146,557 | $3,761,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 40,412 | $3,760,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 125,800 | $3,741,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 850,100 | $3,740,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554102 | COM | 105,748 | $3,739,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 18,074 | $3,738,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 94,251 | $3,734,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 76,094 | $3,729,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 627,038 | $3,725,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 227,900 | $3,722,000 | thousands by filing date | put |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 125,336 | $3,701,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 75,659 | $3,695,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 349,200 | $3,673,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 216,000 | $3,672,000 | thousands by filing date | call |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 105,005 | $3,666,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 6,200 | $3,665,000 | thousands by filing date | put |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 400,000 | $3,660,000 | thousands by filing date | call |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 67,000 | $3,647,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,106,978 | $3,642,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 450,011 | $3,641,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 133,099 | $3,639,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 103,431 | $3,638,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 3,763,000 | $3,636,000 | thousands by filing date | principal |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 250,339 | $3,625,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 173,333 | $3,621,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 6,300 | $3,603,000 | thousands by filing date | call |
| SCHOLASTIC CORP COM | 807066105 | Stock | 93,367 | $3,590,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 169,400 | $3,586,000 | thousands by filing date | put |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 395,791 | $3,582,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 422,700 | $3,580,000 | thousands by filing date | call |
| DOMO INC | 257554105 | COM CL B | 164,450 | $3,572,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 66,100 | $3,568,000 | thousands by filing date | call |
| KELLY SVCS INC | 488152208 | CL A | 157,588 | $3,558,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 96,298 | $3,558,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 30,379 | $3,554,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 71,316 | $3,552,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 12,700 | $3,551,000 | thousands by filing date | call |
| ILLUMINA INC | 452327109 | COM | 10,700 | $3,550,000 | thousands by filing date | call |
| AON PLC | G0408V102 | SHS CL A | 17,000 | $3,541,000 | thousands by filing date | call |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 30,138 | $3,537,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 495,639 | $3,534,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 47,599 | $3,527,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 34,346 | $3,526,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 251,191 | $3,521,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 567,957 | $3,521,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 253,679 | $3,508,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 70,609 | $3,506,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 130,019 | $3,506,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 48,100 | $3,506,000 | thousands by filing date | call |
| BROWN FORMAN CORP | 115637100 | CL A | 55,633 | $3,492,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 2,000,000 | $3,484,000 | thousands by filing date | principal |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 206,300 | $3,478,000 | thousands by filing date | call |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 86,700 | $3,475,000 | thousands by filing date | put |
| ARBOR REALTY TRUST INC | 038923108 | COM | 242,104 | $3,474,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 327,302 | $3,473,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 91,949 | $3,464,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 103,800 | $3,453,000 | thousands by filing date | put |
| CONAGRA FOODS INC | 205887102 | COM | 100,800 | $3,451,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 24,398 | $3,450,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 83,700 | $3,449,000 | thousands by filing date | call |
| NUTANIX INC CL A | 67059N108 | Stock | 110,000 | $3,439,000 | thousands by filing date | put |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 326,709 | $3,421,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 74,436 | $3,420,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 92,398 | $3,420,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 847,399 | $3,415,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 117,203 | $3,413,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 75,000 | $3,406,000 | thousands by filing date | put |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 61,722 | $3,395,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 1,125,749 | $3,388,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 442,050 | $3,377,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 26,200 | $3,376,000 | thousands by filing date | put |
| DMC GLOBAL INC | 23291C103 | COM | 75,131 | $3,376,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 50,023 | $3,376,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 140,683 | $3,371,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 162,692 | $3,368,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 19,000 | $3,363,000 | thousands by filing date | call |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 1,590,000 | $3,354,000 | thousands by filing date | principal |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 28,486 | $3,352,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 61,014 | $3,342,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 54,700 | $3,341,000 | thousands by filing date | put |
| ETFMG | 26924G508 | EXCHANGE TRADED | 194,858 | $3,336,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 400,455 | $3,328,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 73,341 | $3,325,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 5,800 | $3,317,000 | thousands by filing date | put |
| TJX Companies Inc | 872540109 | COM | 54,300 | $3,316,000 | thousands by filing date | put |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 100,000 | $3,316,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 76,406 | $3,315,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 16,300 | $3,315,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 440,760 | $3,312,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 139,761 | $3,311,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 946,400 | $3,303,000 | thousands by filing date | put |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 165,128 | $3,301,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 43,019 | $3,299,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M201 | UNIT 99/99/9999 | 328,305 | $3,296,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 110,000 | $3,293,000 | thousands by filing date | call |
| TILLYS INC | 886885102 | CL A | 268,478 | $3,289,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 291,570 | $3,280,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 316,700 | $3,278,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 34,900 | $3,272,000 | thousands by filing date | put |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 231,213 | $3,272,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 150,000 | $3,269,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 2,221,923 | $3,266,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 76,027 | $3,259,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 50,326 | $3,257,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 223,836 | $3,257,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 385,587 | $3,250,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 35,300 | $3,249,000 | thousands by filing date | call |
| PINTEREST INC CL A | 72352L106 | Stock | 174,200 | $3,247,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 95,125 | $3,235,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 35,500 | $3,232,000 | thousands by filing date | call |
| APPFOLIO INC | 03783C100 | COM CL A | 29,349 | $3,227,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 65,272 | $3,225,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 157,853 | $3,223,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 139,438 | $3,223,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 438,381 | $3,222,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 116,175 | $3,220,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 278,500 | $3,217,000 | thousands by filing date | call |
| RADNET INC | 750491102 | COM | 158,479 | $3,217,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 148,041 | $3,205,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 33,800 | $3,202,000 | thousands by filing date | call |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 52,173 | $3,195,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 4,243 | $3,188,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 361,300 | $3,187,000 | thousands by filing date | call |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 41,919 | $3,180,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 114,295 | $3,180,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 569,692 | $3,174,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 509,376 | $3,173,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 80,900 | $3,170,000 | thousands by filing date | put |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 36,318 | $3,166,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 170,691 | $3,156,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 189,074 | $3,154,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 100,000 | $3,150,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 321,941 | $3,145,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 21,500 | $3,144,000 | thousands by filing date | call |
| PEABODY ENGR CORP | 704551100 | COM | 344,535 | $3,143,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 366,626 | $3,138,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 30,000 | $3,137,000 | thousands by filing date | call |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 93,975 | $3,136,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 262,248 | $3,129,000 | thousands by filing date | |
| INTELSAT S A | 45790VAB6 | NOTE 4.500% 6/1 | 4,644,000 | $3,119,000 | thousands by filing date | principal |
| FIRST INTERNET BANCORP | 320557101 | COM | 131,379 | $3,115,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 167,300 | $3,110,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 53,197 | $3,104,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 17,100 | $3,092,000 | thousands by filing date | put |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 33,731 | $3,086,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 150,407 | $3,085,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 60,095 | $3,083,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 125,737 | $3,082,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 82,943 | $3,081,000 | thousands by filing date | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 35,000 | $3,080,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 30,000 | $3,079,000 | thousands by filing date | call |
| ORION S.A. | L72967109 | COM | 159,307 | $3,075,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 250,821 | $3,065,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 527,000 | $3,054,000 | thousands by filing date | principal |
| OI SA-ADR | 670851500 | ADR | 3,277,359 | $3,053,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 186,720 | $3,053,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 50,674 | $3,048,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 300,000 | $3,045,000 | thousands by filing date | put |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 18,922 | $3,037,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 221,209 | $3,037,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 64,692 | $3,030,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 208,629 | $3,027,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 40,500 | $3,025,000 | thousands by filing date | call |
| DERMIRA INC | 24983L104 | COM | 199,477 | $3,024,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 200,000 | $3,024,000 | thousands by filing date | put |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 116,648 | $3,020,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 370,071 | $3,020,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 336,221 | $3,013,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 50,000 | $3,012,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 52,300 | $3,010,000 | thousands by filing date | call |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 30,871 | $3,007,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 3,917,582 | $3,007,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 190,856 | $3,006,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 80,107 | $3,001,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 83,478 | $2,989,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 991,566 | $2,985,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 78,606 | $2,982,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 3,060,000 | $2,977,000 | thousands by filing date | principal |
| LEMAITRE VASCULAR INC | 525558201 | COM | 82,717 | $2,974,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 70,789 | $2,973,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 45,300 | $2,971,000 | thousands by filing date | put |
| EQUIFAX INC COM | 294429105 | Stock | 21,100 | $2,957,000 | thousands by filing date | call |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 265,290 | $2,952,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 259,857 | $2,949,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 192,561 | $2,948,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 185,819 | $2,943,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 50,100 | $2,942,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 27,668 | $2,941,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 96,328 | $2,938,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 134,852 | $2,935,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 138,780 | $2,932,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 54,470 | $2,930,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 611,691 | $2,930,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 50,998 | $2,927,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 163,539 | $2,923,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 43,700 | $2,920,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 55,512 | $2,919,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 173,694 | $2,918,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 190,844 | $2,915,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 219,713 | $2,914,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 523,962 | $2,913,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 26,200 | $2,906,000 | thousands by filing date | put |
| XILINX INC | 983919101 | COM | 29,700 | $2,904,000 | thousands by filing date | call |
| VEONEER INC | 92336X109 | COM | 185,706 | $2,901,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 120,000 | $2,900,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 120,000 | $2,900,000 | thousands by filing date | call |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 2,000,000 | $2,891,000 | thousands by filing date | principal |
| BORR DRILLING LTD | G1466R207 | SHS | 319,361 | $2,890,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 100,600 | $2,889,000 | thousands by filing date | put |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 186,603 | $2,888,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 100,000 | $2,872,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 2,224,455 | $2,870,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 335,000 | $2,864,000 | thousands by filing date | call |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 47,671 | $2,860,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 9,824 | $2,858,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 110,000 | $2,857,000 | thousands by filing date | put |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 165,649 | $2,845,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 315,397 | $2,845,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 30,900 | $2,844,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 200,000 | $2,844,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 200,000 | $2,844,000 | thousands by filing date | call |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 64,346 | $2,832,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 93,535 | $2,830,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 180,033 | $2,821,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 52,732 | $2,817,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 2,925,000 | $2,814,000 | thousands by filing date | principal |
| MARINEMAX INC | 567908108 | COM | 168,584 | $2,813,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 43,787 | $2,811,000 | thousands by filing date | put |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 447,376 | $2,805,000 | thousands by filing date | |
| RUHNN HLDG LTD | 781314109 | ADS | 400,028 | $2,804,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 439,235 | $2,803,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 57,528 | $2,800,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 28,936 | $2,795,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 602,425 | $2,795,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 35,000 | $2,790,000 | thousands by filing date | put |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 318,357 | $2,789,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 46,700 | $2,785,000 | thousands by filing date | put |
| MAIN STR CAP CORP | 56035L104 | COM | 64,447 | $2,778,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 10,557 | $2,776,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 381,737 | $2,775,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,835,000 | $2,757,000 | thousands by filing date | principal |
| SEMPRA ENERGY | 816851505 | PFD | 23,143 | $2,756,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 39,890 | $2,752,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 447,312 | $2,751,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 2,293,000 | $2,744,000 | thousands by filing date | principal |
| OPUS BK IRVINE CALIF | 684000102 | COM | 106,012 | $2,743,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 96,861 | $2,741,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 563,964 | $2,741,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 2,865,536 | $2,740,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 341,777 | $2,739,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 43,502 | $2,734,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 642 | $2,729,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 43,800 | $2,726,000 | thousands by filing date | call |
| PRA Group Inc | 69354N106 | COM | 75,000 | $2,722,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 21,700 | $2,710,000 | thousands by filing date | put |
| CRA INTL INC | 12618T105 | COM | 49,698 | $2,707,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 3,274,635 | $2,703,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 67,134 | $2,695,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 24,900 | $2,693,000 | thousands by filing date | put |
| HURON CONSULTING GROUP INC | 447462102 | COM | 39,181 | $2,692,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 219,395 | $2,690,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 13,957 | $2,676,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 100,000 | $2,674,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 165,399 | $2,670,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 99,895 | $2,670,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 6,700 | $2,664,000 | thousands by filing date | put |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 189,878 | $2,664,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 341,611 | $2,664,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 25,000 | $2,658,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 71,038 | $2,650,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 113,825 | $2,646,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 314,230 | $2,643,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 89,980 | $2,638,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,881,460 | $2,634,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 82,418 | $2,626,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 40,000 | $2,623,000 | thousands by filing date | call |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 1,213,468 | $2,621,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 30,000 | $2,611,000 | thousands by filing date | call |
| ABIOMED INC | 003654100 | COM | 15,300 | $2,610,000 | thousands by filing date | put |
| EBIX INC | 278715206 | COM NEW | 77,885 | $2,603,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 714,721 | $2,601,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 266,059 | $2,600,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 44,556 | $2,598,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 18,623 | $2,591,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 80,108 | $2,589,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 40,000 | $2,587,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 97,779 | $2,587,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 129,368 | $2,582,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 387,166 | $2,578,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 530,023 | $2,576,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430347 | MOTIF DATA DRIVN | 44,500 | $2,571,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 639,200 | $2,570,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 50,000 | $2,570,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 51,400 | $2,565,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,096,207 | $2,565,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 563,181 | $2,551,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 10,500 | $2,543,000 | thousands by filing date | put |
| FIRST BUSEY CORP | 319383204 | COM NEW | 92,318 | $2,538,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 157,296 | $2,537,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 131,613 | $2,535,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 96,007 | $2,535,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 57,504 | $2,532,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 50,000 | $2,529,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 133,873 | $2,526,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430297 | HUMAN EVOLUTION | 44,696 | $2,518,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 201,051 | $2,515,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 44,347 | $2,511,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 10,000 | $2,510,000 | thousands by filing date | put |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 1,188,515 | $2,508,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 16,700 | $2,501,000 | thousands by filing date | put |
| QAD INC-A | 74727D306 | CL A | 49,106 | $2,501,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 92,521 | $2,494,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 50,000 | $2,485,000 | thousands by filing date | put |
| ATRICURE INC | 04963C209 | COM | 76,388 | $2,484,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 27,779 | $2,483,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 55,000 | $2,477,000 | thousands by filing date | call |
| RITE AID CORP | 767754872 | COM | 159,915 | $2,474,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 67,428 | $2,459,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-20-000158 | this filing | 2020-02-14 | acceptance time not in the bulk data set |