13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 5,186 holding rows worth $392,612,183,000.
- Accession
- 0000769993-20-000158
- Filer
- CIK 886982
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 10,249 entries on the cover page, a total value of $392,612,183,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $392,612,183,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 35,491 | $507,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 121,987 | $506,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 64,228 | $505,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 28,055 | $503,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 18,015 | $502,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 116,913 | $502,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 366,417 | $499,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 351,036 | $499,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 70,073 | $497,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 5,516 | $496,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 76,908 | $495,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 37,390 | $492,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 12,691 | $491,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 14,673 | $491,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 8,929 | $489,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 29,500 | $487,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 60,003 | $486,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 201,499 | $485,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 14,106 | $485,000 | thousands by filing date | |
| CLARIVATE ANALYTICS PLC | G21810117 | *W EXP 05/13/202 | 77,500 | $484,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 18,827 | $483,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 42,524 | $482,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 32,700 | $482,000 | thousands by filing date | put |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 22,980 | $480,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 126,683 | $479,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 38,344 | $479,000 | thousands by filing date | |
| X FINL SPONSORED ADS | 98372W103 | ADR | 282,671 | $478,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 13,165 | $477,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 42,030 | $477,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 21,700 | $476,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 3,400 | $475,000 | thousands by filing date | call |
| Amplify Energy Corp | 03212B103 | COM | 71,788 | $475,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 54,300 | $475,000 | thousands by filing date | put |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 311,000 | $475,000 | thousands by filing date | principal |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 65,446 | $475,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,300 | $473,000 | thousands by filing date | call |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 24,769 | $473,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 441,000 | $472,000 | thousands by filing date | principal |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 38,580 | $471,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 24,058 | $471,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 14,761 | $470,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 32,655 | $469,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 8,487 | $468,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 6,300 | $468,000 | thousands by filing date | call |
| CITIZENS INC | 174740100 | COMMON STOCK | 69,019 | $466,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 57,321 | $466,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 6,400 | $464,000 | thousands by filing date | call |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 3,692 | $464,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 44,574 | $462,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 17,122 | $462,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 7,168 | $461,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 25,083 | $461,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 41,642 | $460,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 12,463 | $460,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 273,198 | $459,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 57,867 | $458,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 49,530 | $457,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 13,851 | $455,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 14,655 | $453,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 356,112 | $452,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 9,633 | $451,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 22,500 | $450,000 | thousands by filing date | call |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 4,154 | $448,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 26,280 | $448,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 32,801 | $446,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 112,451 | $445,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 7,895 | $443,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 75,147 | $443,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 7,357 | $442,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 49,691 | $442,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 40,239 | $442,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 13,882 | $441,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 201,000 | $441,000 | thousands by filing date | principal |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 69,210 | $439,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 153,970 | $439,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 5,958 | $439,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 8,699 | $438,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 10,152 | $438,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 53,000 | $438,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 28,300 | $438,000 | thousands by filing date | put |
| PROSHARES TR | 74347B391 | CMN | 10,000 | $436,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 5,658 | $435,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,600 | $435,000 | thousands by filing date | call |
| MERCHANTS BANCORP IND | 58844R108 | COM | 22,005 | $434,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 45,664 | $434,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 6,300 | $433,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 254,130 | $432,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 17,660 | $431,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 87,576 | $431,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 53,085 | $430,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 50,885 | $430,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 2,400 | $428,000 | thousands by filing date | put |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 18,971 | $428,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 46,310 | $428,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 420,000 | $428,000 | thousands by filing date | principal |
| US ECOLOGY INC | 91734M111 | WTS | 36,750 | $426,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 24,357 | $423,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 160,213 | $423,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 31,424 | $422,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 22,792 | $422,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 46,014 | $420,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 93,333 | $419,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 78,665 | $416,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 18,012 | $414,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 17,610 | $413,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 198,636 | $413,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 19,048 | $412,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 75,000 | $412,000 | thousands by filing date | call |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 14,333 | $411,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 5,392 | $411,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 7,866 | $410,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 16,984 | $409,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 50,383 | $408,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 55,804 | $407,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 314,460 | $406,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 31,754 | $406,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 91,214 | $406,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 9,631 | $405,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 22,100 | $404,000 | thousands by filing date | call |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 13,716 | $403,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 12,283 | $402,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 17,628 | $401,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 87,092 | $400,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 19,952 | $399,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 4,000 | $399,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 15,137 | $399,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 14,742 | $399,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 10,400 | $397,000 | thousands by filing date | put |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 5,000 | $397,000 | thousands by filing date | put |
| iShares Global 100 ETF | 464287572 | SHS | 7,350 | $396,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 30,000 | $396,000 | thousands by filing date | put |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 16,619 | $394,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 11,993 | $392,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 10,021 | $392,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,861 | $391,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 2,600 | $389,000 | thousands by filing date | put |
| CONTURA ENERGY INC | 21241B100 | COM | 42,837 | $388,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W304 | CORRT INM DEFS | 15,000 | $388,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 118,890 | $387,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 36,900 | $385,000 | thousands by filing date | call |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 38,606 | $385,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 25,422 | $383,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 54,168 | $382,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 16,868 | $382,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 102,481 | $382,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 379,000 | $381,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 7,948 | $380,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 42,383 | $379,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 12,300 | $377,000 | thousands by filing date | put |
| CLOUDERA INC | 18914U100 | COM | 32,400 | $377,000 | thousands by filing date | call |
| ACNB CORP | 000868109 | COMMON STOCK | 9,856 | $373,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 13,030 | $373,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 55,390 | $373,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 89,116 | $373,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q829 | MANAGED FUTURE | 16,036 | $371,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y558 | MSCI CHINA CON | 17,000 | $370,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 17,100 | $369,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 5,699 | $369,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 409,500 | $369,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 64,291 | $368,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 82,649 | $368,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 22,985 | $367,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 21,200 | $366,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 37,910 | $365,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 23,238 | $364,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 26,311 | $364,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 136,923 | $364,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 49,660 | $364,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 7,749 | $363,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 24,926 | $362,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 95,110 | $361,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 20,213 | $360,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 61,607 | $360,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,000 | $359,000 | thousands by filing date | call |
| XBIOTECH INC | 98400H102 | COM | 19,218 | $359,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 33,525 | $359,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 45,626 | $358,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 8,677 | $357,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 4,620 | $357,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 51,598 | $357,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 267,655 | $356,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 85,512 | $355,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 81,134 | $353,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 12,937 | $353,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 6,787 | $352,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 200,240 | $352,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 73,787 | $351,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 41,080 | $350,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 43,500 | $349,000 | thousands by filing date | put |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 3,100 | $344,000 | thousands by filing date | put |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 6,767 | $342,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 3,998 | $342,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 20,000 | $342,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 10,785 | $340,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,500 | $339,000 | thousands by filing date | call |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 20,675 | $339,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 25,170 | $339,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 22,348 | $339,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 24,632 | $339,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 16,134 | $338,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 19,336 | $338,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 40,000 | $337,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 12,250 | $335,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 379,257 | $334,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 170,396 | $334,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 11,187 | $331,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 20,000 | $331,000 | thousands by filing date | call |
| HEXO CORP | 428304109 | COM | 207,740 | $330,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 35,109 | $329,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 50,000 | $328,000 | thousands by filing date | call |
| ERA GROUP INC | 26885G109 | COM | 32,298 | $328,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 415,000 | $327,000 | thousands by filing date | principal |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 37,413 | $322,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 58,989 | $322,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 125,180 | $320,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 39,966 | $317,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 18,034 | $317,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 19,701 | $317,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 5,232 | $315,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 6,600 | $315,000 | thousands by filing date | put |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 6,600 | $315,000 | thousands by filing date | call |
| OPTINOSE INC | 68404V100 | COM | 34,144 | $315,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,000 | $314,000 | thousands by filing date | put |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 23,847 | $314,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 12,323 | $314,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 17,949 | $314,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 8,163 | $311,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 50,000 | $310,000 | thousands by filing date | call |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 17,607 | $309,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 10,231 | $309,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 106,869 | $308,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 6,785 | $308,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 3,892 | $307,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 4,500 | $307,000 | thousands by filing date | call |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 141,327 | $307,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 126,805 | $307,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 3,401 | $305,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 29,598 | $305,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 289,238 | $304,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 25,631 | $303,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 31,546 | $303,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 15,400 | $303,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 10,606 | $302,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 5,032 | $302,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 30,666 | $302,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 4,157 | $302,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 57,900 | $302,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 28,967 | $302,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 22,473 | $301,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 26,516 | $301,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 43,316 | $301,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 21,430 | $300,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 177,376 | $300,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 26,707 | $300,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 63,896 | $300,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 4,100 | $299,000 | thousands by filing date | put |
| LOVESAC COMPANY | 54738L109 | COM | 18,384 | $295,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 13,700 | $295,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 8,215 | $294,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 26,830 | $292,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 12,163 | $292,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 8,184 | $292,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 17,597 | $292,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 25,900 | $291,000 | thousands by filing date | put |
| CASA SYS INC | 14713L102 | COM | 70,917 | $290,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO LTD COM CL A | G4418R101 | Stock | 49,828 | $289,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 125,006 | $288,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 287,000 | $288,000 | thousands by filing date | principal |
| IRON MTN INC DEL COM | 46284V101 | REIT | 9,000 | $287,000 | thousands by filing date | put |
| ARQULE INC | 04269E107 | COM | 14,400 | $287,000 | thousands by filing date | put |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 107,734 | $285,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 48,899 | $284,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 17,278 | $284,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 408,620 | $284,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 10,751 | $283,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 226,775 | $283,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 48,336 | $281,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 56,604 | $281,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 7,400 | $280,000 | thousands by filing date | put |
| GREIF INC | 397624206 | CL B | 5,380 | $279,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 23,737 | $279,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 35,711 | $279,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 29,605 | $277,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 83,119 | $277,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 35,000 | $275,000 | thousands by filing date | put |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 9,065 | $274,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 3,804 | $272,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 13,569 | $270,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 17,836 | $270,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 2,282 | $269,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A309 | UNIT 12/01/2023 | 25,000 | $269,000 | thousands by filing date | |
| DIAMOND EAGLE ACQUISITION CO | 25258L109 | COM CL A | 25,000 | $268,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 57,326 | $266,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 5,458 | $265,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 44,331 | $264,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 5,209 | $262,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 235,000 | $262,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 26,559 | $262,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 8,601 | $259,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 33,070 | $259,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 591,612 | $259,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 259,400 | $259,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 10,054 | $258,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 210,065 | $258,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 13,176 | $258,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 116,775 | $257,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 31,800 | $257,000 | thousands by filing date | call |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 10,068 | $256,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,000 | $255,000 | thousands by filing date | call |
| ACM RESH INC COM CL A | 00108J109 | Stock | 13,829 | $255,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 118,000 | $255,000 | thousands by filing date | call |
| SUPERIOR ENERGY SVCS INC | 868157306 | COM NEW | 50,936 | $255,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 8,753 | $254,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 3,560 | $253,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 22,596 | $253,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 28,241 | $252,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 8,012 | $252,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 28,122 | $252,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 4,190 | $251,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 34,778 | $249,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 33,000 | $248,000 | thousands by filing date | call |
| KALA BIO INC COM | 483119103 | Stock | 67,387 | $248,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 25,000 | $248,000 | thousands by filing date | call |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 4,868 | $247,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 15,579 | $247,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 10,748 | $246,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 7,000 | $246,000 | thousands by filing date | call |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 8,167 | $241,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 91,959 | $241,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 35,346 | $241,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 235,000 | $240,000 | thousands by filing date | principal |
| DIAMONDPEAK HLDGS COR | 25280H118 | *W EXP 02/22/202 | 299,700 | $240,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 86,091 | $239,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 5,000 | $238,000 | thousands by filing date | call |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 9,687 | $238,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 10,331 | $238,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 28,134 | $238,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 6,598 | $237,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 9,000 | $236,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 46,402 | $235,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 19,119 | $235,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 5,932 | $235,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 262,177 | $234,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 14,933 | $233,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,300 | $232,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 48,809 | $232,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 20,368 | $228,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 6,933 | $228,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 59,260 | $228,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 53,619 | $226,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 95,114 | $225,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 20,415 | $225,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 20,480 | $222,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 57,846 | $222,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 43,690 | $220,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 12,347 | $219,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 10,053 | $219,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 24,375 | $219,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 8,947 | $215,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 6,376 | $214,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 111,708 | $213,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 14,509 | $213,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 114,000 | $213,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 7,100 | $212,000 | thousands by filing date | call |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 19,731 | $212,000 | thousands by filing date | |
| AKAZOO SA | L0164E116 | *W EXP 09/11/202 | 425,000 | $212,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 10,000 | $211,000 | thousands by filing date | call |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 5,413 | $211,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 12,555 | $211,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G104 | OIL GAS BL 3X SH | 5,775 | $211,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1,836 | $210,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 311,289 | $210,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 13,144 | $209,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 10,724 | $209,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 61,107 | $209,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 12,609 | $208,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 96,366 | $208,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 4,400 | $207,000 | thousands by filing date | call |
| CADIZ INC | 127537207 | COM NEW | 18,697 | $206,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 53,400 | $206,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 9,811 | $206,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 6,982 | $206,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 67,795 | $206,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 122,000 | $206,000 | thousands by filing date | principal |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 41,288 | $205,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 19,125 | $205,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 83,828 | $205,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 8,386 | $204,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 50,982 | $204,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 18,484 | $203,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 13,689 | $203,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 6,492 | $202,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 9,433 | $202,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 37,413 | $201,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 23,347 | $200,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 241,907 | $200,000 | thousands by filing date | |
| ACTTW US 30 Apr 24 C11.5 (Act II Global Acquisitio | G0080J120 | W EXP 04/30/202 | 200,000 | $200,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 113,203 | $198,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 87,124 | $198,000 | thousands by filing date | |
| CHASERG TECHNLGY ACQUISITN C | 16166A111 | W EXP 04/10/202 | 90,000 | $198,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 31,296 | $197,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 59,246 | $196,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 23,787 | $194,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 20,538 | $194,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 11,866 | $192,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 17,652 | $192,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 11,224 | $192,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 71,703 | $191,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 10,000 | $190,000 | thousands by filing date | call |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 15,304 | $189,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 20,100 | $189,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 167,600 | $188,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 16,606 | $184,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 50,332 | $184,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 17,430 | $183,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 23,621 | $183,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 15,575 | $182,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 10,970 | $182,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 47,439 | $181,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 47,543 | $181,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 25,172 | $181,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 11,606 | $180,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 79,307 | $179,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 70,432 | $178,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 44,080 | $176,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 15,184 | $175,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 10,000 | $174,000 | thousands by filing date | call |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 12,442 | $174,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 47,391 | $173,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 83,970 | $173,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 60,568 | $173,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 10,000 | $171,000 | thousands by filing date | call |
| PHUNWARE INC | 71948P100 | COMMON | 143,412 | $171,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 12,937 | $170,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 13,533 | $170,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 16,946 | $170,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 20,604 | $169,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 13,053 | $169,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 93,053 | $169,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 16,308 | $166,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 44,889 | $166,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 25,209 | $165,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q204 | ADR | 44,733 | $165,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 11,055 | $164,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 16,064 | $163,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 19,100 | $160,000 | thousands by filing date | put |
| CYTOSORBENTS CORP | 23283X206 | CMN | 41,499 | $160,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 28,190 | $160,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 40,213 | $160,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 13,365 | $160,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 10,194 | $159,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 17,330 | $159,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 11,381 | $159,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 10,637 | $158,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 74,771 | $158,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 15,440 | $158,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 17,177 | $156,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 10,529 | $156,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 11,502 | $156,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 27,112 | $156,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 11,502 | $155,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 14,612 | $155,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 30,336 | $155,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 12,345 | $155,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 17,671 | $154,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 10,671 | $154,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 20,000 | $153,000 | thousands by filing date | call |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 11,905 | $153,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 72,867 | $153,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 15,106 | $153,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 21,746 | $152,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 150,959 | $152,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 55,988 | $151,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 10,810 | $151,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 13,543 | $150,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 19,857 | $149,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 10,776 | $149,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 40,658 | $149,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 79,071 | $149,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 47,899 | $148,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 20,609 | $148,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 14,645 | $145,000 | thousands by filing date | |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 125,000 | $143,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 20,139 | $142,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 47,314 | $141,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 13,321 | $141,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 10,716 | $141,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 22,588 | $141,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 15,880 | $141,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 13,022 | $139,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 11,346 | $139,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 32,021 | $138,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 99,469 | $137,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 55,325 | $137,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 13,101 | $136,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 21,313 | $135,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 17,278 | $134,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 29,827 | $134,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 100,000 | $134,000 | thousands by filing date | call |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 250,000 | $134,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-20-000158 | this filing | 2020-02-14 | acceptance time not in the bulk data set |