13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 5,186 holding rows worth $392,612,183,000.
- Accession
- 0000769993-20-000158
- Filer
- CIK 886982
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 10,249 entries on the cover page, a total value of $392,612,183,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $392,612,183,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 647,320 | $9,056,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 416,535 | $9,055,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 115,968 | $9,042,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 186,070 | $9,041,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 245,406 | $9,038,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 330,250 | $9,033,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 137,489 | $9,019,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 24,600 | $9,016,000 | thousands by filing date | call |
| MOMO INC | 60879B107 | ADR | 269,100 | $9,015,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 175,400 | $9,014,000 | thousands by filing date | call |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 8,746,000 | $8,994,000 | thousands by filing date | principal |
| PepsiCo,Inc. | 713448108 | COM | 65,800 | $8,993,000 | thousands by filing date | put |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 527,055 | $8,992,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 653,852 | $8,991,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 559,528 | $8,981,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 35,400 | $8,961,000 | thousands by filing date | put |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 815,997 | $8,959,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 864,751 | $8,950,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 12,000,000 | $8,946,000 | thousands by filing date | principal |
| ICHOR HOLDINGS | G4740B105 | SHS | 268,685 | $8,939,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 258,589 | $8,932,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 22,900 | $8,917,000 | thousands by filing date | put |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 739,747 | $8,899,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 200,000 | $8,880,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 18,200 | $8,828,000 | thousands by filing date | put |
| CANOPY GROWTH CORP | 138035100 | COM | 418,583 | $8,828,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 373,282 | $8,813,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 85,600 | $8,809,000 | thousands by filing date | call |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 96,000 | $8,800,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 179,173 | $8,799,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 231,850 | $8,789,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 280,888 | $8,775,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 142,600 | $8,756,000 | thousands by filing date | put |
| Gaotu Techedu Inc | 36257Y109 | COM | 400,000 | $8,744,000 | thousands by filing date | put |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 514,748 | $8,720,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 33,200 | $8,696,000 | thousands by filing date | put |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 72,000 | $8,677,000 | thousands by filing date | call |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 470,000 | $8,643,000 | thousands by filing date | put |
| CSW INDUSTRIALS INC | 126402106 | COM | 112,113 | $8,632,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 69,100 | $8,631,000 | thousands by filing date | call |
| RH | 74967X103 | COM | 40,400 | $8,625,000 | thousands by filing date | put |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 430,560 | $8,589,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 125,690 | $8,589,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 204,337 | $8,576,000 | thousands by filing date | put |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 53,100 | $8,557,000 | thousands by filing date | call |
| Surmodics Inc | 868873100 | Common Stock | 206,309 | $8,547,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 212,600 | $8,540,000 | thousands by filing date | put |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 511,318 | $8,503,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 655,405 | $8,501,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 84,340 | $8,494,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 321,414 | $8,492,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 8,000,000 | $8,492,000 | thousands by filing date | principal |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 168,007 | $8,468,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 265,266 | $8,467,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 27,900 | $8,466,000 | thousands by filing date | put |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 50,000 | $8,458,000 | thousands by filing date | call |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 262,748 | $8,455,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 41,730 | $8,428,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 518,653 | $8,418,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 110,000 | $8,418,000 | thousands by filing date | put |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 207,645 | $8,385,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 115,315 | $8,384,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 254,712 | $8,372,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 160,208 | $8,372,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 899,410 | $8,364,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 382,400 | $8,334,000 | thousands by filing date | call |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 66,827 | $8,324,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 431,257 | $8,318,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 122,200 | $8,310,000 | thousands by filing date | put |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 138,173 | $8,302,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 444,700 | $8,289,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 459,770 | $8,280,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 282,968 | $8,257,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 41,700 | $8,240,000 | thousands by filing date | call |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 92,929 | $8,214,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 39,000 | $8,212,000 | thousands by filing date | call |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 194,235 | $8,211,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 593,631 | $8,210,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 123,394 | $8,163,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 170,000 | $8,162,000 | thousands by filing date | put |
| YUM CHINA HLDGS INC | 98850P109 | COM | 170,000 | $8,162,000 | thousands by filing date | call |
| STAMPS COM INC | 852857200 | COM NEW | 97,669 | $8,157,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 190,932 | $8,156,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 238,861 | $8,130,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 212,859 | $8,123,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 250,131 | $8,112,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 370,946 | $8,109,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 316,100 | $8,102,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 95,700 | $8,091,000 | thousands by filing date | call |
| Costco Wholesale Corporation | 22160K105 | COM | 27,500 | $8,083,000 | thousands by filing date | put |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 125,935 | $8,071,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 92,200 | $8,051,000 | thousands by filing date | call |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 78,200 | $8,048,000 | thousands by filing date | put |
| COHEN & STEERS INC COM | 19247A100 | Stock | 128,153 | $8,043,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 9,000,000 | $8,029,000 | thousands by filing date | principal |
| ALECTOR INC | 014442107 | COMMON STOCK | 465,937 | $8,028,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 78,335 | $8,025,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 542,663 | $7,993,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 2,916,284 | $7,991,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 149,100 | $7,986,000 | thousands by filing date | put |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 8,021,000 | $7,981,000 | thousands by filing date | principal |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 8,061,000 | $7,981,000 | thousands by filing date | principal |
| INVESCO EXCHNG TRAD SLF INDE | 46139W205 | EMR MKT DB VLU | 300,000 | $7,974,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 46,000 | $7,970,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 199,431 | $7,963,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 200,000 | $7,962,000 | thousands by filing date | put |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 200,000 | $7,962,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 90,600 | $7,955,000 | thousands by filing date | call |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 226,059 | $7,924,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 155,800 | $7,919,000 | thousands by filing date | call |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 129,962 | $7,916,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 66,621 | $7,893,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 556,974 | $7,887,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 175,385 | $7,852,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 427,518 | $7,845,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 112,742 | $7,831,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 398,585 | $7,828,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 7,085,000 | $7,827,000 | thousands by filing date | principal |
| RETAIL VALUE INC | 76133Q102 | COM | 212,650 | $7,826,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 168,600 | $7,814,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 26,300 | $7,804,000 | thousands by filing date | call |
| MICHAELS COS INC | 59408Q106 | COM | 962,822 | $7,789,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 469,032 | $7,782,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 850,000 | $7,777,000 | thousands by filing date | put |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 214,307 | $7,769,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 237,067 | $7,766,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 135,799 | $7,733,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 9,991,000 | $7,720,000 | thousands by filing date | principal |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 311,068 | $7,717,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 354,269 | $7,702,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 7,646,000 | $7,685,000 | thousands by filing date | principal |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 45,005 | $7,684,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 842,200 | $7,681,000 | thousands by filing date | call |
| HORMEL FOODS CORP COM | 440452100 | Stock | 169,800 | $7,660,000 | thousands by filing date | put |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 241,500 | $7,658,000 | thousands by filing date | call |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 120,000 | $7,652,000 | thousands by filing date | put |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 49,234 | $7,634,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 290,915 | $7,601,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 380,217 | $7,597,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 39,114 | $7,593,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 66,500 | $7,578,000 | thousands by filing date | call |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 99,356 | $7,576,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 257,847 | $7,576,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 253,550 | $7,576,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 50,000 | $7,574,000 | thousands by filing date | put |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 138,200 | $7,572,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 387,270 | $7,563,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,912,990 | $7,556,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 89,512 | $7,537,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 433,138 | $7,537,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,976,947 | $7,532,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 101,395 | $7,525,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 595,828 | $7,496,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 405,931 | $7,488,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 58,500 | $7,480,000 | thousands by filing date | put |
| GREIF INC | 397624107 | CL A | 168,673 | $7,455,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 635,372 | $7,453,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 55,800 | $7,450,000 | thousands by filing date | put |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 469,225 | $7,427,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 1,606,982 | $7,424,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 196,400 | $7,412,000 | thousands by filing date | call |
| Stryker Corporation | 863667101 | COM | 35,300 | $7,411,000 | thousands by filing date | put |
| Vanguard Energy ETF | 92204A306 | SHS | 90,915 | $7,409,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 227,873 | $7,405,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 255,300 | $7,404,000 | thousands by filing date | put |
| NEENAH PAPER INC | 640079109 | COM | 105,111 | $7,403,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 124,200 | $7,390,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 88,610 | $7,379,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 431,821 | $7,376,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 143,253 | $7,335,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 327,070 | $7,333,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 517,204 | $7,282,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 15,000 | $7,276,000 | thousands by filing date | call |
| American Express Company | 025816109 | COM | 58,400 | $7,270,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 742,185 | $7,266,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 157,737 | $7,261,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 211,104 | $7,243,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 1,926,995 | $7,226,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 73,707 | $7,219,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 561,671 | $7,206,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 187,417 | $7,163,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 698,853 | $7,157,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 114,790 | $7,150,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 6,000 | $7,148,000 | thousands by filing date | put |
| ALERUS FINL CORP | 01446U103 | COM | 312,573 | $7,142,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 45,000 | $7,132,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 348,345 | $7,116,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 147,400 | $7,105,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 46,900 | $7,102,000 | thousands by filing date | put |
| AEROVIRONMENT INC COM | 008073108 | Stock | 114,560 | $7,073,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 5,199,000 | $7,065,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 44,350 | $7,053,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 281,471 | $7,051,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 280,851 | $7,041,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 253,785 | $7,010,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 382,807 | $7,006,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 438,938 | $7,001,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 516,069 | $6,993,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 7,725,000 | $6,992,000 | thousands by filing date | principal |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 254,259 | $6,987,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 97,093 | $6,986,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 5,465,000 | $6,981,000 | thousands by filing date | principal |
| LIVENT CORP | 53814L108 | COM | 814,770 | $6,967,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 422,532 | $6,959,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 368,889 | $6,942,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 36,300 | $6,939,000 | thousands by filing date | put |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 167,520 | $6,931,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 2,892,663 | $6,913,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 136,319 | $6,902,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 66,000 | $6,901,000 | thousands by filing date | put |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 186,900 | $6,891,000 | thousands by filing date | put |
| ARCOSA INC COM | 039653100 | Stock | 154,315 | $6,875,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 411,087 | $6,874,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 332,458 | $6,871,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 89,988 | $6,864,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 145,797 | $6,856,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 110,500 | $6,853,000 | thousands by filing date | call |
| MEDALLIA INC | 584021109 | COM | 220,025 | $6,845,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 46,923 | $6,835,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 240,600 | $6,833,000 | thousands by filing date | put |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 162,669 | $6,830,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 180,400 | $6,808,000 | thousands by filing date | put |
| AMERICAN PUB ED INC | 02913V103 | COM | 248,460 | $6,805,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 97,784 | $6,803,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 45,000 | $6,765,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,491,771 | $6,758,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 171,664 | $6,755,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 337,852 | $6,744,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 91,313 | $6,733,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 25,700 | $6,732,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 114,100 | $6,727,000 | thousands by filing date | call |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 121,433 | $6,726,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 180,770 | $6,723,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 768,069 | $6,721,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 750,000 | $6,712,000 | thousands by filing date | call |
| TALOS ENERGY INC | 87484T108 | COM | 222,543 | $6,709,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 29,400 | $6,704,000 | thousands by filing date | call |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 143,637 | $6,680,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 224,072 | $6,680,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 315,800 | $6,667,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 3,114,076 | $6,664,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 6,804,000 | $6,641,000 | thousands by filing date | principal |
| BEYOND MEAT INC | 08862E109 | COM | 87,639 | $6,626,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 40,000 | $6,622,000 | thousands by filing date | call |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 7,860,000 | $6,613,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 185,900 | $6,594,000 | thousands by filing date | call |
| WORKDAY INC CL A | 98138H101 | Stock | 40,000 | $6,578,000 | thousands by filing date | call |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 134,830 | $6,564,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 28,300 | $6,556,000 | thousands by filing date | call |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 199,529 | $6,551,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 2,290,975 | $6,530,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 130,792 | $6,520,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 179,073 | $6,501,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 43,686 | $6,459,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 50,700 | $6,452,000 | thousands by filing date | put |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 50,000 | $6,451,000 | thousands by filing date | put |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 50,000 | $6,451,000 | thousands by filing date | call |
| WESBANCO INC | 950810101 | COM | 170,697 | $6,451,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 198,181 | $6,441,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 449,234 | $6,437,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 120,890 | $6,434,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 138,609 | $6,418,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 155,399 | $6,415,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 52,667 | $6,411,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 159,270 | $6,403,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 74,039 | $6,402,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 399,443 | $6,395,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 135,000 | $6,367,000 | thousands by filing date | put |
| CORECIVIC INC | 21871N101 | COM | 366,078 | $6,362,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,682,461 | $6,360,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 188,315 | $6,331,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 471,226 | $6,329,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 239,472 | $6,324,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 161,400 | $6,293,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 27,200 | $6,290,000 | thousands by filing date | call |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 78,707 | $6,287,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 718,201 | $6,284,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 149,603 | $6,279,000 | thousands by filing date | call |
| COVETRUS INC | 22304C100 | COM | 474,904 | $6,269,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 73,749 | $6,261,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 194,678 | $6,257,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 111,800 | $6,256,000 | thousands by filing date | put |
| YEXT INC | 98585N106 | COM | 433,183 | $6,247,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,171,240 | $6,231,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 65,314 | $6,228,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 271,684 | $6,227,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 157,706 | $6,223,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 142,057 | $6,202,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 237,506 | $6,199,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 5,620,000 | $6,199,000 | thousands by filing date | principal |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 78,473 | $6,164,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 78,700 | $6,150,000 | thousands by filing date | put |
| COOPER TIRE & RUBR CO | 216831107 | COM | 213,590 | $6,141,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 14,000 | $6,136,000 | thousands by filing date | call |
| ATRECA INC | 04965G109 | COM | 396,321 | $6,132,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 148,700 | $6,128,000 | thousands by filing date | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 190,200 | $6,111,000 | thousands by filing date | call |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 73,022 | $6,091,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 29,000 | $6,089,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 1,279,005 | $6,075,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 10,400 | $6,070,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 133,600 | $6,061,000 | thousands by filing date | call |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 5,000,000 | $6,043,000 | thousands by filing date | principal |
| TIFFANY & CO NEW | 886547108 | COM | 45,200 | $6,041,000 | thousands by filing date | put |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 357,086 | $6,034,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 709,514 | $6,024,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 235,227 | $6,022,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 117,660 | $6,003,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 124,381 | $5,997,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 594,395 | $5,986,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 366,500 | $5,985,000 | thousands by filing date | call |
| HAYNES INTL INC | 420877201 | COM NEW | 167,074 | $5,978,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 178,200 | $5,977,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 102,600 | $5,976,000 | thousands by filing date | put |
| AUTOZONE INC COM | 053332102 | Stock | 5,000 | $5,957,000 | thousands by filing date | call |
| Vanguard Communication Services ETF | 92204A884 | SHS | 63,331 | $5,949,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 19,400 | $5,949,000 | thousands by filing date | put |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 939,226 | $5,936,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 100,000 | $5,924,000 | thousands by filing date | put |
| iShares MSCI Japan ETF | 46434G822 | SHS | 100,000 | $5,924,000 | thousands by filing date | call |
| LIVEPERSON, INC. | 538146101 | COM | 160,103 | $5,923,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 130,584 | $5,919,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 293,152 | $5,913,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 971,978 | $5,909,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 145,329 | $5,895,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 354,064 | $5,895,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 203,200 | $5,891,000 | thousands by filing date | call |
| CYRUSONE INC | 23283R100 | COM | 90,000 | $5,889,000 | thousands by filing date | call |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 220,229 | $5,878,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 372,764 | $5,868,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 176,624 | $5,860,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 481,089 | $5,855,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 284,703 | $5,853,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 617,169 | $5,851,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 106,000 | $5,838,000 | thousands by filing date | call |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 418,290 | $5,835,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 501,400 | $5,831,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 153,029 | $5,821,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 29,746 | $5,812,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 200,200 | $5,804,000 | thousands by filing date | put |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 200,000 | $5,800,000 | thousands by filing date | call |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 250,598 | $5,794,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 94,400 | $5,764,000 | thousands by filing date | call |
| TUCOWS INC | 898697206 | COM NEW | 93,289 | $5,763,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 512,483 | $5,760,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 242,115 | $5,750,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 25,948 | $5,747,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 100,568 | $5,738,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 3,950,002 | $5,728,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 31,650 | $5,726,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 167,622 | $5,722,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 242,174 | $5,715,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 1,385,146 | $5,707,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 228,096 | $5,707,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 97,615 | $5,678,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 796,150 | $5,676,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 150,000 | $5,673,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 187,346 | $5,673,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,644,248 | $5,673,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 133,673 | $5,672,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 61,295 | $5,670,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 135,251 | $5,670,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 400,000 | $5,668,000 | thousands by filing date | call |
| Eli Lilly and Company | 532457108 | COM | 43,100 | $5,665,000 | thousands by filing date | call |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 244,474 | $5,662,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 207,892 | $5,654,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 269,712 | $5,653,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 89,500 | $5,652,000 | thousands by filing date | put |
| NUCOR CORP COM | 670346105 | Stock | 100,000 | $5,628,000 | thousands by filing date | put |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 94,800 | $5,627,000 | thousands by filing date | call |
| GEO GROUP INC NEW | 36162J106 | COM | 338,743 | $5,627,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 306,685 | $5,627,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 464,111 | $5,616,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 1,541,583 | $5,611,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 238,559 | $5,599,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 167,000 | $5,594,000 | thousands by filing date | call |
| US Ecology, Inc. | 91734M103 | COM | 96,584 | $5,593,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 321,086 | $5,587,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 147,500 | $5,573,000 | thousands by filing date | call |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 103,212 | $5,563,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 145,454 | $5,552,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 92,667 | $5,520,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 43,725 | $5,509,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 165,960 | $5,504,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 32,600 | $5,499,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 317,700 | $5,496,000 | thousands by filing date | call |
| PHOTRONICS INC | 719405102 | COM | 348,259 | $5,489,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 519,540 | $5,486,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 49,200 | $5,481,000 | thousands by filing date | put |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 190,350 | $5,465,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 20,000 | $5,461,000 | thousands by filing date | put |
| S&P Global,Inc. | 78409V104 | COM | 20,000 | $5,461,000 | thousands by filing date | call |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 31,678 | $5,456,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 541,736 | $5,439,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 84,867 | $5,436,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 120,100 | $5,418,000 | thousands by filing date | call |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 164,982 | $5,411,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 622,805 | $5,400,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 419,751 | $5,398,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 200,962 | $5,382,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 79,690 | $5,380,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 50,000 | $5,374,000 | thousands by filing date | put |
| CUMMINS INC COM | 231021106 | Stock | 30,000 | $5,369,000 | thousands by filing date | put |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 79,375 | $5,369,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 59,091 | $5,345,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 549,973 | $5,341,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 263,307 | $5,340,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 33,400 | $5,332,000 | thousands by filing date | put |
| OIL STS INTL INC | 678026105 | COM | 326,757 | $5,329,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 604,017 | $5,327,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 100,099 | $5,322,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 3,900,000 | $5,319,000 | thousands by filing date | principal |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 414,500 | $5,318,000 | thousands by filing date | put |
| ST JOE CO | 790148100 | COM | 268,147 | $5,317,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 615,641 | $5,313,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 1,530,833 | $5,312,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 264,200 | $5,310,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 68,589 | $5,299,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 535,692 | $5,298,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 303,686 | $5,278,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,180,561 | $5,277,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 28,700 | $5,265,000 | thousands by filing date | call |
| iShares Gold Trust | 464285105 | ISHARES | 362,956 | $5,262,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 160,919 | $5,249,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 221,090 | $5,246,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 283,509 | $5,242,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 72,333 | $5,223,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 680,668 | $5,221,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 74,464 | $5,209,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 237,437 | $5,209,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 32,760 | $5,202,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 436,972 | $5,182,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 126,489 | $5,179,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W700 | MLT FTR CR FXD | 200,000 | $5,171,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 204,070 | $5,159,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 600,441 | $5,152,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W106 | EMMKT DB DEFSV | 200,000 | $5,145,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 227,062 | $5,141,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 270,599 | $5,128,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 352,355 | $5,123,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 1,219,427 | $5,122,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 131,557 | $5,110,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 284,378 | $5,099,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 80,189 | $5,098,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 120,131 | $5,094,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 189,043 | $5,093,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 181,597 | $5,092,000 | thousands by filing date | |
| VIELA BIO INC. | 926613100 | Common Stock | 187,500 | $5,091,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 1,081,480 | $5,083,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 194,200 | $5,067,000 | thousands by filing date | put |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 246,153 | $5,065,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 4,324,629 | $5,060,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 132,891 | $5,059,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 180,710 | $5,058,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 5,000,000 | $5,034,000 | thousands by filing date | principal |
| HORIZON BANCORP IND | 440407104 | COM | 264,167 | $5,019,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 46,427 | $5,017,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 192,630 | $5,014,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 365,182 | $5,011,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 124,500 | $5,007,000 | thousands by filing date | put |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 3,150,000 | $5,003,000 | thousands by filing date | principal |
| S & T BANCORP INC COM | 783859101 | Stock | 124,147 | $5,002,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 494,191 | $4,996,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 119,772 | $4,984,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 335,236 | $4,975,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 155,100 | $4,971,000 | thousands by filing date | put |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 67,502 | $4,961,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 265,273 | $4,939,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 53,367 | $4,938,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 150,162 | $4,937,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 306,615 | $4,927,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 385,411 | $4,914,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 101,023 | $4,913,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 118,092 | $4,911,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 551,130 | $4,910,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 49,483 | $4,895,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 155,219 | $4,887,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 300,767 | $4,887,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 218,388 | $4,885,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 278,926 | $4,882,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 168,290 | $4,880,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 102,686 | $4,879,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 103,989 | $4,878,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 114,092 | $4,877,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 71,565 | $4,869,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 214,949 | $4,865,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 109,480 | $4,860,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 237,430 | $4,860,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 107,400 | $4,857,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 195,163 | $4,857,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 189,115 | $4,853,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 213,887 | $4,844,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 270,369 | $4,832,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 98,450 | $4,828,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W809 | MLT FTR CR PLS | 185,000 | $4,820,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 125,191 | $4,819,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 162,769 | $4,815,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 63,000 | $4,813,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 81,000 | $4,808,000 | thousands by filing date | put |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 246,162 | $4,803,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-20-000158 | this filing | 2020-02-14 | acceptance time not in the bulk data set |