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13F-HR filed by GOLDMAN SACHS GROUP INC

GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 5,186 holding rows worth $392,612,183,000.

Accession
0000769993-20-000158
Filed
2020-02-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2019

A combination report, 10,249 entries on the cover page, a total value of $392,612,183,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $392,612,183,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.

Other managers

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
TIBERIUS ACQUISITION CORP88633A115*W EXP 02/28/202117,500$134,000thousands by filing date
ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS00215W100ADR23,997$133,000thousands by filing date
NOVAVAX INC670002401COM NEW33,532$133,000thousands by filing date
UNIVERSAL TECHNICAL INST INC913915104COM17,216$133,000thousands by filing date
WAITR HLDGS INC930752100COM411,868$133,000thousands by filing date
XERIS PHARMACEUTICALS INC98422L107COM18,700$132,000thousands by filing date
CELSIUS HLDGS INC15118V207COM NEW27,203$131,000thousands by filing date
FINTECH ACQUISITION CORP III31811A119*W EXP 12/01/20295,600$131,000thousands by filing date
ION GEOPHYSICAL CORP462044207COMMON STOCK14,896$129,000thousands by filing date
LEISURE ACQUISITION CORP52539T115*W EXP 12/05/201125,000$129,000thousands by filing date
PC TEL INC69325Q105COM15,116$128,000thousands by filing date
SUTRO BIOPHARMA INC869367102COM11,529$127,000thousands by filing date
LITHIUM AMERS CORP NEW53680Q207COM NEW39,680$126,000thousands by filing date
Enzo Biochem Inc294100102Common Stock48,183$126,000thousands by filing date
ARCTURUS THERAPEUTICS HLDGS03969T109COM11,466$125,000thousands by filing date
FLOTEK INDS INC DEL343389102COM62,389$125,000thousands by filing date
EYEPOINT PHARMACEUTICALS INC30233G100COM80,703$125,000thousands by filing date
MARKER THERAPEUTICS INC57055L107COM43,253$124,000thousands by filing date
MUDRICK CAP ACQUISITION CORP624745113*W EXP 02/12/202250,000$122,000thousands by filing date
RANGE RES CORP COM75281A109Stock25,000$121,000thousands by filing datecall
DOUYU INTL HLDGS LTD25985W105SPONSORED ADS14,250$121,000thousands by filing date
CIVEO CORP CDA17878Y108COM93,038$120,000thousands by filing date
SONIM TECHNOLOGIES INC83548F101EQUITY33,135$120,000thousands by filing date
SEADRILL LTDG7998G106COM46,934$119,000thousands by filing date
OCULAR THERAPEUTIX INC67576A100COM29,441$116,000thousands by filing date
PALATIN TECHNOLOGIES INC696077403COM PAR $ .01148,082$115,000thousands by filing date
LANDCADIA HLDGS II INC51476X113*W EXP 05/09/202166,266$115,000thousands by filing date
SMART SAND INC83191H107COM44,670$113,000thousands by filing date
GRINDROD SHIPPING HOLDINGS LY28895103COM17,383$113,000thousands by filing date
DBV TECHNOLOGIES S A23306J101ADR10,552$113,000thousands by filing date
BLACKROCK RESOURCES & COMMODIT09257A108SHS13,925$112,000thousands by filing date
ESCALADE INC296056104COMMON STOCK11,347$112,000thousands by filing date
Gilat Satellite NetworkM51474118COM14,165$112,000thousands by filing date
CONTROLADORA VUELA COMP DE A21240E105SPON ADR RP 1010,778$112,000thousands by filing date
CYCLERION THERAPEUTICS INC23255M105COM40,244$109,000thousands by filing date
CELLCOM ISRAEL LTDM2196U109SHS34,377$108,000thousands by filing date
CAPITAL SENIOR LIVING CORP140475104COM34,697$107,000thousands by filing date
VECTOIQ ACQUISITION CORP92243N111*W EXP 05/11/202180,000$106,000thousands by filing date
Target Hospitality Corp.87615L107Common Stock, par value $0.0001 per share20,886$104,000thousands by filing date
CONFORMIS INC20717E101COM69,266$104,000thousands by filing date
INFRA AND ENERGY ALTRNTIVE I45686J104COM31,717$102,000thousands by filing date
FORTRESS BIOTECH INC34960Q109COM38,815$100,000thousands by filing date
ASPEN AEROGELS INC04523Y105COMMON STOCK12,715$99,000thousands by filing date
TSAKOS ENERGY NAVIGATION LTDG9108L108SHS22,692$99,000thousands by filing date
SENSEONICS HLDGS INC81727U105COM107,473$98,000thousands by filing date
ADECOAGRO S AL00849106COM11,597$97,000thousands by filing date
PIER 1 IMPORTS INC720279504COM NEW15,216$97,000thousands by filing date
HILL INTERNATIONAL INC431466101COM30,410$96,000thousands by filing date
BROADMARK RLTY CAP INC11135B118*W EXP 11/15/202250,000$95,000thousands by filing date
Ascena Retail Group Inc04351G200Common Stock12,339$95,000thousands by filing date
ORGANOGENESIS HOLDINGS INC68621F102COMMON STOCK19,131$92,000thousands by filing date
FENNEC PHARMACEUTICALS INC31447P100COMMON STOCK14,224$92,000thousands by filing date
STEREOTAXIS INC85916J409COMMON STOCK17,325$92,000thousands by filing date
GALECTIN THERAPEUTICS INC363225202COMMON STOCK32,076$92,000thousands by filing date
Allena Pharmaceuticals, Inc.018119107COM33,784$92,000thousands by filing date
NYMOX PHARMACEUTICAL CORP ORD SHS CorpP73398102Common Stock41,278$91,000thousands by filing date
Veru Inc92536C103Common Stock26,820$90,000thousands by filing date
STAGE STORES INC85254C305COMMON STOCK11,070$90,000thousands by filing date
COVIA HLDGS CORP22305A103COM43,689$89,000thousands by filing date
LINEAGE CELL THERAPEUTICS IN53566P109COMMON STOCK98,833$88,000thousands by filing date
JUST ENERGY GROUP INC48213W101COM52,668$88,000thousands by filing date
ROCKWELL MED INC774374102COM36,083$88,000thousands by filing date
PIXELWORKS INC72581M305COM NEW22,076$87,000thousands by filing date
GRAF INDL CORP384278115Stock198,000$87,000thousands by filing date
ACLARIS THERAPEUTICS INC COM00461U105Stock45,709$86,000thousands by filing date
GRUPO SUPERVIELLE S.A.40054A108CMN23,410$86,000thousands by filing date
VERASTEM INC92337C104COM64,400$86,000thousands by filing dateput
NEW HOME CO INC COM645370107COM18,449$86,000thousands by filing date
TFF PHARMACEUTICALS INC87241J104COM15,880$85,000thousands by filing date
FORUM MERGER II CORP34986F111W EXP 09/30/202180,000$83,000thousands by filing date
LEO HOLDINGS CORPG5463L113*W EXP 07/31/202125,000$83,000thousands by filing date
22ND CENTY GROUP INC90137F103COM74,511$82,000thousands by filing date
SYNLOGIC INC87166L100COM31,856$82,000thousands by filing date
WRLSW US 08 Aug 22 C11.570957E113W EXP 07/27/202250,000$82,000thousands by filing date
Akoustis Technologies Inc00973N102COM10,172$81,000thousands by filing date
SUMMIT MIDSTREAM PARTNERS LP866142102COM UNIT LTD24,131$80,000thousands by filing date
MONEYGRAM INTL INC60935Y208COM NEW38,152$80,000thousands by filing date
AMIRA NATURE FOODS LTDG0335L201SHS NEW10,083$80,000thousands by filing date
FALCON MINERALS CORP30607B208*W EXP 07/21/202250,000$80,000thousands by filing date
Xunlei Ltd-Adr98419E108COM15,902$78,000thousands by filing date
POWERFLEET INC73931J109COMMON STOCK11,869$77,000thousands by filing date
AMERICAS GOLD AND SILVER COR03062D100COM24,100$76,000thousands by filing date
ZYNERBA PHARMACEUTICALS INC98986X109COM12,582$76,000thousands by filing date
NEW FRONTIER HEALTH CORPG6461G114*W EXP 11/30/20250,000$76,000thousands by filing date
ORION GROUP HOLDINGS INC68628V308COMMON STOCK14,213$74,000thousands by filing date
KEZAR LIFE SCIENCES INC49372L100COM18,374$74,000thousands by filing date
BLACKROCK INTERNATIONAL GROWTH092524107COM BENE INTER12,087$71,000thousands by filing date
JERASH HLDGS US INC47632P101CMN12,161$71,000thousands by filing date
DYADIC INTL INC DEL26745T101COM13,718$71,000thousands by filing date
AQUA METALS INC03837J101COM94,366$71,000thousands by filing date
STRONGBRIDGE BIOPHARMA PLCG85347105SHS USD34,240$71,000thousands by filing date
ORION ENERGY SYSTEMS INC686275108COM20,550$69,000thousands by filing date
NEON THERAPEUTICS INC64050Y100COM57,814$68,000thousands by filing date
HOUSTON WIRE & CABLE CO44244K109COM15,228$67,000thousands by filing date
GOLDMAN SACHS MLP ENERGY REN38148G107COM16,907$66,000thousands by filing date
KORU MEDICAL SYSTEMS INC759910102COMMON STOCK10,050$66,000thousands by filing date
AT HOME GROUP INC04650Y100COM12,000$66,000thousands by filing dateput
URANIUM ENERGY CORP COM916896103Stock71,027$65,000thousands by filing date
ATLAS AIR WORLDWIDE HLDGS IN049164BH8NOTE 2.250% 6/070,000$64,000thousands by filing dateprincipal
AKERNA CORP00973W110WTS65,300$63,000thousands by filing date
EXELA TECHNOLOGIES INC30162V102COM151,558$62,000thousands by filing date
CSS INDS INC125906107COMMON STOCK13,931$61,000thousands by filing date
PRIORITY TECHNOLOGY HOLDINGS74275G107COMMON STOCK24,607$60,000thousands by filing date
J JILL INC46620W102COM53,190$60,000thousands by filing date
TYME TECHNOLOGIES INC COM90238J103Stock42,232$59,000thousands by filing date
AKAZOO SA COM NPVL0164E108COMMON STOCK11,202$59,000thousands by filing date
TRANSENTERIX INC89366M300COM39,628$58,000thousands by filing date
ASANKO GOLD INC04341Y105COM60,253$57,000thousands by filing date
AXOVANT SCIENCES LTDG0750W203COM10,938$56,000thousands by filing date
VAALCO ENERGY INC91851C201COMMON STOCK24,650$55,000thousands by filing date
PACIFIC DRILLING SA LUXEMBOURG COML7257P205Stock13,307$54,000thousands by filing date
QUTOUTIAO INC ADS REP SHS A74915J107ADR15,646$53,000thousands by filing date
YOUNGEVITY INTL INC987537206COM NEW16,272$53,000thousands by filing date
ZAFGEN INC98885E103COM47,395$53,000thousands by filing date
KOPIN CORP500600101COMMON STOCK130,612$52,000thousands by filing date
ENERGOUS CORP29272C103COM29,466$52,000thousands by filing date
Yatra Online Incorporated Ord SHSG98338109Common Stock14,954$47,000thousands by filing date
VOXX INTERNATIONAL CORP91829F104COMMON STOCK10,175$45,000thousands by filing date
VIAVI SOLUTIONS INC925550AB1NOTE 1.000% 3/035,000$45,000thousands by filing dateprincipal
TOWN SPORTS INTL HLDGS INC89214A102COM26,084$45,000thousands by filing date
STREAMLINE HEALTH SOLUTIONS86323X106COM32,034$45,000thousands by filing date
National Holdings Corporation636375206COM NEW17,591$45,000thousands by filing date
RIMINI STR INC DEL76674Q107COM11,342$44,000thousands by filing date
HC2 HLDGS INC404139107COM20,438$44,000thousands by filing date
GORDON POINTE ACQUISITION CO382788115*W EXP 07/30/202122,980$44,000thousands by filing date
PHOENIX NEW MEDIA LTD71910C103SPONSORED ADR21,786$43,000thousands by filing date
FAR PT ACQUISITION CORP30734W117*W EXP 06/01/20233,333$43,000thousands by filing date
IGC PHARMA INC45408X308COM NEW66,280$42,000thousands by filing date
SELECTA BIOSCIENCES INC816212104COM17,697$42,000thousands by filing date
GENESIS HEALTHCARE CLASS A37185X106COMMON STOCK25,773$42,000thousands by filing date
ABRAXAS PETROLEUM CORP003830106COM117,074$41,000thousands by filing date
MEGALITH FINL ACQUISITION CO58518F117*W EXP 08/26/202128,200$41,000thousands by filing date
KBL MERGER CORP IV48242A112W EXP 01/15/202500,000$40,000thousands by filing date
IDEANOMICS INC45166V106COM45,069$39,000thousands by filing date
REALNETWORKS INC75605L708COM32,851$39,000thousands by filing date
LONESTAR RES US INC54240F103CL A VTG14,830$39,000thousands by filing date
RESTORBIO INC76133L103COM26,432$39,000thousands by filing date
NESCO HLDGS INC64083J112*W EXP 01/01/20283,334$39,000thousands by filing date
SURFACE ONCOLOGY INC86877M209COM20,174$38,000thousands by filing date
ARTELO BIOSCIENCES INC04301G201COM NEW14,223$38,000thousands by filing date
RTW RETAILWINDS INC74980D100COM48,074$38,000thousands by filing date
EMCORE CORP290846203COM12,293$37,000thousands by filing date
HARVARD BIOSCIENCE INC416906105COM11,643$36,000thousands by filing date
Ramaco Resources Inc75134P303COM CL B10,019$36,000thousands by filing date
PROSPECT CAP CORP74348TAT9BOND32,000$34,000thousands by filing dateprincipal
LIBBEY INC529898108COM23,165$34,000thousands by filing date
Dawson Geophysical Co Ne239360100COM13,612$33,000thousands by filing date
COGENT BIOSCIENCES INC COM903214104COM46,336$33,000thousands by filing date
SERVICESOURCE INTL LLC81763U100COM19,059$32,000thousands by filing date
URBAN ONE INC91705J204CL D NON VTG16,002$30,000thousands by filing date
TIDEWATER INC NEW88642R117WARR17,833$29,000thousands by filing date
INFRA AND ENERGY ALTRNTIVE I45686J112WTS343,006$29,000thousands by filing date
AVEO PHARMACEUTICALS INC053588109COM44,880$28,000thousands by filing date
HI-CRUSH PARTNERS LP428337109COM UNIT LTD31,494$28,000thousands by filing date
VEECO INSTRS INC DEL922417AD2NOTE 2.700% 1/130,000$28,000thousands by filing dateprincipal
INPHI CORP45772FAC1NOTE 0.750% 9/019,000$27,000thousands by filing dateprincipal
ENCORE CAP GROUP INC292554AH5NOTE 2.875% 3/128,000$27,000thousands by filing dateprincipal
POLARITYTE INC731094108COM10,379$27,000thousands by filing date
SPARTAN ENERGY ACQUISITION C846784122*W EXP 08/27/20248,333$27,000thousands by filing date
CERAGON NETWORKS LTD ORDM22013102Stock12,531$26,000thousands by filing date
LILIS ENERGY INC532403201COM NEW68,783$26,000thousands by filing date
ADVENT TECHNOLOGIES HOLDNG INC WT EXP 02032600165R119Stock83,600$26,000thousands by filing date
TOCAGEN INC888846102COM48,947$26,000thousands by filing date
MIRAGEN THERAPEUTICS INC60463E103COM53,171$26,000thousands by filing date
CURIS INC231269200COM14,615$25,000thousands by filing date
COLONY CAP INC19624RAB2NOTE 3.875% 1/125,000$25,000thousands by filing dateprincipal
APEX GLOBAL BRANDS INC03755M201COM NEW31,602$25,000thousands by filing date
CBDMD INC12482W101COM10,511$24,000thousands by filing date
ROSEHILL RES INC777385113*W EXP 04/27/202244,800$23,000thousands by filing date
LENDINGTREE INC NEW52603BAA5NOTE14,000$22,000thousands by filing dateprincipal
CTI BIOPHARMA CORP12648L601COM13,131$21,000thousands by filing date
TIDEWATER INC NEW88642R125WARR16,034$19,000thousands by filing date
LIVEXLIVE MEDIA INC53839L208COM NEW11,557$18,000thousands by filing date
PACIFIC ETHANOL INC PAR $.00169423U305COM26,438$17,000thousands by filing date
YAYYO, INC.985294107COM12,022$16,000thousands by filing date
PRICELINE GRP INC741503AX4NOTE 0.900% 9/113,000$15,000thousands by filing dateprincipal
KEMPHARM INC COM NEW488445107Stock38,516$15,000thousands by filing date
GREAT PANTHER MINING39115V101COM18,800$10,000thousands by filing date
ZION OIL & GAS INC989696109COM46,164$8,000thousands by filing date
TIDEWATER INC NEW88642R174*W EXP 11/14/20212,424$7,000thousands by filing date
ACHIEVE LIFE SCIENCE INC004468203COM NEW12,766$7,000thousands by filing date
DENISON MINES CORP248356107COM14,500$6,000thousands by filing date
SUPERCONDUCTOR TECHNOLOGIES867931602COM NEW23,298$4,000thousands by filing date
FERRELLGAS PARTNERS L.P.315293100UNIT LTD PART10,000$3,000thousands by filing date
ESTRE AMBIENTAL INC WT EXP 122G3206V118WT661,870$3,000thousands by filing date
Del Taco Restaurants245496112W EXP 06/30/20211,400$1,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0000769993-20-000158this filing2020-02-14acceptance time not in the bulk data set