13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 5,186 holding rows worth $392,612,183,000.
- Accession
- 0000769993-20-000158
- Filer
- CIK 886982
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 10,249 entries on the cover page, a total value of $392,612,183,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $392,612,183,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 404,007 | $17,029,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 385,926 | $17,008,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 5,648,201 | $17,001,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 320,005 | $16,967,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 392,049 | $16,948,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 2,423,552 | $16,892,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 742,208 | $16,878,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 824,283 | $16,848,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 234,716 | $16,839,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 108,483 | $16,831,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 572,470 | $16,808,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 835,273 | $16,797,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 93,367 | $16,786,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 760,878 | $16,762,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 351,600 | $16,722,000 | thousands by filing date | call |
| BURLINGTON STORES INC COM | 122017106 | Stock | 73,300 | $16,715,000 | thousands by filing date | put |
| PPG INDS INC COM | 693506107 | Stock | 125,000 | $16,686,000 | thousands by filing date | put |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 621,896 | $16,661,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 242,000 | $16,659,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 102,200 | $16,622,000 | thousands by filing date | put |
| WILLIAMS COS INC COM | 969457100 | Stock | 699,800 | $16,599,000 | thousands by filing date | call |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 699,013 | $16,581,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 208,786 | $16,567,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 851,638 | $16,564,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 303,718 | $16,543,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 75,700 | $16,531,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,259,300 | $16,522,000 | thousands by filing date | put |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 174,010 | $16,491,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 3,202,123 | $16,459,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 807,494 | $16,417,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 209,300 | $16,413,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 209,300 | $16,413,000 | thousands by filing date | call |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 102,338 | $16,387,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 323,023 | $16,309,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 475,000 | $16,302,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 319,700 | $16,295,000 | thousands by filing date | put |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 75,458 | $16,278,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 736,546 | $16,278,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 142,900 | $16,212,000 | thousands by filing date | put |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 837,716 | $16,209,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 4,027,778 | $16,152,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 312,667 | $16,121,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 196,200 | $16,096,000 | thousands by filing date | put |
| CODEXIS INC | 192005106 | COM | 1,005,026 | $16,071,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 309,876 | $16,067,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 315,100 | $16,054,000 | thousands by filing date | call |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 904,214 | $16,031,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 398,373 | $16,014,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 447,532 | $15,973,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 1,257,273 | $15,967,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 94,500 | $15,957,000 | thousands by filing date | put |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 996,925 | $15,951,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 1,221,694 | $15,882,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 263,100 | $15,852,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 251,500 | $15,839,000 | thousands by filing date | call |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 192,100 | $15,760,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 267,200 | $15,754,000 | thousands by filing date | put |
| CRANE CO | 224399105 | COM | 182,078 | $15,728,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 514,400 | $15,720,000 | thousands by filing date | call |
| WESTLAKE CORPORATION | 960413102 | COM | 223,972 | $15,712,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 755,895 | $15,693,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 689,246 | $15,688,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,682,600 | $15,648,000 | thousands by filing date | call |
| TRINSEO S A | L9340P101 | SHS | 419,959 | $15,626,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 669,614 | $15,602,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 312,116 | $15,584,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 135,000 | $15,575,000 | thousands by filing date | put |
| MSG NETWORK INC | 553573106 | CL A | 893,847 | $15,553,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 388,626 | $15,530,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 52,400 | $15,507,000 | thousands by filing date | call |
| NEW JERSEY RES CORP | 646025106 | COM | 347,866 | $15,504,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 912,916 | $15,501,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 922,621 | $15,482,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 351,692 | $15,471,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 198,008 | $15,460,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 248,095 | $15,442,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 134,000 | $15,433,000 | thousands by filing date | call |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 310,585 | $15,427,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,138,138 | $15,422,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 140,552 | $15,413,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 193,347 | $15,400,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 150,500 | $15,330,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 1,647,100 | $15,318,000 | thousands by filing date | put |
| PIPER SANDLER COMPANIES | 724078100 | COM | 190,968 | $15,266,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 1,430,391 | $15,263,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 901,829 | $15,259,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 365,938 | $15,204,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 221,363 | $15,194,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 339,376 | $15,170,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 299,250 | $15,163,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 138,246 | $15,141,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 226,928 | $15,134,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 296,800 | $15,122,000 | thousands by filing date | put |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 691,566 | $15,118,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 2,148,631 | $15,105,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 137,134 | $15,027,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 313,300 | $15,026,000 | thousands by filing date | put |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 164,801 | $15,015,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 71,300 | $15,014,000 | thousands by filing date | put |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 64,313 | $15,010,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 78,408 | $15,000,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 118,225 | $14,980,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 793,231 | $14,976,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 158,100 | $14,970,000 | thousands by filing date | call |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 723,194 | $14,970,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 151,329 | $14,968,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 4,836,856 | $14,946,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 3,982,218 | $14,933,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 326,129 | $14,917,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 600,010 | $14,916,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 588,929 | $14,911,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 1,067,271 | $14,899,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 328,226 | $14,869,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 195,587 | $14,859,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 303,803 | $14,859,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 327,136 | $14,842,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 950,178 | $14,841,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 1,386,000 | $14,789,000 | thousands by filing date | put |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 33,397 | $14,772,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 800,000 | $14,712,000 | thousands by filing date | call |
| PREMIER INC | 74051N102 | CL A | 388,255 | $14,707,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 176,218 | $14,681,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 835,993 | $14,663,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 262,887 | $14,641,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 277,400 | $14,633,000 | thousands by filing date | call |
| PAPA JOHNS INTL INC | 698813102 | COM | 230,949 | $14,585,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 415,034 | $14,552,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 835,749 | $14,542,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 144,361 | $14,522,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 342,300 | $14,514,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 532,412 | $14,497,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 3,784,174 | $14,493,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 181,923 | $14,481,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 263,272 | $14,480,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 5,951,733 | $14,403,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 634,100 | $14,400,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 361,500 | $14,391,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 1,353,688 | $14,389,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 785,151 | $14,360,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 1,114,967 | $14,339,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 246,700 | $14,333,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 112,500 | $14,317,000 | thousands by filing date | call |
| FTI CONSULTING INC | 302941109 | COM | 129,363 | $14,315,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 358,491 | $14,308,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 369,208 | $14,299,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 597,948 | $14,279,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 466,235 | $14,276,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 593,232 | $14,273,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 389,800 | $14,267,000 | thousands by filing date | put |
| FAIR ISAAC CORP COM | 303250104 | Stock | 38,000 | $14,238,000 | thousands by filing date | call |
| CANTEL MEDICAL CORP | 138098108 | COM | 200,816 | $14,238,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 181,088 | $14,223,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 386,921 | $14,192,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 491,614 | $14,178,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 1,026,590 | $14,177,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 2,739,279 | $14,135,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 1,902,837 | $14,119,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 437,711 | $14,112,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 237,171 | $14,098,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 402,832 | $14,087,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 970,747 | $14,085,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 135,003 | $14,080,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,838,507 | $14,064,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 349,200 | $14,038,000 | thousands by filing date | put |
| NATUS MEDICAL INC | 639050103 | COM | 424,990 | $14,020,000 | thousands by filing date | |
| SEA LTD | 81141RAB6 | CONV BD US | 6,567,000 | $14,015,000 | thousands by filing date | principal |
| CSX Corporation | 126408103 | COM | 193,600 | $14,009,000 | thousands by filing date | put |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 246,431 | $13,990,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 60,000 | $13,982,000 | thousands by filing date | put |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 292,149 | $13,935,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 693,100 | $13,931,000 | thousands by filing date | put |
| SPLUNK INC | 848637104 | COM | 92,900 | $13,914,000 | thousands by filing date | put |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 119,316 | $13,886,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 27,600 | $13,875,000 | thousands by filing date | call |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 67,100 | $13,859,000 | thousands by filing date | put |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 331,299 | $13,832,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 45,000 | $13,799,000 | thousands by filing date | call |
| BLACKROCK INC CL A COM | 09247X101 | COM | 27,400 | $13,774,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 316,600 | $13,756,000 | thousands by filing date | call |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 1,247,169 | $13,744,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 924,107 | $13,732,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,248,022 | $13,729,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 599,774 | $13,722,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 199,794 | $13,720,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 146,400 | $13,710,000 | thousands by filing date | put |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 272,916 | $13,706,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 668,607 | $13,679,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 204,516 | $13,678,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 834,256 | $13,673,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 192,287 | $13,634,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 625,000 | $13,631,000 | thousands by filing date | put |
| CLOUDERA INC | 18914U100 | COM | 1,170,232 | $13,610,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 92,100 | $13,601,000 | thousands by filing date | put |
| Charles Schwab Corp | 808513105 | COM | 285,500 | $13,578,000 | thousands by filing date | put |
| TENNECO INC | 880349105 | COM | 1,036,000 | $13,572,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 265,900 | $13,553,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V100 | COM | 3,011,649 | $13,552,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 1,220,522 | $13,548,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 811,970 | $13,544,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 499,183 | $13,518,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 158,348 | $13,512,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 250,000 | $13,475,000 | thousands by filing date | put |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 449,893 | $13,460,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 669,912 | $13,459,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 48,100 | $13,451,000 | thousands by filing date | put |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 402,838 | $13,430,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 372,805 | $13,395,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 450,003 | $13,392,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 723,537 | $13,385,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 405,074 | $13,355,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 1,817,533 | $13,341,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 279,000 | $13,311,000 | thousands by filing date | put |
| BLOOMIN BRANDS INC | 094235108 | COM | 602,967 | $13,307,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 975,265 | $13,302,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 283,748 | $13,296,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 156,100 | $13,283,000 | thousands by filing date | call |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 11,683,000 | $13,246,000 | thousands by filing date | principal |
| MAXLINEAR INC | 57776J100 | COM | 623,772 | $13,237,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 579,276 | $13,236,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 178,100 | $13,231,000 | thousands by filing date | put |
| FATE THERAPEUTICS INC | 31189P102 | COM | 675,437 | $13,219,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 254,748 | $13,217,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 260,000 | $13,216,000 | thousands by filing date | put |
| MUELLER INDS INC COM | 624756102 | Stock | 416,020 | $13,209,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 1,143,363 | $13,171,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 283,800 | $13,154,000 | thousands by filing date | put |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 298,988 | $13,119,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 285,700 | $13,102,000 | thousands by filing date | put |
| AIR LEASE CORP | 00912X302 | CL A | 275,686 | $13,100,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 679,205 | $13,096,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 701,393 | $13,081,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 122,336 | $13,064,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 534,047 | $12,993,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 1,021,486 | $12,993,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 1,652,706 | $12,991,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 521,724 | $12,991,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 329,455 | $12,964,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 300,618 | $12,942,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 141,447 | $12,912,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 447,230 | $12,903,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 199,296 | $12,891,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 288,534 | $12,883,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 430,000 | $12,866,000 | thousands by filing date | put |
| AMER STATES WTR CO COM | 029899101 | Stock | 148,034 | $12,826,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 164,612 | $12,792,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 13,467,000 | $12,766,000 | thousands by filing date | principal |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 54,600 | $12,738,000 | thousands by filing date | put |
| CSG SYSTEMS | 126349109 | COM | 245,944 | $12,735,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 195,900 | $12,730,000 | thousands by filing date | put |
| DYCOM INDS INC COM | 267475101 | Stock | 269,954 | $12,728,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 385,029 | $12,698,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 325,600 | $12,695,000 | thousands by filing date | put |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 180,502 | $12,688,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 170,067 | $12,677,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 15,100 | $12,640,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 228,300 | $12,636,000 | thousands by filing date | put |
| WILEY JOHN & SONS INC | 968223206 | CL A | 260,354 | $12,632,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 622,804 | $12,618,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 350,000 | $12,610,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 313,617 | $12,598,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 2,682,893 | $12,583,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 70,000 | $12,574,000 | thousands by filing date | put |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 636,481 | $12,558,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 100,800 | $12,549,000 | thousands by filing date | put |
| AZUL S A | 05501U106 | OPT | 292,201 | $12,506,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 218,100 | $12,502,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 424,200 | $12,501,000 | thousands by filing date | put |
| FLOWERS FOODS INC COM | 343498101 | Stock | 574,563 | $12,491,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 509,200 | $12,460,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 964,400 | $12,373,000 | thousands by filing date | call |
| TRUSTMARK CORP | 898402102 | COM | 358,425 | $12,370,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 141,195 | $12,369,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 173,492 | $12,353,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 402,700 | $12,307,000 | thousands by filing date | put |
| DOLLAR GEN CORP COM | 256677105 | Stock | 78,700 | $12,276,000 | thousands by filing date | put |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 2,111,018 | $12,265,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 124,947 | $12,254,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 206,600 | $12,249,000 | thousands by filing date | put |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 237,190 | $12,229,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 289,892 | $12,227,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 701,503 | $12,227,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 319,026 | $12,203,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 206,346 | $12,193,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 236,000 | $12,192,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,141,921 | $12,173,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 8,164,000 | $12,168,000 | thousands by filing date | principal |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 382,337 | $12,124,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 654,896 | $12,122,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 462,544 | $12,114,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 9,000,000 | $12,108,000 | thousands by filing date | principal |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 387,054 | $12,049,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 227,400 | $12,048,000 | thousands by filing date | put |
| CAMECO CORP COM | 13321L108 | Stock | 1,349,868 | $12,014,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 22,570 | $12,012,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 555,275 | $11,977,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 554,194 | $11,974,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 340,000 | $11,951,000 | thousands by filing date | put |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 340,000 | $11,951,000 | thousands by filing date | call |
| BARNES GROUP INC | 067806109 | COM | 192,667 | $11,937,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 79,662 | $11,932,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 86,700 | $11,926,000 | thousands by filing date | put |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 360,020 | $11,924,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 484,311 | $11,914,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 71,696 | $11,902,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 416,926 | $11,886,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 469,620 | $11,881,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 113,598 | $11,878,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 962,121 | $11,873,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 51,992 | $11,866,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 78,300 | $11,840,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 246,500 | $11,822,000 | thousands by filing date | call |
| ZOGENIX INC. | 98978L204 | Common Stock | 226,504 | $11,808,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 213,655 | $11,800,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 60,700 | $11,784,000 | thousands by filing date | put |
| CABOT CORP | 127055101 | COM | 247,938 | $11,782,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 53,700 | $11,727,000 | thousands by filing date | put |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 262,600 | $11,725,000 | thousands by filing date | put |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 395,000 | $11,708,000 | thousands by filing date | put |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 395,000 | $11,708,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 255,200 | $11,703,000 | thousands by filing date | call |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 447,900 | $11,686,000 | thousands by filing date | call |
| PARAMOUNT GROUP INC | 69924R108 | COM | 837,584 | $11,659,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 249,832 | $11,647,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 397,265 | $11,620,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 876,800 | $11,618,000 | thousands by filing date | call |
| SIENTRA INC | 82621J105 | COM | 1,291,962 | $11,550,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 268,126 | $11,522,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 533,110 | $11,520,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 483,765 | $11,513,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 91,148 | $11,461,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 385,662 | $11,459,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 730,173 | $11,431,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 677,917 | $11,430,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 211,400 | $11,411,000 | thousands by filing date | put |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,770,269 | $11,401,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 193,200 | $11,395,000 | thousands by filing date | put |
| MATSON INC COM | 57686G105 | Stock | 278,950 | $11,382,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 423,980 | $11,371,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 68,213 | $11,369,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 101,341 | $11,363,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 130,000 | $11,352,000 | thousands by filing date | put |
| FBL FINL GROUP INC | 30239F106 | CL A | 192,290 | $11,332,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 528,418 | $11,313,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 285,163 | $11,278,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 110,997 | $11,272,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 64,900 | $11,245,000 | thousands by filing date | put |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 618,130 | $11,206,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 260,000 | $11,185,000 | thousands by filing date | call |
| Q2 HLDGS INC COM | 74736L109 | Stock | 137,639 | $11,160,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 519,046 | $11,155,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 56,076 | $11,142,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 3,891,658 | $11,130,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 1,112,948 | $11,118,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 1,314,925 | $11,097,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 105,000 | $11,089,000 | thousands by filing date | put |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 277,790 | $11,081,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 221,900 | $11,075,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 189,970 | $11,062,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 151,699 | $11,057,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 662,800 | $11,056,000 | thousands by filing date | put |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 198,891 | $11,039,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 707,009 | $11,037,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 117,700 | $11,023,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 671,386 | $11,018,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 9,200,000 | $11,003,000 | thousands by filing date | principal |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 87,337 | $10,966,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 378,626 | $10,949,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 74,015 | $10,880,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 303,790 | $10,848,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 163,866 | $10,829,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 333,356 | $10,824,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 235,638 | $10,816,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 1,363,191 | $10,810,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 174,577 | $10,792,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 1,313,097 | $10,780,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,286,595 | $10,769,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 232,312 | $10,765,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 624,714 | $10,752,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 497,679 | $10,734,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 222,400 | $10,720,000 | thousands by filing date | call |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 147,572 | $10,699,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 950,000 | $10,688,000 | thousands by filing date | put |
| BOOT BARN HLDGS INC | 099406100 | COM | 239,874 | $10,682,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 231,639 | $10,672,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 2,533,474 | $10,666,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 556,056 | $10,660,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 208,308 | $10,657,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 444,104 | $10,654,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 164,222 | $10,648,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 243,342 | $10,636,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,862,379 | $10,620,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 68,000 | $10,607,000 | thousands by filing date | call |
| BIG LOTS INC | 089302103 | COM | 368,011 | $10,570,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 83,847 | $10,545,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 325,007 | $10,540,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 7,223,000 | $10,528,000 | thousands by filing date | principal |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 87,000 | $10,484,000 | thousands by filing date | put |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 294,610 | $10,456,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 304,189 | $10,455,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 779,696 | $10,441,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 134,700 | $10,418,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 68,700 | $10,388,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232102 | COM | 695,825 | $10,375,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 304,178 | $10,342,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 390,804 | $10,340,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 1,007,167 | $10,293,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 291,989 | $10,283,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 409,424 | $10,269,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 174,100 | $10,268,000 | thousands by filing date | call |
| K12 INC | 48273U102 | COM | 503,515 | $10,247,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 148,449 | $10,244,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 250,000 | $10,232,000 | thousands by filing date | call |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 159,100 | $10,214,000 | thousands by filing date | call |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 344,465 | $10,210,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 146,574 | $10,206,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 532,436 | $10,180,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 303,955 | $10,174,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,146,313 | $10,173,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 177,148 | $10,169,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 141,500 | $10,140,000 | thousands by filing date | put |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 326,745 | $10,119,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 886,745 | $10,117,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 1,024,488 | $10,081,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 1,360,536 | $10,081,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 100,000 | $10,073,000 | thousands by filing date | call |
| ASTRONICS CORP COM | 046433108 | Stock | 359,840 | $10,058,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 490,679 | $10,049,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 203,000 | $10,046,000 | thousands by filing date | put |
| ENERSYS COM | 29275Y102 | Stock | 134,116 | $10,036,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 197,857 | $10,016,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 53,470 | $10,006,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 901,751 | $9,991,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 145,196 | $9,989,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 843,706 | $9,981,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 210,000 | $9,973,000 | thousands by filing date | call |
| BALCHEM CORP | 057665200 | COM | 97,884 | $9,948,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 92,786 | $9,940,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 129,170 | $9,938,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 318,742 | $9,910,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 146,435 | $9,883,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 60,000 | $9,867,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 73,600 | $9,865,000 | thousands by filing date | put |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 90,500 | $9,865,000 | thousands by filing date | put |
| R1 RCM INC | 749397105 | COM | 759,721 | $9,861,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 138,371 | $9,827,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,027,803 | $9,816,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 198,300 | $9,814,000 | thousands by filing date | call |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 315,241 | $9,760,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 70,098 | $9,752,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 124,174 | $9,710,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 850,000 | $9,698,000 | thousands by filing date | put |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 330,881 | $9,692,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 198,173 | $9,685,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 274,800 | $9,681,000 | thousands by filing date | put |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 11,197,000 | $9,663,000 | thousands by filing date | principal |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 193,300 | $9,638,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 50,300 | $9,616,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 3,338,220 | $9,614,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 46,800 | $9,570,000 | thousands by filing date | call |
| BANKUNITED INC | 06652K103 | COM | 261,164 | $9,548,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 94,734 | $9,543,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 551,427 | $9,534,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 278,234 | $9,471,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 280,200 | $9,471,000 | thousands by filing date | call |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 835,930 | $9,471,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 292,871 | $9,466,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 392,848 | $9,466,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 103,700 | $9,458,000 | thousands by filing date | call |
| CALAVO GROWERS INC | 128246105 | COM | 104,308 | $9,450,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 219,500 | $9,449,000 | thousands by filing date | call |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 465,342 | $9,442,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 403,203 | $9,411,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 183,389 | $9,407,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 198,007 | $9,389,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 195,138 | $9,384,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 40,500 | $9,383,000 | thousands by filing date | put |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 332,790 | $9,381,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 511,007 | $9,351,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 241,851 | $9,350,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 359,910 | $9,347,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 80,000 | $9,342,000 | thousands by filing date | call |
| CNA FINL CORP | 126117100 | COM | 208,070 | $9,324,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 65,294 | $9,313,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 58,513 | $9,297,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 1,972,496 | $9,291,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 154,596 | $9,290,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 373,283 | $9,269,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 800,330 | $9,268,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 638,688 | $9,268,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 224,273 | $9,240,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 109,100 | $9,224,000 | thousands by filing date | put |
| AAR CORP | 000361105 | COM | 204,470 | $9,222,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 218,737 | $9,198,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 121,650 | $9,196,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 192,771 | $9,189,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 146,944 | $9,187,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 104,100 | $9,170,000 | thousands by filing date | put |
| DNOW INC | 67011P100 | COMMON STOCK | 809,154 | $9,095,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 783,030 | $9,083,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 120,415 | $9,082,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-20-000158 | this filing | 2020-02-14 | acceptance time not in the bulk data set |