13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 5,137 holding rows worth $346,126,664,000.
- Accession
- 0000769993-19-000551
- Filer
- CIK 886982
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 10,078 entries on the cover page, a total value of $346,126,664,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $346,126,664,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 4,510,000 | $4,132,000 | thousands by filing date | principal |
| OCCIDENTAL PETE CORP | 674599105 | COM | 92,900 | $4,131,000 | thousands by filing date | call |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 395,728 | $4,123,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 112,325 | $4,122,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 128,138 | $4,121,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 161,469 | $4,119,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 413,263 | $4,116,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 239,578 | $4,116,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 31,498 | $4,112,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 63,085 | $4,108,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 73,700 | $4,105,000 | thousands by filing date | call |
| BUCKLE INC COM | 118440106 | Stock | 198,909 | $4,098,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 245,187 | $4,097,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 219,590 | $4,094,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 152,200 | $4,087,000 | thousands by filing date | put |
| FIRST BUSEY CORP | 319383204 | COM NEW | 161,394 | $4,080,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E109 | COM | 400,000 | $4,072,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 563,800 | $4,071,000 | thousands by filing date | call |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 29,782 | $4,060,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 112,900 | $4,056,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 92,266 | $4,046,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 60,189 | $4,042,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 184,524 | $4,041,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 118,000 | $4,040,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 367,905 | $4,036,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 41,874 | $4,033,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,673,350 | $4,032,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 137,355 | $4,024,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 374,611 | $4,020,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 157,057 | $4,014,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 65,229 | $4,001,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 142,603 | $3,997,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 24,330 | $3,994,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 990,739 | $3,993,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 15,000 | $3,991,000 | thousands by filing date | call |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 282,325 | $3,991,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,207,603 | $3,985,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 16,500 | $3,979,000 | thousands by filing date | call |
| QUINSTREET INC | 74874Q100 | COM | 315,736 | $3,975,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 262,425 | $3,973,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 114,701 | $3,970,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 233,274 | $3,963,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 499,080 | $3,958,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 218,561 | $3,954,000 | thousands by filing date | |
| OPTION CARE HEALTH INC | 68404L102 | COM | 1,235,177 | $3,953,000 | thousands by filing date | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 45,000 | $3,944,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 214,888 | $3,932,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 146,877 | $3,922,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 220,812 | $3,911,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 20,088 | $3,910,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 24,100 | $3,904,000 | thousands by filing date | call |
| HERC HLDGS INC COM | 42704L104 | Stock | 83,781 | $3,897,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 105,714 | $3,897,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 114,520 | $3,883,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 159,413 | $3,860,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 34,272 | $3,854,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 25,000 | $3,852,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 293,753 | $3,851,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 67,940 | $3,844,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 178,096 | $3,844,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 131,625 | $3,843,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 353,078 | $3,841,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 41,541 | $3,837,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 169,018 | $3,837,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 25,000 | $3,836,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 62,481 | $3,828,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 169,848 | $3,826,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 137,700 | $3,817,000 | thousands by filing date | put |
| MCKESSON CORP COM | 58155Q103 | Stock | 27,900 | $3,813,000 | thousands by filing date | call |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 2,554,000 | $3,803,000 | thousands by filing date | principal |
| STRATASYS LTD | M85548101 | SHS | 177,612 | $3,784,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 124,374 | $3,779,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 193,252 | $3,772,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 79,823 | $3,765,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 310,055 | $3,761,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 760,739 | $3,758,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 117,826 | $3,744,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 850,100 | $3,740,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 3,126,478 | $3,721,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 237,248 | $3,720,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 170,496 | $3,717,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 49,482 | $3,714,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 173,087 | $3,705,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 29,266 | $3,702,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 50,000 | $3,684,000 | thousands by filing date | call |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 116,122 | $3,679,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 15,900 | $3,675,000 | thousands by filing date | put |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 170,882 | $3,669,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 85,000 | $3,669,000 | thousands by filing date | call |
| ANDERSONS INC COM | 034164103 | Stock | 163,539 | $3,668,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 181,301 | $3,666,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 132,000 | $3,656,000 | thousands by filing date | put |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 502,956 | $3,651,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 279,370 | $3,643,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 63,800 | $3,640,000 | thousands by filing date | put |
| B & G FOODS INC | 05508R106 | COM | 191,411 | $3,620,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 88,589 | $3,610,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 31,909 | $3,606,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 417,118 | $3,606,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 934,475 | $3,598,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 232,453 | $3,587,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 2,423,515 | $3,587,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,580,085 | $3,586,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 125,799 | $3,583,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 165,380 | $3,579,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 291,370 | $3,575,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 400,000 | $3,568,000 | thousands by filing date | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 68,900 | $3,567,000 | thousands by filing date | put |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 116,443 | $3,567,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 98,997 | $3,565,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 184,894 | $3,561,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 105,761 | $3,545,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 59,247 | $3,540,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 316,018 | $3,540,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 67,500 | $3,534,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 106,500 | $3,532,000 | thousands by filing date | call |
| NATUS MEDICAL INC | 639050103 | COM | 110,610 | $3,521,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 70,300 | $3,515,000 | thousands by filing date | call |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 227,931 | $3,508,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 23,800 | $3,507,000 | thousands by filing date | call |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 186,706 | $3,501,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 114,804 | $3,496,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 142,491 | $3,492,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 119,238 | $3,485,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 12,700 | $3,481,000 | thousands by filing date | call |
| AEGION CORP | 00770F104 | COMMON STOCK | 162,797 | $3,480,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 419,525 | $3,480,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430321 | FINANCE REIMAGI | 63,557 | $3,471,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 19,300 | $3,467,000 | thousands by filing date | call |
| QUORUM HEALTH CORP | 74909E106 | COM | 2,865,539 | $3,467,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 90,029 | $3,452,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 192,698 | $3,438,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 56,100 | $3,438,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 47,599 | $3,432,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 78,400 | $3,427,000 | thousands by filing date | call |
| CRA INTL INC | 12618T105 | COM | 81,634 | $3,426,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 60,000 | $3,423,000 | thousands by filing date | call |
| RH | 74967X103 | COM | 20,000 | $3,417,000 | thousands by filing date | put |
| MODEL N INC | 607525102 | COM | 123,104 | $3,417,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 13,500 | $3,415,000 | thousands by filing date | put |
| GREIF INC | 397624107 | CL A | 90,080 | $3,413,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 90,464 | $3,410,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 36,865 | $3,406,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 1,350,099 | $3,403,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 77,990 | $3,397,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 1,522,589 | $3,380,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 109,960 | $3,373,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 367,933 | $3,370,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 165,706 | $3,365,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 154,386 | $3,361,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 434,999 | $3,345,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 19,700 | $3,338,000 | thousands by filing date | put |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 19,700 | $3,338,000 | thousands by filing date | call |
| AAR CORP | 000361105 | COM | 81,013 | $3,338,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 222,455 | $3,337,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 10,700 | $3,335,000 | thousands by filing date | put |
| HORIZON BANCORP IND | 440407104 | COM | 191,720 | $3,329,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 2,875,000 | $3,328,000 | thousands by filing date | principal |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 248,188 | $3,326,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 22,562 | $3,324,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 273,137 | $3,323,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 26,700 | $3,321,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 36,800 | $3,310,000 | thousands by filing date | call |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 545,442 | $3,305,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W202 | UNIT 04/30/2022 | 54,505 | $3,303,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 76,973 | $3,301,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,369,400 | $3,300,000 | thousands by filing date | put |
| HUMANA INC COM | 444859102 | Stock | 12,900 | $3,298,000 | thousands by filing date | call |
| Intuitive Surgical,Inc. | 46120E602 | COM | 6,100 | $3,294,000 | thousands by filing date | put |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 263,241 | $3,294,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 213,720 | $3,289,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 216,670 | $3,287,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M201 | UNIT 99/99/9999 | 328,305 | $3,283,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 132,800 | $3,264,000 | thousands by filing date | call |
| Luckin Coffee Inc | 54951L109 | Equity | 171,749 | $3,263,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 450,011 | $3,258,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 89,142 | $3,256,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 77,427 | $3,256,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 56,900 | $3,247,000 | thousands by filing date | put |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 101,716 | $3,244,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 81,059 | $3,243,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 337,700 | $3,232,000 | thousands by filing date | put |
| GENTHERM INC | 37253A103 | COM | 78,634 | $3,230,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 35,900 | $3,229,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700106 | COM | 258,500 | $3,226,000 | thousands by filing date | put |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 751,962 | $3,218,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 85,403 | $3,215,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 61,200 | $3,214,000 | thousands by filing date | call |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 29,036 | $3,211,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 239,866 | $3,207,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 107,500 | $3,206,000 | thousands by filing date | put |
| MIMECAST LIMITED | G14838109 | ORD SHS | 89,653 | $3,198,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 62,500 | $3,197,000 | thousands by filing date | call |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 54,952 | $3,188,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 25,743 | $3,186,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 24,969 | $3,184,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 106,122 | $3,179,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 721,753 | $3,176,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 24,398 | $3,173,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 81,297 | $3,159,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 19,800 | $3,157,000 | thousands by filing date | call |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 47,226 | $3,144,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 5,700 | $3,142,000 | thousands by filing date | call |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 76,000 | $3,141,000 | thousands by filing date | put |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 50,000 | $3,139,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 198,100 | $3,130,000 | thousands by filing date | put |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 81,100 | $3,129,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 43,787 | $3,122,000 | thousands by filing date | put |
| CLARIVATE PLC | G21810109 | ORD SHS | 185,028 | $3,121,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 207,896 | $3,120,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 141,928 | $3,114,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 154,781 | $3,111,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 100,000 | $3,098,000 | thousands by filing date | call |
| NEWMARK GROUP INC | 65158N102 | CL A | 341,120 | $3,091,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 178,000 | $3,085,000 | thousands by filing date | call |
| PLAYAGS INC | 72814N104 | COM | 299,309 | $3,077,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 91,027 | $3,076,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 50,000 | $3,072,000 | thousands by filing date | put |
| AT HOME GROUP INC | 04650Y100 | COM | 318,559 | $3,064,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 289,047 | $3,061,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 161,253 | $3,053,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 165,293 | $3,050,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 28,540 | $3,044,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 1,590,000 | $3,043,000 | thousands by filing date | principal |
| LORAL SPACE & COM INC | 543881106 | COM | 73,448 | $3,041,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 47,638 | $3,035,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 86,562 | $3,029,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 53,600 | $3,028,000 | thousands by filing date | call |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 85,516 | $3,027,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 518,098 | $3,021,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 126,724 | $3,020,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 13,700 | $3,013,000 | thousands by filing date | call |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 154,600 | $3,001,000 | thousands by filing date | put |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 121,200 | $3,001,000 | thousands by filing date | put |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 175,680 | $2,999,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 178,941 | $2,997,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 80,918 | $2,994,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 483,174 | $2,991,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 786,471 | $2,989,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,042,631 | $2,987,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 298,600 | $2,986,000 | thousands by filing date | call |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 680,203 | $2,986,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 37,513 | $2,985,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 75,600 | $2,983,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 12,800 | $2,980,000 | thousands by filing date | put |
| BEYOND MEAT INC | 08862E109 | COM | 20,000 | $2,972,000 | thousands by filing date | call |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 102,471 | $2,968,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 40,000 | $2,966,000 | thousands by filing date | put |
| NBT BANCORP INC COM | 628778102 | Stock | 80,855 | $2,958,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 113,641 | $2,957,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 96,509 | $2,957,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 20,000 | $2,954,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 820,236 | $2,953,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 2,580,000 | $2,953,000 | thousands by filing date | principal |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 42,147 | $2,953,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 30,966 | $2,947,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 169,614 | $2,944,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 68,983 | $2,941,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 221,207 | $2,938,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 213,028 | $2,936,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 336,963 | $2,935,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 260,839 | $2,932,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 112,576 | $2,931,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 104,444 | $2,924,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 141,530 | $2,923,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 175,761 | $2,923,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 350,391 | $2,913,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 89,872 | $2,912,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 39,253 | $2,906,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 164,897 | $2,905,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 532,996 | $2,905,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 216,268 | $2,901,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 167,300 | $2,899,000 | thousands by filing date | put |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 113,400 | $2,893,000 | thousands by filing date | put |
| NUTANIX INC CL A | 67059N108 | Stock | 110,000 | $2,888,000 | thousands by filing date | put |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 35,382 | $2,882,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 151,918 | $2,880,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 45,923 | $2,880,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 275,000 | $2,878,000 | thousands by filing date | put |
| ETFMG | 26924G508 | EXCHANGE TRADED | 138,604 | $2,877,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 17,000 | $2,876,000 | thousands by filing date | call |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 97,823 | $2,871,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 73,600 | $2,870,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 388,730 | $2,869,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 105,246 | $2,868,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 52,303 | $2,865,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 50,674 | $2,865,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 141,153 | $2,862,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 94,994 | $2,861,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 110,500 | $2,859,000 | thousands by filing date | call |
| DAVITA INC COM | 23918K108 | Stock | 50,000 | $2,854,000 | thousands by filing date | call |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 21,500 | $2,854,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 1,505,000 | $2,851,000 | thousands by filing date | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 3,060,000 | $2,851,000 | thousands by filing date | principal |
| TRIPADVISOR INC | 896945201 | COM | 73,600 | $2,847,000 | thousands by filing date | call |
| LANTHEUS HLDGS INC | 516544103 | COM | 113,444 | $2,844,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 132,100 | $2,839,000 | thousands by filing date | call |
| THOR INDS INC | 885160101 | COM | 50,000 | $2,832,000 | thousands by filing date | put |
| TIVO CORP | 88870P106 | COM | 371,612 | $2,830,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 359,580 | $2,819,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 43,941 | $2,817,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 464,519 | $2,815,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 45,529 | $2,806,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 30,871 | $2,802,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 279,900 | $2,799,000 | thousands by filing date | put |
| AEROVIRONMENT INC COM | 008073108 | Stock | 52,244 | $2,798,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 12,000 | $2,796,000 | thousands by filing date | put |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 106,055 | $2,795,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 39,033 | $2,787,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 21,500 | $2,786,000 | thousands by filing date | call |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 20,900 | $2,780,000 | thousands by filing date | put |
| WATERSTONE FINL INC MD | 94188P101 | COM | 161,433 | $2,773,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 23,300 | $2,761,000 | thousands by filing date | call |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 10,283 | $2,760,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 964,018 | $2,757,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 63,792 | $2,756,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 184,580 | $2,755,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 116,682 | $2,742,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 36,041 | $2,729,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 81,538 | $2,728,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 483,138 | $2,725,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 23,138 | $2,722,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 62,900 | $2,721,000 | thousands by filing date | put |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 193,804 | $2,721,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 58,369 | $2,718,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 49,064 | $2,711,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 14,800 | $2,704,000 | thousands by filing date | call |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 18,951 | $2,703,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 71,522 | $2,701,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 69,963 | $2,699,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 47,513 | $2,698,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 135,984 | $2,694,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 94,186 | $2,688,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 120,825 | $2,682,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 110,002 | $2,669,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 141,955 | $2,666,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 53,916 | $2,661,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 239,435 | $2,658,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,884,300 | $2,657,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 63,500 | $2,656,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 46,500 | $2,650,000 | thousands by filing date | put |
| Boston Scientific Corporation | 101137107 | COM | 65,100 | $2,649,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 110,000 | $2,647,000 | thousands by filing date | put |
| PINTEREST INC CL A | 72352L106 | Stock | 100,000 | $2,645,000 | thousands by filing date | put |
| FIRST INTERNET BANCORP | 320557101 | COM | 123,391 | $2,642,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 254,831 | $2,640,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 62,351 | $2,639,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 423,272 | $2,633,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,259,514 | $2,632,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 100,733 | $2,631,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 249,551 | $2,630,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 11,000 | $2,628,000 | thousands by filing date | call |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 30,000 | $2,620,000 | thousands by filing date | call |
| TWILIO INC CL A | 90138F102 | Stock | 23,800 | $2,617,000 | thousands by filing date | call |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 190,781 | $2,614,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 65,400 | $2,607,000 | thousands by filing date | put |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 58,957 | $2,604,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 97,900 | $2,603,000 | thousands by filing date | call |
| CATO CORP NEW | 149205106 | CL A | 147,671 | $2,600,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 34,104 | $2,599,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 200,000 | $2,598,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 200,000 | $2,598,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 97,881 | $2,598,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 87,565 | $2,598,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 2,276,979 | $2,596,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 593,559 | $2,594,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 243,600 | $2,592,000 | thousands by filing date | call |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 25,000 | $2,589,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 114,449 | $2,588,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 25,508 | $2,584,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 191,283 | $2,583,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 124,782 | $2,577,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 206,554 | $2,576,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 1,147,780 | $2,571,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 10,557 | $2,570,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 100,000 | $2,568,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 271,655 | $2,564,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 136,234 | $2,558,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 125,041 | $2,549,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 79,529 | $2,541,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 416,993 | $2,540,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 111,304 | $2,539,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 2,500,000 | $2,538,000 | thousands by filing date | principal |
| PRA Group Inc | 69354N106 | COM | 75,000 | $2,534,000 | thousands by filing date | call |
| AVX CORP NEW | 002444107 | COM | 166,410 | $2,529,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 323,206 | $2,528,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 92,168 | $2,528,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 300,000 | $2,523,000 | thousands by filing date | call |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 118,383 | $2,523,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 28,936 | $2,519,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 21,900 | $2,519,000 | thousands by filing date | call |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 169,018 | $2,515,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 25,866 | $2,502,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 413,572 | $2,502,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 31,700 | $2,497,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 39,890 | $2,496,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 85,100 | $2,493,000 | thousands by filing date | call |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 76,778 | $2,480,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 82,485 | $2,474,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 46,700 | $2,471,000 | thousands by filing date | put |
| FORTIVE CORP COM | 34959J108 | Stock | 36,000 | $2,468,000 | thousands by filing date | call |
| BIG LOTS INC | 089302103 | COM | 100,600 | $2,465,000 | thousands by filing date | put |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 484,316 | $2,456,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 184,511 | $2,454,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 100,000 | $2,450,000 | thousands by filing date | call |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 121,464 | $2,443,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 26,200 | $2,439,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 24,900 | $2,439,000 | thousands by filing date | put |
| EBIX INC | 278715206 | COM NEW | 57,634 | $2,426,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 286,511 | $2,424,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 16,000 | $2,420,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 50,000 | $2,417,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 35,700 | $2,406,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 52,512 | $2,403,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 52,034 | $2,403,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,440,000 | $2,402,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 81,445 | $2,394,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 34,778 | $2,392,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 89,914 | $2,388,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 459,964 | $2,385,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 21,700 | $2,384,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554102 | COM | 71,543 | $2,384,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 100,000 | $2,382,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 11,000 | $2,379,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 105,000 | $2,372,000 | thousands by filing date | put |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 129,739 | $2,368,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 146,946 | $2,361,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 89,163 | $2,359,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 40,600 | $2,355,000 | thousands by filing date | call |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 1,188,515 | $2,353,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 269,719 | $2,346,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 35,300 | $2,330,000 | thousands by filing date | call |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 120,000 | $2,329,000 | thousands by filing date | call |
| ANTERIX INC | 03676C100 | COMMON STOCK | 64,015 | $2,317,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 3,199,180 | $2,310,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 36,090 | $2,308,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 68,500 | $2,306,000 | thousands by filing date | put |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 118,329 | $2,305,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 64,297 | $2,304,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 32,391 | $2,300,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 89,100 | $2,297,000 | thousands by filing date | call |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 56,028 | $2,297,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 120,000 | $2,296,000 | thousands by filing date | call |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 120,128 | $2,293,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 4,400 | $2,291,000 | thousands by filing date | put |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 318,455 | $2,290,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 91,812 | $2,290,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 80,246 | $2,289,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 228,656 | $2,280,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 40,560 | $2,268,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,206,213 | $2,267,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 28,998 | $2,264,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 76,702 | $2,264,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,152,008 | $2,257,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 39,800 | $2,253,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222104 | COM | 212,635 | $2,253,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 70,203 | $2,244,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 335,000 | $2,241,000 | thousands by filing date | call |
| HAPPEN INC COM NEW | 52603A208 | Stock | 171,210 | $2,240,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 115,000 | $2,240,000 | thousands by filing date | call |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 273,683 | $2,231,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 822,480 | $2,229,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W403 | CORRT INM VALU | 90,000 | $2,222,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 126,590 | $2,217,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 58,908 | $2,210,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 70,000 | $2,202,000 | thousands by filing date | call |
| CONTURA ENERGY INC | 21241B100 | COM | 78,621 | $2,198,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 21,270 | $2,186,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 95,024 | $2,184,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 55,500 | $2,179,000 | thousands by filing date | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 48,600 | $2,175,000 | thousands by filing date | put |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 219,610 | $2,167,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 48,884 | $2,166,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 48,200 | $2,157,000 | thousands by filing date | call |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 220,527 | $2,157,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 80,000 | $2,154,000 | thousands by filing date | call |
| MACYS INC COM | 55616P104 | Stock | 138,400 | $2,151,000 | thousands by filing date | call |
| UNIQURE NV | N90064101 | SHS | 54,593 | $2,149,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 26,238 | $2,148,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 138,238 | $2,143,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 107,980 | $2,142,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 450,060 | $2,142,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 403,799 | $2,141,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 507,368 | $2,136,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 221,010 | $2,132,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,020,005 | $2,131,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 55,854 | $2,130,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 59,260 | $2,130,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 48,000 | $2,129,000 | thousands by filing date | put |
| LITTELFUSE INC COM | 537008104 | Stock | 12,000 | $2,128,000 | thousands by filing date | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 87,342 | $2,128,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 221,675 | $2,124,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 37,700 | $2,119,000 | thousands by filing date | put |
| RADWARE LTD | M81873107 | COMMON STOCK | 86,972 | $2,110,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 211,183 | $2,110,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 71,550 | $2,107,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A206 | UNIT 05/24/2026 | 189,712 | $2,104,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 74,587 | $2,100,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 144,990 | $2,094,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 623,223 | $2,094,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-19-000551 | this filing | 2019-11-14 | acceptance time not in the bulk data set |