13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 5,137 holding rows worth $346,126,664,000.
- Accession
- 0000769993-19-000551
- Filer
- CIK 886982
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 10,078 entries on the cover page, a total value of $346,126,664,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $346,126,664,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74348A145 | PET CARE ETF | 200,000 | $7,948,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 21,200 | $7,946,000 | thousands by filing date | put |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 760,187 | $7,944,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 1,655,977 | $7,940,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 52,914 | $7,919,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 151,245 | $7,919,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 1,698,663 | $7,916,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 110,000 | $7,905,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 498,080 | $7,905,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 311,037 | $7,900,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 865,459 | $7,875,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 8,021,000 | $7,861,000 | thousands by filing date | principal |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 208,762 | $7,846,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 439,671 | $7,835,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 103,657 | $7,833,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 43,765 | $7,826,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 573,594 | $7,818,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 480,349 | $7,815,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 211,049 | $7,814,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 538,203 | $7,810,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 75,000 | $7,769,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 7,138,000 | $7,767,000 | thousands by filing date | principal |
| YUM CHINA HLDGS INC | 98850P109 | COM | 170,000 | $7,723,000 | thousands by filing date | put |
| YUM CHINA HLDGS INC | 98850P109 | COM | 170,000 | $7,723,000 | thousands by filing date | call |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,331,422 | $7,721,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 17,300 | $7,710,000 | thousands by filing date | put |
| INTELSAT S A | 45790VAB6 | NOTE 4.500% 6/1 | 5,250,000 | $7,708,000 | thousands by filing date | principal |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 152,645 | $7,707,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 75,483 | $7,706,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 176,000 | $7,689,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 20,500 | $7,683,000 | thousands by filing date | call |
| UPWORK INC | 91688F104 | COM | 577,196 | $7,680,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 247,710 | $7,655,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 398,756 | $7,644,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 109,155 | $7,641,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 166,958 | $7,636,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 584,960 | $7,634,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 310,300 | $7,627,000 | thousands by filing date | put |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 331,311 | $7,627,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 200,000 | $7,564,000 | thousands by filing date | call |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 526,768 | $7,559,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 648,472 | $7,555,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 321,411 | $7,547,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 7,606,000 | $7,540,000 | thousands by filing date | principal |
| DNOW INC | 67011P100 | COMMON STOCK | 656,707 | $7,533,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 223,618 | $7,518,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 986,908 | $7,500,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 220,000 | $7,495,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 648,222 | $7,468,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 247,463 | $7,438,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 9,991,000 | $7,395,000 | thousands by filing date | principal |
| SEMPRA COM | 816851109 | Stock | 50,000 | $7,381,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 188,203 | $7,376,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 168,138 | $7,370,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 155,039 | $7,368,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 134,349 | $7,364,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 30,000 | $7,358,000 | thousands by filing date | call |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 155,042 | $7,357,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 178,500 | $7,354,000 | thousands by filing date | put |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 633,709 | $7,351,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 103,028 | $7,350,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 124,800 | $7,344,000 | thousands by filing date | call |
| CHAMPION HOMES INC | 830830105 | COM | 242,971 | $7,312,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 836,091 | $7,308,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 135,000 | $7,255,000 | thousands by filing date | call |
| LGI HOMES INC COM | 50187T106 | Stock | 87,061 | $7,254,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 96,300 | $7,253,000 | thousands by filing date | call |
| MACERICH CO | 554382101 | COM | 229,600 | $7,253,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 756,800 | $7,243,000 | thousands by filing date | call |
| BLACKSTONE INC | 09260D107 | COM | 148,000 | $7,228,000 | thousands by filing date | call |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 620,184 | $7,228,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 1,007,557 | $7,224,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 723,770 | $7,223,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 43,822 | $7,221,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 339,767 | $7,220,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 417,394 | $7,209,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 302,700 | $7,201,000 | thousands by filing date | put |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 141,434 | $7,199,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 45,005 | $7,196,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 143,319 | $7,191,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 82,500 | $7,169,000 | thousands by filing date | put |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 7,646,000 | $7,165,000 | thousands by filing date | principal |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 142,146 | $7,164,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 68,544 | $7,164,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 391,884 | $7,143,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 65,700 | $7,140,000 | thousands by filing date | call |
| LIVENT CORP | 53814L108 | COM | 1,067,000 | $7,138,000 | thousands by filing date | put |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 255,362 | $7,137,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 136,400 | $7,136,000 | thousands by filing date | call |
| NETGEAR INC | 64111Q104 | COM | 221,420 | $7,134,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 93,893 | $7,123,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 255,344 | $7,119,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 456,587 | $7,090,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 411,688 | $7,085,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 85,200 | $7,084,000 | thousands by filing date | call |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 765,658 | $7,082,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 151,217 | $7,068,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 210,218 | $7,061,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 125,910 | $7,061,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 340,052 | $7,046,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 90,125 | $7,031,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 874,203 | $7,020,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 101,660 | $7,017,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 105,693 | $7,016,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 113,906 | $6,989,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 200,000 | $6,974,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 300,000 | $6,960,000 | thousands by filing date | put |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 74,400 | $6,959,000 | thousands by filing date | call |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 747,967 | $6,956,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 354,635 | $6,936,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 241,819 | $6,935,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 399,502 | $6,927,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 849,896 | $6,927,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 297,277 | $6,909,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 57,899 | $6,904,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 6,776,000 | $6,882,000 | thousands by filing date | principal |
| BIOGEN INC COM | 09062X103 | Stock | 29,500 | $6,868,000 | thousands by filing date | call |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 214,026 | $6,862,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 74,364 | $6,862,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 244,265 | $6,859,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 34,400 | $6,844,000 | thousands by filing date | put |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 262,456 | $6,840,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 109,371 | $6,837,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 477,778 | $6,837,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 92,257 | $6,837,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 163,900 | $6,831,000 | thousands by filing date | call |
| L BRANDS INC | 501797104 | COM | 348,600 | $6,829,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 101,100 | $6,814,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 40,000 | $6,798,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 31,600 | $6,785,000 | thousands by filing date | call |
| ALERUS FINL CORP | 01446U103 | COM | 311,033 | $6,781,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 201,800 | $6,778,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 109,100 | $6,755,000 | thousands by filing date | put |
| HOPE BANCORP INC | 43940T109 | COM | 471,050 | $6,755,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 146,456 | $6,750,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 845,574 | $6,748,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 67,346 | $6,746,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 229,800 | $6,731,000 | thousands by filing date | put |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 50,643 | $6,718,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 129,500 | $6,716,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 863,759 | $6,712,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 50,690 | $6,710,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 127,996 | $6,704,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 34,268 | $6,686,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 184,790 | $6,662,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 236,197 | $6,661,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 195,000 | $6,644,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 53,400 | $6,642,000 | thousands by filing date | put |
| PARTY CITY HOLDCO INC | 702149105 | COM | 1,163,017 | $6,641,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 279,800 | $6,640,000 | thousands by filing date | call |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 6,804,000 | $6,636,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 7,005,000 | $6,621,000 | thousands by filing date | principal |
| Schlumberger Limited | 806857108 | COM | 193,400 | $6,608,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 160,300 | $6,604,000 | thousands by filing date | call |
| JOINT CORP | 47973J102 | COM | 354,670 | $6,600,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 232,886 | $6,577,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 141,376 | $6,574,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 416,000 | $6,573,000 | thousands by filing date | call |
| INTERSECT ENT INC | 46071F103 | COM | 386,006 | $6,566,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 191,100 | $6,543,000 | thousands by filing date | call |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 317,462 | $6,518,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 180,900 | $6,500,000 | thousands by filing date | put |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 667,553 | $6,489,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 111,800 | $6,486,000 | thousands by filing date | put |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 166,493 | $6,485,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 114,870 | $6,481,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 7,860,000 | $6,465,000 | thousands by filing date | principal |
| ALLERGAN PLC | G0177J108 | SHS | 38,300 | $6,446,000 | thousands by filing date | call |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 50,001 | $6,423,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 281,023 | $6,411,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 95,718 | $6,408,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 101,000 | $6,401,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 3,423,418 | $6,401,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,054,201 | $6,399,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 70,200 | $6,387,000 | thousands by filing date | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 228,600 | $6,386,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 1,037,370 | $6,380,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 76,600 | $6,369,000 | thousands by filing date | put |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 488,392 | $6,369,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 241,500 | $6,356,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 86,300 | $6,344,000 | thousands by filing date | call |
| CALERES INC | 129500104 | COM | 270,189 | $6,325,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 86,000 | $6,322,000 | thousands by filing date | put |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 385,602 | $6,320,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 750,000 | $6,308,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 69,200 | $6,296,000 | thousands by filing date | call |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 75,146 | $6,291,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 4,182,000 | $6,286,000 | thousands by filing date | principal |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 169,125 | $6,282,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 70,488 | $6,280,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 56,000 | $6,257,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V100 | COM | 1,688,669 | $6,248,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 371,547 | $6,246,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,512,018 | $6,244,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 56,850 | $6,219,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 11,300 | $6,214,000 | thousands by filing date | put |
| TENNECO INC | 880349105 | COM | 495,495 | $6,204,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 617,169 | $6,203,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 200,000 | $6,196,000 | thousands by filing date | put |
| WABTEC COM | 929740108 | Stock | 86,200 | $6,194,000 | thousands by filing date | put |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 957,156 | $6,168,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 111,600 | $6,151,000 | thousands by filing date | put |
| ALLAKOS INC | 01671P100 | COM | 77,912 | $6,127,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 68,890 | $6,118,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 373,110 | $6,115,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 85,929 | $6,110,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 750,000 | $6,105,000 | thousands by filing date | call |
| NEOGENOMICS INC | 64049M209 | COM NEW | 318,225 | $6,084,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 681,178 | $6,083,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 48,500 | $6,032,000 | thousands by filing date | put |
| AXOSFINLINC | 05465C100 | STOK | 217,248 | $6,007,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 378,074 | $6,007,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 352,916 | $6,006,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 117,090 | $5,997,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 518,746 | $5,976,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 153,300 | $5,976,000 | thousands by filing date | call |
| BALCHEM CORP | 057665200 | COM | 60,232 | $5,975,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 166,672 | $5,951,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 428,299 | $5,945,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 32,364 | $5,940,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 411,910 | $5,940,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 1,056,753 | $5,934,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 1,520,067 | $5,928,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 277,536 | $5,906,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 50,100 | $5,905,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 1,069,300 | $5,903,000 | thousands by filing date | put |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 576,309 | $5,879,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 267,645 | $5,875,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 145,865 | $5,870,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 257,692 | $5,870,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 27,300 | $5,862,000 | thousands by filing date | put |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 616,640 | $5,852,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 5,516,000 | $5,838,000 | thousands by filing date | principal |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 212,918 | $5,825,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 72,120 | $5,806,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 200,100 | $5,801,000 | thousands by filing date | put |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 208,717 | $5,800,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 213,953 | $5,796,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 250,000 | $5,792,000 | thousands by filing date | put |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 92,538 | $5,760,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 234,796 | $5,745,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 169,554 | $5,737,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 330,683 | $5,734,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 397,533 | $5,729,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 146,800 | $5,722,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 29,700 | $5,718,000 | thousands by filing date | call |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 217,624 | $5,715,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 553,575 | $5,711,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 36,421 | $5,702,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 175,650 | $5,701,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 150,700 | $5,699,000 | thousands by filing date | put |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 120,150 | $5,692,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 328,265 | $5,692,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 64,857 | $5,691,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 438,957 | $5,689,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 239,000 | $5,686,000 | thousands by filing date | call |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 137,441 | $5,681,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 70,000 | $5,676,000 | thousands by filing date | put |
| DISCOVER FINL SVCS | 254709108 | COM | 70,000 | $5,676,000 | thousands by filing date | call |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 401,943 | $5,676,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 51,200 | $5,671,000 | thousands by filing date | put |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 50,000 | $5,668,000 | thousands by filing date | call |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 174,284 | $5,664,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 174,754 | $5,640,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 130,500 | $5,632,000 | thousands by filing date | put |
| EQUIFAX INC COM | 294429105 | Stock | 40,000 | $5,627,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 65,200 | $5,616,000 | thousands by filing date | call |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 373,350 | $5,615,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 27,500 | $5,605,000 | thousands by filing date | call |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 81,851 | $5,597,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 1,035,086 | $5,589,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 103,923 | $5,585,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 93,717 | $5,573,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 74,137 | $5,571,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 612,786 | $5,570,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 105,017 | $5,559,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 504,617 | $5,555,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 307,141 | $5,553,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 29,000 | $5,552,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 455,195 | $5,551,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 518,164 | $5,545,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 576,123 | $5,542,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 74,166 | $5,537,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 145,557 | $5,528,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 46,037 | $5,525,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 71,500 | $5,523,000 | thousands by filing date | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 102,100 | $5,514,000 | thousands by filing date | call |
| RETAIL VALUE INC | 76133Q102 | COM | 148,529 | $5,502,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 59,881 | $5,500,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 63,419 | $5,498,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 373,263 | $5,495,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 300,638 | $5,495,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 601,690 | $5,476,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 44,350 | $5,467,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 629,827 | $5,467,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 320,879 | $5,465,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 89,471 | $5,460,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 301,722 | $5,458,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 48,140 | $5,450,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,901,212 | $5,425,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 5,000 | $5,423,000 | thousands by filing date | call |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 278,019 | $5,422,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 102,600 | $5,416,000 | thousands by filing date | put |
| SEA LTD | 81141RAB6 | CONV BD US | 3,095,000 | $5,403,000 | thousands by filing date | principal |
| CAVCO INDS INC DEL | 149568107 | COM | 28,067 | $5,392,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 96,746 | $5,388,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 157,546 | $5,374,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 46,940 | $5,373,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 120,972 | $5,366,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 658,258 | $5,364,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 3,047,405 | $5,363,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 55,259 | $5,338,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 453,787 | $5,334,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 266,800 | $5,331,000 | thousands by filing date | call |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 163,609 | $5,322,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 130,000 | $5,305,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,675,969 | $5,295,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 108,972 | $5,290,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 198,065 | $5,289,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 151,120 | $5,288,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 552,856 | $5,285,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W700 | MLT FTR CR FXD | 200,000 | $5,268,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 192,597 | $5,258,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 456,141 | $5,254,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 246,675 | $5,254,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 120,000 | $5,248,000 | thousands by filing date | call |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 1,047,482 | $5,248,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 112,516 | $5,245,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 801,469 | $5,245,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,228,873 | $5,235,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 528,380 | $5,231,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 187,140 | $5,230,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 223,713 | $5,228,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 353,800 | $5,219,000 | thousands by filing date | call |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 102,516 | $5,209,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 70,361 | $5,207,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W106 | EMMKT DB DEFSV | 200,000 | $5,179,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 104,687 | $5,177,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 133,057 | $5,176,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 3,900,000 | $5,150,000 | thousands by filing date | principal |
| EHEALTH INC | 28238P109 | COM | 77,100 | $5,149,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 967,963 | $5,140,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 583,241 | $5,139,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 51,800 | $5,134,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 1,491,804 | $5,132,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 71,661 | $5,129,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 357,353 | $5,128,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 95,300 | $5,121,000 | thousands by filing date | put |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 265,766 | $5,118,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 140,000 | $5,117,000 | thousands by filing date | call |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 460,715 | $5,114,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 100,000 | $5,091,000 | thousands by filing date | put |
| Vanguard Extended Market ETF | 922908652 | SHS | 43,755 | $5,090,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 332,257 | $5,087,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 25,948 | $5,085,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 145,400 | $5,053,000 | thousands by filing date | put |
| WILLSCOT CORP | 971375126 | COM | 323,811 | $5,044,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 141,164 | $5,043,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 94,210 | $5,041,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 535,294 | $5,037,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 48,170 | $5,033,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 148,179 | $5,029,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 68,589 | $5,028,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 346,281 | $5,027,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 146,658 | $5,017,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 12,500 | $4,981,000 | thousands by filing date | call |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 171,312 | $4,980,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 199,444 | $4,972,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 115,234 | $4,948,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 162,298 | $4,944,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 3,150,000 | $4,931,000 | thousands by filing date | principal |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 79,382 | $4,929,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 33,216 | $4,920,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 103,414 | $4,913,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 255,000 | $4,909,000 | thousands by filing date | put |
| ANGIODYNAMICS INC | 03475V101 | COM | 266,200 | $4,903,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 20,000 | $4,900,000 | thousands by filing date | put |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 162,675 | $4,889,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 4,048,000 | $4,878,000 | thousands by filing date | principal |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 161,674 | $4,865,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 77,338 | $4,862,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 217,198 | $4,861,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 160,800 | $4,848,000 | thousands by filing date | call |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 82,194 | $4,824,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 272,535 | $4,822,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 165,292 | $4,818,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 5,000,000 | $4,813,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 53,316 | $4,812,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,202,376 | $4,809,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 49,417 | $4,796,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 235,157 | $4,788,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 272,644 | $4,782,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 75,142 | $4,779,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 86,975 | $4,778,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 816,161 | $4,774,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 80,000 | $4,768,000 | thousands by filing date | call |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 118,033 | $4,758,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 6,080,000 | $4,757,000 | thousands by filing date | principal |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 53,516 | $4,747,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 282,673 | $4,747,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 120,310 | $4,745,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 118,722 | $4,743,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 91,000 | $4,740,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 196,600 | $4,730,000 | thousands by filing date | call |
| SPLUNK INC | 848637104 | COM | 40,100 | $4,726,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 2,679,773 | $4,703,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 49,409 | $4,701,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 49,483 | $4,696,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 107,899 | $4,691,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 394,352 | $4,689,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,381,529 | $4,684,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 173,481 | $4,682,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 33,400 | $4,681,000 | thousands by filing date | put |
| KIMBALL INTL INC | 494274103 | CL B | 240,850 | $4,649,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 54,917 | $4,639,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 50,000 | $4,631,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,344,813 | $4,586,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 49,500 | $4,585,000 | thousands by filing date | put |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 44,661 | $4,581,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 294,400 | $4,575,000 | thousands by filing date | put |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 478,796 | $4,568,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 98,563 | $4,567,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 73,378 | $4,563,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 176,609 | $4,553,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 1,477,322 | $4,550,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 30,000 | $4,548,000 | thousands by filing date | call |
| COHEN & STEERS INC COM | 19247A100 | Stock | 82,781 | $4,547,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 343,342 | $4,539,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 35,000 | $4,536,000 | thousands by filing date | call |
| EXTREME NETWORKS INC | 30226D106 | COM | 622,450 | $4,529,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 500,721 | $4,527,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 101,129 | $4,513,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 149,006 | $4,506,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 367,520 | $4,498,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 82,804 | $4,485,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 160,146 | $4,484,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 342,700 | $4,483,000 | thousands by filing date | call |
| H2O AMERICA | 784305104 | COM | 65,618 | $4,481,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 299,100 | $4,481,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 811,368 | $4,479,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 6,072,000 | $4,479,000 | thousands by filing date | principal |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 277,400 | $4,474,000 | thousands by filing date | call |
| ENCORE WIRE CORP | 292562105 | COM | 79,342 | $4,466,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 100,000 | $4,457,000 | thousands by filing date | put |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 106,726 | $4,457,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 130,623 | $4,456,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 314,937 | $4,447,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 256,510 | $4,432,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 143,575 | $4,432,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 197,176 | $4,409,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 784,703 | $4,403,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 338,634 | $4,402,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 153,500 | $4,402,000 | thousands by filing date | put |
| iShares Gold Trust | 464285105 | ISHARES | 311,949 | $4,399,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 50,000 | $4,398,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 29,271 | $4,396,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 4,080,000 | $4,396,000 | thousands by filing date | principal |
| BIOTELEMETRY INC | 090672106 | COM | 107,798 | $4,390,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 419,986 | $4,389,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 75,000 | $4,372,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 907,854 | $4,367,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 94,976 | $4,363,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 215,181 | $4,351,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 141,765 | $4,344,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 262,023 | $4,341,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 245,292 | $4,335,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 180,400 | $4,335,000 | thousands by filing date | call |
| CRONOS GROUP INC | 22717L101 | COM | 477,360 | $4,320,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 145,641 | $4,317,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 97,579 | $4,315,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 203,670 | $4,313,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 860,483 | $4,294,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 3,679,000 | $4,294,000 | thousands by filing date | principal |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 52,316 | $4,292,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 140,705 | $4,291,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 130,278 | $4,280,000 | thousands by filing date | |
| RH | 74967X103 | COM | 25,000 | $4,271,000 | thousands by filing date | call |
| Concho Resources Inc. | 20605P101 | COM | 62,800 | $4,264,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 80,800 | $4,259,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 425,583 | $4,256,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 81,200 | $4,248,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 39,100 | $4,236,000 | thousands by filing date | call |
| Accenture Plc Class A | G1151C101 | COM | 22,000 | $4,232,000 | thousands by filing date | call |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 202,122 | $4,232,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 26,200 | $4,230,000 | thousands by filing date | call |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 135,000 | $4,218,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 59,885 | $4,218,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 75,000 | $4,216,000 | thousands by filing date | call |
| EVO PMTS INC | 26927E104 | CL A COM | 149,306 | $4,198,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 259,822 | $4,197,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 211,318 | $4,190,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 267,443 | $4,190,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 120,982 | $4,189,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 37,800 | $4,187,000 | thousands by filing date | call |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 225,027 | $4,179,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 117,082 | $4,179,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,065,210 | $4,176,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 216,088 | $4,160,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 24,720 | $4,145,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 36,000 | $4,141,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-19-000551 | this filing | 2019-11-14 | acceptance time not in the bulk data set |