13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 5,137 holding rows worth $346,126,664,000.
- Accession
- 0000769993-19-000551
- Filer
- CIK 886982
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 10,078 entries on the cover page, a total value of $346,126,664,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $346,126,664,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 359,600 | $15,279,000 | thousands by filing date | put |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 512,150 | $15,277,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 3,320,503 | $15,275,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 446,900 | $15,271,000 | thousands by filing date | call |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 169,794 | $15,251,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 79,200 | $15,248,000 | thousands by filing date | put |
| GRIFFON CORP | 398433102 | COM | 726,470 | $15,235,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 70,636 | $15,226,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 161,900 | $15,206,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232102 | COM | 1,120,830 | $15,188,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 1,064,096 | $15,185,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 4,696,941 | $15,171,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 615,420 | $15,171,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 536,743 | $15,169,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 1,803,219 | $15,129,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,647,100 | $15,087,000 | thousands by filing date | put |
| MSG NETWORK INC | 553573106 | CL A | 928,946 | $15,068,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 934,100 | $15,067,000 | thousands by filing date | put |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 331,156 | $15,061,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 756,671 | $15,058,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 604,656 | $15,056,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 657,469 | $15,016,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 131,793 | $14,966,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 521,149 | $14,947,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 197,831 | $14,944,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 204,703 | $14,931,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 54,400 | $14,911,000 | thousands by filing date | put |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 105,387 | $14,882,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 102,900 | $14,862,000 | thousands by filing date | call |
| LENNAR CORP CL B | 526057302 | Stock | 334,453 | $14,840,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 135,806 | $14,817,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 55,700 | $14,813,000 | thousands by filing date | call |
| ISHARES TR | 46434V886 | CMN | 474,711 | $14,792,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 392,487 | $14,753,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 286,474 | $14,728,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 902,050 | $14,713,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 493,903 | $14,708,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 360,100 | $14,706,000 | thousands by filing date | call |
| FTI CONSULTING INC | 302941109 | COM | 138,723 | $14,704,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 355,213 | $14,677,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 410,032 | $14,675,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 659,229 | $14,654,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 95,000 | $14,639,000 | thousands by filing date | put |
| BP PLC SPONSORED ADR | 055622104 | ADR | 384,000 | $14,588,000 | thousands by filing date | put |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 162,522 | $14,578,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 151,668 | $14,576,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 196,300 | $14,569,000 | thousands by filing date | call |
| Flushing Financial Corp | 343873105 | Common Stock | 720,863 | $14,565,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 343,439 | $14,562,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 410,106 | $14,547,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 396,257 | $14,527,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 159,143 | $14,516,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 640,620 | $14,511,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 712,498 | $14,500,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 847,908 | $14,499,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 451,821 | $14,481,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 283,642 | $14,480,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 164,400 | $14,467,000 | thousands by filing date | put |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 931,193 | $14,424,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 270,705 | $14,418,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 565,143 | $14,383,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 310,456 | $14,364,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 1,377,457 | $14,339,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 3,115,064 | $14,328,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 303,768 | $14,298,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 480,187 | $14,291,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,237,000 | $14,287,000 | thousands by filing date | put |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 75,458 | $14,265,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 738,913 | $14,254,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 349,242 | $14,253,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 191,544 | $14,230,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 913,979 | $14,230,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 299,645 | $14,213,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 240,100 | $14,197,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 87,600 | $14,189,000 | thousands by filing date | put |
| MOMO INC | 60879B107 | ADR | 457,802 | $14,183,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 254,600 | $14,181,000 | thousands by filing date | put |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 34,400 | $14,177,000 | thousands by filing date | call |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 263,600 | $14,177,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 4,606,764 | $14,143,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 106,300 | $14,139,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,793,595 | $14,135,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 735,067 | $14,061,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 174,326 | $14,056,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 269,000 | $14,055,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 2,702,694 | $14,054,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 1,643,639 | $14,053,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 272,670 | $14,048,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 414,585 | $14,022,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 500,000 | $14,005,000 | thousands by filing date | call |
| SWITCH INC | 87105L104 | CL A | 895,958 | $13,995,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 837,493 | $13,961,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 672,571 | $13,956,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 94,500 | $13,926,000 | thousands by filing date | put |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 397,830 | $13,924,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 272,063 | $13,908,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 191,591 | $13,896,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 393,883 | $13,896,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,360,131 | $13,805,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 653,592 | $13,803,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,195,400 | $13,747,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 3,075,400 | $13,747,000 | thousands by filing date | put |
| MIDDLEBYCORP | 596278101 | STOK | 117,515 | $13,738,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 310,808 | $13,707,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 245,100 | $13,699,000 | thousands by filing date | call |
| NIO INC SPON ADS | 62914V106 | ADR | 8,778,954 | $13,695,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 188,000 | $13,688,000 | thousands by filing date | call |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 216,253 | $13,684,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 108,700 | $13,659,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 467,866 | $13,638,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 107,800 | $13,616,000 | thousands by filing date | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 142,800 | $13,587,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 532,800 | $13,560,000 | thousands by filing date | call |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 104,600 | $13,553,000 | thousands by filing date | put |
| COTERRA ENERGY INC COM | 127097103 | Stock | 770,400 | $13,536,000 | thousands by filing date | put |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 155,600 | $13,522,000 | thousands by filing date | call |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 442,587 | $13,494,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 4,202,913 | $13,491,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,867,722 | $13,485,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 549,715 | $13,455,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 675,058 | $13,454,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 154,776 | $13,429,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 170,109 | $13,417,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 4,740,766 | $13,416,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 84,200 | $13,383,000 | thousands by filing date | call |
| PROS Holdings Inc | 74346Y103 | Common Stock | 224,179 | $13,361,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 318,791 | $13,332,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 563,719 | $13,332,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 101,633 | $13,315,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 85,000 | $13,286,000 | thousands by filing date | put |
| BRUKER CORP | 116794108 | COM | 301,306 | $13,237,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,650,015 | $13,168,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 518,757 | $13,130,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,231,948 | $13,108,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 33,600 | $13,106,000 | thousands by filing date | put |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 463,852 | $13,029,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 105,365 | $13,008,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 979,117 | $13,002,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 65,000 | $12,988,000 | thousands by filing date | put |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 207,958 | $12,954,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 126,200 | $12,923,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 315,900 | $12,920,000 | thousands by filing date | put |
| FABRINET SHS | G3323L100 | Stock | 247,013 | $12,919,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 692,384 | $12,903,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 121,070 | $12,899,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 308,534 | $12,872,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 967,068 | $12,823,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 460,821 | $12,777,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 690,041 | $12,766,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2,594,573 | $12,765,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 80,652 | $12,716,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,116,600 | $12,662,000 | thousands by filing date | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,349,308 | $12,657,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 282,884 | $12,656,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 302,500 | $12,620,000 | thousands by filing date | call |
| CODEXIS INC | 192005106 | COM | 919,845 | $12,616,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 170,000 | $12,604,000 | thousands by filing date | call |
| ENPRO INC | 29355X107 | COM | 183,563 | $12,602,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 534,373 | $12,560,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 171,005 | $12,531,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 14,900 | $12,523,000 | thousands by filing date | call |
| ASSOCIATED BANC-CORP | 045487105 | COM | 616,743 | $12,489,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 448,806 | $12,468,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 252,000 | $12,451,000 | thousands by filing date | put |
| First Foundation Inc | 32026V104 | Common Stock | 813,654 | $12,428,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 563,604 | $12,416,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 473,057 | $12,337,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 56,686 | $12,323,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 103,900 | $12,313,000 | thousands by filing date | put |
| OKTAINCCLASSA | 679295105 | STOK | 125,000 | $12,308,000 | thousands by filing date | put |
| GLOBANT S A | L44385109 | COM | 134,135 | $12,285,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 396,477 | $12,271,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 376,583 | $12,205,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 3,858,541 | $12,154,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 79,467 | $12,119,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 781,857 | $12,104,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 174,600 | $12,095,000 | thousands by filing date | put |
| BARNES GROUP INC | 067806109 | COM | 234,584 | $12,090,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 504,900 | $11,986,000 | thousands by filing date | put |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 185,205 | $11,970,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 1,988,255 | $11,970,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 748,823 | $11,944,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 428,584 | $11,937,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 428,742 | $11,936,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 501,000 | $11,924,000 | thousands by filing date | put |
| LINDE PLC | G5494J103 | SHS | 61,540 | $11,922,000 | thousands by filing date | call |
| PINTEREST INC CL A | 72352L106 | Stock | 450,600 | $11,918,000 | thousands by filing date | call |
| iShares MSCI Japan ETF | 46434G822 | SHS | 210,000 | $11,915,000 | thousands by filing date | call |
| CABOT CORP | 127055101 | COM | 262,801 | $11,910,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 309,743 | $11,862,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 208,115 | $11,821,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 387,300 | $11,801,000 | thousands by filing date | call |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 221,614 | $11,788,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 243,294 | $11,785,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 140,800 | $11,781,000 | thousands by filing date | call |
| LIVENT CORP | 53814L108 | COM | 1,760,011 | $11,774,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 40,400 | $11,767,000 | thousands by filing date | call |
| AXONENTERPRISEINC | 05464C101 | STOK | 206,935 | $11,750,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 597,680 | $11,750,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 102,006 | $11,734,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 244,299 | $11,680,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 460,940 | $11,638,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 225,166 | $11,637,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 185,448 | $11,607,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 1,571,111 | $11,602,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 742,182 | $11,578,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 124,900 | $11,569,000 | thousands by filing date | call |
| AMERICAN WOODMARK CORP | 030506109 | COM | 130,089 | $11,567,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 342,740 | $11,560,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 448,509 | $11,558,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 328,687 | $11,537,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 507,010 | $11,535,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 38,000 | $11,534,000 | thousands by filing date | call |
| ZOGENIX INC. | 98978L204 | Common Stock | 288,027 | $11,532,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 52,400 | $11,523,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 997,381 | $11,519,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 610,100 | $11,500,000 | thousands by filing date | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,264,533 | $11,444,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 235,608 | $11,443,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 206,600 | $11,433,000 | thousands by filing date | put |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 300,313 | $11,433,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 701,479 | $11,420,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 178,700 | $11,406,000 | thousands by filing date | put |
| VANECK RUSSIA ETF | 92189F403 | ETF | 500,000 | $11,405,000 | thousands by filing date | put |
| VANECK RUSSIA ETF | 92189F403 | ETF | 500,000 | $11,405,000 | thousands by filing date | call |
| AGREE RLTY CORP COM | 008492100 | REIT | 154,589 | $11,308,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 48,700 | $11,299,000 | thousands by filing date | put |
| AVALARA INC | 05338G106 | COM | 167,909 | $11,299,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,537,400 | $11,285,000 | thousands by filing date | call |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 783,017 | $11,245,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 45,100 | $11,204,000 | thousands by filing date | put |
| OLD NATL BANCORP IND | 680033107 | COM | 651,023 | $11,201,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,092,249 | $11,195,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,627,000 | $11,194,000 | thousands by filing date | put |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 212,292 | $11,192,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 102,800 | $11,166,000 | thousands by filing date | call |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 240,000 | $11,155,000 | thousands by filing date | put |
| GENESCO INC | 371532102 | COM | 277,185 | $11,093,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 769,902 | $11,079,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,057,811 | $11,070,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 283,996 | $11,058,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 179,074 | $11,050,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 409,043 | $11,049,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 181,400 | $11,020,000 | thousands by filing date | put |
| HNI CORP COM | 404251100 | Stock | 309,296 | $10,980,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 2,581,787 | $10,973,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 724,228 | $10,943,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 164,940 | $10,938,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 221,200 | $10,929,000 | thousands by filing date | call |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 228,333 | $10,917,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 100,000 | $10,912,000 | thousands by filing date | call |
| ASTRONICS CORP COM | 046433108 | Stock | 371,110 | $10,903,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 724,694 | $10,885,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 180,200 | $10,877,000 | thousands by filing date | put |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 7,406,000 | $10,872,000 | thousands by filing date | principal |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 400,800 | $10,858,000 | thousands by filing date | call |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 10,846,000 | $10,854,000 | thousands by filing date | principal |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 246,770 | $10,851,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 172,647 | $10,848,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 317,364 | $10,825,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 36,400 | $10,816,000 | thousands by filing date | call |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 557,228 | $10,816,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 1,569,236 | $10,812,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 4,324,629 | $10,811,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 920,000 | $10,810,000 | thousands by filing date | call |
| INTERDIGITAL INC COM | 45867G101 | Stock | 205,994 | $10,808,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 190,305 | $10,790,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 183,200 | $10,781,000 | thousands by filing date | put |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 63,100 | $10,753,000 | thousands by filing date | call |
| MESA LABS INC COM | 59064R109 | Stock | 45,115 | $10,727,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 225,014 | $10,727,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 406,266 | $10,726,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 298,669 | $10,698,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 462,260 | $10,692,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 705,278 | $10,692,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 291,419 | $10,683,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 201,700 | $10,674,000 | thousands by filing date | call |
| 1ST SOURCE CORP COM | 336901103 | Stock | 233,301 | $10,669,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 154,400 | $10,652,000 | thousands by filing date | call |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 985,982 | $10,614,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 177,256 | $10,597,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 790,636 | $10,594,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 876,135 | $10,583,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 116,794 | $10,562,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 223,391 | $10,557,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 441,483 | $10,530,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 213,777 | $10,528,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 498,852 | $10,525,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 180,700 | $10,517,000 | thousands by filing date | call |
| RAYTHEON CO | 755111507 | COM NEW | 53,400 | $10,477,000 | thousands by filing date | put |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 442,559 | $10,462,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 279,607 | $10,443,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 448,804 | $10,443,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 193,200 | $10,435,000 | thousands by filing date | put |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 68,541 | $10,435,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 65,317 | $10,425,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 199,800 | $10,408,000 | thousands by filing date | call |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 129,497 | $10,397,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 588,812 | $10,386,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 695,333 | $10,360,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 318,303 | $10,355,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 149,588 | $10,340,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 69,519 | $10,314,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 218,701 | $10,314,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 776,461 | $10,311,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 330,203 | $10,308,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 287,077 | $10,306,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 320,518 | $10,293,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 365,047 | $10,290,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 353,275 | $10,290,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 9,150,000 | $10,283,000 | thousands by filing date | principal |
| TRUECAR INC | 89785L107 | COM | 3,021,033 | $10,271,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 2,152,420 | $10,245,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 25,700 | $10,242,000 | thousands by filing date | put |
| ARCH COAL INC | 039380407 | COMMON STOCK | 138,025 | $10,242,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 150,208 | $10,221,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 195,874 | $10,215,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 156,195 | $10,210,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 249,798 | $10,199,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 60,000 | $10,198,000 | thousands by filing date | put |
| INVESCO EXCHNG TRAD SLF INDE | 46139W809 | MLT FTR CR PLS | 385,000 | $10,195,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 267,573 | $10,184,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 221,863 | $10,119,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 187,834 | $10,115,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 11,603,000 | $10,113,000 | thousands by filing date | principal |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 231,651 | $10,096,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 131,109 | $10,094,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 99,272 | $10,082,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 100,353 | $9,990,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 595,524 | $9,981,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 9,200,000 | $9,973,000 | thousands by filing date | principal |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 362,449 | $9,957,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 300,000 | $9,948,000 | thousands by filing date | put |
| Adobe Inc | 00724F101 | COM | 36,000 | $9,945,000 | thousands by filing date | put |
| Uber Technologies | 90353T100 | COM | 325,800 | $9,927,000 | thousands by filing date | put |
| REGENXBIO INC | 75901B107 | COM | 278,534 | $9,916,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 382,232 | $9,915,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 51,500 | $9,906,000 | thousands by filing date | put |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 357,399 | $9,899,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 871,301 | $9,854,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 42,500 | $9,822,000 | thousands by filing date | call |
| Duke Energy Corporation | 26441C204 | COM | 102,400 | $9,816,000 | thousands by filing date | call |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 210,110 | $9,799,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 140,023 | $9,788,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 300,546 | $9,765,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 62,600 | $9,744,000 | thousands by filing date | put |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 53,505 | $9,740,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 601,697 | $9,736,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 841,061 | $9,723,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 153,176 | $9,717,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 344,400 | $9,716,000 | thousands by filing date | put |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 227,197 | $9,702,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 63,900 | $9,699,000 | thousands by filing date | call |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 3,957,721 | $9,657,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 109,485 | $9,634,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 1,045,126 | $9,616,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 264,314 | $9,597,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 341,400 | $9,597,000 | thousands by filing date | call |
| SHAKE SHACK INC | 819047101 | CL A | 97,622 | $9,571,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 168,470 | $9,562,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 223,782 | $9,545,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 487,453 | $9,530,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 415,788 | $9,525,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 760,100 | $9,516,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 183,400 | $9,511,000 | thousands by filing date | call |
| HEARTLAND EXPRESS INC | 422347104 | COM | 441,487 | $9,496,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,741,818 | $9,493,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 190,900 | $9,480,000 | thousands by filing date | put |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 403,165 | $9,474,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 69,595 | $9,457,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 171,181 | $9,397,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 430,000 | $9,396,000 | thousands by filing date | put |
| FIVE BELOW INC COM | 33829M101 | Stock | 74,200 | $9,357,000 | thousands by filing date | put |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 22,700 | $9,355,000 | thousands by filing date | put |
| VECTOR GROUP LTD | 92240M108 | COM | 784,824 | $9,347,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 2,124,142 | $9,346,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 64,965 | $9,342,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 160,225 | $9,338,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 542,428 | $9,297,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 68,100 | $9,297,000 | thousands by filing date | put |
| MARTEN TRANSPORT LTD | 573075108 | COM | 447,274 | $9,295,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 245,326 | $9,288,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 167,700 | $9,277,000 | thousands by filing date | put |
| ADT INC DEL COM | 00090Q103 | Stock | 1,479,147 | $9,274,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 299,126 | $9,273,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 11,116,000 | $9,265,000 | thousands by filing date | principal |
| CHART INDS INC | 16115Q308 | COM | 148,379 | $9,253,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 236,000 | $9,245,000 | thousands by filing date | put |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 852,738 | $9,243,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,807,845 | $9,220,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 263,785 | $9,206,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,891,220 | $9,193,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 236,511 | $9,174,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 165,600 | $9,161,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 315,200 | $9,138,000 | thousands by filing date | call |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 141,315 | $9,135,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 439,715 | $9,093,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 126,108 | $9,042,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 65,600 | $8,994,000 | thousands by filing date | put |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 104,234 | $8,987,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 478,663 | $8,946,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,178,884 | $8,936,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 79,900 | $8,935,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 965,484 | $8,931,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 375,040 | $8,926,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 224,746 | $8,904,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 1,614,063 | $8,877,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 217,400 | $8,872,000 | thousands by filing date | call |
| COVANTA HLDG CORP | 22282E102 | COM | 513,103 | $8,872,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,032,423 | $8,864,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 80,000 | $8,852,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 144,000 | $8,844,000 | thousands by filing date | call |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 970,523 | $8,842,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 1,653,702 | $8,831,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 33,200 | $8,829,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 151,700 | $8,829,000 | thousands by filing date | put |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 235,773 | $8,827,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 99,800 | $8,823,000 | thousands by filing date | put |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 252,836 | $8,814,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 320,204 | $8,799,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 113,913 | $8,794,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 235,141 | $8,787,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 364,633 | $8,784,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 35,000 | $8,773,000 | thousands by filing date | put |
| Texas Instruments Incorporated | 882508104 | COM | 67,600 | $8,737,000 | thousands by filing date | put |
| INSTRUCTURE INC | 45781U103 | COM | 225,331 | $8,729,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 217,653 | $8,685,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 116,800 | $8,670,000 | thousands by filing date | call |
| WILEY JOHN & SONS INC | 968223206 | CL A | 197,106 | $8,661,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 194,300 | $8,660,000 | thousands by filing date | call |
| VALMONT INDS INC COM | 920253101 | Stock | 62,424 | $8,642,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 176,315 | $8,638,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 449,135 | $8,632,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 73,000 | $8,630,000 | thousands by filing date | put |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 531,650 | $8,624,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 465,907 | $8,619,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 43,300 | $8,615,000 | thousands by filing date | call |
| VERIS RESIDENTIAL INC | 554489104 | COM | 397,200 | $8,603,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 420,000 | $8,589,000 | thousands by filing date | put |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 93,518 | $8,573,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 32,100 | $8,544,000 | thousands by filing date | call |
| CAREER EDUCATION CORP | 141665109 | COM | 537,553 | $8,542,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 742,094 | $8,541,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 583,314 | $8,516,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 280,435 | $8,511,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 6,035,739 | $8,511,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 603,085 | $8,503,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 3,193,644 | $8,495,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 85,142 | $8,494,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 110,000 | $8,476,000 | thousands by filing date | put |
| SIENTRA INC | 82621J105 | COM | 1,301,660 | $8,435,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 84,900 | $8,431,000 | thousands by filing date | call |
| INCYTE CORP COM | 45337C102 | Stock | 113,500 | $8,425,000 | thousands by filing date | put |
| CIMPRESS N V | N20146101 | SHS EURO | 63,865 | $8,420,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 654,344 | $8,408,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 38,000 | $8,403,000 | thousands by filing date | put |
| PINTEREST INC CL A | 72352L106 | Stock | 317,571 | $8,400,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 50,000 | $8,400,000 | thousands by filing date | call |
| TRANSALTA CORP | 89346D107 | COM | 1,290,890 | $8,390,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 289,983 | $8,386,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 254,288 | $8,368,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 391,483 | $8,350,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 254,925 | $8,346,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 441,519 | $8,336,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 8,000,000 | $8,330,000 | thousands by filing date | principal |
| TAPESTRY INC COM | 876030107 | Stock | 319,100 | $8,313,000 | thousands by filing date | put |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 5,616,575 | $8,312,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 293,508 | $8,300,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 413,300 | $8,295,000 | thousands by filing date | call |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 137,500 | $8,294,000 | thousands by filing date | put |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 87,913 | $8,278,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 110,589 | $8,233,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 447,437 | $8,232,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 73,600 | $8,231,000 | thousands by filing date | put |
| SUZANO S A SPON ADS | 86959K105 | ADR | 1,019,494 | $8,228,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 143,086 | $8,215,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 231,114 | $8,205,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 254,200 | $8,190,000 | thousands by filing date | call |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 325,610 | $8,173,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 78,791 | $8,165,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 9,004,000 | $8,153,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680R206 | CL A | 64,800 | $8,143,000 | thousands by filing date | call |
| CUMMINS INC COM | 231021106 | Stock | 50,000 | $8,134,000 | thousands by filing date | call |
| NEWS CORP NEW | 65249B208 | CL B | 567,891 | $8,118,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 935,488 | $8,083,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 168,387 | $8,067,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 823,900 | $8,066,000 | thousands by filing date | call |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 156,000 | $8,065,000 | thousands by filing date | put |
| NABORS INDS INC | 62957HAB1 | BOND | 12,640,000 | $8,060,000 | thousands by filing date | principal |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 150,536 | $8,057,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 334,677 | $8,055,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 162,000 | $8,045,000 | thousands by filing date | call |
| INVESCO EXCHNG TRAD SLF INDE | 46139W205 | EMR MKT DB VLU | 300,000 | $8,031,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 283,549 | $8,022,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 300,000 | $8,016,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 779,824 | $8,008,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 534,500 | $8,007,000 | thousands by filing date | call |
| STITCH FIX INC | 860897107 | COM CL A | 415,154 | $7,991,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 120,874 | $7,971,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 6,000,000 | $7,970,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-19-000551 | this filing | 2019-11-14 | acceptance time not in the bulk data set |