13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 5,137 holding rows worth $346,126,664,000.
- Accession
- 0000769993-19-000551
- Filer
- CIK 886982
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 10,078 entries on the cover page, a total value of $346,126,664,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $346,126,664,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 360,635 | $1,046,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 9,123 | $1,044,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 31,043 | $1,041,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 9,544 | $1,040,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 29,100 | $1,036,000 | thousands by filing date | call |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 101,043 | $1,036,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 46,958 | $1,033,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 13,585 | $1,031,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,953 | $1,029,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 21,647 | $1,029,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 424,981 | $1,028,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,900 | $1,026,000 | thousands by filing date | call |
| CHEFS WHSE INC | 163086101 | COM | 25,446 | $1,026,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 209,157 | $1,025,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 165,000 | $1,018,000 | thousands by filing date | call |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 63,227 | $1,015,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 31,880 | $1,014,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 23,393 | $1,013,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 86,217 | $1,013,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 132,220 | $1,011,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 48,200 | $1,011,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 16,700 | $1,010,000 | thousands by filing date | put |
| CARS COM INC | 14575E105 | COM | 112,500 | $1,010,000 | thousands by filing date | call |
| SEATTLE GENETICS INC | 812578102 | COM | 11,800 | $1,008,000 | thousands by filing date | put |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 52,852 | $1,006,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 24,000 | $1,004,000 | thousands by filing date | put |
| ROSETTA STONE INC | 777780107 | COM | 57,635 | $1,003,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 45,500 | $1,001,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 40,000 | $1,000,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 40,000 | $1,000,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J569 | BULSHS 2021 MUNI | 40,000 | $1,000,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 77,977 | $999,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 40,000 | $999,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 146,544 | $998,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 65,700 | $997,000 | thousands by filing date | call |
| TREDEGAR CORP | 894650100 | COM | 51,068 | $997,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 14,000 | $995,000 | thousands by filing date | put |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 65,223 | $993,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 46,187 | $993,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 155,472 | $993,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 39,665 | $991,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 144,139 | $988,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 16,000 | $987,000 | thousands by filing date | put |
| INVESCO | 46138J544 | EXCHANGE TRADED | 39,400 | $984,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 63,893 | $983,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 11,100 | $979,000 | thousands by filing date | put |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 1,437,703 | $977,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 63,446 | $976,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 74,715 | $971,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 54,700 | $971,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 24,336 | $970,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 49,751 | $969,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 58,789 | $969,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 10,110 | $969,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 93,223 | $968,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 85,149 | $966,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 58,918 | $964,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 49,631 | $964,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 37,709 | $959,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 398,030 | $955,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 31,243 | $954,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 128,268 | $954,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 33,657 | $952,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 10,246 | $951,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 48,100 | $951,000 | thousands by filing date | put |
| Luckin Coffee Inc | 54951L109 | Equity | 50,000 | $950,000 | thousands by filing date | put |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 185,606 | $949,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 404,796 | $947,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 16,300 | $946,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 25,848 | $946,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 12,000 | $944,000 | thousands by filing date | put |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 16,760 | $942,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 17,000 | $940,000 | thousands by filing date | call |
| INTRICON CORP | 46121H109 | COM | 48,158 | $936,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 34,845 | $934,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 88,705 | $932,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 80,980 | $930,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 89,827 | $928,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 50,000 | $926,000 | thousands by filing date | put |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 223,604 | $926,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 23,704 | $924,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 22,246 | $923,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 23,554 | $922,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 5,700 | $920,000 | thousands by filing date | call |
| SYNCHRONYFINL | 87165B103 | STOK | 27,000 | $920,000 | thousands by filing date | call |
| FORRESTER RESH INC | 346563109 | COM | 28,494 | $916,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 35,083 | $915,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 16,400 | $914,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 22,026 | $911,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 86,480 | $911,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 16,354 | $911,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 13,444 | $910,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 60,000 | $910,000 | thousands by filing date | put |
| ETF SER SOLUTIONS | 26922A511 | CMN | 27,800 | $908,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 179,586 | $908,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 21,745 | $907,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 88,521 | $905,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 30,000 | $904,000 | thousands by filing date | put |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 12,268 | $902,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 84,106 | $900,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 22,118 | $899,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 37,006 | $897,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 15,752 | $897,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 43,374 | $896,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,881,056 | $894,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 6,000 | $892,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 60,500 | $886,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 31,529 | $886,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 151,792 | $886,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 47,548 | $883,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 34,543 | $881,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 82,543 | $881,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 38,200 | $877,000 | thousands by filing date | call |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 19,900 | $875,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 71,300 | $875,000 | thousands by filing date | put |
| ENNIS INC COM | 293389102 | Stock | 43,223 | $874,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 20,898 | $874,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 29,897 | $874,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 60,327 | $874,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 149,073 | $871,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 18,017 | $871,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 45,246 | $871,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 59,343 | $871,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 16,300 | $869,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 49,100 | $868,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 17,282 | $867,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 63,088 | $867,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 15,638 | $866,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 40,600 | $863,000 | thousands by filing date | call |
| SAUL CTRS INC COM | 804395101 | REIT | 15,812 | $862,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 28,202 | $862,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 73,361 | $861,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 14,190 | $860,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 61,004 | $859,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 114,799 | $857,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 58,003 | $857,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 276,776 | $855,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 93,453 | $850,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 189,679 | $848,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 71,264 | $848,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 40,752 | $846,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 38,980 | $844,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 190,560 | $844,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 5,267 | $843,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 6,647 | $840,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 16,000 | $838,000 | thousands by filing date | call |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 76,365 | $837,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 29,585 | $836,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 16,193 | $835,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 2,800 | $832,000 | thousands by filing date | put |
| LUTHER BURBANK CORP | 550550107 | COM | 73,423 | $832,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 27,689 | $831,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 201,738 | $829,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 15,971 | $828,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 56,162 | $826,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 143,457 | $824,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 52,769 | $816,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 68,581 | $816,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 11,317 | $814,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 9,302 | $814,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 24,217 | $809,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 70,010 | $807,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 5,520 | $806,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 11,788 | $805,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 20,940 | $805,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 28,564 | $804,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 52,832 | $803,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 96,368 | $803,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 102,359 | $801,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 4,425 | $797,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 275,604 | $797,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 73,100 | $796,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 103,548 | $796,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 50,900 | $795,000 | thousands by filing date | call |
| MERCER INTL INC | 588056101 | COM | 63,351 | $794,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 64,488 | $794,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 262,736 | $794,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 70,501 | $791,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 182,169 | $789,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 106,834 | $788,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 10,399 | $785,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 40,000 | $784,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 20,674 | $781,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 33,000 | $780,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 375,991 | $777,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 67,200 | $776,000 | thousands by filing date | put |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 18,399 | $775,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 19,060 | $775,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 49,375 | $774,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 35,184 | $772,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 17,500 | $771,000 | thousands by filing date | put |
| SEASPAN CORP | Y75638109 | SHS | 72,515 | $771,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 56,313 | $769,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 120,155 | $768,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 87,351 | $765,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 200,000 | $764,000 | thousands by filing date | put |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 10,000 | $762,000 | thousands by filing date | put |
| TILRAY INC | 88688T100 | COM CL 2 | 30,794 | $762,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 145,622 | $761,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 180,596 | $759,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 7,700 | $758,000 | thousands by filing date | call |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 23,422 | $758,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 63,459 | $758,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 34,857 | $758,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 31,789 | $757,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 124,337 | $756,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 23,300 | $755,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 57,700 | $755,000 | thousands by filing date | put |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 54,512 | $755,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 24,820 | $753,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 43,635 | $752,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 303,033 | $752,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 26,500 | $749,000 | thousands by filing date | put |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 13,687 | $749,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 56,947 | $748,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 20,633 | $748,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 45,042 | $748,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 96,811 | $748,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 50,000 | $746,000 | thousands by filing date | call |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 68,852 | $745,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 11,463 | $745,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 107,170 | $745,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 23,430 | $744,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 7,038 | $739,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 19,580 | $738,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 12,242 | $738,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,400 | $735,000 | thousands by filing date | call |
| VERSO CORP | 92531L207 | CL A | 59,363 | $735,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 85,569 | $734,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 312,044 | $733,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 44,237 | $733,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 18,043 | $732,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 61,282 | $732,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 230,266 | $732,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 7,702 | $732,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 292,861 | $732,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 26,000 | $730,000 | thousands by filing date | call |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 213,961 | $730,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 720,000 | $730,000 | thousands by filing date | principal |
| NOODLES & CO | 65540B105 | COM CL A | 128,875 | $729,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 20,769 | $727,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 4,000 | $724,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 32,200 | $723,000 | thousands by filing date | call |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 66,475 | $722,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 74,781 | $722,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J726 | RAFI STRG US ETF | 29,365 | $721,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 18,983 | $721,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 75,000 | $721,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 188,600 | $719,000 | thousands by filing date | put |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 24,700 | $717,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 3,000 | $717,000 | thousands by filing date | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 126,671 | $714,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 5,500 | $713,000 | thousands by filing date | put |
| Pareteum Corporation | 69946T207 | COM | 550,737 | $711,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 13,877 | $710,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 46,271 | $708,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 16,000 | $705,000 | thousands by filing date | call |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 39,976 | $702,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 8,822 | $699,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 174,397 | $696,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 68,839 | $695,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 29,017 | $695,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 9,500 | $691,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 19,429 | $691,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 73,226 | $690,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 17,700 | $689,000 | thousands by filing date | call |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 15,566 | $688,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 114,203 | $688,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 30,000 | $688,000 | thousands by filing date | call |
| LEMAITRE VASCULAR INC | 525558201 | COM | 20,094 | $687,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 67,611 | $687,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 59,250 | $687,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,200 | $686,000 | thousands by filing date | call |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 106,924 | $683,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 26,027 | $683,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 110,235 | $680,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 37,564 | $680,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 35,900 | $679,000 | thousands by filing date | call |
| SCHEIN HENRY INC | 806407102 | COM | 10,700 | $679,000 | thousands by filing date | put |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 20,000 | $679,000 | thousands by filing date | put |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 20,000 | $679,000 | thousands by filing date | call |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 19,114 | $676,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 14,522 | $676,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 36,871 | $674,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 12,617 | $674,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 49,649 | $673,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 24,481 | $673,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 44,400 | $673,000 | thousands by filing date | call |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 49,929 | $670,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 21,201 | $670,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 127,313 | $670,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 68,126 | $670,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 58,884 | $668,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 86,045 | $666,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 58,041 | $664,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 33,416 | $663,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 32,660 | $662,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 324,411 | $662,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 24,700 | $660,000 | thousands by filing date | call |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 8,971 | $660,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 59,558 | $660,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 95,542 | $657,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 29,600 | $656,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 218,928 | $652,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 417,817 | $652,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 14,158 | $651,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 16,200 | $647,000 | thousands by filing date | put |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 52,845 | $646,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 28,615 | $646,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 21,029 | $644,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 124,021 | $644,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 18,105 | $643,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 200,000 | $642,000 | thousands by filing date | put |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 21,478 | $641,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 28,811 | $639,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 36,340 | $638,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 29,432 | $638,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 25,328 | $638,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 53,188 | $636,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 177,195 | $633,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 35,886 | $633,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 123,002 | $633,000 | thousands by filing date | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 30,034 | $632,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 12,957 | $631,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 48,088 | $631,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 31,400 | $630,000 | thousands by filing date | put |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 192,355 | $630,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 8,200 | $629,000 | thousands by filing date | put |
| RYERSON HLDG CORP | 783754104 | COM | 73,772 | $629,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 30,000 | $628,000 | thousands by filing date | put |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 30,000 | $628,000 | thousands by filing date | call |
| PICO HLDGS INC | 693366205 | COM NEW | 62,012 | $626,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 72,185 | $625,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 70,000 | $625,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 13,734 | $624,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 32,637 | $624,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 26,274 | $623,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 69,831 | $622,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 50,834 | $621,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 131,132 | $617,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 14,514 | $617,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 484,412 | $616,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 690,610 | $614,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 185,335 | $614,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 30,220 | $612,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 23,208 | $612,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 19,001 | $611,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 13,528 | $610,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 624,000 | $609,000 | thousands by filing date | principal |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 11,881 | $606,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 230,373 | $606,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 59,736 | $606,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 8,500 | $605,000 | thousands by filing date | put |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 37,833 | $603,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 46,003 | $601,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 30,061 | $601,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 76,872 | $599,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 13,487 | $599,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 3,300 | $596,000 | thousands by filing date | put |
| LYDALL INC | 550819106 | COMMON STOCK | 23,929 | $596,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 26,124 | $594,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 30,069 | $592,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 48,404 | $592,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 8,900 | $590,000 | thousands by filing date | call |
| AMERICAN VANGUARD CORP | 030371108 | COM | 37,539 | $589,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 9,513 | $589,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G680 | S&P FINCIAL REVE | 8,634 | $589,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 235,170 | $588,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 90,755 | $588,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 31,274 | $584,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 297,822 | $584,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 10,032 | $581,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 60,756 | $579,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 47,789 | $579,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 19,552 | $578,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 30,021 | $577,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 67,054 | $577,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 655,000 | $575,000 | thousands by filing date | principal |
| FLUOR CORP | 343412102 | COM | 30,000 | $574,000 | thousands by filing date | put |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 15,866 | $573,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 132,567 | $572,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 6,482 | $569,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 4,500 | $567,000 | thousands by filing date | call |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 53,035 | $567,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 504,623 | $565,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 62,698 | $564,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 126,669 | $564,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 88,256 | $564,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 46,339 | $561,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 181,033 | $561,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 30,330 | $558,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 59,377 | $558,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 21,731 | $556,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 246,167 | $556,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 21,550 | $556,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 56,837 | $555,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 184,112 | $554,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 72,544 | $552,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 51,907 | $551,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 54,000 | $550,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 44,792 | $550,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 223,392 | $550,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 111,868 | $547,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 52,559 | $547,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 43,720 | $546,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 47,094 | $546,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 8,319 | $545,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 28,477 | $545,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 10,947 | $544,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 53,766 | $543,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 39,892 | $543,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 8,373 | $538,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 8,700 | $537,000 | thousands by filing date | put |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 7,638 | $533,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 11,187 | $533,000 | thousands by filing date | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 18,129 | $533,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 215,902 | $533,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 100,828 | $533,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 13,300 | $533,000 | thousands by filing date | call |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 27,597 | $531,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 119,118 | $531,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 18,867 | $529,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 21,134 | $526,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 67,021 | $526,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 30,264 | $524,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 155,285 | $524,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 35,609 | $522,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 47,168 | $522,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 38,007 | $521,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 6,600 | $520,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 11,326 | $520,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 72,200 | $519,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 10,901 | $517,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 398,119 | $517,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 20,000 | $516,000 | thousands by filing date | put |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 67,759 | $516,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 16,800 | $515,000 | thousands by filing date | call |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 42,974 | $515,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 4,658 | $514,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 50,000 | $512,000 | thousands by filing date | call |
| GLYCOMIMETICS INC | 38000Q102 | COM | 118,876 | $512,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 118,128 | $511,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 49,694 | $511,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 154,870 | $510,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 43,680 | $510,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 50,000 | $508,000 | thousands by filing date | call |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 423,250 | $508,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 10,177 | $507,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 18,844 | $507,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 14,294 | $505,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 326,268 | $505,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 58,634 | $499,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 21,283 | $499,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 47,165 | $499,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 8,929 | $498,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 12,200 | $496,000 | thousands by filing date | put |
| CHEMOCENTRYX INC | 16383L106 | COM | 73,096 | $496,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 67,036 | $496,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 43,739 | $496,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 46,270 | $493,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 22,295 | $490,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 48,300 | $490,000 | thousands by filing date | put |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 4,483 | $489,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 140,370 | $488,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 115,646 | $487,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 4,100 | $486,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 31,752 | $481,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 26,118 | $479,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 73,300 | $479,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 24,382 | $478,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 26,656 | $477,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 78,598 | $477,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 43,299 | $477,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 61,316 | $477,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 38,414 | $475,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 234,906 | $475,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 15,800 | $475,000 | thousands by filing date | call |
| GRAHAM CORP | 384556106 | COM | 23,865 | $474,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 8,486 | $469,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 34,900 | $468,000 | thousands by filing date | call |
| EVANS BANCORP INC | 29911Q208 | COM | 12,521 | $468,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 22,759 | $467,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 12,691 | $466,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 22,353 | $466,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 47,017 | $465,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 75,834 | $463,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 73,820 | $463,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 26,209 | $462,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 45,761 | $461,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 214,486 | $461,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 441,000 | $460,000 | thousands by filing date | principal |
| SERES THERAPEUTICS INC | 81750R102 | COM | 114,349 | $459,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 42,182 | $459,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 31,816 | $458,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 109,799 | $458,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 22,500 | $458,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 213,652 | $457,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 14,673 | $456,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 136,789 | $456,000 | thousands by filing date | |
| CLARIVATE ANALYTICS PLC | G21810117 | *W EXP 05/13/202 | 77,500 | $456,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-19-000551 | this filing | 2019-11-14 | acceptance time not in the bulk data set |