13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 5,137 holding rows worth $346,126,664,000.
- Accession
- 0000769993-19-000551
- Filer
- CIK 886982
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 10,078 entries on the cover page, a total value of $346,126,664,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $346,126,664,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LSB INDS INC | 502160104 | COM | 13,987 | $72,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 83,334 | $72,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 11,069 | $71,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 20,667 | $71,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 17,086 | $70,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 21,796 | $70,000 | thousands by filing date | |
| SCWORX CORP COM | 78396V109 | Stock | 29,017 | $70,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 14,903 | $70,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 29,426 | $70,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 10,180 | $69,000 | thousands by filing date | |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 15,762 | $69,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 62,501 | $69,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A115 | *W EXP 02/28/202 | 117,500 | $69,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 13,514 | $68,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 40,433 | $68,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 10,679 | $66,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 77,784 | $65,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 66,281 | $64,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 17,364 | $64,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 65,338 | $63,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 38,480 | $63,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 25,486 | $60,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 36,365 | $60,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 43,855 | $60,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 32,378 | $59,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 59,291 | $58,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 160,895 | $56,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 60,228 | $55,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 20,057 | $55,000 | thousands by filing date | |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 250,000 | $55,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 12,644 | $54,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 35,348 | $53,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 43,829 | $53,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 19,080 | $52,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 23,595 | $52,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 22,303 | $51,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L118 | W EXP 03/04/202 | 102,218 | $51,000 | thousands by filing date | |
| NEW FRONTIER HEA | G6485P124 | EQUITY WRT | 50,000 | $50,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760128 | *W EXP 12/05/202 | 83,334 | $50,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 15,069 | $49,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 122,980 | $49,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 128,200 | $49,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 244,800 | $49,000 | thousands by filing date | |
| AKERNA CORP | 00973W110 | WTS | 65,300 | $48,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 56,884 | $48,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 31,108 | $47,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 31,591 | $47,000 | thousands by filing date | |
| PREDICTIVE ONCOLOGY INC | 74039M101 | COM | 92,882 | $47,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 41,942 | $46,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 15,000 | $46,000 | thousands by filing date | call |
| Xunlei Ltd-Adr | 98419E108 | COM | 19,899 | $46,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 500,000 | $45,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 35,405 | $45,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X111 | W EXP 12/31/202 | 189,333 | $45,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 17,760 | $44,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 10,008 | $44,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 45,112 | $44,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 30,808 | $44,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 15,242 | $44,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 16,170 | $44,000 | thousands by filing date | |
| ATTIS INDS INC | 049836208 | COM NEW | 55,646 | $44,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 24,744 | $43,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 35,000 | $43,000 | thousands by filing date | principal |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 20,742 | $42,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 28,579 | $41,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 55,145 | $41,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 18,886 | $40,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 33,333 | $40,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 32,108 | $39,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 10,773 | $39,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 65,060 | $38,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 11,641 | $36,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 19,197 | $36,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 19,147 | $36,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 18,408 | $35,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 32,000 | $34,000 | thousands by filing date | principal |
| ARTELO BIOSCIENCES INC | 04301G201 | COM NEW | 15,624 | $34,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 29,370 | $33,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 14,603 | $33,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 10,209 | $32,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 16,615 | $32,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 20,416 | $32,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 23,000 | $30,000 | thousands by filing date | principal |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 27,655 | $30,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 66,984 | $30,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 43,646 | $29,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 48,333 | $29,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 10,656 | $28,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 11,707 | $28,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 11,205 | $28,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 40,116 | $28,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 15,000 | $27,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 30,000 | $27,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 28,000 | $27,000 | thousands by filing date | principal |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 12,828 | $27,000 | thousands by filing date | |
| ESTRE AMBIENTAL INC WT EXP 122 | G3206V118 | WT | 661,870 | $26,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 16,997 | $25,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 25,000 | $25,000 | thousands by filing date | principal |
| HEALTH SCIENCES ACQUSTN CORP | 42227C110 | *W EXP 04/01/202 | 29,180 | $25,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 19,000 | $24,000 | thousands by filing date | principal |
| ZOVIO INC | 98979V102 | COMMON STOCK | 11,809 | $23,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 11,825 | $23,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 69,032 | $23,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 31,367 | $22,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 14,000 | $22,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 25,000 | $22,000 | thousands by filing date | principal |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 12,383 | $22,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 12,146 | $21,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 26,706 | $21,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 15,503 | $19,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 21,037 | $19,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3165V125 | *W EXP 10/10/202 | 12,125 | $18,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 31,023 | $17,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 10,686 | $17,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X134 | SHS | 21,268 | $17,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 30,454 | $15,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 13,000 | $15,000 | thousands by filing date | principal |
| TOCAGEN INC | 888846102 | COM | 23,067 | $15,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 13,046 | $14,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 11,255 | $13,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 17,600 | $13,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 12,205 | $13,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 15,746 | $13,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 19,700 | $13,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 46,038 | $12,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 10,150 | $11,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 10,000 | $11,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 52,553 | $11,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 343,006 | $10,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 11,400 | $8,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A131 | RIGHT 12/22/2019 | 25,000 | $8,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 14,500 | $7,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 13,974 | $7,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G104 | SPONS ADR | 15,000 | $6,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 11,801 | $5,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 11,234 | $3,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 31,092 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-19-000551 | this filing | 2019-11-14 | acceptance time not in the bulk data set |