13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 5,137 holding rows worth $346,126,664,000.
- Accession
- 0000769993-19-000551
- Filer
- CIK 886982
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 10,078 entries on the cover page, a total value of $346,126,664,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $346,126,664,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED CAPITAL FINANCIAL ADVISERS, LLC028-13508
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PDL BIOPHARMA INC | 69329Y104 | COM | 968,999 | $2,093,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 273,966 | $2,088,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 29,484 | $2,085,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 182,016 | $2,071,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 82,881 | $2,061,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 45,000 | $2,060,000 | thousands by filing date | put |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 89,910 | $2,056,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 250,796 | $2,056,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 285,450 | $2,055,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 230,490 | $2,054,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 65,000 | $2,053,000 | thousands by filing date | call |
| AMERICAN PUB ED INC | 02913V103 | COM | 91,859 | $2,052,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 63,905 | $2,048,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 99,100 | $2,042,000 | thousands by filing date | put |
| CARVANA CO CL A | 146869102 | Stock | 30,900 | $2,039,000 | thousands by filing date | put |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 152,602 | $2,038,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 104,600 | $2,038,000 | thousands by filing date | put |
| ANGI INC CLASS A | 00183L102 | CL A | 287,087 | $2,034,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 12,000 | $2,030,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430347 | MOTIF DATA DRIVN | 39,288 | $2,030,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 2,075,000 | $2,030,000 | thousands by filing date | principal |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 140,115 | $2,026,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 234,500 | $2,026,000 | thousands by filing date | call |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 154,575 | $2,025,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 190,355 | $2,023,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 513,178 | $2,017,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 186,795 | $2,014,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 98,298 | $2,010,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 38,800 | $2,009,000 | thousands by filing date | call |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 207,443 | $2,006,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,604,132 | $2,005,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 680,249 | $2,000,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 16,139 | $1,995,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 430,977 | $1,995,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 132,754 | $1,994,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430297 | HUMAN EVOLUTION | 40,639 | $1,988,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 218,400 | $1,985,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 51,300 | $1,984,000 | thousands by filing date | put |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 450,000 | $1,975,000 | thousands by filing date | call |
| NRC GROUP HLDGS CORP | 629375106 | COM | 158,220 | $1,968,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 33,567 | $1,965,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 527,000 | $1,964,000 | thousands by filing date | principal |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 32,380 | $1,963,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 1,258,000 | $1,962,000 | thousands by filing date | put |
| INTREXON CORP | 46122T102 | COM | 342,991 | $1,962,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 100,000 | $1,956,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2,507 | $1,953,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 127,300 | $1,950,000 | thousands by filing date | put |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 43,299 | $1,949,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 13,772 | $1,946,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 84,852 | $1,946,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 70,823 | $1,945,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 132,633 | $1,941,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 10,800 | $1,940,000 | thousands by filing date | put |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 406,377 | $1,934,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 44,652 | $1,932,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 12,638 | $1,929,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 25,350 | $1,928,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 27,151 | $1,926,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 58,493 | $1,919,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 137,420 | $1,918,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 370,115 | $1,918,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 43,584 | $1,917,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 88,792 | $1,917,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 75,577 | $1,916,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 210,706 | $1,915,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 10,912 | $1,910,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 27,642 | $1,905,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 93,701 | $1,905,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 93,104 | $1,903,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 154,800 | $1,899,000 | thousands by filing date | call |
| DOMO INC | 257554105 | COM CL B | 118,017 | $1,886,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 156,961 | $1,885,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 96,541 | $1,885,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 56,793 | $1,883,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 253,415 | $1,883,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 226,392 | $1,877,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 47,964 | $1,875,000 | thousands by filing date | |
| AVEDRO INC | 05355N109 | COM | 82,582 | $1,875,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 231,831 | $1,869,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 125,117 | $1,865,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 71,588 | $1,865,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 12,600 | $1,861,000 | thousands by filing date | put |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 22,500 | $1,855,000 | thousands by filing date | put |
| NRC HEALTH | 637372202 | COMMON STOCK | 32,090 | $1,853,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 187,048 | $1,853,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 35,054 | $1,852,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 230,019 | $1,852,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 42,273 | $1,851,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 7,700 | $1,849,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 90,050 | $1,845,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 21,949 | $1,844,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 24,706 | $1,840,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 58,688 | $1,840,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 345,263 | $1,840,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 33,200 | $1,837,000 | thousands by filing date | call |
| INTL FCSTONE INC | 46116V105 | COM | 44,737 | $1,837,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 79,475 | $1,833,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 609,135 | $1,827,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 70,959 | $1,825,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 33,000 | $1,825,000 | thousands by filing date | put |
| VEONEER INC | 92336X109 | COM | 121,325 | $1,819,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 97,228 | $1,817,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 1,942,000 | $1,815,000 | thousands by filing date | principal |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 297,432 | $1,811,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 75,000 | $1,810,000 | thousands by filing date | put |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 33,511 | $1,809,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 27,779 | $1,806,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 17,300 | $1,793,000 | thousands by filing date | put |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 47,887 | $1,793,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 250,000 | $1,792,000 | thousands by filing date | call |
| COREPOINT LODGING INC | 21872L104 | COM | 177,205 | $1,792,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 178,962 | $1,790,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 38,094 | $1,790,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 75,600 | $1,786,000 | thousands by filing date | call |
| MORPHOSYS AG | 617760202 | ADR | 65,006 | $1,786,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 347,459 | $1,786,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 175,000 | $1,785,000 | thousands by filing date | put |
| KEYCORP COM | 493267108 | Stock | 100,000 | $1,784,000 | thousands by filing date | put |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 177,135 | $1,784,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 31,980 | $1,780,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 50,000 | $1,780,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 63,500 | $1,778,000 | thousands by filing date | put |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 48,005 | $1,777,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 129,647 | $1,777,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 51,080 | $1,773,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 125,399 | $1,773,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 734,151 | $1,770,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 69,466 | $1,770,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 27,104 | $1,766,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 107,150 | $1,762,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 38,760 | $1,762,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 52,265 | $1,759,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 73,057 | $1,756,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 47,098 | $1,754,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 56,673 | $1,747,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 70,000 | $1,740,000 | thousands by filing date | put |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 59,994 | $1,740,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 84,300 | $1,737,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 87,100 | $1,737,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 35,126 | $1,736,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 311,672 | $1,733,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 51,096 | $1,732,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 62,533 | $1,730,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 56,204 | $1,728,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 187,001 | $1,727,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 40,515 | $1,725,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 261,782 | $1,723,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 51,726 | $1,720,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 115,294 | $1,716,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 438,873 | $1,707,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 50,000 | $1,706,000 | thousands by filing date | put |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 50,980 | $1,698,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 132,948 | $1,697,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 26,705 | $1,696,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 73,882 | $1,692,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 124,000 | $1,690,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 229,814 | $1,689,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 38,927 | $1,688,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 55,678 | $1,681,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 47,920 | $1,679,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 277,026 | $1,678,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 82,669 | $1,675,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 35,943 | $1,671,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 17,500 | $1,671,000 | thousands by filing date | put |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 369,808 | $1,662,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 102,300 | $1,660,000 | thousands by filing date | put |
| PETIQ INC | 71639T106 | COMMON STOCK | 60,869 | $1,659,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 174,200 | $1,655,000 | thousands by filing date | call |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 21,650 | $1,651,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 283,310 | $1,649,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 58,440 | $1,645,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 125,927 | $1,644,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 17,900 | $1,636,000 | thousands by filing date | put |
| ACCENDRA HEALTH INC | 690732102 | COM | 281,469 | $1,635,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 217,218 | $1,629,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 116,105 | $1,625,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 65,359 | $1,625,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 100,000 | $1,622,000 | thousands by filing date | put |
| SYNCHRONYFINL | 87165B103 | STOK | 47,500 | $1,619,000 | thousands by filing date | put |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 79,565 | $1,615,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 129,258 | $1,614,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 50,000 | $1,611,000 | thousands by filing date | put |
| CALAMP CORP | 128126AD1 | BOND | 1,979,000 | $1,610,000 | thousands by filing date | principal |
| EDGIO INC | 53261M104 | COM | 529,306 | $1,604,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 113,131 | $1,601,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 58,905 | $1,599,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 130,114 | $1,599,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 104,087 | $1,595,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 19,950 | $1,593,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 61,473 | $1,591,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 278,259 | $1,591,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 50,000 | $1,590,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 53,634 | $1,590,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 88,219 | $1,590,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 151,651 | $1,589,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 38,805 | $1,587,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 629,261 | $1,586,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 58,700 | $1,583,000 | thousands by filing date | put |
| WHITESTONE REIT | 966084204 | COM | 114,750 | $1,579,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 13,832 | $1,576,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 63,633 | $1,576,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 140,344 | $1,572,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 80,661 | $1,571,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430255 | NEW AGE CONSU | 30,032 | $1,570,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 52,437 | $1,569,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 137,704 | $1,568,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 53,550 | $1,564,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 1,425,000 | $1,560,000 | thousands by filing date | principal |
| NIU TECHNOLOGIES | 65481N100 | CMN | 184,760 | $1,559,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 32,601 | $1,556,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 240,887 | $1,555,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 150,000 | $1,555,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 224,532 | $1,554,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 183,477 | $1,552,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 150,000 | $1,552,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 32,345 | $1,549,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 43,618 | $1,548,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 27,600 | $1,538,000 | thousands by filing date | put |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 150,000 | $1,538,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 300,259 | $1,537,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 205,804 | $1,537,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 150,000 | $1,536,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 58,312 | $1,534,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 150,000 | $1,533,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 152,165 | $1,532,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 150,000 | $1,532,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 7,500 | $1,529,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430271 | MANUFCTING REVL | 30,601 | $1,527,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 227,472 | $1,521,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 34,094 | $1,520,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 150,000 | $1,520,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 150,000 | $1,520,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 13,026 | $1,518,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 150,000 | $1,518,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 54,700 | $1,516,000 | thousands by filing date | call |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 150,000 | $1,516,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G109 | CLASS A | 150,000 | $1,516,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 150,000 | $1,515,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q787 | CMN | 50,000 | $1,510,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 105,237 | $1,509,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 43,363 | $1,508,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 8,443 | $1,506,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 38,774 | $1,506,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 150,000 | $1,504,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 95,118 | $1,502,000 | thousands by filing date | |
| CHASERG TECHNOLOGY ACQ CORP; TNT ACQ DT: 4/4/2020 | 16166a103 | COM | 150,000 | $1,502,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 54,268 | $1,501,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 32,803 | $1,500,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 82,828 | $1,499,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 393,303 | $1,498,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 31,635 | $1,494,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 2,500,000 | $1,494,000 | thousands by filing date | principal |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 54,490 | $1,489,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 12,900 | $1,482,000 | thousands by filing date | call |
| DYNEX CAP INC | 26817Q886 | COM | 100,302 | $1,482,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 50,753 | $1,480,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 92,643 | $1,480,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E414 | MSCI CYCLI | 24,109 | $1,476,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 1,700,000 | $1,475,000 | thousands by filing date | principal |
| TELENAV INC | 879455103 | COMMON STOCK | 308,167 | $1,473,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 47,531 | $1,472,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 15,000 | $1,469,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 200,000 | $1,468,000 | thousands by filing date | put |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 14,297 | $1,458,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 15,384 | $1,458,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 86,491 | $1,456,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 123,639 | $1,455,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 41,800 | $1,453,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 510,055 | $1,448,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 251,526 | $1,446,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 75,462 | $1,441,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 16,325 | $1,439,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 129,605 | $1,439,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 126,090 | $1,437,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 140,000 | $1,436,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 44,300 | $1,435,000 | thousands by filing date | put |
| PGT INNOVATIONS INC | 69336V101 | COM | 83,090 | $1,435,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 100,080 | $1,434,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 26,421 | $1,432,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 114,226 | $1,428,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 199,186 | $1,428,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 24,000 | $1,425,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 12,550 | $1,424,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 331,956 | $1,421,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 69,428 | $1,418,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 58,612 | $1,417,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 323,948 | $1,417,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 20,202 | $1,414,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 15,691 | $1,413,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 118,865 | $1,407,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 62,635 | $1,405,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 40,116 | $1,404,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 1,391,000 | $1,404,000 | thousands by filing date | principal |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 59,605 | $1,402,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 992,400 | $1,399,000 | thousands by filing date | call |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 1,072,988 | $1,396,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 104,451 | $1,387,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 5,200 | $1,384,000 | thousands by filing date | put |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,190,526 | $1,381,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 26,256 | $1,373,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 25,448 | $1,373,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 40,498 | $1,373,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 128,206 | $1,362,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 53,103 | $1,360,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 16,607 | $1,356,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 34,629 | $1,355,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 44,817 | $1,354,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 30,835 | $1,353,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 2,000,000 | $1,350,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 61,900 | $1,349,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 68,676 | $1,347,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 144,358 | $1,347,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 1,626,000 | $1,347,000 | thousands by filing date | principal |
| ALLERGAN PLC | G0177J108 | SHS | 8,000 | $1,346,000 | thousands by filing date | put |
| FELLAZO INC | G3362K104 | UNIT 99/99/9999 | 135,129 | $1,346,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 305,504 | $1,345,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 20,035 | $1,344,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 22,380 | $1,344,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,329,663 | $1,343,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 10,852 | $1,343,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 16,541 | $1,342,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 56,210 | $1,342,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 91,700 | $1,342,000 | thousands by filing date | call |
| Allegiance Bancshares | 01748H107 | COM | 41,832 | $1,342,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 29,076 | $1,336,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 81,127 | $1,336,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 88,028 | $1,334,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 56,219 | $1,333,000 | thousands by filing date | |
| DIREXION DAILY S&P OIL & GAS EXP. & PROD. BEAR 2X SHARES | 25460E174 | ETF | 16,982 | $1,333,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 45,100 | $1,330,000 | thousands by filing date | call |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 279,556 | $1,328,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 18,740 | $1,328,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 81,219 | $1,327,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 37,500 | $1,326,000 | thousands by filing date | put |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 259,030 | $1,326,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 126,080 | $1,324,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285201 | UNIT 12/30/2025 | 130,583 | $1,324,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 43,322 | $1,323,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 19,702 | $1,323,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 302 | $1,321,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 137,929 | $1,321,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 73,209 | $1,321,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 49,400 | $1,320,000 | thousands by filing date | put |
| Proshares Short S&P | 74347B425 | COM | 50,494 | $1,319,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 55,774 | $1,318,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 36,594 | $1,316,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 189,381 | $1,315,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 44,364 | $1,311,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 38,587 | $1,308,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 43,766 | $1,307,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 20,050 | $1,306,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 95,756 | $1,304,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 417,271 | $1,302,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 467,931 | $1,296,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 32,838 | $1,292,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 87,210 | $1,290,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 92,704 | $1,289,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 38,370 | $1,289,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 125,000 | $1,289,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 73,877 | $1,288,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 45,100 | $1,286,000 | thousands by filing date | call |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 91,060 | $1,285,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 244,257 | $1,283,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 59,600 | $1,281,000 | thousands by filing date | put |
| PHILLIPS 66 COM | 718546104 | Stock | 12,500 | $1,280,000 | thousands by filing date | put |
| U S CONCRETE INC | 90333L201 | COM | 23,121 | $1,278,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 9,600 | $1,274,000 | thousands by filing date | call |
| ZUORA INC | 98983V106 | COMMON STOCK | 84,538 | $1,273,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 160,000 | $1,269,000 | thousands by filing date | call |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 60,258 | $1,268,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 111,468 | $1,268,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 264,038 | $1,267,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 101,100 | $1,262,000 | thousands by filing date | call |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 25,057 | $1,261,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 434,182 | $1,260,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 13,750 | $1,259,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 365,631 | $1,258,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 48,272 | $1,257,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 189,280 | $1,256,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 48,246 | $1,256,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 13,500 | $1,254,000 | thousands by filing date | call |
| MYR GROUP INC | 55405W104 | COM | 40,077 | $1,254,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 39,164 | $1,247,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 86,658 | $1,244,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 53,362 | $1,242,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 58,790 | $1,238,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 36,872 | $1,237,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 38,240 | $1,236,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 21,176 | $1,236,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 58,399 | $1,233,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 369,219 | $1,233,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 245,149 | $1,231,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 77,268 | $1,230,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 29,248 | $1,230,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,893 | $1,230,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 14,322 | $1,229,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 56,309 | $1,223,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 30,718 | $1,219,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 167,241 | $1,218,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 41,847 | $1,217,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 12,300 | $1,213,000 | thousands by filing date | call |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 32,237 | $1,212,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 767,184 | $1,212,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,200 | $1,210,000 | thousands by filing date | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 308,414 | $1,209,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 331,924 | $1,208,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 70,623 | $1,207,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 15,170 | $1,206,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 43,784 | $1,206,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 20,213 | $1,204,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 38,541 | $1,204,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 41,208 | $1,204,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 7,573 | $1,203,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 20,700 | $1,202,000 | thousands by filing date | call |
| NLIGHT INC | 65487K100 | COM | 76,691 | $1,201,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 326,587 | $1,186,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 171,650 | $1,186,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 75,922 | $1,183,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 139,061 | $1,181,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 27,052 | $1,181,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 29,840 | $1,181,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 7,400 | $1,180,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 16,867 | $1,180,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 161,163 | $1,167,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 37,405 | $1,164,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 346,697 | $1,160,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 57,929 | $1,158,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 67,233 | $1,151,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 23,810 | $1,150,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 246,116 | $1,150,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1,035,006 | $1,149,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 34,712 | $1,148,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 336,121 | $1,146,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 51,171 | $1,145,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 154,961 | $1,144,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 66,300 | $1,144,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 97,618 | $1,140,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 28,800 | $1,137,000 | thousands by filing date | call |
| MERCHANTS BANCORP IND | 58844R108 | COM | 68,615 | $1,135,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 300,706 | $1,134,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 6,200 | $1,133,000 | thousands by filing date | put |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 313,281 | $1,131,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 30,837 | $1,131,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 25,337 | $1,129,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 116,013 | $1,129,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 60,359 | $1,126,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 35,285 | $1,124,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 388,513 | $1,123,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 51,892 | $1,120,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 216,838 | $1,118,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 216,172 | $1,118,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 121,323 | $1,116,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 77,121 | $1,115,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 108,274 | $1,115,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 10,000 | $1,115,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 8,059 | $1,113,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 762,800 | $1,113,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 50,000 | $1,112,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 5,000 | $1,112,000 | thousands by filing date | put |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 93,164 | $1,112,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 71,024 | $1,111,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 78,543 | $1,106,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 39,734 | $1,103,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 104,000 | $1,101,000 | thousands by filing date | put |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 50,760 | $1,100,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 51,040 | $1,099,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 10,700 | $1,095,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 26,495 | $1,095,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 13,600 | $1,094,000 | thousands by filing date | put |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 72,640 | $1,093,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 39,437 | $1,092,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 7,596 | $1,091,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 70,418 | $1,091,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 60,045 | $1,085,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 38,811 | $1,082,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 36,456 | $1,081,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 38,202 | $1,079,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 24,796 | $1,077,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 62,000 | $1,076,000 | thousands by filing date | call |
| ACUSHNET HLDGS CORP | 005098108 | COM | 40,755 | $1,076,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 1,103,000 | $1,075,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 372,281 | $1,068,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 8,880 | $1,067,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 49,451 | $1,066,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 28,797 | $1,065,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 13,000 | $1,065,000 | thousands by filing date | call |
| ILLUMINA INC | 452327109 | COM | 3,500 | $1,065,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 3,500 | $1,065,000 | thousands by filing date | call |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 13,917 | $1,062,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 4,721 | $1,061,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 27,003 | $1,061,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 109,992 | $1,061,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 30,668 | $1,055,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 70,432 | $1,053,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 39,690 | $1,052,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 19,181 | $1,050,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 16,175 | $1,049,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 32,403 | $1,049,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 304,124 | $1,047,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-19-000551 | this filing | 2019-11-14 | acceptance time not in the bulk data set |