13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 5,858 holding rows worth $390,883,794,000.
- Accession
- 0000769993-18-000345
- Filer
- CIK 886982
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 10,926 entries on the cover page, a total value of $390,883,794,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $390,883,794,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 149,491 | $1,084,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 30,742 | $1,081,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 38,688 | $1,076,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 57,966 | $1,075,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 461,662 | $1,075,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,700 | $1,071,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 251,801 | $1,070,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 10,710 | $1,068,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 112,197 | $1,066,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 1,066,000 | $1,064,000 | thousands by filing date | principal |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 17,236 | $1,063,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 73,400 | $1,060,000 | thousands by filing date | put |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 898,000 | $1,059,000 | thousands by filing date | principal |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 33,100 | $1,058,000 | thousands by filing date | call |
| TRUBRIDGE INC | 205306103 | COM | 36,138 | $1,055,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 23,900 | $1,054,000 | thousands by filing date | put |
| Wilshire US REIT ETF | 18383M472 | ETF | 24,635 | $1,053,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 29,422 | $1,043,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 436,652 | $1,043,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 80,379 | $1,041,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 45,427 | $1,040,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 14,025 | $1,039,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 28,535 | $1,036,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 217,537 | $1,035,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 63,400 | $1,033,000 | thousands by filing date | put |
| Viacom Inc Cl A | 92553P102 | CL A | 26,077 | $1,033,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 645,103 | $1,032,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 63,683 | $1,032,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 8,800 | $1,030,000 | thousands by filing date | call |
| MACYS INC COM | 55616P104 | Stock | 34,500 | $1,026,000 | thousands by filing date | call |
| CONAGRA FOODS INC | 205887102 | COM | 27,800 | $1,025,000 | thousands by filing date | put |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 23,632 | $1,024,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 82,217 | $1,024,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 63,786 | $1,018,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 70,770 | $1,013,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,900 | $1,012,000 | thousands by filing date | call |
| COHEN & STEERS INC COM | 19247A100 | Stock | 24,850 | $1,010,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 138,100 | $1,010,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 99,965 | $1,009,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 42,691 | $1,007,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 14,100 | $1,001,000 | thousands by filing date | put |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 80,502 | $1,000,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 315,216 | $999,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 21,721 | $998,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 15,770 | $995,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 70,100 | $995,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 137,210 | $995,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 8,500 | $995,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 29,000 | $992,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 75,196 | $989,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 49,800 | $984,000 | thousands by filing date | put |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 4,000 | $983,000 | thousands by filing date | call |
| VERA BRADLEY INC | 92335C106 | COM | 92,500 | $981,000 | thousands by filing date | put |
| TIPTREE INC | 88822Q103 | COM | 154,380 | $980,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 178,551 | $979,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 23,851 | $977,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 120,893 | $977,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 83,859 | $975,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 43,510 | $975,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 159,200 | $973,000 | thousands by filing date | call |
| KILROY REALTY CORP COM | 49427F108 | REIT | 13,700 | $972,000 | thousands by filing date | call |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 42,974 | $972,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 30,084 | $971,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 31,100 | $970,000 | thousands by filing date | put |
| OTELCO INC | 688823301 | CL A NEW | 64,942 | $968,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 58,668 | $967,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 115,156 | $967,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 20,000 | $966,000 | thousands by filing date | put |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 20,000 | $966,000 | thousands by filing date | call |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 38,092 | $966,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 29,149 | $965,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 229,405 | $964,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 14,300 | $963,000 | thousands by filing date | put |
| IShares Edge MSCI Min Vol | 464289115 | STK IDX | 33,437 | $962,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 20,931 | $961,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 81,000 | $960,000 | thousands by filing date | call |
| BANCFIRST CORP | 05945F103 | COM | 18,019 | $957,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 311,414 | $956,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 47,897 | $956,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 5,500 | $953,000 | thousands by filing date | call |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 29,166 | $951,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 6,500 | $950,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 279,467 | $950,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,501 | $948,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 81,884 | $947,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 21,188 | $945,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 80,950 | $944,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 57,719 | $944,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 30,309 | $943,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 448,572 | $942,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 142,146 | $942,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 9,800 | $939,000 | thousands by filing date | call |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 42,695 | $939,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 49,930 | $938,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 48,000 | $937,000 | thousands by filing date | put |
| BOX INC CL A | 10316T104 | Stock | 45,500 | $935,000 | thousands by filing date | put |
| MOMO INC | 60879B107 | ADR | 25,000 | $935,000 | thousands by filing date | put |
| DSP GROUP INC | 23332B106 | COM | 79,219 | $935,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 33,888 | $932,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 36,139 | $931,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 23,700 | $930,000 | thousands by filing date | put |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 36,100 | $930,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 86,120 | $930,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 52,843 | $927,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 211,429 | $924,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 5,900 | $923,000 | thousands by filing date | put |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 27,000 | $922,000 | thousands by filing date | call |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 11,343 | $921,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 53,600 | $919,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 30,490 | $918,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 318,580 | $918,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 83,913 | $918,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 96,575 | $918,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 133,222 | $913,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 6,100 | $912,000 | thousands by filing date | put |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 121,413 | $912,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 35,000 | $907,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 704,000 | $907,000 | thousands by filing date | principal |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 44,300 | $906,000 | thousands by filing date | put |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 20,303 | $905,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 8,600 | $897,000 | thousands by filing date | call |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 90,704 | $895,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 171,279 | $894,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 20,100 | $890,000 | thousands by filing date | call |
| PDVWIRELESS INC | 69290R104 | COM | 29,800 | $890,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 82,667 | $889,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 16,560 | $889,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 50,000 | $887,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 145,447 | $887,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 40,000 | $886,000 | thousands by filing date | call |
| MAIN STR CAP CORP | 56035L104 | COM | 23,959 | $884,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 43,426 | $883,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 17,900 | $881,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 16,635 | $881,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 37,500 | $880,000 | thousands by filing date | call |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 80,326 | $872,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 87,900 | $870,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 15,500 | $868,000 | thousands by filing date | call |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 14,582 | $868,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 78,700 | $866,000 | thousands by filing date | put |
| KEYW HLDG CORP | 493723100 | COM | 109,933 | $864,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 22,800 | $861,000 | thousands by filing date | call |
| GTT COMMUNICATIONS INC | 362393100 | COM | 15,200 | $861,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 641,298 | $860,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 286,444 | $859,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 16,272 | $858,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 58,400 | $853,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 58,400 | $853,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 15,928 | $853,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 33,277 | $852,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 281,000 | $846,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 16,000 | $845,000 | thousands by filing date | put |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 26,598 | $845,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 12,100 | $844,000 | thousands by filing date | put |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 35,300 | $844,000 | thousands by filing date | call |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 19,768 | $842,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 223,976 | $842,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 22,200 | $841,000 | thousands by filing date | put |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 31,264 | $841,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 147,834 | $840,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 75,987 | $839,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 169,355 | $838,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 13,800 | $834,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 46,159 | $834,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 100,229 | $834,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 34,703 | $833,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 9,050 | $829,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 51,300 | $827,000 | thousands by filing date | call |
| SYNLOGIC INC | 87166L100 | COM | 88,146 | $827,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 24,282 | $826,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 65,000 | $826,000 | thousands by filing date | put |
| TJX Companies Inc | 872540109 | COM | 10,100 | $824,000 | thousands by filing date | call |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 18,400 | $818,000 | thousands by filing date | put |
| SMART & FINAL STORES INC | 83190B101 | COM | 147,147 | $817,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 15,245 | $816,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 56,760 | $815,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 31,400 | $813,000 | thousands by filing date | put |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 35,187 | $813,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 7,700 | $812,000 | thousands by filing date | put |
| GTX INC DEL | 40052B207 | COM NEW | 45,752 | $812,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 21,198 | $811,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 74,604 | $806,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 40,000 | $806,000 | thousands by filing date | put |
| AFLAC INC COM | 001055102 | Stock | 18,400 | $805,000 | thousands by filing date | call |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 37,402 | $805,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 237,831 | $799,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 5,019 | $796,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 15,400 | $793,000 | thousands by filing date | put |
| GLAUKOS CORP COM | 377322102 | Stock | 25,710 | $793,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 81,370 | $793,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 19,308 | $791,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 14,700 | $791,000 | thousands by filing date | call |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,596 | $791,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 21,363 | $790,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 49,287 | $790,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 8,200 | $787,000 | thousands by filing date | put |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 4,610 | $786,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 63,520 | $785,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 44,830 | $785,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 20,700 | $784,000 | thousands by filing date | call |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 67,799 | $783,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 24,989 | $782,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 54,271 | $781,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 80,614 | $781,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 64,840 | $781,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 13,700 | $780,000 | thousands by filing date | put |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 24,321 | $780,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 23,600 | $779,000 | thousands by filing date | put |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 93,805 | $779,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 28,087 | $778,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 79,420 | $777,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 59,000 | $776,000 | thousands by filing date | call |
| HARMONIC INC | 413160102 | COM | 204,302 | $776,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 36,443 | $775,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 5,993 | $772,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 27,030 | $772,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 125,455 | $772,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 8,961 | $771,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 33,900 | $771,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 63,240 | $771,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 10,200 | $770,000 | thousands by filing date | call |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 20,009 | $770,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 69,000 | $769,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 21,069 | $764,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 16,000 | $763,000 | thousands by filing date | put |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 109,400 | $760,000 | thousands by filing date | call |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 25,007 | $759,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 31,000 | $757,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 32,000 | $757,000 | thousands by filing date | put |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 4,144 | $756,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 179,672 | $756,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 8,200 | $754,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 184,000 | $753,000 | thousands by filing date | put |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 20,242 | $750,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 28,900 | $744,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 218,754 | $744,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 40,000 | $743,000 | thousands by filing date | call |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 178,063 | $743,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 109,798 | $740,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 146,319 | $739,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 13,200 | $735,000 | thousands by filing date | put |
| CARVANA CO CL A | 146869102 | Stock | 32,001 | $734,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 14,625 | $733,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 11,400 | $733,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 444,000 | $733,000 | thousands by filing date | principal |
| EXFO INC | 302046107 | SUB VTG SHS | 174,397 | $732,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 20,200 | $731,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 241,900 | $731,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 16,690 | $730,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 232,977 | $727,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 79,320 | $726,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 717,000 | $725,000 | thousands by filing date | principal |
| SIGNATURE BANK | 82669G104 | COM | 5,100 | $724,000 | thousands by filing date | call |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 25,000 | $722,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 44,200 | $719,000 | thousands by filing date | put |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 56,193 | $719,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 35,300 | $717,000 | thousands by filing date | call |
| EGAIN CORP | 28225C806 | COM NEW | 89,992 | $715,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 130,027 | $715,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 184,982 | $714,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 2,000 | $713,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 11,300 | $712,000 | thousands by filing date | put |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 5,896 | $711,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 8,131 | $710,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 40,000 | $710,000 | thousands by filing date | put |
| EPIZYME INC | 29428V104 | COM | 40,000 | $710,000 | thousands by filing date | call |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 559,000 | $708,000 | thousands by filing date | principal |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 33,437 | $707,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 107,744 | $706,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 116,953 | $706,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 167,557 | $704,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 69,404 | $703,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 53,755 | $702,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 28,814 | $702,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 13,600 | $701,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 16,587 | $700,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 21,400 | $698,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 7,038 | $697,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 52,131 | $695,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 20,156 | $694,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 18,841 | $692,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 32,760 | $691,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 102,006 | $689,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 22,645 | $688,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 13,812 | $687,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 59,700 | $687,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 23,420 | $686,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 142,900 | $684,000 | thousands by filing date | call |
| RIVERVIEW BANCORP INC | 769397100 | COM | 73,174 | $684,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 33,761 | $683,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 4,613 | $681,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 13,775 | $680,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 42,500 | $680,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 246,952 | $676,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 31,871 | $675,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 86,991 | $674,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 10,984 | $674,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 23,800 | $673,000 | thousands by filing date | call |
| POOL CORP COM | 73278L105 | Stock | 4,600 | $673,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 94,000 | $673,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 12,000 | $672,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807108 | COM | 3,300 | $670,000 | thousands by filing date | call |
| HIGHPOINT RES CORP | 43114K108 | COM | 131,700 | $669,000 | thousands by filing date | put |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 662,000 | $668,000 | thousands by filing date | principal |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 120,785 | $668,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 4,600 | $665,000 | thousands by filing date | call |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 46,626 | $665,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 32,440 | $665,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 12,700 | $663,000 | thousands by filing date | call |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 31,198 | $662,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 5,000 | $659,000 | thousands by filing date | call |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 50,673 | $659,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 35,300 | $658,000 | thousands by filing date | put |
| NNN REIT INC COM | 637417106 | REIT | 16,700 | $656,000 | thousands by filing date | call |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 26,167 | $655,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 15,700 | $653,000 | thousands by filing date | put |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 69,104 | $653,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 29,816 | $652,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 39,300 | $651,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 11,200 | $650,000 | thousands by filing date | call |
| HORTONWORKS INC | 440894103 | COM | 31,900 | $650,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 138,080 | $650,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 214,600 | $648,000 | thousands by filing date | call |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 31,764 | $648,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 7,809 | $646,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 16,600 | $646,000 | thousands by filing date | put |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 47,633 | $646,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 15,602 | $643,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 12,467 | $643,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 733,000 | $642,000 | thousands by filing date | principal |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 37,329 | $641,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 35,772 | $639,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 69,147 | $639,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 49,844 | $638,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 87,935 | $638,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 18,168 | $637,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 87,670 | $636,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 19,458 | $635,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 582,644 | $635,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 355,659 | $633,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 13,380 | $632,000 | thousands by filing date | put |
| NEXTDECADE CORP | 65342K105 | COM | 127,880 | $632,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 217,153 | $632,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 93,893 | $628,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 8,826 | $627,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 280,868 | $626,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 70,866 | $626,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 10,920 | $625,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 55,657 | $625,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 97,561 | $624,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 30,700 | $624,000 | thousands by filing date | put |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 119,956 | $623,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 6,704 | $619,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 31,800 | $618,000 | thousands by filing date | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 5,600 | $616,000 | thousands by filing date | put |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 47,161 | $616,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 23,185 | $614,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 597,000 | $614,000 | thousands by filing date | principal |
| VOC ENERGY TR | 91829B103 | TR UNIT | 150,299 | $612,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 150,000 | $611,000 | thousands by filing date | put |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 18,750 | $611,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 112,336 | $610,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 12,233 | $610,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 121,847 | $609,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 400,000 | $609,000 | thousands by filing date | principal |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 49,161 | $607,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 31,220 | $605,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 87,100 | $605,000 | thousands by filing date | put |
| Mallinckrodt Plc | G5785G107 | SHS | 41,800 | $605,000 | thousands by filing date | put |
| CAREDX INC | 14167L103 | COM | 75,807 | $604,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 29,472 | $604,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 91,521 | $603,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 72,922 | $601,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 53,797 | $598,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 71,333 | $596,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 72,886 | $596,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 27,026 | $595,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 82,900 | $594,000 | thousands by filing date | put |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 48,526 | $594,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 96,991 | $593,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 252,409 | $593,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 10,000 | $592,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 670,000 | $592,000 | thousands by filing date | principal |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 12,400 | $591,000 | thousands by filing date | call |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 19,220 | $591,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 15,975 | $591,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 83,795 | $591,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 3,842 | $590,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 47,813 | $588,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 12,058 | $588,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 3,400 | $587,000 | thousands by filing date | call |
| ANGI INC CLASS A | 00183L102 | CL A | 43,201 | $587,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 21,871 | $587,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 18,346 | $584,000 | thousands by filing date | put |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 30,637 | $582,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 9,662 | $581,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 16,000 | $580,000 | thousands by filing date | call |
| ARTESIAN RES CORP | 043113208 | CL A | 15,872 | $579,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 42,523 | $579,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 67,489 | $578,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 130,205 | $576,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 28,203 | $572,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 8,177 | $572,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 570,000 | $572,000 | thousands by filing date | principal |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 23,845 | $571,000 | thousands by filing date | |
| Yogaworks, Inc. | 986005106 | com | 198,401 | $571,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 5,300 | $570,000 | thousands by filing date | call |
| TCF FINL CORP | 872275102 | COM | 25,000 | $570,000 | thousands by filing date | call |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 8,693 | $569,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 15,700 | $569,000 | thousands by filing date | put |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 13,600 | $568,000 | thousands by filing date | call |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 14,192 | $567,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 12,400 | $565,000 | thousands by filing date | put |
| BANKFINANCIAL CORP | 06643P104 | COM | 33,252 | $564,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 147,229 | $562,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 24,243 | $561,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 50,793 | $559,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 10,371 | $557,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 56,805 | $556,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 3,200 | $555,000 | thousands by filing date | put |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 25,200 | $553,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 24,475 | $552,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 36,600 | $551,000 | thousands by filing date | call |
| PC CONNECTION INC | 69318J100 | COM | 22,032 | $551,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 73,901 | $551,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 58,832 | $550,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 1,439 | $549,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 89,471 | $548,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 5,700 | $547,000 | thousands by filing date | put |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 65,897 | $547,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 24,900 | $546,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 84,540 | $546,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 69,830 | $545,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 214,761 | $545,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 31,280 | $545,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 6,494 | $544,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 37,900 | $544,000 | thousands by filing date | put |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 37,900 | $544,000 | thousands by filing date | put |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 20,963 | $543,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 4,400 | $542,000 | thousands by filing date | call |
| HURON CONSULTING GROUP INC | 447462102 | COM | 14,195 | $541,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 49,190 | $541,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 13,404 | $539,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 44,063 | $539,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 55,633 | $539,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 61,294 | $539,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 108,967 | $538,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 16,175 | $538,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 25,000 | $537,000 | thousands by filing date | put |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 9,004 | $536,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 18,095 | $536,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 16,659 | $536,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X420 | GLBL HGD SMLCP | 21,534 | $536,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 29,200 | $534,000 | thousands by filing date | put |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 106,670 | $533,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 26,781 | $533,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 25,865 | $533,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 18,417 | $530,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 40,351 | $529,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 23,339 | $529,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 28,103 | $527,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 500,000 | $527,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,900 | $526,000 | thousands by filing date | call |
| LIBERTY | 531229888 | COMMON STOCK | 23,041 | $526,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,041 | $526,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 5,200 | $525,000 | thousands by filing date | put |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 17,056 | $524,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 10,600 | $522,000 | thousands by filing date | put |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 6,100 | $520,000 | thousands by filing date | put |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 187,193 | $519,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 28,687 | $519,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,400 | $517,000 | thousands by filing date | put |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 50,324 | $517,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 21,519 | $516,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 30,000 | $515,000 | thousands by filing date | put |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 15,882 | $515,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 87,520 | $514,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 16,957 | $512,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 181,033 | $511,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 21,562 | $508,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 228,831 | $508,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 47,204 | $507,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 47,206 | $507,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,600 | $506,000 | thousands by filing date | call |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,448 | $506,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 4,512 | $504,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 26,226 | $504,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 67,734 | $503,000 | thousands by filing date | call |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 325,000 | $503,000 | thousands by filing date | principal |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 43,715 | $501,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 184,713 | $501,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 62,458 | $500,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 10,665 | $499,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 39,522 | $499,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 8,400 | $498,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 103,800 | $497,000 | thousands by filing date | put |
| MEDICINES CO | 584688105 | COM | 15,000 | $494,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 251,079 | $493,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 7,800 | $492,000 | thousands by filing date | call |
| Mallinckrodt Plc | G5785G107 | SHS | 34,000 | $492,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-18-000345 | this filing | 2018-05-15 | acceptance time not in the bulk data set |