13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 5,858 holding rows worth $390,883,794,000.
- Accession
- 0000769993-18-000345
- Filer
- CIK 886982
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 10,926 entries on the cover page, a total value of $390,883,794,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $390,883,794,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AH RLTY TR INC | 04208T108 | COM | 167,404 | $2,292,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 94,598 | $2,290,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 141,735 | $2,289,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 176,033 | $2,289,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 111,522 | $2,288,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 114,958 | $2,285,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 461,520 | $2,285,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 213,591 | $2,285,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 40,100 | $2,283,000 | thousands by filing date | call |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 52,833 | $2,281,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 175,189 | $2,278,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 135,402 | $2,275,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 80,585 | $2,269,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 782,330 | $2,269,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 298,283 | $2,267,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 179,736 | $2,263,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 870,345 | $2,254,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 43,560 | $2,246,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 29,547 | $2,238,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 110,779 | $2,237,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 595,049 | $2,231,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 2,067,000 | $2,230,000 | thousands by filing date | principal |
| SUNRUN INC | 86771W105 | COM | 249,128 | $2,224,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 22,000 | $2,223,000 | thousands by filing date | call |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 44,699 | $2,221,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 127,682 | $2,218,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 117,541 | $2,217,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 40,430 | $2,208,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 104,143 | $2,203,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 137,775 | $2,200,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 50,000 | $2,193,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 92,084 | $2,191,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 36,429 | $2,189,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 52,731 | $2,186,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 68,312 | $2,184,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 1,535,000 | $2,184,000 | thousands by filing date | principal |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 138,593 | $2,181,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 82,260 | $2,170,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 42,918 | $2,170,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 121,981 | $2,165,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 100,102 | $2,162,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 140,752 | $2,161,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 63,516 | $2,160,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 132,800 | $2,158,000 | thousands by filing date | call |
| TUCOWS INC | 898697206 | COM NEW | 38,448 | $2,153,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 29,400 | $2,152,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 34,158 | $2,152,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 8,000 | $2,151,000 | thousands by filing date | call |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 2,157,000 | $2,149,000 | thousands by filing date | principal |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 106,533 | $2,147,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 2,258,000 | $2,144,000 | thousands by filing date | principal |
| SPOK HLDGS INC COM | 84863T106 | Stock | 143,338 | $2,143,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 103,600 | $2,143,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 169,892 | $2,143,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 76,973 | $2,142,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 50,656 | $2,142,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 25,100 | $2,142,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 77,307 | $2,142,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 171,419 | $2,138,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 79,006 | $2,137,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 19,048 | $2,134,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 70,529 | $2,131,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 2,210,000 | $2,130,000 | thousands by filing date | principal |
| MIMEDX GROUP INC | 602496101 | COM | 305,000 | $2,126,000 | thousands by filing date | put |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 54,695 | $2,125,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 15,200 | $2,111,000 | thousands by filing date | call |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 104,277 | $2,107,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 40,800 | $2,102,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 86,172 | $2,098,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 2,362,000 | $2,098,000 | thousands by filing date | principal |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 20,200 | $2,092,000 | thousands by filing date | call |
| CEVA INC | 157210105 | COMMON STOCK | 57,790 | $2,092,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 91,202 | $2,089,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 139,186 | $2,088,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 31,800 | $2,083,000 | thousands by filing date | call |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 12,312 | $2,078,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 13,025 | $2,062,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 40,000 | $2,061,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 40,100 | $2,061,000 | thousands by filing date | call |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 40,800 | $2,060,000 | thousands by filing date | call |
| MODEL N INC | 607525102 | COM | 114,021 | $2,058,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 428,768 | $2,054,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 130,073 | $2,049,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 52,400 | $2,047,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 252,600 | $2,046,000 | thousands by filing date | call |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 34,900 | $2,042,000 | thousands by filing date | call |
| SCANA CORP NEW | 80589M102 | COM | 54,300 | $2,039,000 | thousands by filing date | put |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 327,752 | $2,035,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 71,372 | $2,031,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 116,376 | $2,031,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 100,000 | $2,030,000 | thousands by filing date | call |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 37,537 | $2,027,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 103,129 | $2,026,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 45,700 | $2,025,000 | thousands by filing date | put |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 15,709 | $2,025,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 158,110 | $2,019,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 2,062,000 | $2,016,000 | thousands by filing date | principal |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 2,124,000 | $2,014,000 | thousands by filing date | principal |
| STAMPS COM INC | 852857200 | COM NEW | 10,000 | $2,011,000 | thousands by filing date | put |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 124,089 | $2,010,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 82,400 | $2,001,000 | thousands by filing date | call |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 61,200 | $1,999,000 | thousands by filing date | put |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 61,200 | $1,999,000 | thousands by filing date | call |
| TTEC HLDGS INC | 89854H102 | COM | 64,950 | $1,994,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 129,025 | $1,992,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 21,400 | $1,986,000 | thousands by filing date | call |
| METALLUS INC | 887399103 | COMMON STOCK | 130,744 | $1,986,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 83,200 | $1,986,000 | thousands by filing date | put |
| INTL FCSTONE INC | 46116V105 | COM | 46,473 | $1,984,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 47,630 | $1,981,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 2,152,000 | $1,978,000 | thousands by filing date | principal |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 135,824 | $1,971,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 61,000 | $1,971,000 | thousands by filing date | call |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 178,890 | $1,967,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 125,800 | $1,964,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 120,500 | $1,964,000 | thousands by filing date | call |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 20,000 | $1,962,000 | thousands by filing date | put |
| FB FINL CORP | 30257X104 | COM | 48,320 | $1,961,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 33,546 | $1,960,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 334,553 | $1,947,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 43,396 | $1,946,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 828,103 | $1,946,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 14,000 | $1,944,000 | thousands by filing date | put |
| SONIC CORP | 835451105 | COM | 77,000 | $1,943,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 19,900 | $1,940,000 | thousands by filing date | put |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 125,700 | $1,940,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 1,950,000 | $1,940,000 | thousands by filing date | principal |
| KADMON HLDGS INC | 48283N106 | COM | 455,349 | $1,935,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 86,921 | $1,933,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 101,202 | $1,932,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 200,000 | $1,932,000 | thousands by filing date | call |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 1,670,000 | $1,929,000 | thousands by filing date | principal |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 31,744 | $1,921,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 100,000 | $1,919,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 52,889 | $1,919,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 51,800 | $1,915,000 | thousands by filing date | put |
| ISHARES TR | 46435G516 | COM | 28,438 | $1,914,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 51,300 | $1,911,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 48,620 | $1,906,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 98,692 | $1,905,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 1,610,000 | $1,903,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 25,252 | $1,894,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 36,397 | $1,890,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 167,659 | $1,888,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 235,985 | $1,886,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 117,339 | $1,883,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 169,192 | $1,883,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 35,600 | $1,878,000 | thousands by filing date | call |
| Accelerate Diagnostics | 00430H102 | COM | 82,085 | $1,876,000 | thousands by filing date | |
| COLONY NORTHSTAR CR REAL EST | 19626A101 | COM CL A | 98,873 | $1,874,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 82,083 | $1,872,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 23,647 | $1,870,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 44,300 | $1,860,000 | thousands by filing date | put |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 181,139 | $1,857,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 47,486 | $1,850,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 46,924 | $1,850,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 77,251 | $1,848,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 100,000 | $1,844,000 | thousands by filing date | put |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 96,857 | $1,842,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 111,800 | $1,837,000 | thousands by filing date | call |
| BARNES & NOBLE ED INC | 06777U101 | COM | 266,507 | $1,837,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 85,388 | $1,834,000 | thousands by filing date | |
| ASSOCIATED BANC CORP | 045487113 | WTS | 342,269 | $1,831,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 91,221 | $1,829,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 200,400 | $1,822,000 | thousands by filing date | call |
| PROSHARES TR | 74347B391 | CMN | 39,200 | $1,821,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 93,239 | $1,818,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 48,991 | $1,818,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 59,021 | $1,818,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 44,800 | $1,814,000 | thousands by filing date | call |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,240,000 | $1,814,000 | thousands by filing date | principal |
| BRINKER INTL INC COM | 109641100 | Stock | 50,200 | $1,812,000 | thousands by filing date | put |
| ANGIODYNAMICS INC | 03475V101 | COM | 104,931 | $1,810,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 26,600 | $1,810,000 | thousands by filing date | put |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 16,117 | $1,809,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 65,452 | $1,806,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 510,130 | $1,806,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 77,420 | $1,800,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 15,700 | $1,797,000 | thousands by filing date | put |
| ARBOR REALTY TRUST INC | 038923108 | COM | 203,497 | $1,795,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 594,200 | $1,794,000 | thousands by filing date | put |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 64,400 | $1,792,000 | thousands by filing date | put |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 45,174 | $1,787,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 112,100 | $1,785,000 | thousands by filing date | call |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 365,541 | $1,780,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 7,400 | $1,776,000 | thousands by filing date | call |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 123,757 | $1,770,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 168,912 | $1,766,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 34,565 | $1,762,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 442,022 | $1,751,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 101,787 | $1,748,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 1,986,000 | $1,746,000 | thousands by filing date | principal |
| SUN HYDRAULICS CORP | 866942105 | COM | 32,584 | $1,745,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 99,422 | $1,742,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 37,346 | $1,741,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 538,736 | $1,735,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 92,694 | $1,733,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 7,300 | $1,726,000 | thousands by filing date | call |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 18,600 | $1,723,000 | thousands by filing date | call |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 63,100 | $1,721,000 | thousands by filing date | put |
| HIVE | 007786106 | Stock | 424,888 | $1,717,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 76,780 | $1,716,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 40,700 | $1,712,000 | thousands by filing date | put |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 1,765,000 | $1,711,000 | thousands by filing date | principal |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 40,600 | $1,708,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 100,076 | $1,705,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 141,958 | $1,702,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 54,299 | $1,701,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 91,719 | $1,701,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 24,903 | $1,700,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 20,000 | $1,699,000 | thousands by filing date | put |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 52,107 | $1,697,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 30,200 | $1,692,000 | thousands by filing date | call |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 27,200 | $1,685,000 | thousands by filing date | put |
| AMERICAN VANGUARD CORP | 030371108 | COM | 83,220 | $1,681,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 72,346 | $1,681,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 113,189 | $1,675,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 174,395 | $1,674,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 17,398 | $1,671,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 224,007 | $1,671,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 37,400 | $1,670,000 | thousands by filing date | call |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 25,454 | $1,665,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 116,937 | $1,660,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 34,463 | $1,658,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 422,954 | $1,650,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 8,800 | $1,649,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 32,195 | $1,643,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 77,517 | $1,639,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 963,661 | $1,638,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 63,712 | $1,629,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 56,200 | $1,629,000 | thousands by filing date | call |
| TANGER INC | 875465106 | COM | 73,600 | $1,619,000 | thousands by filing date | put |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 7,600 | $1,618,000 | thousands by filing date | put |
| ATKORE INC | 047649108 | COMMON STOCK | 81,503 | $1,618,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 90,606 | $1,616,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 60,000 | $1,616,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 197,956 | $1,615,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 87,600 | $1,615,000 | thousands by filing date | call |
| CASEYS GEN STORES INC | 147528103 | COM | 14,700 | $1,614,000 | thousands by filing date | call |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 1,800,000 | $1,614,000 | thousands by filing date | principal |
| MYR GROUP INC | 55405W104 | COM | 52,339 | $1,613,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 89,990 | $1,611,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 100,000 | $1,609,000 | thousands by filing date | call |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 94,793 | $1,602,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 51,722 | $1,600,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 81,802 | $1,591,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 18,600 | $1,583,000 | thousands by filing date | call |
| INSTEEL INDS INC | 45774W108 | COM | 57,299 | $1,583,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 230,000 | $1,576,000 | thousands by filing date | put |
| NEOPHOTONICS CORP | 64051T100 | COM | 230,000 | $1,576,000 | thousands by filing date | call |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 13,300 | $1,574,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 25,000 | $1,570,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 133,700 | $1,570,000 | thousands by filing date | call |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 103,412 | $1,568,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 113,876 | $1,566,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 425,500 | $1,557,000 | thousands by filing date | call |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 324,169 | $1,556,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 17,000 | $1,553,000 | thousands by filing date | call |
| HNI CORP COM | 404251100 | Stock | 43,035 | $1,553,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 87,508 | $1,552,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 11,139 | $1,550,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 138,377 | $1,550,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 30,618 | $1,550,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 14,500 | $1,548,000 | thousands by filing date | call |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 15,385 | $1,547,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 37,500 | $1,544,000 | thousands by filing date | put |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 348,179 | $1,543,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 40,201 | $1,538,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 43,198 | $1,538,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 511,367 | $1,534,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 49,492 | $1,530,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 7,700 | $1,529,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 92,000 | $1,529,000 | thousands by filing date | put |
| DIGI INTL INC | 253798102 | COM | 147,958 | $1,524,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 100,000 | $1,523,000 | thousands by filing date | call |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 70,000 | $1,523,000 | thousands by filing date | call |
| Surmodics Inc | 868873100 | Common Stock | 40,036 | $1,523,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 114,330 | $1,520,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 27,200 | $1,507,000 | thousands by filing date | call |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 78,897 | $1,506,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 911,269 | $1,504,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 1,609,000 | $1,501,000 | thousands by filing date | principal |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 59,949 | $1,499,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 111,545 | $1,497,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 92,300 | $1,497,000 | thousands by filing date | put |
| MIMECAST LIMITED | G14838109 | ORD SHS | 42,223 | $1,496,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 137,095 | $1,494,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 24,897 | $1,493,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 63,512 | $1,485,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 206,777 | $1,483,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 20,200 | $1,481,000 | thousands by filing date | call |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 150,475 | $1,481,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 100,000 | $1,478,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 35,900 | $1,478,000 | thousands by filing date | call |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 23,819 | $1,476,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 50,000 | $1,470,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 18,000 | $1,468,000 | thousands by filing date | put |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 40,958 | $1,468,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 34,589 | $1,467,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 183,523 | $1,464,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 39,100 | $1,462,000 | thousands by filing date | call |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 53,800 | $1,455,000 | thousands by filing date | put |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 41,662 | $1,454,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 168,672 | $1,451,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 10,416 | $1,450,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 51,130 | $1,450,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 307,353 | $1,448,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 56,105 | $1,445,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 54,166 | $1,441,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 52,320 | $1,439,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 110,681 | $1,438,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 6,900 | $1,430,000 | thousands by filing date | put |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 237,988 | $1,428,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 79,386 | $1,425,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 16,000 | $1,424,000 | thousands by filing date | put |
| MACERICH CO | 554382101 | COM | 25,400 | $1,423,000 | thousands by filing date | put |
| ISHARES TR | 464287713 | US TELECOM ETF | 52,541 | $1,420,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 42,927 | $1,415,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 88,954 | $1,414,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 55,353 | $1,414,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 46,473 | $1,411,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 31,300 | $1,410,000 | thousands by filing date | call |
| ASTRONICS CORP COM | 046433108 | Stock | 37,786 | $1,409,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 106,639 | $1,408,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 76,118 | $1,408,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 3,439 | $1,405,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 14,800 | $1,403,000 | thousands by filing date | call |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 126,278 | $1,403,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 159,015 | $1,401,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 134,700 | $1,400,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 36,616 | $1,397,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 132,729 | $1,394,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 143,401 | $1,394,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 9,100 | $1,393,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 12,500 | $1,393,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 22,600 | $1,380,000 | thousands by filing date | put |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 17,000 | $1,380,000 | thousands by filing date | call |
| FLUOR CORP | 343412102 | COM | 24,100 | $1,379,000 | thousands by filing date | put |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 228,877 | $1,378,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 88,894 | $1,373,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 321 | $1,369,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 26,000 | $1,368,000 | thousands by filing date | call |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 4,000 | $1,367,000 | thousands by filing date | call |
| LIQUIDITY SVCS INC | 53635B107 | COM | 210,048 | $1,365,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 1,243,000 | $1,365,000 | thousands by filing date | principal |
| WHIRLPOOL CORP COM | 963320106 | Stock | 8,900 | $1,363,000 | thousands by filing date | call |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 71,354 | $1,357,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 75,853 | $1,356,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 5,800 | $1,355,000 | thousands by filing date | put |
| BB & T CORP | 054937107 | COM | 26,000 | $1,353,000 | thousands by filing date | put |
| ORBITAL ATK INC | 68557N103 | COM | 10,200 | $1,353,000 | thousands by filing date | call |
| APC 7.5 PFD | 032511404 | Preferred Stock | 45,315 | $1,350,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 9,500 | $1,349,000 | thousands by filing date | put |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 54,696 | $1,348,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 95,830 | $1,346,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 57,300 | $1,345,000 | thousands by filing date | put |
| LCNB CORP | 50181P100 | COM | 70,680 | $1,343,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 367,156 | $1,340,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 145,295 | $1,337,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 196,311 | $1,337,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 52,412 | $1,336,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 186,690 | $1,335,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 41,456 | $1,328,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 100,243 | $1,325,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 213,688 | $1,325,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 54,195 | $1,322,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 67,888 | $1,322,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 233,992 | $1,322,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 226,509 | $1,318,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 40,000 | $1,318,000 | thousands by filing date | call |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 26,257 | $1,317,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 44,685 | $1,316,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 50,067 | $1,315,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 193,094 | $1,313,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 61,123 | $1,310,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 909,873 | $1,310,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 70,773 | $1,309,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 343,656 | $1,309,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 15,500 | $1,304,000 | thousands by filing date | put |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 61,951 | $1,304,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 488,499 | $1,304,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 9,600 | $1,303,000 | thousands by filing date | call |
| ESSENDANT INC | 296689102 | COM | 166,536 | $1,299,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 2,000 | $1,297,000 | thousands by filing date | call |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 13,834 | $1,297,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 78,799 | $1,293,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 36,023 | $1,289,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 37,743 | $1,289,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 883,000 | $1,289,000 | thousands by filing date | principal |
| ROYAL GOLD INC | 780287108 | COM | 15,000 | $1,288,000 | thousands by filing date | put |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 314,973 | $1,285,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 32,553 | $1,283,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 38,178 | $1,280,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 132,600 | $1,280,000 | thousands by filing date | call |
| ISHARES INC | 46434G863 | COM | 16,883 | $1,279,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 149,107 | $1,279,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 29,200 | $1,278,000 | thousands by filing date | put |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 48,253 | $1,275,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 20,000 | $1,273,000 | thousands by filing date | put |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 32,755 | $1,271,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 50,068 | $1,270,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 39,895 | $1,269,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 42,229 | $1,269,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 37,300 | $1,268,000 | thousands by filing date | call |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 38,639 | $1,263,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 27,562 | $1,260,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 7,250 | $1,260,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 41,000 | $1,252,000 | thousands by filing date | put |
| STOCK YDS BANCORP INC | 861025104 | COM | 35,657 | $1,252,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 276,000 | $1,252,000 | thousands by filing date | principal |
| WESBANCO INC | 950810101 | COM | 29,489 | $1,247,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 23,300 | $1,245,000 | thousands by filing date | call |
| ILG INC | 44967H101 | COM | 40,000 | $1,244,000 | thousands by filing date | call |
| DFB HEALTHCARE ACQUISTION CO | 23291E208 | UNIT 01/30/2023 | 123,735 | $1,244,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L604 | EMRG MKTS VOLA | 44,501 | $1,233,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 47,254 | $1,231,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 24,407 | $1,229,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 74,696 | $1,229,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 12,100 | $1,228,000 | thousands by filing date | call |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 1,065,000 | $1,225,000 | thousands by filing date | principal |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 103,147 | $1,222,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 163,985 | $1,222,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 10,453 | $1,221,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 450,245 | $1,216,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 30,841 | $1,211,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 220,814 | $1,210,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 68,900 | $1,209,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 91,800 | $1,207,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 40,864 | $1,206,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 50,200 | $1,206,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 94,644 | $1,205,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 47,634 | $1,199,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 54,250 | $1,199,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 45,639 | $1,196,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 40,000 | $1,194,000 | thousands by filing date | put |
| REGENXBIO INC | 75901B107 | COM | 40,000 | $1,194,000 | thousands by filing date | call |
| STANTEC INC COM | 85472N109 | Stock | 48,368 | $1,192,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 62,249 | $1,191,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 49,900 | $1,191,000 | thousands by filing date | call |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 188,717 | $1,189,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 8,800 | $1,187,000 | thousands by filing date | put |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 45,761 | $1,181,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 48,380 | $1,180,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 28,421 | $1,174,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 53,189 | $1,172,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 42,301 | $1,172,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 246,220 | $1,172,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 119,109 | $1,170,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 68,755 | $1,170,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 276,410 | $1,169,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 43,524 | $1,168,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 82,945 | $1,165,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 10,600 | $1,164,000 | thousands by filing date | put |
| VICOR CORP | 925815102 | COM | 40,760 | $1,164,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 83,332 | $1,164,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 38,200 | $1,161,000 | thousands by filing date | call |
| TAUBMAN CTRS INC | 876664103 | COM | 20,400 | $1,161,000 | thousands by filing date | call |
| FIRSTENERGY CORP | 337932107 | COM | 34,100 | $1,160,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 67,800 | $1,159,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 5,700 | $1,158,000 | thousands by filing date | put |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 12,564 | $1,154,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 50,000 | $1,154,000 | thousands by filing date | put |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 50,000 | $1,154,000 | thousands by filing date | call |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 33,935 | $1,153,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 49,796 | $1,147,000 | thousands by filing date | call |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 11,517 | $1,146,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 49,560 | $1,144,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 19,400 | $1,143,000 | thousands by filing date | put |
| BEL FUSE INC | 077347300 | CL B | 60,459 | $1,143,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 32,902 | $1,142,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 195,541 | $1,142,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 49,433 | $1,139,000 | thousands by filing date | put |
| VERITIV CORP | 923454102 | COM | 29,046 | $1,139,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 26,400 | $1,132,000 | thousands by filing date | call |
| STATE STR CORP COM | 857477103 | Stock | 11,300 | $1,127,000 | thousands by filing date | put |
| ORBITAL ATK INC | 68557N103 | COM | 8,500 | $1,127,000 | thousands by filing date | put |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 37,703 | $1,125,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 6,500 | $1,123,000 | thousands by filing date | put |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 26,377 | $1,121,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 43,777 | $1,121,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 16,400 | $1,120,000 | thousands by filing date | call |
| ADECOAGRO S A | L00849106 | COM | 148,693 | $1,118,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 113,833 | $1,118,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 204,605 | $1,115,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 370,334 | $1,115,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 36,088 | $1,115,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 33,337 | $1,109,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 13,000 | $1,107,000 | thousands by filing date | put |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 111,443 | $1,106,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 65,705 | $1,106,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 168,484 | $1,105,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 23,533 | $1,104,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,700 | $1,103,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 14,190 | $1,103,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 16,300 | $1,098,000 | thousands by filing date | call |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 678,000 | $1,097,000 | thousands by filing date | principal |
| GASLOG LTD | G37585109 | SHS | 66,564 | $1,095,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 55,043 | $1,092,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 31,300 | $1,085,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 17,500 | $1,084,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-18-000345 | this filing | 2018-05-15 | acceptance time not in the bulk data set |