13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 5,858 holding rows worth $390,883,794,000.
- Accession
- 0000769993-18-000345
- Filer
- CIK 886982
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 10,926 entries on the cover page, a total value of $390,883,794,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $390,883,794,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 2,404 | $45,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 1,600 | $44,000 | thousands by filing date | call |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 16,122 | $44,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 600 | $44,000 | thousands by filing date | put |
| WELLTOWER INC COM | 95040Q104 | REIT | 800 | $44,000 | thousands by filing date | call |
| SEMPRA COM | 816851109 | Stock | 400 | $44,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 3,400 | $44,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 2,100 | $44,000 | thousands by filing date | put |
| HCP INC | 40414L109 | COM | 1,900 | $44,000 | thousands by filing date | put |
| Progressive Corporation | 743315103 | COM | 700 | $43,000 | thousands by filing date | put |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 400 | $43,000 | thousands by filing date | put |
| GODADDY INC CL A | 380237107 | Stock | 700 | $43,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 700 | $43,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 5,000 | $43,000 | thousands by filing date | call |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,100 | $43,000 | thousands by filing date | call |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 18,700 | $43,000 | thousands by filing date | call |
| TIDEWATER INC NEW | 88642R125 | WARR | 13,804 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 3,500 | $43,000 | thousands by filing date | call |
| EQUINIX INC COM | 29444U700 | REIT | 100 | $42,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 10,500 | $42,000 | thousands by filing date | put |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 11,062 | $42,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 4,400 | $42,000 | thousands by filing date | put |
| NOVUME SOLUTIONS INC | 67012D106 | COM | 12,131 | $42,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 500 | $41,000 | thousands by filing date | put |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,500 | $41,000 | thousands by filing date | call |
| TEREX CORP NEW COM | 880779103 | Stock | 1,100 | $41,000 | thousands by filing date | put |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,000 | $41,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,700 | $41,000 | thousands by filing date | call |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,400 | $41,000 | thousands by filing date | put |
| FOOT LOCKER INC | 344849104 | COM | 900 | $41,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 3,900 | $41,000 | thousands by filing date | call |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 30,953 | $41,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 20,951 | $41,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 200 | $40,000 | thousands by filing date | put |
| TASEKO MINES LTD COM | 876511106 | Stock | 35,178 | $40,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 2,300 | $40,000 | thousands by filing date | put |
| RADIUS HEALTH INC | 750469207 | COM NEW | 1,100 | $40,000 | thousands by filing date | call |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 10,872 | $40,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 9,900 | $39,000 | thousands by filing date | call |
| TRIMBLE INC COM | 896239100 | Stock | 1,100 | $39,000 | thousands by filing date | call |
| BAXTER INTL INC | 071813109 | COM | 600 | $39,000 | thousands by filing date | call |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 3,000 | $39,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 17,900 | $39,000 | thousands by filing date | call |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 11,176 | $39,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 2,000 | $38,000 | thousands by filing date | put |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 18,450 | $38,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 29,705 | $38,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 15,701 | $38,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 600 | $37,000 | thousands by filing date | put |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 600 | $37,000 | thousands by filing date | put |
| V F CORP COM | 918204108 | Stock | 500 | $37,000 | thousands by filing date | call |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 700 | $37,000 | thousands by filing date | call |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 900 | $37,000 | thousands by filing date | put |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 12,426 | $37,000 | thousands by filing date | |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 115,801 | $37,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 22,553 | $37,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 400 | $36,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 1,500 | $36,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 1,200 | $36,000 | thousands by filing date | call |
| ENSCO PLC | G3157S106 | SHS CLASS A | 8,300 | $36,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 16,511 | $36,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 17,367 | $36,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 90,062 | $36,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 12,204 | $36,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 300 | $35,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 1,300 | $35,000 | thousands by filing date | put |
| DENTSPLY SIRONA INC | 24906P109 | COM | 700 | $35,000 | thousands by filing date | put |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 600 | $35,000 | thousands by filing date | put |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 7,000 | $35,000 | thousands by filing date | put |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 27,133 | $35,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 2,200 | $35,000 | thousands by filing date | call |
| MCDERMOTT INTL INC | 580037109 | COM | 5,800 | $35,000 | thousands by filing date | call |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 200 | $34,000 | thousands by filing date | put |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 2,700 | $34,000 | thousands by filing date | call |
| CA INC COM | 12673P105 | COM | 1,000 | $34,000 | thousands by filing date | call |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 12,500 | $34,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 4,900 | $34,000 | thousands by filing date | call |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 13,166 | $34,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 2,800 | $33,000 | thousands by filing date | call |
| KEYCORP COM | 493267108 | Stock | 1,700 | $33,000 | thousands by filing date | call |
| SEMPRA COM | 816851109 | Stock | 300 | $33,000 | thousands by filing date | call |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 328 | $33,000 | thousands by filing date | call |
| TEGNA INC COM | 87901J105 | Stock | 2,900 | $33,000 | thousands by filing date | put |
| COTY INC | 222070203 | COM CL A | 1,800 | $33,000 | thousands by filing date | call |
| ENSCO PLC | G3157S106 | SHS CLASS A | 7,600 | $33,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 14,900 | $33,000 | thousands by filing date | put |
| AIR PRODS & CHEMS INC | 009158106 | COM | 200 | $32,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 1,100 | $32,000 | thousands by filing date | put |
| MASCO CORP | 574599106 | COM | 800 | $32,000 | thousands by filing date | put |
| SSR MINING IN | 784730103 | COM | 3,300 | $32,000 | thousands by filing date | put |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 5,803 | $32,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 800 | $32,000 | thousands by filing date | put |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 10,560 | $32,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 800 | $32,000 | thousands by filing date | put |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 10,605 | $32,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 100 | $31,000 | thousands by filing date | call |
| FMC CORP COM NEW | 302491303 | Stock | 400 | $31,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 2,900 | $31,000 | thousands by filing date | put |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 800 | $31,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 52,052 | $31,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 10,841 | $31,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 500 | $30,000 | thousands by filing date | call |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,100 | $30,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 1,800 | $30,000 | thousands by filing date | call |
| CARRIZO OIL & GAS INC | 144577103 | COM | 1,900 | $30,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,900 | $30,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 14,220 | $30,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 900 | $29,000 | thousands by filing date | put |
| F5 INC COM | 315616102 | Stock | 200 | $29,000 | thousands by filing date | put |
| HUNTSMAN CORP | 447011107 | COM | 1,000 | $29,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 4,400 | $28,000 | thousands by filing date | put |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 900 | $28,000 | thousands by filing date | put |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 25,000 | $28,000 | thousands by filing date | principal |
| SUPPORT COM INC | 86858W200 | COM NEW | 10,314 | $28,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 28,000 | $28,000 | thousands by filing date | principal |
| ADT INC DEL COM | 00090Q103 | Stock | 3,400 | $27,000 | thousands by filing date | put |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 200 | $27,000 | thousands by filing date | put |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 400 | $27,000 | thousands by filing date | put |
| Veru Inc | 92536C103 | Common Stock | 14,956 | $27,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 30,000 | $27,000 | thousands by filing date | principal |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 17,000 | $27,000 | thousands by filing date | principal |
| IRON MTN INC DEL COM | 46284V101 | REIT | 800 | $26,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 2,400 | $26,000 | thousands by filing date | put |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 19,247 | $26,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 5,000 | $26,000 | thousands by filing date | call |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 11,400 | $26,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 300 | $25,000 | thousands by filing date | call |
| EDISON INTL COM | 281020107 | Stock | 400 | $25,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 800 | $25,000 | thousands by filing date | call |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 477 | $25,000 | thousands by filing date | put |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 876 | $25,000 | thousands by filing date | put |
| VARIAN MED SYS INC | 92220P105 | COM | 200 | $25,000 | thousands by filing date | put |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 2,300 | $25,000 | thousands by filing date | call |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 2,600 | $25,000 | thousands by filing date | call |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 24,027 | $25,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 24,000 | $25,000 | thousands by filing date | principal |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 300 | $24,000 | thousands by filing date | call |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 200 | $24,000 | thousands by filing date | put |
| PATTERSON COS INC | 703395103 | COM | 1,100 | $24,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 1,200 | $24,000 | thousands by filing date | put |
| CAVIUM INC | 14964U108 | COM | 300 | $24,000 | thousands by filing date | call |
| TRUECAR INC | 89785L107 | COM | 2,500 | $24,000 | thousands by filing date | call |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 22,067 | $24,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 20,225 | $24,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 500 | $23,000 | thousands by filing date | call |
| TERADYNE INC COM | 880770102 | Stock | 500 | $23,000 | thousands by filing date | put |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 400 | $23,000 | thousands by filing date | call |
| VULCAN MATLS CO COM | 929160109 | Stock | 200 | $23,000 | thousands by filing date | put |
| OSHKOSH CORP COM | 688239201 | Stock | 300 | $23,000 | thousands by filing date | put |
| OSHKOSH CORP COM | 688239201 | Stock | 300 | $23,000 | thousands by filing date | call |
| CHEGG INC | 163092109 | COM | 1,100 | $23,000 | thousands by filing date | call |
| REDFIN CORP | 75737F108 | COM | 1,000 | $23,000 | thousands by filing date | call |
| GREAT PANTHER MINING | 39115V101 | COM | 19,287 | $23,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 25,000 | $23,000 | thousands by filing date | principal |
| BIO PATH HOLDINGS INC | 09057N201 | COM NEW | 11,311 | $23,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 100 | $22,000 | thousands by filing date | call |
| OMNICOM GROUP INC COM | 681919106 | Stock | 300 | $22,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 2,700 | $22,000 | thousands by filing date | call |
| PPG INDS INC COM | 693506107 | Stock | 200 | $22,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 5,900 | $22,000 | thousands by filing date | call |
| STEEL CONNECT INC | 858098106 | CMN | 10,293 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 200 | $21,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 3,400 | $21,000 | thousands by filing date | put |
| L3 TECHNOLOGIES INC | 502413107 | COM | 100 | $21,000 | thousands by filing date | call |
| ALIMERA SCIENCES INC | 016259103 | COM | 20,056 | $21,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 12,258 | $21,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 15,980 | $21,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 25,772 | $21,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X204 | COM NEW | 15,649 | $21,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 500 | $20,000 | thousands by filing date | call |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 200 | $20,000 | thousands by filing date | call |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 300 | $20,000 | thousands by filing date | call |
| DSW INC-CLASS A | 23334L102 | CL A | 900 | $20,000 | thousands by filing date | call |
| AFFIMED N V | N01045108 | COM | 11,021 | $20,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 2,700 | $20,000 | thousands by filing date | call |
| TRUETT-HURST INC THST | 897871109 | COMMON | 11,076 | $20,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 21,473 | $20,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 14,636 | $19,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 500 | $19,000 | thousands by filing date | call |
| QUALITY CARE PPTYS INC | 747545101 | COM | 1,000 | $19,000 | thousands by filing date | call |
| CHARLES + COLVARD LTD | 159765106 | COM | 13,996 | $19,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 11,765 | $19,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 3,800 | $19,000 | thousands by filing date | put |
| UGI CORP NEW COM | 902681105 | Stock | 400 | $18,000 | thousands by filing date | call |
| QUARTERHILL INC COM | 747713105 | COM | 12,602 | $18,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 26,096 | $18,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 12,788 | $18,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 300 | $17,000 | thousands by filing date | put |
| TOLL BROTHERS INC COM | 889478103 | Stock | 400 | $17,000 | thousands by filing date | call |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 100 | $17,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 300 | $17,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,600 | $17,000 | thousands by filing date | call |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 168 | $17,000 | thousands by filing date | put |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 2,200 | $17,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 16,000 | $17,000 | thousands by filing date | principal |
| TRINITY INDS INC | 896522109 | COM | 500 | $16,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 500 | $16,000 | thousands by filing date | call |
| VEREIT INC | 92339V100 | COM | 2,300 | $16,000 | thousands by filing date | put |
| HARRIS CORP INC | 413875105 | COM | 100 | $16,000 | thousands by filing date | put |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 13,000 | $16,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 17,000 | $16,000 | thousands by filing date | principal |
| CANADIANNATLRYCOF | 136375102 | STOK | 200 | $15,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,800 | $15,000 | thousands by filing date | put |
| FORMFACTOR INC COM | 346375108 | Stock | 1,100 | $15,000 | thousands by filing date | call |
| CHEMOURS CO COM | 163851108 | Stock | 300 | $15,000 | thousands by filing date | put |
| Concho Resources Inc. | 20605P101 | COM | 100 | $15,000 | thousands by filing date | put |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 17,931 | $15,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 2,000 | $15,000 | thousands by filing date | call |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 2,500 | $15,000 | thousands by filing date | put |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 700 | $15,000 | thousands by filing date | call |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 28,440 | $15,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 10,000 | $15,000 | thousands by filing date | put |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 13,000 | $15,000 | thousands by filing date | principal |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,100 | $14,000 | thousands by filing date | put |
| GENERAC HLDGS INC | 368736104 | COM | 300 | $14,000 | thousands by filing date | put |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 11,000 | $14,000 | thousands by filing date | principal |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 89,096 | $14,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 10,935 | $14,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 1,100 | $14,000 | thousands by filing date | call |
| FC GLOBAL RLTY INC | 30258F102 | COM | 18,424 | $14,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 300 | $13,000 | thousands by filing date | call |
| BURLINGTON STORES INC COM | 122017106 | Stock | 100 | $13,000 | thousands by filing date | put |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 100 | $13,000 | thousands by filing date | put |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 100 | $13,000 | thousands by filing date | call |
| AGNC INVT CORP COM | 00123Q104 | REIT | 700 | $13,000 | thousands by filing date | put |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 261 | $13,000 | thousands by filing date | call |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 1,300 | $13,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 450 | $12,000 | thousands by filing date | put |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 300 | $12,000 | thousands by filing date | put |
| SIGMA DESIGNS INC | 826565103 | COM | 2,000 | $12,000 | thousands by filing date | call |
| VICON INDS INC | 925811101 | COM | 28,590 | $12,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 15,422 | $12,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 12,389 | $12,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 50 | $11,000 | thousands by filing date | call |
| POLARIS INC COM | 731068102 | Stock | 100 | $11,000 | thousands by filing date | put |
| SAP SE SPON ADR | 803054204 | ADR | 100 | $11,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 1,200 | $11,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 3,600 | $11,000 | thousands by filing date | put |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 300 | $11,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 450 | $11,000 | thousands by filing date | put |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 29,383 | $11,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 300 | $11,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 32,226 | $11,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 21,827 | $11,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 27,895 | $11,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 12,894 | $11,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 29,420 | $11,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 2,300 | $11,000 | thousands by filing date | call |
| HERSHEY CO COM | 427866108 | Stock | 100 | $10,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 100 | $10,000 | thousands by filing date | put |
| DENTSPLY SIRONA INC | 24906P109 | COM | 200 | $10,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 200 | $10,000 | thousands by filing date | call |
| COVISTA INC | 00737L103 | COM | 200 | $10,000 | thousands by filing date | call |
| SL GREEN REALTY CORP | 78440X101 | COM | 100 | $10,000 | thousands by filing date | put |
| BIOLASE INC | 090911108 | COMMON STOCK | 24,338 | $10,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 52,600 | $10,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 10,000 | $10,000 | thousands by filing date | principal |
| IMMUNE PHARMACEUTICALS INC | 45254C200 | COM NEW | 28,405 | $10,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 3,500 | $10,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 300 | $9,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 3,600 | $9,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 1,400 | $9,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,300 | $9,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 11,000 | $9,000 | thousands by filing date | put |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 100 | $9,000 | thousands by filing date | put |
| VERIFONE SYS INC | 92342Y109 | COM | 600 | $9,000 | thousands by filing date | put |
| XPRESSPA GROUP INC | 98420U109 | COM | 12,650 | $9,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 1,100 | $8,000 | thousands by filing date | put |
| TEGNA INC COM | 87901J105 | Stock | 700 | $8,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 3,900 | $8,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550105 | COM | 800 | $8,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 9,800 | $8,000 | thousands by filing date | call |
| Lincoln National Corporat | 524901105 | COM | 200 | $8,000 | thousands by filing date | put |
| Hugoton Royalty Trust | 444717102 | COM | 11,221 | $8,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 100 | $8,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 700 | $8,000 | thousands by filing date | put |
| CANADIANNATLRYCOF | 136375102 | STOK | 100 | $7,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 400 | $7,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 14,500 | $7,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 3,400 | $7,000 | thousands by filing date | call |
| ADIENT PLC | G0084W101 | ORD SHS | 110 | $7,000 | thousands by filing date | put |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 1,500 | $7,000 | thousands by filing date | call |
| GLOWPOINT INC | 379887201 | CMN | 29,811 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 600 | $7,000 | thousands by filing date | call |
| CARDINAL HEALTH INC | 14149Y108 | COM | 100 | $6,000 | thousands by filing date | put |
| SYSCOCORP | 871829107 | COM | 100 | $6,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 1,700 | $6,000 | thousands by filing date | put |
| MYRIAD GENETICS INC | 62855J104 | COM | 200 | $6,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 200 | $6,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 1,000 | $6,000 | thousands by filing date | put |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 100 | $6,000 | thousands by filing date | put |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 300 | $6,000 | thousands by filing date | put |
| CERNER CORP | 156782104 | COM | 100 | $6,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 300 | $6,000 | thousands by filing date | call |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 400 | $6,000 | thousands by filing date | put |
| NETLIST INC | 64118P109 | COM | 23,839 | $6,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 300 | $6,000 | thousands by filing date | call |
| TURTLE BEACH CORP COM | 900450107 | Stock | 10,062 | $6,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 100 | $5,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 1,400 | $5,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 500 | $5,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 941 | $5,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 100 | $5,000 | thousands by filing date | put |
| COVISTA INC | 00737L103 | COM | 100 | $5,000 | thousands by filing date | put |
| AARONS INC | 002535300 | COM PAR $0.50 | 100 | $5,000 | thousands by filing date | put |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,300 | $5,000 | thousands by filing date | put |
| VERIFONE SYS INC | 92342Y109 | COM | 300 | $5,000 | thousands by filing date | call |
| TROVAGENE INC | 897238309 | COM | 15,013 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 200 | $5,000 | thousands by filing date | put |
| FORMFACTOR INC COM | 346375108 | Stock | 300 | $4,000 | thousands by filing date | put |
| TOLL BROTHERS INC COM | 889478103 | Stock | 100 | $4,000 | thousands by filing date | put |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 200 | $4,000 | thousands by filing date | call |
| FLOWSERVE CORP | 34354P105 | COM | 100 | $4,000 | thousands by filing date | put |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 200 | $4,000 | thousands by filing date | call |
| OCEANEERING INTL INC | 675232102 | COM | 200 | $4,000 | thousands by filing date | call |
| PATTERSON COS INC | 703395103 | COM | 200 | $4,000 | thousands by filing date | put |
| CAESARSTONE LTD | M20598104 | ORD SHS | 200 | $4,000 | thousands by filing date | call |
| TRANSCANADA CORP | 89353D107 | COM | 100 | $4,000 | thousands by filing date | call |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 200 | $4,000 | thousands by filing date | put |
| TRUECAR INC | 89785L107 | COM | 400 | $4,000 | thousands by filing date | put |
| YRC WORLDWIDE INC | 984249607 | COM | 400 | $4,000 | thousands by filing date | call |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 10,719 | $4,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 268 | $4,000 | thousands by filing date | put |
| RAMBUS INC DEL COM | 750917106 | Stock | 200 | $3,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 200 | $3,000 | thousands by filing date | put |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 100 | $3,000 | thousands by filing date | call |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 12,945 | $3,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 1,000 | $3,000 | thousands by filing date | put |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 100 | $3,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 1,500 | $3,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 200 | $3,000 | thousands by filing date | call |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 100 | $3,000 | thousands by filing date | call |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 100 | $2,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 100 | $2,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 100 | $2,000 | thousands by filing date | put |
| DNOW INC | 67011P100 | COMMON STOCK | 200 | $2,000 | thousands by filing date | call |
| CITIGROUP INC | 172967226 | WARRANT | 34,640 | $2,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 205,477 | $2,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 1,100 | $2,000 | thousands by filing date | put |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 1,100 | $2,000 | thousands by filing date | call |
| GABELLI UTIL TR | 36240A150 | RIGHT 05/15/2018 | 12,154 | $2,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 100 | $1,000 | thousands by filing date | put |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 100 | $1,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 300 | $1,000 | thousands by filing date | call |
| LENNAR CORP CL B | 526057302 | Stock | 20 | $1,000 | thousands by filing date | put |
| LENNAR CORP CL B | 526057302 | Stock | 24 | $1,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 100 | $1,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 300 | $1,000 | thousands by filing date | put |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 200 | $1,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 100 | $1,000 | thousands by filing date | put |
| YRC WORLDWIDE INC | 984249607 | COM | 100 | $1,000 | thousands by filing date | put |
| LENDINGCLUB CORP | 52603A109 | COM | 400 | $1,000 | thousands by filing date | put |
| LENDINGCLUB CORP | 52603A109 | COM | 300 | $1,000 | thousands by filing date | call |
| ON DECK CAP INC | 682163100 | COM | 200 | $1,000 | thousands by filing date | put |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 11,390 | $1,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-18-000345 | this filing | 2018-05-15 | acceptance time not in the bulk data set |