13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 5,858 holding rows worth $390,883,794,000.
- Accession
- 0000769993-18-000345
- Filer
- CIK 886982
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 10,926 entries on the cover page, a total value of $390,883,794,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $390,883,794,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN PUB ED INC | 02913V103 | COM | 102,756 | $4,418,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 168,104 | $4,408,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 4,461,000 | $4,407,000 | thousands by filing date | principal |
| CNX RES CORP COM | 12653C108 | Stock | 285,400 | $4,404,000 | thousands by filing date | put |
| VISTA OUTDOOR INC | 928377100 | COM | 269,756 | $4,403,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 225,353 | $4,390,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 266,600 | $4,380,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 93,900 | $4,378,000 | thousands by filing date | call |
| AAON INC | 000360206 | COM PAR $0.004 | 111,950 | $4,366,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 35,000 | $4,361,000 | thousands by filing date | put |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 36,450 | $4,347,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 45,406 | $4,343,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 205,789 | $4,336,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 924,156 | $4,334,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 93,264 | $4,328,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 300,072 | $4,321,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 82,868 | $4,319,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 82,349 | $4,319,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 371,919 | $4,311,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 178,979 | $4,286,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 129,700 | $4,281,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 738,288 | $4,275,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 53,100 | $4,266,000 | thousands by filing date | call |
| SMUCKER J M CO | 832696405 | COM NEW | 34,400 | $4,266,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 38,600 | $4,262,000 | thousands by filing date | call |
| SPX CORP | 784635104 | COMMON STOCK | 131,081 | $4,258,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 199,808 | $4,254,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 70,405 | $4,250,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 31,900 | $4,249,000 | thousands by filing date | put |
| PHOTRONICS INC | 719405102 | COM | 514,802 | $4,247,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 40,712 | $4,238,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 95,790 | $4,225,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 167,314 | $4,222,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 49,710 | $4,217,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 33,084 | $4,217,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 185,037 | $4,210,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 43,809 | $4,209,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 511,798 | $4,207,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 144,939 | $4,194,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 40,200 | $4,192,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 35,600 | $4,192,000 | thousands by filing date | call |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 35,438 | $4,186,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 75,500 | $4,183,000 | thousands by filing date | put |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 75,000 | $4,172,000 | thousands by filing date | put |
| PARTY CITY HOLDCO INC | 702149105 | COM | 267,341 | $4,171,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 26,323 | $4,156,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 60,591 | $4,154,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 93,400 | $4,151,000 | thousands by filing date | put |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 292,824 | $4,138,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 264,600 | $4,128,000 | thousands by filing date | put |
| Matrix Service Company | 576853105 | COM | 300,967 | $4,123,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 59,246 | $4,112,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 131,594 | $4,112,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 44,435 | $4,104,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 97,160 | $4,096,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 3,914,000 | $4,090,000 | thousands by filing date | principal |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 77,047 | $4,085,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 395,780 | $4,077,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 75,200 | $4,076,000 | thousands by filing date | call |
| DONNELLEY R R & SONS CO | 257867200 | COM | 466,172 | $4,070,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 170,000 | $4,065,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 239,200 | $4,057,000 | thousands by filing date | call |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 39,896 | $4,052,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 72,206 | $4,051,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 69,709 | $4,043,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 77,400 | $4,041,000 | thousands by filing date | call |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 112,883 | $4,039,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 247,647 | $4,029,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 280,610 | $4,027,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 40,799 | $4,017,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 195,529 | $4,014,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 76,005 | $4,006,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 173,637 | $4,006,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 70,389 | $3,991,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 136,544 | $3,980,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 398,951 | $3,970,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 137,208 | $3,965,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 82,100 | $3,959,000 | thousands by filing date | put |
| THIRD PT REINS LTD | G8827U100 | COM | 283,684 | $3,958,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 230,175 | $3,954,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 70,800 | $3,944,000 | thousands by filing date | call |
| YUM CHINA HLDGS INC | 98850P109 | COM | 95,000 | $3,943,000 | thousands by filing date | put |
| YUM CHINA HLDGS INC | 98850P109 | COM | 95,000 | $3,943,000 | thousands by filing date | call |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 38,500 | $3,941,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 34,700 | $3,938,000 | thousands by filing date | put |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 56,190 | $3,937,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 152,258 | $3,935,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 50,490 | $3,918,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 182,822 | $3,914,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 542,726 | $3,913,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 41,300 | $3,909,000 | thousands by filing date | call |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 60,537 | $3,907,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 236,990 | $3,903,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 253,317 | $3,899,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 60,000 | $3,883,000 | thousands by filing date | call |
| UNITI GROUP INC | 91325V108 | COM | 238,600 | $3,877,000 | thousands by filing date | put |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 466,480 | $3,876,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 807,305 | $3,875,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 229,813 | $3,872,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 35,000 | $3,855,000 | thousands by filing date | call |
| BBX CAP CORP NEW | 05491N104 | CL A | 417,899 | $3,849,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 277,681 | $3,845,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 35,900 | $3,832,000 | thousands by filing date | put |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 93,989 | $3,830,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 41,300 | $3,830,000 | thousands by filing date | call |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 355,260 | $3,819,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 122,496 | $3,813,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 36,600 | $3,802,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 205,015 | $3,799,000 | thousands by filing date | put |
| OFG BANCORP | 67103X102 | COM | 363,223 | $3,796,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 64,400 | $3,795,000 | thousands by filing date | call |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 263,499 | $3,794,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 98,600 | $3,789,000 | thousands by filing date | put |
| CAVCO INDS INC DEL | 149568107 | COM | 21,775 | $3,783,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 171,763 | $3,782,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 246,502 | $3,779,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 112,500 | $3,772,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 10,800 | $3,770,000 | thousands by filing date | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 18,200 | $3,758,000 | thousands by filing date | call |
| CHATHAM LODGING TR | 16208T102 | COM | 196,010 | $3,754,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 37,400 | $3,750,000 | thousands by filing date | call |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 40,000 | $3,740,000 | thousands by filing date | put |
| ServiceNow,Inc. | 81762P102 | COM | 22,600 | $3,739,000 | thousands by filing date | call |
| SEA LTD | 81141R100 | SPONSORD ADS | 331,409 | $3,735,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 43,031 | $3,730,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 86,031 | $3,729,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 105,253 | $3,725,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 409,674 | $3,724,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 73,779 | $3,722,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 187,389 | $3,720,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 198,135 | $3,715,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 96,400 | $3,713,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 44,000 | $3,701,000 | thousands by filing date | call |
| PRICESMART INC COM | 741511109 | Stock | 44,292 | $3,701,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 227,617 | $3,694,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 219,397 | $3,694,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 109,994 | $3,686,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 52,632 | $3,680,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 634,545 | $3,680,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 70,090 | $3,665,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 135,098 | $3,661,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 100,807 | $3,654,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 143,700 | $3,651,000 | thousands by filing date | call |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 23,618 | $3,649,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 44,537 | $3,647,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 26,003 | $3,644,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 163,200 | $3,641,000 | thousands by filing date | put |
| ORION S.A. | L72967109 | COM | 134,269 | $3,639,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 236,353 | $3,638,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 232,862 | $3,621,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 144,896 | $3,620,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 388,704 | $3,615,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 128,765 | $3,614,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 217,701 | $3,614,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 274,557 | $3,608,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 43,800 | $3,602,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 49,200 | $3,601,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 53,333 | $3,591,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 237,737 | $3,585,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 33,800 | $3,572,000 | thousands by filing date | put |
| ASTEC INDS INC | 046224101 | COM | 64,728 | $3,572,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 274,260 | $3,571,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 81,485 | $3,561,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 294,000 | $3,557,000 | thousands by filing date | put |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 159,347 | $3,555,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 851,745 | $3,551,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 78,015 | $3,550,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 141,450 | $3,544,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 46,021 | $3,537,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 105,664 | $3,534,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 128,524 | $3,519,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 76,802 | $3,517,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 505,710 | $3,515,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 100,466 | $3,510,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 102,305 | $3,506,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 77,919 | $3,503,000 | thousands by filing date | call |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 291,364 | $3,494,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 3,238,000 | $3,486,000 | thousands by filing date | principal |
| MERCURY SYS INC COM | 589378108 | Stock | 72,000 | $3,479,000 | thousands by filing date | call |
| XCERRA CORP | 98400J108 | COM | 298,474 | $3,477,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 174,679 | $3,474,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 34,356 | $3,472,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 122,500 | $3,470,000 | thousands by filing date | call |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 193,860 | $3,470,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,061,400 | $3,463,000 | thousands by filing date | call |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 65,600 | $3,461,000 | thousands by filing date | put |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 95,894 | $3,452,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 843,998 | $3,452,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 133,742 | $3,450,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 117,900 | $3,449,000 | thousands by filing date | call |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 42,083 | $3,441,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 31,065 | $3,439,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 100,100 | $3,438,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 25,810 | $3,430,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 128,507 | $3,427,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 100,854 | $3,424,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 2,598,000 | $3,420,000 | thousands by filing date | principal |
| 1ST SOURCE CORP COM | 336901103 | Stock | 67,366 | $3,410,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 250,000 | $3,410,000 | thousands by filing date | call |
| LINDSAY CORPORATION | 535555106 | COM | 37,281 | $3,409,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 169,027 | $3,406,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 394,200 | $3,402,000 | thousands by filing date | call |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 34,103 | $3,400,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 195,033 | $3,394,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 122,255 | $3,393,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 72,061 | $3,379,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 48,713 | $3,378,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 87,700 | $3,375,000 | thousands by filing date | put |
| U S PHYSICAL THERAPY | 90337L108 | COM | 41,500 | $3,374,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 351,362 | $3,363,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 77,522 | $3,361,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 1,467,025 | $3,344,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 668,742 | $3,343,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 3,102,000 | $3,339,000 | thousands by filing date | principal |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,222,845 | $3,338,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 448,246 | $3,326,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 2,786,000 | $3,319,000 | thousands by filing date | principal |
| ENDOCYTE INC | 29269A102 | COM | 365,032 | $3,318,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 170,400 | $3,316,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 189,373 | $3,316,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 54,460 | $3,303,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 171,552 | $3,303,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 70,400 | $3,298,000 | thousands by filing date | call |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 292,845 | $3,295,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 360,329 | $3,294,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 245,199 | $3,286,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 57,500 | $3,286,000 | thousands by filing date | put |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 194,349 | $3,283,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 100,000 | $3,279,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 89,670 | $3,273,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 173,467 | $3,270,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 33,104 | $3,269,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 69,602 | $3,269,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 66,500 | $3,266,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 2,680,000 | $3,263,000 | thousands by filing date | principal |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 65,721 | $3,261,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 51,100 | $3,260,000 | thousands by filing date | call |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 34,676 | $3,257,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 38,911 | $3,256,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 21,700 | $3,249,000 | thousands by filing date | put |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 179,440 | $3,248,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 4,715,953 | $3,242,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 20,000 | $3,235,000 | thousands by filing date | call |
| BEACON FINANCIAL CORP. | 084680107 | COM | 85,244 | $3,235,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 304,216 | $3,225,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 235,834 | $3,219,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 82,368 | $3,199,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 90,000 | $3,189,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 20,000 | $3,181,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 14,400 | $3,181,000 | thousands by filing date | call |
| HOLLYFRONTIER CORP | 436106108 | COM | 64,900 | $3,171,000 | thousands by filing date | put |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 25,000 | $3,168,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 33,978 | $3,166,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 637,496 | $3,156,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 765,523 | $3,154,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 208,383 | $3,152,000 | thousands by filing date | |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 2,500,000 | $3,145,000 | thousands by filing date | principal |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 372,690 | $3,134,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 2,786,000 | $3,127,000 | thousands by filing date | principal |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 64,115 | $3,118,000 | thousands by filing date | |
| Invesco Wilderhill Clean Energy ETF | 73935x112 | COM | 124,612 | $3,115,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 101,561 | $3,108,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 126,800 | $3,104,000 | thousands by filing date | call |
| ENCORE CAP GROUP INC | 292554102 | COM | 68,680 | $3,104,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 59,459 | $3,101,000 | thousands by filing date | |
| OCEAN RIG UDW INC | G66964118 | SHS NEW | 122,874 | $3,100,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 2,729,000 | $3,100,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 54,400 | $3,098,000 | thousands by filing date | put |
| WORLD ACCEP CORPORATION | 981419104 | COM | 29,382 | $3,094,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 287,401 | $3,092,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 78,669 | $3,092,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 115,668 | $3,070,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 43,100 | $3,059,000 | thousands by filing date | call |
| CYS INVTS INC | 12673A108 | COM | 455,179 | $3,059,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 165,246 | $3,054,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 694,026 | $3,053,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 46,253 | $3,050,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 153,442 | $3,047,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 263,113 | $3,044,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 188,895 | $3,031,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 865,392 | $3,029,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 3,000,000 | $3,015,000 | thousands by filing date | principal |
| PROVIDENCE SVC CORP | 743815102 | COM | 43,594 | $3,014,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 451,053 | $3,013,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 127,318 | $3,011,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 151,300 | $3,003,000 | thousands by filing date | put |
| QUALITY SYS INC | 747582104 | COM | 219,663 | $2,998,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 25,139 | $2,997,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 27,368 | $2,994,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 272,974 | $2,992,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 35,000 | $2,987,000 | thousands by filing date | put |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 324,599 | $2,980,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 60,800 | $2,979,000 | thousands by filing date | call |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 140,437 | $2,977,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 89,306 | $2,966,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 42,675 | $2,965,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 96,900 | $2,961,000 | thousands by filing date | put |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 104,963 | $2,959,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 93,961 | $2,957,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 128,703 | $2,954,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 12,300 | $2,952,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 173,347 | $2,947,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 318,100 | $2,946,000 | thousands by filing date | put |
| BB & T CORP | 054937107 | COM | 56,600 | $2,945,000 | thousands by filing date | call |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 49,337 | $2,942,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 88,438 | $2,927,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 35,000 | $2,917,000 | thousands by filing date | put |
| XEROX CORP | 984121608 | COM NEW | 101,300 | $2,915,000 | thousands by filing date | call |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 56,493 | $2,909,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 56,179 | $2,902,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 43,161 | $2,897,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 93,000 | $2,892,000 | thousands by filing date | put |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 227,580 | $2,890,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 57,355 | $2,882,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 467,416 | $2,879,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 138,368 | $2,872,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 53,819 | $2,871,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 69,000 | $2,870,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X867 | CMN | 72,902 | $2,865,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 974,564 | $2,865,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 200,733 | $2,861,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 54,531 | $2,858,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 27,700 | $2,857,000 | thousands by filing date | put |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,560,147 | $2,855,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 113,157 | $2,854,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 25,000 | $2,853,000 | thousands by filing date | put |
| HEALTHSTREAM INC | 42222N103 | COM | 114,805 | $2,851,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 20,935 | $2,850,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 110,300 | $2,850,000 | thousands by filing date | put |
| CRAY INC | 225223304 | COM NEW | 137,572 | $2,848,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 56,676 | $2,847,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 47,674 | $2,843,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 132,983 | $2,839,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 43,600 | $2,836,000 | thousands by filing date | put |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 122,800 | $2,833,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 18,900 | $2,830,000 | thousands by filing date | call |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 133,071 | $2,829,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 267,351 | $2,820,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 110,500 | $2,816,000 | thousands by filing date | put |
| EDGIO INC | 53261M104 | COM | 684,561 | $2,814,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 89,925 | $2,792,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 82,000 | $2,789,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 26,516 | $2,784,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 42,858 | $2,784,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 196,082 | $2,784,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 69,000 | $2,783,000 | thousands by filing date | call |
| ALBEMARLE CORP | 012653101 | COM | 30,000 | $2,782,000 | thousands by filing date | put |
| ROKU INC COM CL A | 77543R102 | Stock | 89,318 | $2,778,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 188,333 | $2,776,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 43,500 | $2,772,000 | thousands by filing date | put |
| DEPOMED INC | 249908104 | COM | 420,688 | $2,772,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 652,057 | $2,771,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 69,252 | $2,769,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 155,719 | $2,756,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 1,816,000 | $2,756,000 | thousands by filing date | principal |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 107,636 | $2,754,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 13,908 | $2,753,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 202,336 | $2,752,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 30,000 | $2,751,000 | thousands by filing date | call |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 82,208 | $2,745,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 64,100 | $2,743,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 62,837 | $2,743,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 141,129 | $2,742,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 88,200 | $2,739,000 | thousands by filing date | call |
| TRONC INC | 89703P107 | COM | 166,726 | $2,737,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 46,839 | $2,735,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 82,900 | $2,724,000 | thousands by filing date | call |
| CARGURUS INC COM CL A | 141788109 | Stock | 70,675 | $2,719,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,352,112 | $2,718,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 65,256 | $2,717,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 21,600 | $2,713,000 | thousands by filing date | put |
| ORBCOMM INC | 68555P100 | COM | 289,186 | $2,709,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 80,553 | $2,706,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 64,400 | $2,704,000 | thousands by filing date | call |
| K2M GROUP HLDGS INC | 48273J107 | COM | 142,415 | $2,699,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 34,600 | $2,698,000 | thousands by filing date | call |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 166,823 | $2,694,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 79,420 | $2,688,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 164,200 | $2,685,000 | thousands by filing date | call |
| MACROGENICS INC | 556099109 | COM | 106,494 | $2,679,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 411,090 | $2,672,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 46,157 | $2,671,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 50,342 | $2,662,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 290,543 | $2,658,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 25,187 | $2,656,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 176,514 | $2,646,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,006,298 | $2,646,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 22,473 | $2,644,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 305,655 | $2,638,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 2,606,000 | $2,638,000 | thousands by filing date | principal |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 108,405 | $2,636,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 39,896 | $2,635,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 73,106 | $2,633,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 27,523 | $2,629,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 49,227 | $2,626,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 160,528 | $2,625,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 35,317 | $2,621,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 130,000 | $2,620,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 72,538 | $2,615,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 132,535 | $2,610,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 143,495 | $2,602,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 65,703 | $2,601,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 96,000 | $2,598,000 | thousands by filing date | call |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 70,000 | $2,596,000 | thousands by filing date | call |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 50,001 | $2,594,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 31,100 | $2,592,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 300,300 | $2,592,000 | thousands by filing date | put |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 179,503 | $2,592,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 3,000,000 | $2,584,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 2,000 | $2,580,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 163,000 | $2,577,000 | thousands by filing date | put |
| ADTRAN INC | 00738A106 | COMMON STOCK | 165,564 | $2,574,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 19,831 | $2,570,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 264,742 | $2,568,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 649,930 | $2,561,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 501,385 | $2,557,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 150,176 | $2,553,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 189,773 | $2,552,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 354,263 | $2,551,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 429,977 | $2,550,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 57,000 | $2,546,000 | thousands by filing date | put |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 168,503 | $2,534,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 14,657 | $2,531,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 240,260 | $2,530,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 67,284 | $2,528,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656103 | CL A | 250,000 | $2,528,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 14,639 | $2,527,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 134,560 | $2,523,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 125,064 | $2,520,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 51,441 | $2,518,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 20,300 | $2,513,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 89,757 | $2,513,000 | thousands by filing date | |
| Armo Biosciences Inc | 04225U104 | COM | 67,026 | $2,507,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 104,869 | $2,506,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 135,500 | $2,496,000 | thousands by filing date | put |
| BMC STK HLDGS INC | 05591B109 | COM | 127,370 | $2,490,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 81,897 | $2,486,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 247,135 | $2,484,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 57,951 | $2,478,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 116,949 | $2,473,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 345,979 | $2,470,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 134,109 | $2,468,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 85,400 | $2,467,000 | thousands by filing date | put |
| MCKESSON CORP COM | 58155Q103 | Stock | 17,500 | $2,465,000 | thousands by filing date | call |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 42,600 | $2,458,000 | thousands by filing date | put |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 77,029 | $2,453,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 142,484 | $2,452,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 162,359 | $2,448,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 104,482 | $2,447,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 85,350 | $2,445,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 235,015 | $2,442,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 77,775 | $2,439,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 1,709,000 | $2,439,000 | thousands by filing date | principal |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 236,245 | $2,438,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 70,800 | $2,438,000 | thousands by filing date | put |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 552,783 | $2,438,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 88,080 | $2,436,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 44,543 | $2,435,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 68,239 | $2,433,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 30,000 | $2,432,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 472,282 | $2,432,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 46,200 | $2,431,000 | thousands by filing date | put |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 203,390 | $2,431,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 37,688 | $2,420,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 127,580 | $2,418,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 101,590 | $2,417,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 20,500 | $2,406,000 | thousands by filing date | call |
| NUVASIVE INC | 670704105 | COM | 45,900 | $2,396,000 | thousands by filing date | put |
| XO GROUP INC | 983772104 | COM | 114,908 | $2,385,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 2,425,000 | $2,383,000 | thousands by filing date | principal |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 760,381 | $2,380,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 77,563 | $2,380,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 47,226 | $2,379,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 60,400 | $2,374,000 | thousands by filing date | call |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 11,700 | $2,369,000 | thousands by filing date | put |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 41,329 | $2,369,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 117,194 | $2,365,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 102,973 | $2,359,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 36,700 | $2,356,000 | thousands by filing date | put |
| BEST BUY INC COM | 086516101 | Stock | 33,600 | $2,352,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 48,558 | $2,351,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 98,300 | $2,349,000 | thousands by filing date | put |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 16,965 | $2,347,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 177,406 | $2,342,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 2,282,000 | $2,341,000 | thousands by filing date | principal |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 41,432 | $2,340,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 26,400 | $2,336,000 | thousands by filing date | call |
| LEMAITRE VASCULAR INC | 525558201 | COM | 64,160 | $2,324,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 94,955 | $2,322,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 43,737 | $2,320,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 104,176 | $2,318,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 443,364 | $2,310,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 474,208 | $2,310,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 224,157 | $2,306,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 56,655 | $2,303,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 102,576 | $2,299,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 144,800 | $2,298,000 | thousands by filing date | call |
| TELEFLEX INCORPORATED | 879369106 | COM | 9,000 | $2,295,000 | thousands by filing date | put |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 78,049 | $2,295,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 501,809 | $2,293,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-18-000345 | this filing | 2018-05-15 | acceptance time not in the bulk data set |