13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 5,858 holding rows worth $390,883,794,000.
- Accession
- 0000769993-18-000345
- Filer
- CIK 886982
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 10,926 entries on the cover page, a total value of $390,883,794,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $390,883,794,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 9,444 | $201,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 7,774 | $200,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 102,480 | $200,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 136,223 | $200,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 23,512 | $200,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 5,100 | $199,000 | thousands by filing date | put |
| ENERPLUS CORP | 292766102 | COM | 17,700 | $199,000 | thousands by filing date | call |
| CELADON GROUP INC | 150838100 | COM | 53,725 | $199,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 122,000 | $199,000 | thousands by filing date | principal |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 36,084 | $198,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 110,138 | $198,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 62,211 | $198,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,000 | $197,000 | thousands by filing date | put |
| STARTEK INC | 85569C107 | COM | 20,126 | $197,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 11,475 | $197,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 138,876 | $197,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 41,468 | $197,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,400 | $196,000 | thousands by filing date | call |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 38,137 | $196,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 2,200 | $195,000 | thousands by filing date | put |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 12,328 | $195,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 26,510 | $193,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 15,141 | $192,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 165,000 | $191,000 | thousands by filing date | principal |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 31,220 | $190,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 12,168 | $190,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 34,581 | $188,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 2,000 | $187,000 | thousands by filing date | put |
| DAUCH CORP | 024061103 | COM | 12,300 | $187,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 51,359 | $187,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 15,307 | $187,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 27,495 | $186,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 12,238 | $186,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 10,429 | $186,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,200 | $185,000 | thousands by filing date | put |
| VERITONE INC | 92347M100 | COM | 13,274 | $185,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 4,200 | $184,000 | thousands by filing date | call |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 88,726 | $184,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 20,646 | $184,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 21,738 | $183,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 37,392 | $183,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 12,200 | $182,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 12,300 | $182,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 4,100 | $180,000 | thousands by filing date | put |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 10,000 | $180,000 | thousands by filing date | put |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 700 | $180,000 | thousands by filing date | put |
| NEWMARK GROUP INC | 65158N102 | CL A | 11,873 | $180,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 6,400 | $180,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 15,500 | $180,000 | thousands by filing date | call |
| BIOSCRIP INC | 09069N108 | COM | 73,163 | $180,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 68,400 | $179,000 | thousands by filing date | put |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 12,781 | $178,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 10,500 | $178,000 | thousands by filing date | call |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 15,981 | $178,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 11,342 | $178,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 99,000 | $178,000 | thousands by filing date | principal |
| IDT CORP | 448947507 | CL B NEW | 28,242 | $177,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 12,711 | $177,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 19,630 | $177,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 16,777 | $177,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 10,200 | $176,000 | thousands by filing date | call |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 2,300 | $174,000 | thousands by filing date | call |
| RTI BIOLOGICS INC | 74975N105 | COM | 37,786 | $174,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 43,800 | $173,000 | thousands by filing date | put |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 21,921 | $172,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 23,489 | $172,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 17,836 | $171,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 12,380 | $171,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 872,455 | $170,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 1,100 | $170,000 | thousands by filing date | call |
| TRANSENTERIX INC | 89366M201 | COM NEW | 100,000 | $170,000 | thousands by filing date | call |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 1,800 | $169,000 | thousands by filing date | call |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 19,360 | $169,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 10,527 | $169,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 34,546 | $169,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 34,600 | $169,000 | thousands by filing date | call |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 18,663 | $168,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 47,998 | $168,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 12,909 | $168,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 23,314 | $167,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 38,600 | $167,000 | thousands by filing date | call |
| COHBAR INC COM NEW | 19249J109 | Stock | 32,005 | $166,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 10,950 | $165,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 4,100 | $165,000 | thousands by filing date | call |
| INVESCO SR INCOME TR | 46131H107 | COM | 37,128 | $163,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 5,000 | $163,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 77,645 | $163,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 11,910 | $163,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 8,700 | $162,000 | thousands by filing date | call |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 20,032 | $162,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 18,131 | $162,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 1,800 | $162,000 | thousands by filing date | call |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 10,283 | $162,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 4,600 | $161,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 30,000 | $161,000 | thousands by filing date | put |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 13,881 | $161,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 10,342 | $161,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 22,729 | $161,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 10,426 | $161,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 79,855 | $161,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,200 | $160,000 | thousands by filing date | call |
| PAYCHEX INC | 704326107 | COM | 2,600 | $160,000 | thousands by filing date | put |
| REALPAGE INC | 75606N109 | COM | 3,100 | $160,000 | thousands by filing date | put |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 800 | $159,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 43,538 | $159,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 42,057 | $159,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 11,691 | $159,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 4,300 | $158,000 | thousands by filing date | call |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,500 | $158,000 | thousands by filing date | put |
| MASCO CORP | 574599106 | COM | 3,900 | $158,000 | thousands by filing date | call |
| MITEK SYS INC | 606710200 | COM NEW | 21,375 | $158,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 25,278 | $158,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 13,805 | $158,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 31,500 | $158,000 | thousands by filing date | put |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 158,000 | $158,000 | thousands by filing date | principal |
| NEW YORK & CO INC | 649295102 | COM | 46,672 | $158,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 93,482 | $158,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 31,818 | $157,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 13,236 | $157,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 94,014 | $156,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 74,679 | $156,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 1,800 | $155,000 | thousands by filing date | call |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 19,550 | $155,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 160,000 | $154,000 | thousands by filing date | principal |
| Regional Health Properties Inc | 75903M101 | COM | 415,249 | $154,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 1,900 | $153,000 | thousands by filing date | call |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,100 | $153,000 | thousands by filing date | put |
| RED LION HOTELS CORP | 756764106 | COM | 15,685 | $153,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 52,867 | $153,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 4,400 | $152,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 11,536 | $152,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 10,789 | $152,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 190,000 | $152,000 | thousands by filing date | principal |
| SYNCHRONYFINL | 87165B103 | STOK | 4,500 | $151,000 | thousands by filing date | call |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 2,000 | $151,000 | thousands by filing date | put |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 18,520 | $151,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 26,582 | $151,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 21,500 | $150,000 | thousands by filing date | call |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 10,558 | $149,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 55,300 | $148,000 | thousands by filing date | call |
| VERASTEM INC | 92337C104 | COM | 49,636 | $148,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 153,000 | $148,000 | thousands by filing date | principal |
| PANDORA MEDIA INC | 698354107 | COM | 29,500 | $148,000 | thousands by filing date | call |
| DATAWATCH CORP | 237917208 | COM NEW | 17,077 | $148,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 20,564 | $147,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 10,432 | $147,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 80,036 | $147,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 600 | $146,000 | thousands by filing date | call |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 89,688 | $146,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 5,100 | $145,000 | thousands by filing date | call |
| FOX CORP CLASS B | 90130A200 | COM | 4,000 | $145,000 | thousands by filing date | put |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 143,000 | $145,000 | thousands by filing date | principal |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 4,600 | $144,000 | thousands by filing date | call |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 26,930 | $144,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 1,200 | $143,000 | thousands by filing date | put |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 19,018 | $142,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 12,904 | $141,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 77,200 | $141,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 73,836 | $140,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 4,000 | $138,000 | thousands by filing date | call |
| SIENTRA INC | 82621J105 | COM | 14,319 | $138,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 15,205 | $137,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 14,097 | $137,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 114,899 | $137,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 10,128 | $135,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 21,114 | $135,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 5,000 | $135,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 2,600 | $134,000 | thousands by filing date | call |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 10,585 | $134,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 59,434 | $134,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 136,000 | $134,000 | thousands by filing date | principal |
| RE MAX HLDGS INC | 75524W108 | CL A | 2,200 | $133,000 | thousands by filing date | put |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 2,300 | $133,000 | thousands by filing date | call |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 100,000 | $133,000 | thousands by filing date | put |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 100,000 | $133,000 | thousands by filing date | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 7,500 | $132,000 | thousands by filing date | call |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 6,000 | $132,000 | thousands by filing date | put |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,800 | $131,000 | thousands by filing date | call |
| NextEra Energy,Inc. | 65339F101 | COM | 800 | $131,000 | thousands by filing date | put |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 17,757 | $131,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 4,100 | $130,000 | thousands by filing date | call |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,900 | $130,000 | thousands by filing date | put |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 21,273 | $130,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 7,700 | $130,000 | thousands by filing date | put |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,200 | $129,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,100 | $129,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,100 | $129,000 | thousands by filing date | call |
| VIDEOCON D2H LTD | 92657J101 | ADR | 15,709 | $129,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,700 | $128,000 | thousands by filing date | put |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 13,369 | $128,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 8,900 | $128,000 | thousands by filing date | put |
| EYENOVIA INC | 30234E104 | COM | 13,918 | $127,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 194,390 | $127,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 11,063 | $126,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 6,300 | $126,000 | thousands by filing date | call |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 13,824 | $126,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO | 82900L110 | *W EXP 07/07/202 | 35,538 | $126,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 20,100 | $125,000 | thousands by filing date | put |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 14,492 | $125,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 10,887 | $125,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 8,500 | $124,000 | thousands by filing date | call |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 1,700 | $124,000 | thousands by filing date | call |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 5,200 | $124,000 | thousands by filing date | put |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 35,382 | $124,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 16,800 | $124,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 3,000 | $123,000 | thousands by filing date | call |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 40,000 | $123,000 | thousands by filing date | put |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 40,200 | $123,000 | thousands by filing date | call |
| SHILOH INDUSTRIES INC | 824543102 | COM | 13,984 | $122,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 6,300 | $121,000 | thousands by filing date | call |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,100 | $121,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 31,400 | $121,000 | thousands by filing date | put |
| ROCKWELL COLLINS INC | 774341101 | COM | 900 | $121,000 | thousands by filing date | call |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 4,100 | $121,000 | thousands by filing date | call |
| NEW HOME CO INC COM | 645370107 | COM | 10,905 | $121,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 900 | $120,000 | thousands by filing date | put |
| CORECARD CORPORATION | 45816D100 | COM | 23,499 | $120,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 36,905 | $120,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 4,900 | $119,000 | thousands by filing date | put |
| INVESCO LTD SHS | G491BT108 | Stock | 3,700 | $118,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 4,300 | $118,000 | thousands by filing date | call |
| CLIPPER REALTY INC | 18885T306 | COM | 13,879 | $118,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 11,900 | $118,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 15,567 | $117,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 11,810 | $116,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 11,904 | $116,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 117,000 | $116,000 | thousands by filing date | principal |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 27,467 | $115,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 18,409 | $115,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 25,287 | $115,000 | thousands by filing date | |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 360,000 | $115,000 | thousands by filing date | call |
| HCP INC | 40414L109 | COM | 4,900 | $114,000 | thousands by filing date | call |
| XBIOTECH INC | 98400H102 | COM | 21,271 | $114,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 41,703 | $114,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 1,800 | $113,000 | thousands by filing date | put |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 7,500 | $113,000 | thousands by filing date | put |
| Viewra, Inc | 92672L107 | COM | 17,583 | $113,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 11,107 | $113,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 1,800 | $112,000 | thousands by filing date | call |
| SMUCKER J M CO | 832696405 | COM NEW | 900 | $112,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 4,100 | $112,000 | thousands by filing date | put |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 16,777 | $112,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 6,500 | $112,000 | thousands by filing date | put |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 49,409 | $112,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 27,743 | $112,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 6,900 | $111,000 | thousands by filing date | put |
| CALIX INC | 13100M509 | COM | 16,219 | $111,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 10,100 | $111,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 3,100 | $109,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 6,700 | $109,000 | thousands by filing date | put |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1,100 | $109,000 | thousands by filing date | call |
| THL CREDIT INC | 872438106 | COM | 14,087 | $109,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 2,650 | $109,000 | thousands by filing date | call |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 800 | $108,000 | thousands by filing date | call |
| DOVER CORP COM | 260003108 | Stock | 1,100 | $108,000 | thousands by filing date | put |
| DISCOVER FINL SVCS | 254709108 | COM | 1,500 | $108,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 9,300 | $108,000 | thousands by filing date | put |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 19,800 | $108,000 | thousands by filing date | call |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 11,308 | $108,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 4,400 | $107,000 | thousands by filing date | put |
| WORLDPAY INC | 981558109 | CL A | 1,300 | $107,000 | thousands by filing date | put |
| RETO ECO SOLUTIONS INC | G75271109 | COM | 12,257 | $107,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 71,562 | $107,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 150,000 | $106,000 | thousands by filing date | principal |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 13,361 | $106,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 27,479 | $106,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,300 | $105,000 | thousands by filing date | put |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 14,866 | $105,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 20,088 | $105,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 500 | $104,000 | thousands by filing date | call |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 12,925 | $104,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 13,492 | $104,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 11,000 | $104,000 | thousands by filing date | call |
| Bowater Inc | 09066L105 | COMMON STOCKS | 38,828 | $104,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 15,600 | $103,000 | thousands by filing date | put |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 3,540 | $103,000 | thousands by filing date | call |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 45,650 | $103,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 122,451 | $103,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 800 | $102,000 | thousands by filing date | call |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 5,500 | $102,000 | thousands by filing date | put |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 2,300 | $102,000 | thousands by filing date | call |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 10,772 | $102,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 12,447 | $102,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 10,623 | $102,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 900 | $101,000 | thousands by filing date | call |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 6,000 | $101,000 | thousands by filing date | put |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 2,975 | $101,000 | thousands by filing date | call |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 2,500 | $101,000 | thousands by filing date | call |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 5,000 | $100,000 | thousands by filing date | put |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 13,186 | $100,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 1,800 | $100,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 16,300 | $100,000 | thousands by filing date | put |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 15,189 | $100,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 58,000 | $99,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 18,804 | $99,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 88,562 | $98,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 35,126 | $97,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 16,907 | $97,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 22,300 | $97,000 | thousands by filing date | put |
| EGALET CORP | 28226B104 | COM | 153,695 | $97,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 4,700 | $96,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 3,700 | $96,000 | thousands by filing date | put |
| SHAKE SHACK INC | 819047101 | CL A | 2,300 | $96,000 | thousands by filing date | call |
| CHANNELADVISOR CORP | 159179100 | COM | 10,459 | $95,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 2,000 | $94,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 38,614 | $94,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 2,300 | $94,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 35,100 | $94,000 | thousands by filing date | put |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 56,362 | $94,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 21,450 | $94,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 300 | $93,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 3,200 | $93,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 46,759 | $93,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 3,800 | $93,000 | thousands by filing date | call |
| COMPUTER TASK GROUP INC | 205477102 | COM | 11,353 | $93,000 | thousands by filing date | |
| ALTA MESA RES INC 3 | 02133L117 | COM | 60,057 | $93,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 2,900 | $92,000 | thousands by filing date | put |
| M & T BK CORP COM | 55261F104 | Stock | 500 | $92,000 | thousands by filing date | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 2,500 | $92,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 22,100 | $92,000 | thousands by filing date | put |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 25,555 | $92,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 3,200 | $91,000 | thousands by filing date | put |
| REALNETWORKS INC | 75605L708 | COM | 29,602 | $91,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 1,500 | $90,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 3,500 | $90,000 | thousands by filing date | call |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 5,300 | $89,000 | thousands by filing date | call |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 6,000 | $88,000 | thousands by filing date | call |
| GGP INC | 36174X101 | COM | 4,300 | $88,000 | thousands by filing date | call |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 1,500 | $86,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 8,200 | $86,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 12,200 | $86,000 | thousands by filing date | put |
| ROYAL BK CDA COM | 780087102 | Stock | 1,100 | $85,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,500 | $85,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 2,800 | $85,000 | thousands by filing date | put |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 5,000 | $85,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 5,600 | $84,000 | thousands by filing date | put |
| EASTMAN CHEM CO COM | 277432100 | Stock | 800 | $84,000 | thousands by filing date | put |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 800 | $84,000 | thousands by filing date | call |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 3,800 | $84,000 | thousands by filing date | call |
| MARCHEX INC | 56624R108 | CMN | 30,729 | $84,000 | thousands by filing date | |
| DOLPHIN ENTMT INC COM NEW | 25686H100 | Stock | 23,848 | $84,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 22,947 | $84,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 1,400 | $83,000 | thousands by filing date | put |
| L3 TECHNOLOGIES INC | 502413107 | COM | 400 | $83,000 | thousands by filing date | put |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 80,000 | $83,000 | thousands by filing date | principal |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 20,300 | $82,000 | thousands by filing date | call |
| ECOLAB INC COM | 278865100 | Stock | 600 | $82,000 | thousands by filing date | put |
| ECOLAB INC COM | 278865100 | Stock | 600 | $82,000 | thousands by filing date | call |
| FLOWSERVE CORP | 34354P105 | COM | 1,900 | $82,000 | thousands by filing date | call |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 12,745 | $82,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 2,200 | $81,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 25,700 | $81,000 | thousands by filing date | call |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 14,932 | $81,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 35,000 | $80,000 | thousands by filing date | put |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 1,900 | $79,000 | thousands by filing date | put |
| KEYCORP COM | 493267108 | Stock | 4,000 | $78,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 2,100 | $78,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 3,700 | $78,000 | thousands by filing date | put |
| EXONE CO | 302104104 | COM | 10,708 | $78,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 2,900 | $77,000 | thousands by filing date | call |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 6,700 | $77,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 17,800 | $77,000 | thousands by filing date | call |
| Janus Capital | 47102XAH8 | CONV | 52,000 | $77,000 | thousands by filing date | principal |
| WORKDAY INC CL A | 98138H101 | Stock | 600 | $76,000 | thousands by filing date | put |
| GABELLI UTIL TR | 36240A101 | COM | 12,154 | $76,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 43,250 | $76,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 4,200 | $76,000 | thousands by filing date | call |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 37,651 | $76,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 2,400 | $75,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 79,000 | $75,000 | thousands by filing date | principal |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 22,647 | $75,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 32,200 | $74,000 | thousands by filing date | put |
| ELLIE MAE INC | 28849P100 | COM | 800 | $74,000 | thousands by filing date | put |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 16,169 | $73,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 35,000 | $73,000 | thousands by filing date | call |
| SSLJ COM LIMITED | G8406F102 | SHS CL A | 13,800 | $73,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 3,600 | $72,000 | thousands by filing date | call |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 1,100 | $72,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 8,400 | $72,000 | thousands by filing date | put |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 19,110 | $72,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 2,600 | $71,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 1,200 | $71,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 1,200 | $71,000 | thousands by filing date | put |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 700 | $71,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F104 | COM SER A | 3,300 | $71,000 | thousands by filing date | call |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 16,823 | $71,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 700 | $70,000 | thousands by filing date | put |
| HILL INTERNATIONAL INC | 431466101 | COM | 12,194 | $70,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 800 | $69,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 1,500 | $69,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 4,200 | $68,000 | thousands by filing date | call |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 6,000 | $68,000 | thousands by filing date | put |
| OCWEN FINL CORP | 675746309 | COM NEW | 16,500 | $68,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 9,300 | $67,000 | thousands by filing date | put |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 19,612 | $67,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 3,700 | $66,000 | thousands by filing date | call |
| PACCAR INC COM | 693718108 | Stock | 1,000 | $66,000 | thousands by filing date | call |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 1,100 | $66,000 | thousands by filing date | call |
| XEROX CORP | 984121608 | COM NEW | 2,300 | $66,000 | thousands by filing date | put |
| TRANSCANADA CORP | 89353D107 | COM | 1,600 | $66,000 | thousands by filing date | put |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 2,500 | $65,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 13,301 | $65,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 1,400 | $64,000 | thousands by filing date | call |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 12,256 | $64,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 100,322 | $64,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 131,245 | $64,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 400 | $63,000 | thousands by filing date | put |
| DECKERS OUTDOOR CORP | 243537107 | COM | 700 | $63,000 | thousands by filing date | put |
| MICROVISION INC DEL | 594960304 | COM NEW | 55,657 | $63,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 6,000 | $63,000 | thousands by filing date | put |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 1,500 | $62,000 | thousands by filing date | put |
| SOTHEBYS | 835898107 | COM | 1,200 | $62,000 | thousands by filing date | put |
| TIVO CORP | 88870P106 | COM | 4,600 | $62,000 | thousands by filing date | put |
| INTERXION HOLDING N.V | N47279109 | SHS | 1,000 | $62,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 11,843 | $62,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 18,722 | $62,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 1,000 | $61,000 | thousands by filing date | call |
| RADIANT LOGISTICS INC | 75025X100 | COM | 15,672 | $61,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 10,253 | $61,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 29,217 | $61,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 37,682 | $61,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 12,625 | $61,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 65,000 | $61,000 | thousands by filing date | principal |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 10,300 | $60,000 | thousands by filing date | call |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 16,685 | $60,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 28,444 | $60,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,000 | $59,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 3,100 | $59,000 | thousands by filing date | call |
| VENTAS INC COM | 92276F100 | REIT | 1,200 | $59,000 | thousands by filing date | put |
| VENTAS INC COM | 92276F100 | REIT | 1,200 | $59,000 | thousands by filing date | call |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 500 | $59,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 6,400 | $59,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 1,600 | $59,000 | thousands by filing date | put |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 1,900 | $59,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 2,800 | $59,000 | thousands by filing date | call |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 22,360 | $59,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 2,400 | $59,000 | thousands by filing date | call |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 60,982 | $59,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 8,800 | $58,000 | thousands by filing date | call |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 900 | $57,000 | thousands by filing date | call |
| U S G CORP | 903293405 | COM NEW | 1,400 | $57,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 4,700 | $56,000 | thousands by filing date | put |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,100 | $56,000 | thousands by filing date | put |
| SOTHEBYS | 835898107 | COM | 1,100 | $56,000 | thousands by filing date | call |
| AON PLC | G0408V102 | SHS CL A | 400 | $56,000 | thousands by filing date | put |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 27,636 | $56,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 12,700 | $56,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 7,900 | $56,000 | thousands by filing date | call |
| BLACKHAWK NETWORK HLDGS INC | 09238EAB0 | NOTE 1.500% 1/1 | 51,000 | $56,000 | thousands by filing date | principal |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 20,503 | $55,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 10,399 | $55,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 87,315 | $55,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 4,900 | $55,000 | thousands by filing date | put |
| EVOGENE LTD | M4119S104 | SHS | 17,290 | $55,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 21,401 | $55,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 1,900 | $54,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 3,400 | $54,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 12,703 | $54,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 47,000 | $54,000 | thousands by filing date | principal |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 28,175 | $54,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 17,950 | $53,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 5,100 | $53,000 | thousands by filing date | call |
| VWO | 922042858 | SHS | 1,100 | $52,000 | thousands by filing date | put |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 300 | $52,000 | thousands by filing date | put |
| GUESS INC COM | 401617105 | Stock | 2,500 | $52,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 1,300 | $52,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550105 | COM | 5,300 | $52,000 | thousands by filing date | call |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 4,500 | $52,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 4,800 | $52,000 | thousands by filing date | put |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 11,151 | $52,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 1,900 | $52,000 | thousands by filing date | put |
| OMNICOM GROUP INC COM | 681919106 | Stock | 700 | $51,000 | thousands by filing date | call |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 700 | $51,000 | thousands by filing date | put |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 1,300 | $51,000 | thousands by filing date | call |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 24,959 | $51,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 200 | $50,000 | thousands by filing date | put |
| ENERGY FUELS INC | 292671708 | COM NEW | 28,766 | $50,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 4,500 | $49,000 | thousands by filing date | call |
| STEIN MART INC | 858375108 | COM | 32,000 | $49,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 1,500 | $48,000 | thousands by filing date | put |
| HARRIS CORP INC | 413875105 | COM | 300 | $48,000 | thousands by filing date | call |
| CAVIUM INC | 14964U108 | COM | 600 | $48,000 | thousands by filing date | put |
| NEVSUN RES LTD | 64156L101 | COM | 19,983 | $48,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 74,577 | $48,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 133,741 | $48,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 10,123 | $47,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 2,075 | $47,000 | thousands by filing date | put |
| ROYAL BK CDA COM | 780087102 | Stock | 600 | $46,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 5,800 | $46,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 3,300 | $46,000 | thousands by filing date | put |
| CERNER CORP | 156782104 | COM | 800 | $46,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 13,230 | $46,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 17,931 | $46,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 25,288 | $46,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 2,300 | $46,000 | thousands by filing date | put |
| NOBILIS HEALTH CORP | 65500B103 | COM | 27,902 | $46,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,100 | $45,000 | thousands by filing date | call |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,400 | $45,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 12,000 | $45,000 | thousands by filing date | put |
| TIDEWATER INC NEW | 88642R117 | WARR | 12,760 | $45,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-18-000345 | this filing | 2018-05-15 | acceptance time not in the bulk data set |