13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 5,858 holding rows worth $390,883,794,000.
- Accession
- 0000769993-18-000345
- Filer
- CIK 886982
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 10,926 entries on the cover page, a total value of $390,883,794,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $390,883,794,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 8,000 | $491,000 | thousands by filing date | put |
| INNERWORKINGS INC | 45773Y105 | COM | 54,305 | $491,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 14,238 | $491,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,200 | $490,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 238,800 | $490,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 12,600 | $490,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 233,064 | $490,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 17,833 | $489,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 46,667 | $489,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 79,300 | $488,000 | thousands by filing date | call |
| IMPINJ INC | 453204109 | COM | 37,477 | $488,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 900 | $488,000 | thousands by filing date | call |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 32,855 | $487,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 11,700 | $487,000 | thousands by filing date | put |
| VERITEX HLDGS INC | 923451108 | COM | 17,583 | $487,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 40,632 | $484,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 11,000 | $482,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F104 | COM SER A | 22,500 | $482,000 | thousands by filing date | put |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 24,400 | $482,000 | thousands by filing date | call |
| DAVITA INC COM | 23918K108 | Stock | 7,300 | $481,000 | thousands by filing date | put |
| YORK WATER CO | 987184108 | COMMON STOCK | 15,515 | $481,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 10,000 | $480,000 | thousands by filing date | call |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 239,975 | $480,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 100,409 | $479,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 10,200 | $477,000 | thousands by filing date | put |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 48,330 | $477,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 22,195 | $477,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y826 | MEIDELL TCT AD | 14,456 | $477,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 127,000 | $476,000 | thousands by filing date | principal |
| ZIONS BANCORPORATION | 989701107 | COM | 9,000 | $475,000 | thousands by filing date | put |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 39,484 | $475,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 39,175 | $474,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 14,507 | $473,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 156,200 | $472,000 | thousands by filing date | put |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 150,929 | $471,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 17,737 | $470,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 30,900 | $470,000 | thousands by filing date | put |
| ON DECK CAP INC | 682163100 | COM | 84,095 | $470,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 11,257 | $469,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 66,699 | $468,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 35,945 | $467,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 218,330 | $467,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 15,339 | $466,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 18,609 | $462,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 22,432 | $460,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 69,518 | $459,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 26,924 | $456,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 100,600 | $456,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 5,100 | $455,000 | thousands by filing date | put |
| FMC CORP COM NEW | 302491303 | Stock | 5,900 | $452,000 | thousands by filing date | call |
| DDR CORP | 23317H102 | COM | 61,600 | $452,000 | thousands by filing date | call |
| ZIX CORP | 98974P100 | COM | 105,583 | $451,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 248,399 | $447,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,600 | $445,000 | thousands by filing date | call |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 64,268 | $445,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 51,325 | $444,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 18,300 | $443,000 | thousands by filing date | call |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 20,720 | $442,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 42,600 | $441,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 26,471 | $441,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 96,404 | $441,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 162,198 | $441,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 6,887 | $440,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 455,000 | $438,000 | thousands by filing date | principal |
| ALLSTATE CORP COM | 020002101 | Stock | 4,600 | $436,000 | thousands by filing date | put |
| GLADSTONE LAND CORP | 376549101 | REIT | 36,071 | $436,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 57,312 | $436,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 24,800 | $435,000 | thousands by filing date | put |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 99,357 | $434,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 10,284 | $433,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 165,428 | $432,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 6,700 | $431,000 | thousands by filing date | put |
| PACCAR INC COM | 693718108 | Stock | 6,500 | $430,000 | thousands by filing date | put |
| ADMA BIOLOGICS INC | 000899104 | COM | 93,294 | $429,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 9,600 | $427,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 5,100 | $426,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 3,538 | $426,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 85,200 | $426,000 | thousands by filing date | put |
| MOSAIC CO COM | 61945C103 | Stock | 17,500 | $425,000 | thousands by filing date | put |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 12,550 | $425,000 | thousands by filing date | put |
| WW GRAINGER INC COM | 384802104 | Stock | 1,500 | $423,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 466,963 | $423,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,100 | $422,000 | thousands by filing date | call |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 15,543 | $422,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 28,732 | $421,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 55,240 | $420,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 7,600 | $420,000 | thousands by filing date | put |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 11,230 | $420,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 8,408 | $419,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 10,207 | $419,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 13,753 | $419,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 21,479 | $418,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 92,100 | $417,000 | thousands by filing date | call |
| CULP INC | 230215105 | CMN | 13,625 | $416,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 95,374 | $415,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 24,866 | $414,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 3,500 | $414,000 | thousands by filing date | put |
| NEW MTN FIN CORP | 647551100 | COM | 31,347 | $412,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 22,474 | $412,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 62,500 | $411,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 4,200 | $410,000 | thousands by filing date | call |
| LOOP INDS INC | 543518104 | COM | 28,215 | $409,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 40,079 | $409,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 102,182 | $409,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 49,140 | $408,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 10,100 | $407,000 | thousands by filing date | call |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 39,789 | $407,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,200 | $406,000 | thousands by filing date | call |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 35,205 | $406,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 5,900 | $405,000 | thousands by filing date | call |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 50,559 | $405,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 34,114 | $404,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 13,500 | $404,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 16,540 | $404,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 26,685 | $404,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 36,044 | $403,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 5,000 | $402,000 | thousands by filing date | put |
| BANK OF AMERICA CORP | 060505153 | CMN | 201,662 | $401,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 54,606 | $400,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 57,540 | $400,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 8,800 | $399,000 | thousands by filing date | call |
| NATERA INC COM | 632307104 | Stock | 42,998 | $399,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 54,131 | $399,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 23,835 | $399,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 10,631 | $399,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 11,772 | $398,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 6,975 | $397,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 4,700 | $396,000 | thousands by filing date | call |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 64,670 | $396,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 195,000 | $394,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 30,000 | $393,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 73,931 | $393,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 34,727 | $392,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 11,066 | $392,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 27,200 | $392,000 | thousands by filing date | call |
| CIT GROUP INC COM NEW | 125581801 | Stock | 7,600 | $391,000 | thousands by filing date | put |
| CONSOLIDATED EDISON INC | 209115104 | COM | 5,000 | $390,000 | thousands by filing date | call |
| TELLURIAN INC NEW | 87968A104 | COM | 54,077 | $390,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 31,340 | $390,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 27,100 | $389,000 | thousands by filing date | call |
| RE MAX HLDGS INC | 75524W108 | CL A | 6,400 | $387,000 | thousands by filing date | call |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 4,693 | $386,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 16,384 | $385,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 31,086 | $385,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 12,314 | $384,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 17,841 | $384,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 86,326 | $384,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 17,678 | $384,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 1,098,523 | $384,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 6,700 | $383,000 | thousands by filing date | call |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 7,900 | $382,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,100 | $381,000 | thousands by filing date | put |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 13,700 | $381,000 | thousands by filing date | call |
| HACKETT GROUP INC | 404609109 | COM | 23,700 | $381,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 8,000 | $381,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 9,900 | $381,000 | thousands by filing date | call |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 24,190 | $381,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 75,808 | $381,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 95,575 | $380,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,800 | $379,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 20,600 | $379,000 | thousands by filing date | call |
| DRIVE SHACK INC | 262077100 | COM | 78,512 | $376,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 13,650 | $375,000 | thousands by filing date | call |
| FQF TR | 351680848 | O SHS FTSE EUR | 15,258 | $375,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 5,200 | $374,000 | thousands by filing date | call |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 21,349 | $374,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 24,212 | $374,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 51,612 | $374,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 52,247 | $373,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 30,102 | $372,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 23,176 | $371,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 224,223 | $370,000 | thousands by filing date | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 13,835 | $366,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 94,469 | $366,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 8,788 | $366,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 70,106 | $364,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 51,561 | $364,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 11,600 | $363,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 11,300 | $363,000 | thousands by filing date | put |
| FRED S INC CLASS A | 356108100 | COM | 121,235 | $363,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 8,016 | $362,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 20,831 | $361,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 129,260 | $361,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 69,393 | $361,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 15,606 | $361,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 6,429 | $360,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 9,400 | $359,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 6,700 | $358,000 | thousands by filing date | put |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 3,900 | $358,000 | thousands by filing date | call |
| COGENTIX MED INC COM | 19243A104 | Stock | 92,663 | $357,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 16,695 | $356,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 31,138 | $356,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 2,300 | $356,000 | thousands by filing date | put |
| CORIUM INTL INC | 21887L107 | COM | 31,023 | $356,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 3,000 | $355,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 16,101 | $353,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 8,700 | $351,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 127,300 | $351,000 | thousands by filing date | put |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 341,000 | $351,000 | thousands by filing date | principal |
| NUVECTRA CORP | 67075N108 | COM | 26,931 | $351,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 11,693 | $350,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 42,867 | $350,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 17,326 | $348,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 31,944 | $348,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 127,000 | $347,000 | thousands by filing date | call |
| NRC HEALTH | 637372202 | COMMON STOCK | 11,872 | $347,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 167,191 | $347,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 5,423 | $347,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 13,328 | $346,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 11,984 | $345,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 23,867 | $345,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 9,475 | $344,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 17,665 | $343,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 33,261 | $342,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 16,425 | $342,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 186,207 | $341,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 340,000 | $341,000 | thousands by filing date | principal |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 103,983 | $340,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 168,776 | $339,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 160,138 | $338,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 109,815 | $337,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 7,833 | $336,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 21,128 | $334,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 371,514 | $334,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,200 | $333,000 | thousands by filing date | put |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 10,483 | $333,000 | thousands by filing date | call |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 17,341 | $333,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 44,856 | $333,000 | thousands by filing date | put |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 21,761 | $333,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 30,159 | $331,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 21,632 | $330,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 38,152 | $329,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 168,437 | $327,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 61,074 | $327,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 13,600 | $326,000 | thousands by filing date | call |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 13,864 | $326,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 9,764 | $326,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 5,646 | $325,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 25,366 | $325,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 53,333 | $325,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 3,800 | $324,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,300 | $324,000 | thousands by filing date | call |
| RALPH LAUREN CORP | 751212101 | CL A | 2,900 | $324,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 9,200 | $322,000 | thousands by filing date | put |
| TERADYNE INC | 880770AG7 | NOTE | 211,000 | $322,000 | thousands by filing date | principal |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 29,207 | $322,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,300 | $321,000 | thousands by filing date | call |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 7,172 | $319,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 2,100 | $318,000 | thousands by filing date | call |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 31,754 | $318,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 23,652 | $317,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 2,706 | $316,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 13,266 | $316,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 22,255 | $316,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 31,582 | $316,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 17,584 | $316,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 21,900 | $316,000 | thousands by filing date | call |
| CARDLYTICS INC | 14161W105 | COM | 21,561 | $315,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 16,322 | $315,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 113,900 | $314,000 | thousands by filing date | call |
| KLX INC | 482539103 | COM | 4,400 | $313,000 | thousands by filing date | call |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 8,923 | $313,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 9,201 | $312,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 11,006 | $312,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 7,437 | $311,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 11,700 | $311,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 106,796 | $311,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 38,800 | $310,000 | thousands by filing date | call |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 28,921 | $310,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 5,100 | $309,000 | thousands by filing date | call |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 78,216 | $309,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 8,800 | $308,000 | thousands by filing date | call |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 19,743 | $307,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 26,217 | $307,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 9,320 | $306,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 2,946 | $306,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 68,847 | $305,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 11,550 | $305,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 64,438 | $303,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 106,569 | $303,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 16,000 | $301,000 | thousands by filing date | call |
| Seadrill Partners, LLC | Y7545W109 | LTD | 109,370 | $301,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 20,671 | $301,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 15,951 | $298,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 5,958 | $298,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 69,900 | $297,000 | thousands by filing date | put |
| SERES THERAPEUTICS INC | 81750R102 | COM | 40,529 | $297,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 11,099 | $296,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 42,013 | $296,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 8,500 | $295,000 | thousands by filing date | put |
| NICOLET BANKSHARES INC | 65406E102 | COM | 5,350 | $295,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 100,116 | $295,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 3,900 | $294,000 | thousands by filing date | put |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 4,275 | $294,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 71,300 | $294,000 | thousands by filing date | put |
| MITEL NETWORKS CORP | 60671Q104 | COM | 31,699 | $294,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 18,800 | $293,000 | thousands by filing date | call |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 6,600 | $292,000 | thousands by filing date | put |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 4,000 | $292,000 | thousands by filing date | put |
| INVITAE CORP | 46185L103 | COM | 62,313 | $292,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 12,902 | $292,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 12,212 | $289,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 9,969 | $289,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 4,000 | $289,000 | thousands by filing date | call |
| CALYXT INC | 13173L107 | COM | 22,033 | $289,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,900 | $287,000 | thousands by filing date | call |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 131,592 | $287,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 14,000 | $286,000 | thousands by filing date | put |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 15,004 | $285,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 27,880 | $285,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 50,200 | $285,000 | thousands by filing date | put |
| VANECK RUSSIA ETF | 92189F403 | ETF | 12,500 | $284,000 | thousands by filing date | put |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 14,914 | $282,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 32,400 | $282,000 | thousands by filing date | put |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 14,970 | $282,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 43,124 | $281,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 9,428 | $281,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 64,531 | $281,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 8,000 | $280,000 | thousands by filing date | call |
| POLARITYTE INC | 731094108 | COM | 15,466 | $280,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,500 | $279,000 | thousands by filing date | call |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 7,484 | $277,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 20,431 | $277,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 6,300 | $277,000 | thousands by filing date | call |
| XPO INC COM | 983793100 | Stock | 2,700 | $275,000 | thousands by filing date | put |
| FINISAR CORP | 31787A507 | COM NEW | 17,400 | $275,000 | thousands by filing date | call |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 33,135 | $275,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 5,100 | $274,000 | thousands by filing date | put |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 2,300 | $273,000 | thousands by filing date | call |
| HELMERICH & PAYNE INC | 423452101 | COM | 4,100 | $273,000 | thousands by filing date | put |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 9,200 | $272,000 | thousands by filing date | put |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 30,752 | $272,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 6,200 | $271,000 | thousands by filing date | put |
| XL GROUP LTD | G98294104 | COM | 4,900 | $271,000 | thousands by filing date | call |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 5,521 | $271,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 123,511 | $271,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,000 | $270,000 | thousands by filing date | put |
| CONFORMIS INC | 20717E101 | COM | 186,422 | $270,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 7,700 | $269,000 | thousands by filing date | put |
| BRIDGE BANCORP INC | 108035106 | COM | 8,020 | $269,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 61,701 | $268,000 | thousands by filing date | |
| COMERICA INC-CW18 | 200340115 | WTS | 4,058 | $268,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 31,069 | $267,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 3,600 | $267,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 11,041 | $267,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 22,700 | $267,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 22,875 | $267,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 8,589 | $267,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 10,422 | $267,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 69,300 | $266,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 4,103 | $264,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 9,100 | $264,000 | thousands by filing date | put |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 11,167 | $264,000 | thousands by filing date | |
| PROSHARES SHORT BASIC MAT | 74347X559 | COM | 14,323 | $263,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 5,900 | $262,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 8,400 | $262,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 4,100 | $261,000 | thousands by filing date | call |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 12,130 | $260,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 12,977 | $260,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 7,060 | $260,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 22,703 | $260,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2,900 | $258,000 | thousands by filing date | call |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 6,430 | $258,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 8,775 | $257,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 9,302 | $257,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 27,100 | $257,000 | thousands by filing date | put |
| SEADRILL ORD | G7945E105 | COM | 1,316,200 | $257,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 65,396 | $256,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 5,003 | $256,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 15,523 | $255,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 7,774 | $255,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 14,067 | $255,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 25,165 | $255,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 11,345 | $251,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 23,259 | $251,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 93,920 | $251,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 26,000 | $250,000 | thousands by filing date | call |
| IAC INTERACTIVECORP | 44919P508 | COM | 1,600 | $250,000 | thousands by filing date | call |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 2,002 | $250,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 100,000 | $249,000 | thousands by filing date | principal |
| COTERRA ENERGY INC COM | 127097103 | Stock | 10,300 | $247,000 | thousands by filing date | put |
| GEOPARK LTD USD SHS | G38327105 | Stock | 19,956 | $247,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 18,467 | $247,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 13,955 | $246,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 17,841 | $246,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 9,066 | $246,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 2,567 | $246,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 16,200 | $245,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,800 | $245,000 | thousands by filing date | put |
| ALLIENT INC | 019330109 | COM | 6,141 | $244,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 7,750 | $244,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 34,385 | $244,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 4,600 | $242,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 30,300 | $242,000 | thousands by filing date | put |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,200 | $241,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 11,600 | $241,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 7,177 | $241,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 22,715 | $241,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 8,854 | $240,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 12,500 | $240,000 | thousands by filing date | call |
| SONIC CORP | 835451105 | COM | 9,500 | $240,000 | thousands by filing date | put |
| MERIDIAN WASTE SOLUTIONS INC | 58985L209 | COM | 421,326 | $240,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 10,852 | $238,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,500 | $236,000 | thousands by filing date | call |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 20,125 | $236,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 30,000 | $236,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 7,300 | $235,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 6,333 | $235,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 5,680 | $235,000 | thousands by filing date | |
| PROSHARES TR | 74348A368 | ULTRASHORT INDL | 13,924 | $235,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 32,328 | $234,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 16,409 | $234,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 214,000 | $234,000 | thousands by filing date | principal |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 5,921 | $233,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 6,100 | $233,000 | thousands by filing date | put |
| NUTRIEN LTD COM | 67077M108 | Stock | 4,940 | $233,000 | thousands by filing date | call |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 8,959 | $233,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 59,794 | $233,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 2,700 | $232,000 | thousands by filing date | call |
| SENDGRID INC | 816883102 | COM | 8,243 | $232,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 12,342 | $232,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 7,422 | $232,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 28,846 | $232,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 28,678 | $231,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 5,689 | $230,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 17,227 | $230,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 229,837 | $230,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 5,852 | $230,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 52,900 | $229,000 | thousands by filing date | call |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,000 | $229,000 | thousands by filing date | put |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 103,386 | $228,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 7,700 | $227,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 7,100 | $227,000 | thousands by filing date | put |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 170,303 | $227,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 5,987 | $226,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 47,068 | $226,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 4,680 | $225,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 12,001 | $225,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 10,200 | $224,000 | thousands by filing date | call |
| WATERSTONE FINL INC MD | 94188P101 | COM | 12,945 | $224,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 59,428 | $224,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 40,058 | $223,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 13,700 | $223,000 | thousands by filing date | call |
| DATA I O CORP | 237690102 | COM | 30,018 | $223,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 29,559 | $222,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 5,900 | $221,000 | thousands by filing date | call |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 24,607 | $221,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 3,484 | $220,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 131,200 | $220,000 | thousands by filing date | put |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 16,006 | $220,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 4,529 | $220,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 5,618 | $220,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 3,000 | $219,000 | thousands by filing date | call |
| CODEXIS INC | 192005106 | COM | 19,911 | $219,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 23,174 | $219,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 52,174 | $219,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 25,888 | $219,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 17,998 | $218,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 11,000 | $218,000 | thousands by filing date | call |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 11,732 | $217,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 59,729 | $217,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 28,587 | $216,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 20,799 | $215,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 70,441 | $215,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 59,025 | $215,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 221,000 | $214,000 | thousands by filing date | principal |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 13,928 | $214,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,200 | $213,000 | thousands by filing date | put |
| COMPUGEN LTD | M25722105 | ORD | 47,906 | $213,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 13,729 | $213,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 226,000 | $213,000 | thousands by filing date | principal |
| NOKIA CORP | 654902204 | SPONSORED ADR | 38,700 | $212,000 | thousands by filing date | call |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 13,483 | $212,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 3,200 | $211,000 | thousands by filing date | call |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 13,219 | $211,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 499,189 | $211,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 138,742 | $211,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 5,732 | $210,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,100 | $209,000 | thousands by filing date | put |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 5,300 | $209,000 | thousands by filing date | put |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 12,158 | $209,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 57,505 | $209,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 4,600 | $208,000 | thousands by filing date | put |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 11,611 | $208,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 7,400 | $208,000 | thousands by filing date | call |
| AVID BIOSERVICES INC | 05368M106 | COM | 71,169 | $208,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 34,713 | $208,000 | thousands by filing date | |
| NEWATER TECHNOLOGY INC | G64335105 | SHS | 10,033 | $208,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 16,400 | $207,000 | thousands by filing date | call |
| CSW INDUSTRIALS INC | 126402106 | COM | 4,592 | $207,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 6,560 | $207,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 7,100 | $206,000 | thousands by filing date | put |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 14,681 | $205,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 11,518 | $205,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 1,720 | $203,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,600 | $203,000 | thousands by filing date | put |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 6,912 | $203,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 7,301 | $202,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 196,732 | $202,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 15,063 | $201,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-18-000345 | this filing | 2018-05-15 | acceptance time not in the bulk data set |