13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 5,858 holding rows worth $390,883,794,000.
- Accession
- 0000769993-18-000345
- Filer
- CIK 886982
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 10,926 entries on the cover page, a total value of $390,883,794,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $390,883,794,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Intuitive Surgical,Inc. | 46120E602 | COM | 19,900 | $8,215,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 645,800 | $8,215,000 | thousands by filing date | call |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 231,511 | $8,186,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 75,485 | $8,169,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 1,607,899 | $8,167,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 88,400 | $8,157,000 | thousands by filing date | call |
| BANK HAWAII CORP | 062540109 | COM | 98,070 | $8,150,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 25,200 | $8,142,000 | thousands by filing date | call |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 149,197 | $8,139,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 176,900 | $8,118,000 | thousands by filing date | call |
| MADDEN STEVEN LTD | 556269108 | COM | 184,926 | $8,118,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 134,199 | $8,092,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 52,700 | $8,074,000 | thousands by filing date | put |
| SIMPSON MFG INC | 829073105 | COM | 140,155 | $8,072,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 49,224 | $8,071,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 200,600 | $8,066,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 297,600 | $8,047,000 | thousands by filing date | call |
| AMBARELLA INC | G037AX101 | SHS | 163,900 | $8,029,000 | thousands by filing date | put |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 212,120 | $8,012,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 268,109 | $8,003,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 247,440 | $7,995,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 592,120 | $7,994,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 75,369 | $7,983,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 599,658 | $7,976,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 191,000 | $7,970,000 | thousands by filing date | call |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 238,307 | $7,962,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 376,331 | $7,959,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 248,274 | $7,957,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 70,500 | $7,954,000 | thousands by filing date | call |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 367,350 | $7,942,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 7,436,000 | $7,930,000 | thousands by filing date | principal |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 124,500 | $7,926,000 | thousands by filing date | call |
| REDFIN CORP | 75737F108 | COM | 346,573 | $7,912,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 79,319 | $7,903,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 84,560 | $7,902,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 22,900 | $7,886,000 | thousands by filing date | call |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 184,258 | $7,876,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 458,907 | $7,870,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 155,700 | $7,863,000 | thousands by filing date | call |
| ELLIE MAE INC | 28849P100 | COM | 85,486 | $7,860,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 342,903 | $7,859,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 8,000,000 | $7,857,000 | thousands by filing date | principal |
| MCDERMOTT INTL INC | 580037109 | COM | 1,288,526 | $7,847,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 479,001 | $7,832,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 109,437 | $7,830,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 183,960 | $7,829,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 573,146 | $7,823,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 406,625 | $7,823,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 221,900 | $7,820,000 | thousands by filing date | call |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,336,424 | $7,818,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 3,574,000 | $7,818,000 | thousands by filing date | principal |
| PAYPALHLDGSINC | 70450Y103 | STOK | 102,900 | $7,807,000 | thousands by filing date | call |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 470,597 | $7,793,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 47,557 | $7,793,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 98,900 | $7,789,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 345,433 | $7,779,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 63,119 | $7,772,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 198,678 | $7,768,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 344,865 | $7,766,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 106,285 | $7,737,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 434,990 | $7,721,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 116,600 | $7,720,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 438,900 | $7,711,000 | thousands by filing date | call |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 727,299 | $7,709,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 219,900 | $7,701,000 | thousands by filing date | put |
| EBIX INC | 278715206 | COM NEW | 103,283 | $7,694,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 294,148 | $7,693,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 35,000 | $7,690,000 | thousands by filing date | put |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 189,828 | $7,679,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 476,745 | $7,676,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 35,500 | $7,671,000 | thousands by filing date | put |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 593,586 | $7,657,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 126,336 | $7,637,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 8,162,000 | $7,632,000 | thousands by filing date | principal |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 752,691 | $7,624,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 166,000 | $7,618,000 | thousands by filing date | put |
| CNX RES CORP COM | 12653C108 | Stock | 492,300 | $7,596,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 81,700 | $7,582,000 | thousands by filing date | put |
| NOVOCURE LTD | G6674U108 | ORD SHS | 347,392 | $7,573,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 146,900 | $7,570,000 | thousands by filing date | put |
| AMER STATES WTR CO COM | 029899101 | Stock | 142,650 | $7,569,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 218,221 | $7,562,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 198,782 | $7,554,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 788,604 | $7,539,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 241,261 | $7,515,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 506,400 | $7,510,000 | thousands by filing date | put |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 250,372 | $7,484,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 208,105 | $7,479,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 8,021,000 | $7,470,000 | thousands by filing date | principal |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 223,372 | $7,465,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 309,404 | $7,450,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 781,457 | $7,448,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 645,218 | $7,446,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 79,300 | $7,419,000 | thousands by filing date | put |
| BLACKBERRY LTD COM | 09228F103 | Stock | 643,900 | $7,405,000 | thousands by filing date | call |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 148,714 | $7,394,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 274,040 | $7,385,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 183,037 | $7,331,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 172,533 | $7,316,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 214,600 | $7,305,000 | thousands by filing date | call |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 57,089 | $7,297,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 74,700 | $7,295,000 | thousands by filing date | put |
| URBAN EDGE PPTYS | 91704F104 | COM | 341,422 | $7,290,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 113,437 | $7,282,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 7,736,000 | $7,281,000 | thousands by filing date | principal |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 423,052 | $7,251,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 119,856 | $7,245,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 239,810 | $7,242,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 105,833 | $7,234,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 127,827 | $7,229,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 469,000 | $7,227,000 | thousands by filing date | put |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 80,397 | $7,225,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 491,134 | $7,215,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,065,188 | $7,212,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 884,286 | $7,207,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 121,921 | $7,197,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 152,582 | $7,194,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 65,100 | $7,188,000 | thousands by filing date | put |
| PETMED EXPRESS INC | 716382106 | COM | 171,865 | $7,175,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 72,837 | $7,167,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 704,118 | $7,147,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 963,565 | $7,130,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 486,214 | $7,123,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 6,839,000 | $7,104,000 | thousands by filing date | principal |
| UNIT CORP | 909218109 | COM | 359,237 | $7,098,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 259,000 | $7,076,000 | thousands by filing date | put |
| TRUEBLUE INC | 89785X101 | COM | 272,016 | $7,045,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 425,155 | $7,036,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 893,794 | $7,034,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 337,439 | $7,015,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 37,557 | $7,014,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 270,100 | $6,982,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 808,595 | $6,978,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 128,800 | $6,968,000 | thousands by filing date | put |
| OPEN TEXT CORP COM | 683715106 | Stock | 199,954 | $6,958,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 29,400 | $6,951,000 | thousands by filing date | put |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 193,372 | $6,951,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 215,552 | $6,930,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 197,846 | $6,924,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 447,911 | $6,911,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 115,484 | $6,898,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 111,600 | $6,885,000 | thousands by filing date | call |
| NEENAH PAPER INC | 640079109 | COM | 87,391 | $6,851,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 6,855,000 | $6,833,000 | thousands by filing date | principal |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 74,707 | $6,825,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 142,563 | $6,817,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 106,369 | $6,815,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 155,100 | $6,814,000 | thousands by filing date | put |
| DEL MONTE CORP ORD | G36738105 | Stock | 150,576 | $6,812,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 116,600 | $6,804,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 545,800 | $6,795,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 106,469 | $6,793,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 440,915 | $6,790,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 128,700 | $6,786,000 | thousands by filing date | call |
| ALCOA CORP COM | 013872106 | Stock | 150,911 | $6,785,000 | thousands by filing date | put |
| GANNETT SPINCO INC | 36473H104 | COM | 679,335 | $6,780,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,300,399 | $6,774,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 147,524 | $6,768,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 130,890 | $6,767,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 95,757 | $6,762,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 173,194 | $6,755,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 189,778 | $6,747,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 97,190 | $6,741,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 495,220 | $6,740,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 407,034 | $6,737,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 197,177 | $6,728,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 70,800 | $6,719,000 | thousands by filing date | call |
| AZENTA INC | 114340102 | COM | 248,054 | $6,717,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 91,800 | $6,711,000 | thousands by filing date | call |
| ENVIRI CORP | 415864107 | COM | 324,748 | $6,707,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 272,366 | $6,700,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 130,996 | $6,694,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 252,075 | $6,679,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 197,305 | $6,679,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 620,191 | $6,655,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 170,434 | $6,623,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 138,276 | $6,618,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 177,253 | $6,603,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 206,069 | $6,602,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 51,779 | $6,600,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 433,352 | $6,600,000 | thousands by filing date | call |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 114,340 | $6,592,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 146,754 | $6,589,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 386,673 | $6,589,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 352,273 | $6,580,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 102,800 | $6,559,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 225,900 | $6,553,000 | thousands by filing date | call |
| KELLY SVCS INC | 488152208 | CL A | 225,389 | $6,545,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 380,884 | $6,540,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 99,329 | $6,532,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 349,225 | $6,514,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 44,800 | $6,511,000 | thousands by filing date | put |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 210,404 | $6,506,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 258,112 | $6,505,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 553,959 | $6,492,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 475,119 | $6,490,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 573,339 | $6,490,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 193,776 | $6,488,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 80,000 | $6,486,000 | thousands by filing date | put |
| ALLERGAN PLC | G0177J108 | SHS | 38,500 | $6,479,000 | thousands by filing date | call |
| BRINKS CO | 109696104 | COM | 90,701 | $6,472,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 80,200 | $6,456,000 | thousands by filing date | put |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 1,241,995 | $6,446,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 230,394 | $6,444,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 110,034 | $6,442,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 48,885 | $6,439,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 157,599 | $6,433,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 68,063 | $6,432,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 911,915 | $6,429,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 470,081 | $6,422,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 226,587 | $6,420,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,728,471 | $6,412,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 247,677 | $6,398,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 310,342 | $6,380,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 350,000 | $6,335,000 | thousands by filing date | call |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 53,400 | $6,331,000 | thousands by filing date | put |
| GEO GROUP INC NEW | 36162J106 | COM | 308,462 | $6,314,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 215,076 | $6,302,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 275,001 | $6,292,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 775,958 | $6,285,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 2,218,342 | $6,278,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 98,400 | $6,264,000 | thousands by filing date | put |
| OMNICELL COM COM | 68213N109 | Stock | 144,283 | $6,262,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 173,100 | $6,249,000 | thousands by filing date | call |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 90,565 | $6,231,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 177,516 | $6,221,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 143,200 | $6,211,000 | thousands by filing date | put |
| ICF INTL INC | 44925C103 | COM | 106,011 | $6,196,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 236,805 | $6,194,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 25,000 | $6,185,000 | thousands by filing date | put |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 314,749 | $6,163,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 78,900 | $6,153,000 | thousands by filing date | put |
| ALBANY INTL CORP | 012348108 | CL A | 97,727 | $6,127,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 126,629 | $6,126,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 6,514,000 | $6,115,000 | thousands by filing date | principal |
| TRUSTCO BK CORP N Y | 898349105 | COM | 721,334 | $6,095,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 261,365 | $6,085,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 2,220,473 | $6,084,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 145,400 | $6,070,000 | thousands by filing date | call |
| TIVO CORP | 88870P106 | COM | 447,467 | $6,064,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 118,630 | $6,062,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 85,871 | $6,061,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 391,351 | $6,054,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 175,764 | $6,041,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 230,138 | $6,016,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 84,700 | $6,012,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 664,310 | $6,005,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 165,770 | $6,004,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 216,618 | $6,000,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 188,435 | $5,998,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 253,963 | $5,984,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 208,875 | $5,982,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 32,180 | $5,971,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 362,390 | $5,958,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 278,325 | $5,942,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 76,365 | $5,933,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 438,103 | $5,932,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 67,672 | $5,888,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 323,159 | $5,885,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 53,900 | $5,877,000 | thousands by filing date | put |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 4,856,000 | $5,869,000 | thousands by filing date | principal |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 342,748 | $5,864,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 73,683 | $5,862,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 83,960 | $5,855,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 122,601 | $5,847,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 153,636 | $5,838,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 332,010 | $5,834,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3,288,000 | $5,830,000 | thousands by filing date | principal |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 240,975 | $5,824,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 60,998 | $5,816,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 358,350 | $5,812,000 | thousands by filing date | call |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 110,692 | $5,811,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 182,042 | $5,808,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 95,000 | $5,799,000 | thousands by filing date | call |
| NAVIGATORS GROUP INC | 638904102 | COM | 100,571 | $5,798,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 392,723 | $5,781,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 144,619 | $5,776,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 138,200 | $5,770,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 300,000 | $5,760,000 | thousands by filing date | put |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 442,343 | $5,746,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 6,837,564 | $5,743,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 26,500 | $5,726,000 | thousands by filing date | call |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 274,353 | $5,709,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 98,128 | $5,699,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 4,041,711 | $5,699,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 37,100 | $5,695,000 | thousands by filing date | put |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 205,000 | $5,693,000 | thousands by filing date | put |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 52,044 | $5,683,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 196,239 | $5,669,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 465,857 | $5,660,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 181,000 | $5,656,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 296,915 | $5,653,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 222,267 | $5,634,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 642,832 | $5,625,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 158,465 | $5,623,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 27,500 | $5,617,000 | thousands by filing date | put |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 327,114 | $5,610,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 284,727 | $5,609,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 129,400 | $5,604,000 | thousands by filing date | put |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 107,563 | $5,599,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 47,224 | $5,588,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 187,030 | $5,582,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 174,759 | $5,575,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 181,849 | $5,568,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,756,374 | $5,568,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 114,631 | $5,560,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 129,208 | $5,556,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 225,537 | $5,549,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 598,611 | $5,543,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 63,453 | $5,543,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 692,844 | $5,542,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 220,632 | $5,538,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 66,695 | $5,528,000 | thousands by filing date | |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 665,170 | $5,520,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 177,500 | $5,513,000 | thousands by filing date | put |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 146,100 | $5,512,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 35,700 | $5,510,000 | thousands by filing date | put |
| PAPA JOHNS INTL INC | 698813102 | COM | 96,100 | $5,507,000 | thousands by filing date | put |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,066,561 | $5,504,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 133,916 | $5,504,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 307,700 | $5,492,000 | thousands by filing date | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 45,860 | $5,482,000 | thousands by filing date | put |
| COMMUNITY USD0.01 | 20369C106 | COM | 212,283 | $5,464,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 104,424 | $5,461,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,486,737 | $5,457,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 45,690 | $5,433,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 540,200 | $5,429,000 | thousands by filing date | call |
| MOVADO GROUP INC COM | 624580106 | Stock | 141,090 | $5,418,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 250,000 | $5,405,000 | thousands by filing date | call |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 190,479 | $5,400,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 102,444 | $5,398,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 48,373 | $5,396,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 153,300 | $5,395,000 | thousands by filing date | call |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 160,951 | $5,351,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 651,494 | $5,342,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 34,600 | $5,341,000 | thousands by filing date | call |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 86,859 | $5,329,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 83,741 | $5,326,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 121,773 | $5,322,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 3,162,267 | $5,312,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 113,400 | $5,312,000 | thousands by filing date | put |
| FITBIT INC | 33812L102 | CL A | 1,040,073 | $5,304,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 239,224 | $5,298,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 72,403 | $5,298,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 641,862 | $5,295,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 168,422 | $5,286,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 226,868 | $5,275,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 50,000 | $5,274,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 150,220 | $5,274,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 234,139 | $5,268,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 47,831 | $5,257,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 544,731 | $5,256,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 92,300 | $5,254,000 | thousands by filing date | call |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 787,833 | $5,247,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 18,700 | $5,243,000 | thousands by filing date | call |
| AETNA INC NEW | 00817Y108 | COM | 31,000 | $5,239,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 98,000 | $5,238,000 | thousands by filing date | put |
| FTS INTERNATIONAL INC | 30283W104 | COM | 284,494 | $5,232,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 170,309 | $5,228,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 150,323 | $5,224,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 175,541 | $5,219,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 287,300 | $5,180,000 | thousands by filing date | call |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 164,300 | $5,171,000 | thousands by filing date | put |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 91,669 | $5,168,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 117,082 | $5,164,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 69,208 | $5,161,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 175,000 | $5,154,000 | thousands by filing date | put |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 84,079 | $5,147,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 98,168 | $5,129,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 119,257 | $5,122,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 751,536 | $5,111,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 53,200 | $5,103,000 | thousands by filing date | call |
| FIRST SOLAR INC COM | 336433107 | Stock | 71,700 | $5,089,000 | thousands by filing date | put |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 361,173 | $5,074,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 129,520 | $5,064,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 144,700 | $5,060,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 400,500 | $5,054,000 | thousands by filing date | put |
| RAYTHEON CO | 755111507 | COM NEW | 23,400 | $5,050,000 | thousands by filing date | call |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 5,081,000 | $5,046,000 | thousands by filing date | principal |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 836,026 | $5,033,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 41,324 | $5,024,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 150,000 | $5,021,000 | thousands by filing date | put |
| LYDALL INC | 550819106 | COMMON STOCK | 103,770 | $5,007,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 5,000,000 | $5,000,000 | thousands by filing date | principal |
| Intuitive Surgical,Inc. | 46120E602 | COM | 12,100 | $4,995,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 258,700 | $4,993,000 | thousands by filing date | put |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 288,316 | $4,985,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 122,000 | $4,984,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 166,333 | $4,981,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 63,112 | $4,970,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 365,253 | $4,968,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 92,453 | $4,956,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 142,514 | $4,951,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 165,166 | $4,951,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 4,980,000 | $4,936,000 | thousands by filing date | principal |
| QUALITY CARE PPTYS INC | 747545101 | COM | 253,693 | $4,929,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 108,823 | $4,928,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 59,000 | $4,927,000 | thousands by filing date | call |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 50,012 | $4,921,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,828,383 | $4,918,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 207,448 | $4,917,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 126,000 | $4,915,000 | thousands by filing date | put |
| CBIZ INC | 124805102 | COM | 268,900 | $4,907,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,899,086 | $4,899,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 193,195 | $4,890,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 137,556 | $4,890,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 344,028 | $4,885,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 80,706 | $4,883,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 505,283 | $4,876,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 100,518 | $4,871,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,074,435 | $4,867,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 207,392 | $4,866,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 118,799 | $4,866,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 70,023 | $4,863,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 298,896 | $4,863,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 22,000 | $4,860,000 | thousands by filing date | put |
| ASHLAND INC | 044186104 | COM | 69,400 | $4,843,000 | thousands by filing date | call |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 138,603 | $4,837,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 173,400 | $4,834,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 100,000 | $4,834,000 | thousands by filing date | put |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 208,985 | $4,833,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 58,721 | $4,816,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 80,105 | $4,810,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 56,500 | $4,801,000 | thousands by filing date | call |
| MYOKARDIA INC | 62857M105 | COM | 98,359 | $4,800,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 84,141 | $4,796,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 82,298 | $4,792,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 84,434 | $4,791,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 28,000 | $4,781,000 | thousands by filing date | call |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 315,293 | $4,770,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 72,716 | $4,769,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 117,182 | $4,758,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 107,122 | $4,750,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 47,428 | $4,749,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 98,843 | $4,748,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 92,400 | $4,748,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 80,500 | $4,745,000 | thousands by filing date | call |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 548,075 | $4,741,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 27,700 | $4,734,000 | thousands by filing date | call |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 377,280 | $4,734,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 105,448 | $4,732,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 382,891 | $4,732,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,978,797 | $4,730,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 202,333 | $4,699,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 265,336 | $4,699,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 307,862 | $4,689,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 50,777 | $4,682,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,772,572 | $4,680,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 188,778 | $4,675,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 229,042 | $4,673,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 26,006 | $4,673,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 181,740 | $4,671,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 121,100 | $4,665,000 | thousands by filing date | put |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 622,380 | $4,662,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,071,976 | $4,642,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 123,000 | $4,641,000 | thousands by filing date | put |
| LGI HOMES INC COM | 50187T106 | Stock | 65,696 | $4,636,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 415,242 | $4,630,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 47,000 | $4,624,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 249,455 | $4,622,000 | thousands by filing date | call |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 302,225 | $4,621,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 581,174 | $4,620,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 74,700 | $4,608,000 | thousands by filing date | put |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 54,318 | $4,606,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 124,022 | $4,602,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 270,482 | $4,598,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 174,661 | $4,593,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 125,000 | $4,591,000 | thousands by filing date | put |
| ANALOGIC CORP | 032657207 | COM | 47,860 | $4,589,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 413,757 | $4,572,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 211,668 | $4,568,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 377,361 | $4,566,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 89,360 | $4,559,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,052,200 | $4,556,000 | thousands by filing date | put |
| ACHAOGEN INC | 004449104 | COM | 351,670 | $4,554,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 667,065 | $4,550,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 130,737 | $4,547,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 73,200 | $4,534,000 | thousands by filing date | put |
| CIT GROUP INC COM NEW | 125581801 | Stock | 87,800 | $4,522,000 | thousands by filing date | call |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 467,332 | $4,519,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 198,524 | $4,515,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 134,175 | $4,515,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 208,607 | $4,514,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 179,809 | $4,510,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 201,646 | $4,507,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 234,548 | $4,501,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 115,689 | $4,500,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 161,300 | $4,497,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 45,800 | $4,478,000 | thousands by filing date | call |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 128,103 | $4,475,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 640,848 | $4,467,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 61,000 | $4,460,000 | thousands by filing date | put |
| Accenture Plc Class A | G1151C101 | COM | 29,000 | $4,452,000 | thousands by filing date | call |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 36,657 | $4,443,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 109,600 | $4,442,000 | thousands by filing date | put |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 40,195 | $4,429,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 67,798 | $4,426,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 125,000 | $4,425,000 | thousands by filing date | call |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 261,999 | $4,422,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 171,500 | $4,418,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-18-000345 | this filing | 2018-05-15 | acceptance time not in the bulk data set |