13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 6,296 holding rows worth $418,145,444,000.
- Accession
- 0000769993-18-000278
- Filer
- CIK 886982
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 10,958 entries on the cover page, a total value of $418,145,444,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $418,145,444,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CAI INTERNATIONAL INC | 12477X106 | COM | 53,687 | $1,520,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 216,729 | $1,519,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 69,947 | $1,515,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 43,633 | $1,510,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 58,538 | $1,510,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 31,000 | $1,509,000 | thousands by filing date | call |
| FORTUNA MNG CORP F | 349915108 | COM | 288,416 | $1,506,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 97,700 | $1,503,000 | thousands by filing date | call |
| APTIV PLC | G6095L109 | SHS | 17,700 | $1,501,000 | thousands by filing date | call |
| HCI GROUP INC | 40416E103 | COM | 50,172 | $1,500,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 26,600 | $1,500,000 | thousands by filing date | call |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 30,600 | $1,496,000 | thousands by filing date | put |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 5,900 | $1,496,000 | thousands by filing date | put |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 1,229,000 | $1,496,000 | thousands by filing date | principal |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 155,713 | $1,495,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 310,200 | $1,495,000 | thousands by filing date | put |
| CARVANA CO CL A | 146869102 | Stock | 77,991 | $1,491,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 25,613 | $1,491,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 51,200 | $1,487,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 14,800 | $1,485,000 | thousands by filing date | call |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 113,604 | $1,485,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 63,250 | $1,483,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 23,156 | $1,480,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 264,700 | $1,477,000 | thousands by filing date | call |
| SIGMA DESIGNS INC | 826565103 | COM | 212,581 | $1,477,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 82,700 | $1,476,000 | thousands by filing date | call |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 247,970 | $1,476,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 127,390 | $1,474,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 4,800 | $1,473,000 | thousands by filing date | call |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 18,021 | $1,471,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 144,800 | $1,470,000 | thousands by filing date | put |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 59,616 | $1,467,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 125,000 | $1,465,000 | thousands by filing date | put |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 29,100 | $1,464,000 | thousands by filing date | call |
| XO GROUP INC | 983772104 | COM | 79,247 | $1,463,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 18,000 | $1,459,000 | thousands by filing date | put |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 63,777 | $1,458,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 21,600 | $1,449,000 | thousands by filing date | put |
| SUPERVALU INC | 868536301 | COM NEW | 67,092 | $1,449,000 | thousands by filing date | put |
| GAP INC COM | 364760108 | Stock | 42,500 | $1,448,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 46,473 | $1,444,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 80,119 | $1,444,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 6,100 | $1,441,000 | thousands by filing date | call |
| HAWKINS INC | 420261109 | COM | 40,839 | $1,438,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 10,600 | $1,438,000 | thousands by filing date | call |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 7,300 | $1,433,000 | thousands by filing date | put |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 50,409 | $1,432,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 366,378 | $1,432,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 55,393 | $1,430,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 172,084 | $1,428,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 9,295 | $1,427,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 363,018 | $1,427,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 67,101 | $1,423,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 79,300 | $1,421,000 | thousands by filing date | put |
| OMNICOM GROUP INC COM | 681919106 | Stock | 19,500 | $1,420,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 24,500 | $1,420,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 78,075 | $1,415,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 36,700 | $1,415,000 | thousands by filing date | call |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 47,776 | $1,413,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 276,000 | $1,406,000 | thousands by filing date | principal |
| MARATHON OIL CORP | 565849106 | COM | 83,000 | $1,405,000 | thousands by filing date | call |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 39,600 | $1,405,000 | thousands by filing date | call |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 96,908 | $1,405,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 43,073 | $1,405,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 27,600 | $1,404,000 | thousands by filing date | call |
| IROBOT CORP | 462726100 | COM | 18,300 | $1,404,000 | thousands by filing date | call |
| 51JOB INC | 316827104 | SPONSORED ADS | 23,069 | $1,404,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 63,050 | $1,404,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 459,657 | $1,402,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 36,900 | $1,397,000 | thousands by filing date | call |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 10,500 | $1,397,000 | thousands by filing date | call |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 167,368 | $1,397,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 26,500 | $1,396,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 165,563 | $1,396,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 104,494 | $1,395,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 51,580 | $1,394,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 582,208 | $1,392,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 44,566 | $1,392,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 53,444 | $1,391,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 415,066 | $1,391,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 50,001 | $1,391,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 12,000 | $1,390,000 | thousands by filing date | put |
| ATHENEX INC | 04685N103 | COM | 87,427 | $1,390,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 46,700 | $1,388,000 | thousands by filing date | put |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 311,754 | $1,387,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 505,533 | $1,385,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 19,600 | $1,383,000 | thousands by filing date | call |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 526,711 | $1,380,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 110,000 | $1,379,000 | thousands by filing date | put |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 36,594 | $1,377,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 86,696 | $1,374,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 8,100 | $1,373,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 91,134 | $1,372,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 36,970 | $1,372,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 61,342 | $1,371,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 68,135 | $1,370,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 11,400 | $1,369,000 | thousands by filing date | call |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 67,490 | $1,367,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 170,036 | $1,365,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 1,490,000 | $1,362,000 | thousands by filing date | principal |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 52,790 | $1,360,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 46,800 | $1,359,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550105 | COM | 155,300 | $1,357,000 | thousands by filing date | call |
| SUPERIOR INDS INTL INC | 868168105 | COM | 91,158 | $1,354,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 50,954 | $1,348,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 93,049 | $1,347,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 57,000 | $1,345,000 | thousands by filing date | call |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 100,143 | $1,342,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 14,600 | $1,341,000 | thousands by filing date | call |
| WILLDAN GROUP INC | 96924N100 | COM | 56,002 | $1,341,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 110,371 | $1,341,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 16,300 | $1,338,000 | thousands by filing date | put |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 22,756 | $1,338,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 139,700 | $1,337,000 | thousands by filing date | call |
| COSAN LTD | G25343107 | SHS A | 137,401 | $1,333,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 9,973 | $1,333,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 89,321 | $1,331,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 699,841 | $1,329,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 134,242 | $1,326,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 8,400 | $1,325,000 | thousands by filing date | put |
| TOLL BROTHERS INC COM | 889478103 | Stock | 27,600 | $1,325,000 | thousands by filing date | call |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 69,753 | $1,325,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 16,500 | $1,324,000 | thousands by filing date | put |
| ROYAL BK CDA COM | 780087102 | Stock | 16,200 | $1,323,000 | thousands by filing date | put |
| CIGNA CORPORATION | 125509109 | COM | 6,500 | $1,320,000 | thousands by filing date | call |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 84,300 | $1,320,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 27,400 | $1,318,000 | thousands by filing date | call |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 27,000 | $1,314,000 | thousands by filing date | put |
| ISHARES TR | 46435G516 | COM | 19,269 | $1,307,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 50,238 | $1,307,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 174,900 | $1,307,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 59,300 | $1,304,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 1,165,000 | $1,300,000 | thousands by filing date | principal |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 51,995 | $1,299,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 242,511 | $1,297,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 93,957 | $1,293,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 28,100 | $1,292,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 263,500 | $1,291,000 | thousands by filing date | put |
| BLACKLINE, INC. | 09239B109 | COM | 39,355 | $1,291,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 24,961 | $1,290,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 7,065 | $1,290,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 26,700 | $1,287,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 25,990 | $1,287,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 421,000 | $1,287,000 | thousands by filing date | principal |
| RALPH LAUREN CORP | 751212101 | CL A | 12,400 | $1,286,000 | thousands by filing date | call |
| XENCOR INC | 98401F105 | COMMON STOCK | 58,570 | $1,284,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 207,461 | $1,280,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 34,006 | $1,279,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 305,500 | $1,274,000 | thousands by filing date | put |
| KBHOME | 48666K109 | COM | 39,800 | $1,272,000 | thousands by filing date | put |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 68,300 | $1,270,000 | thousands by filing date | put |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 21,462 | $1,269,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 39,246 | $1,268,000 | thousands by filing date | call |
| ENTELLUS MED INC | 29363K105 | COM | 51,831 | $1,264,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 26,200 | $1,263,000 | thousands by filing date | call |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 40,700 | $1,263,000 | thousands by filing date | put |
| GAZIT GLOBE LTD | M4793C102 | SHS | 119,672 | $1,260,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 17,700 | $1,258,000 | thousands by filing date | put |
| ENSCO PLC | G3157S106 | SHS CLASS A | 212,800 | $1,258,000 | thousands by filing date | call |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 26,913 | $1,255,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 148,860 | $1,252,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 123,518 | $1,241,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 159,400 | $1,239,000 | thousands by filing date | put |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 39,905 | $1,238,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 26,700 | $1,238,000 | thousands by filing date | put |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 26,700 | $1,238,000 | thousands by filing date | call |
| MACROGENICS INC | 556099109 | COM | 65,108 | $1,237,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 46,700 | $1,237,000 | thousands by filing date | call |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,959 | $1,236,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 32,300 | $1,234,000 | thousands by filing date | put |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 234,763 | $1,234,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 48,066 | $1,233,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 40,000 | $1,232,000 | thousands by filing date | call |
| V F CORP COM | 918204108 | Stock | 16,600 | $1,228,000 | thousands by filing date | put |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 29,925 | $1,228,000 | thousands by filing date | put |
| BRINKER INTL INC COM | 109641100 | Stock | 31,500 | $1,223,000 | thousands by filing date | put |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 33,721 | $1,223,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 10,957 | $1,222,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 118,047 | $1,222,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 149,854 | $1,221,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 162,235 | $1,217,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 276 | $1,217,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 43,463 | $1,217,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 25,719 | $1,215,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 205,254 | $1,209,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 34,800 | $1,208,000 | thousands by filing date | call |
| MODINE MFG CO COM | 607828100 | Stock | 59,762 | $1,207,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 18,100 | $1,207,000 | thousands by filing date | put |
| CONSOLIDATED EDISON INC | 209115104 | COM | 14,200 | $1,206,000 | thousands by filing date | put |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 59,840 | $1,206,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 64,800 | $1,205,000 | thousands by filing date | call |
| STEELCASE INC-CLASS A | 858155203 | CL A | 78,800 | $1,198,000 | thousands by filing date | put |
| STEELCASE INC-CLASS A | 858155203 | CL A | 78,800 | $1,198,000 | thousands by filing date | call |
| JAMBA INC | 47023A309 | COM NEW | 148,506 | $1,197,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 19,234 | $1,194,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 69,901 | $1,190,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 28,740 | $1,189,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 12,800 | $1,188,000 | thousands by filing date | call |
| Heritage Commerce Corp | 426927109 | Common Stock | 77,538 | $1,188,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 36,900 | $1,179,000 | thousands by filing date | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 380,077 | $1,178,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 79,839 | $1,178,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 21,300 | $1,177,000 | thousands by filing date | call |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 66,663 | $1,174,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 198,801 | $1,173,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 70,600 | $1,173,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 14,190 | $1,170,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 138,311 | $1,169,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 69,200 | $1,167,000 | thousands by filing date | put |
| Wilshire US REIT ETF | 18383M472 | ETF | 24,635 | $1,166,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 49,700 | $1,165,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 30,000 | $1,163,000 | thousands by filing date | put |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 40,057 | $1,161,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 46,065 | $1,160,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 40,000 | $1,157,000 | thousands by filing date | call |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 32,649 | $1,157,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 279,900 | $1,156,000 | thousands by filing date | call |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 29,100 | $1,154,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 54,704 | $1,153,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 48,673 | $1,153,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 152,431 | $1,153,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 17,700 | $1,151,000 | thousands by filing date | call |
| VERA BRADLEY INC | 92335C106 | COM | 94,367 | $1,149,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 46,688 | $1,147,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 17,398 | $1,143,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 17,700 | $1,141,000 | thousands by filing date | call |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 109,100 | $1,140,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 63,500 | $1,140,000 | thousands by filing date | call |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 5,700 | $1,138,000 | thousands by filing date | call |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 32,005 | $1,138,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 25,700 | $1,137,000 | thousands by filing date | call |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 11,781 | $1,137,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 214,132 | $1,137,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 37,400 | $1,135,000 | thousands by filing date | call |
| INNERWORKINGS INC | 45773Y105 | COM | 113,101 | $1,135,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 151,148 | $1,134,000 | thousands by filing date | call |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 40,426 | $1,134,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 23,516 | $1,133,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 117,676 | $1,132,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 4,800 | $1,131,000 | thousands by filing date | put |
| OCEAN RIG UDW INC | G66964118 | SHS NEW | 41,931 | $1,124,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 37,920 | $1,122,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 131,202 | $1,122,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 859,000 | $1,120,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B714 | FUND | 31,482 | $1,120,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 35,176 | $1,118,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 165,600 | $1,116,000 | thousands by filing date | call |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 63,206 | $1,115,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 39,094 | $1,113,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 36,274 | $1,113,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 23,940 | $1,112,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 13,900 | $1,110,000 | thousands by filing date | call |
| NextEra Energy,Inc. | 65339F101 | COM | 7,100 | $1,109,000 | thousands by filing date | put |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 37,115 | $1,108,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 18,649 | $1,108,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 63,712 | $1,107,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 15,100 | $1,107,000 | thousands by filing date | put |
| LAKELAND BANCORP INC | 511637100 | COM | 57,491 | $1,107,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 23,915 | $1,106,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 35,781 | $1,106,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 25,790 | $1,105,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 898,000 | $1,105,000 | thousands by filing date | principal |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 883,000 | $1,105,000 | thousands by filing date | principal |
| CARDINAL HEALTH INC | 14149Y108 | COM | 18,000 | $1,103,000 | thousands by filing date | call |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 159,459 | $1,102,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 7,100 | $1,099,000 | thousands by filing date | put |
| REV Group Inc | 749527107 | Common Stock | 33,724 | $1,097,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 350,300 | $1,096,000 | thousands by filing date | put |
| A10 NETWORKS INC | 002121101 | COM | 141,782 | $1,095,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 78,783 | $1,095,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 13,300 | $1,092,000 | thousands by filing date | call |
| DIGI INTL INC | 253798102 | COM | 113,945 | $1,089,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 147,949 | $1,087,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 8,700 | $1,084,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 76,000 | $1,079,000 | thousands by filing date | put |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 6,900 | $1,079,000 | thousands by filing date | call |
| FTD COS INC | 30281V108 | COM | 149,977 | $1,078,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 30,500 | $1,075,000 | thousands by filing date | call |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 14,025 | $1,072,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 26,300 | $1,069,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 32,163 | $1,065,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 33,900 | $1,064,000 | thousands by filing date | put |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 155,600 | $1,064,000 | thousands by filing date | call |
| iShares Gold Trust | 464285105 | ISHARES | 84,843 | $1,061,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 17,300 | $1,060,000 | thousands by filing date | put |
| CSS INDS INC | 125906107 | COMMON STOCK | 38,058 | $1,060,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 50,000 | $1,059,000 | thousands by filing date | put |
| CERUS CORP | 157085101 | COM | 313,247 | $1,058,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 95,298 | $1,058,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 32,084 | $1,057,000 | thousands by filing date | put |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 134,320 | $1,052,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 4,900 | $1,049,000 | thousands by filing date | call |
| PC CONNECTION INC | 69318J100 | COM | 39,966 | $1,048,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 23,181 | $1,047,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 26,226 | $1,047,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 53,224 | $1,046,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 69,228 | $1,045,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 34,900 | $1,044,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 39,706 | $1,043,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 72,596 | $1,038,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 55,300 | $1,038,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 68,400 | $1,037,000 | thousands by filing date | call |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 227,068 | $1,033,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 77,339 | $1,031,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 38,900 | $1,031,000 | thousands by filing date | call |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 28,437 | $1,030,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 20,000 | $1,029,000 | thousands by filing date | call |
| TIPTREE INC | 88822Q103 | COM | 172,855 | $1,028,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 26,000 | $1,023,000 | thousands by filing date | call |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 102,345 | $1,023,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 44,381 | $1,022,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 132,364 | $1,021,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 64,894 | $1,019,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 44,300 | $1,017,000 | thousands by filing date | put |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 30,000 | $1,017,000 | thousands by filing date | call |
| MSG NETWORK INC | 553573106 | CL A | 50,200 | $1,017,000 | thousands by filing date | call |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 38,350 | $1,016,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 31,400 | $1,015,000 | thousands by filing date | put |
| PAYCHEX INC | 704326107 | COM | 14,900 | $1,014,000 | thousands by filing date | put |
| NEWELL BRANDS INC COM | 651229106 | Stock | 32,800 | $1,014,000 | thousands by filing date | call |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 5,957 | $1,014,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 31,759 | $1,013,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 571,644 | $1,012,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 58,616 | $1,011,000 | thousands by filing date | |
| IShares Edge MSCI Min Vol | 464289115 | STK IDX | 34,197 | $1,008,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 281,407 | $1,007,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 29,700 | $1,006,000 | thousands by filing date | call |
| ENCANA CORP | 292505104 | COM | 75,300 | $1,004,000 | thousands by filing date | put |
| DSP GROUP INC | 23332B106 | COM | 80,292 | $1,004,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 215,029 | $1,002,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 33,303 | $1,001,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 237,970 | $999,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 999,000 | $999,000 | thousands by filing date | call |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 81,137 | $998,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 278,600 | $997,000 | thousands by filing date | call |
| SASOL LTD | 803866300 | SPONSORED ADR | 29,108 | $996,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 15,100 | $994,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 535,724 | $991,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 47,100 | $986,000 | thousands by filing date | put |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 53,890 | $984,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 28,500 | $982,000 | thousands by filing date | call |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 15,500 | $981,000 | thousands by filing date | call |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 106,388 | $980,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 73,500 | $980,000 | thousands by filing date | call |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 19,395 | $978,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 300,185 | $978,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 34,300 | $977,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 29,000 | $976,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 7,200 | $976,000 | thousands by filing date | put |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 38,496 | $973,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 115,137 | $973,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 57,100 | $972,000 | thousands by filing date | call |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 509,000 | $972,000 | thousands by filing date | principal |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 53,810 | $968,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 25,320 | $965,000 | thousands by filing date | call |
| CARA THERAPEUTICS INC | 140755109 | COM | 78,811 | $964,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 13,100 | $964,000 | thousands by filing date | call |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 182,676 | $963,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 22,328 | $963,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 12,039 | $961,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 30,200 | $952,000 | thousands by filing date | put |
| LENDINGCLUB CORP | 52603A109 | COM | 230,400 | $952,000 | thousands by filing date | put |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 26,546 | $949,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 162,800 | $949,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 58,400 | $944,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 58,400 | $944,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 102,200 | $943,000 | thousands by filing date | put |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 47,646 | $943,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 29,900 | $939,000 | thousands by filing date | call |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 93,948 | $939,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 70,290 | $938,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 37,996 | $936,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 60,000 | $934,000 | thousands by filing date | call |
| BANCFIRST CORP | 05945F103 | COM | 18,230 | $932,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 39,376 | $932,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 18,100 | $929,000 | thousands by filing date | put |
| IAC INTERACTIVECORP | 44919P508 | COM | 7,600 | $929,000 | thousands by filing date | call |
| KMG CHEMICALS INC | 482564101 | COM | 14,049 | $928,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 109,510 | $926,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 20,604 | $926,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 36,000 | $924,000 | thousands by filing date | call |
| PACCAR INC COM | 693718108 | Stock | 13,000 | $924,000 | thousands by filing date | call |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 13,900 | $923,000 | thousands by filing date | call |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 60,419 | $923,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 291,900 | $922,000 | thousands by filing date | call |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 850,000 | $922,000 | thousands by filing date | principal |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 71,428 | $921,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 91,369 | $921,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 21,700 | $920,000 | thousands by filing date | put |
| NN INC | 629337106 | COM | 33,338 | $920,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 42,810 | $920,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 19,600 | $919,000 | thousands by filing date | call |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 48,800 | $917,000 | thousands by filing date | call |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 43,000 | $917,000 | thousands by filing date | put |
| CONAGRA FOODS INC | 205887102 | COM | 24,200 | $912,000 | thousands by filing date | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 26,000 | $912,000 | thousands by filing date | call |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 8,000 | $911,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 17,372 | $911,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 3,300 | $910,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 704,000 | $909,000 | thousands by filing date | principal |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 389,787 | $904,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 183,643 | $901,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 23,800 | $900,000 | thousands by filing date | put |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 12,200 | $898,000 | thousands by filing date | call |
| HOLOGIC INC | 436440101 | COM | 21,000 | $898,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 132,878 | $898,000 | thousands by filing date | call |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 41,873 | $897,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 35,367 | $897,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 46,004 | $894,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 42,410 | $894,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 9,100 | $891,000 | thousands by filing date | put |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 27,674 | $891,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 42,835 | $889,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 36,700 | $882,000 | thousands by filing date | call |
| NEWTEKONE INC | 652526203 | COM NEW | 47,428 | $877,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 12,100 | $874,000 | thousands by filing date | call |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 9,550 | $873,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 40,652 | $873,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 53,600 | $873,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 103,200 | $870,000 | thousands by filing date | call |
| AT HOME GROUP INC | 04650Y100 | COM | 28,554 | $868,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 5,100 | $865,000 | thousands by filing date | call |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 33,665 | $865,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 19,500 | $863,000 | thousands by filing date | put |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 35,900 | $863,000 | thousands by filing date | put |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 240,131 | $862,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 875,000 | $862,000 | thousands by filing date | principal |
| OTELCO INC | 688823301 | CL A NEW | 64,492 | $861,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 29,764 | $860,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 206,300 | $860,000 | thousands by filing date | call |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 38,482 | $860,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 306,957 | $859,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 58,500 | $856,000 | thousands by filing date | call |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 16,159 | $856,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 13,400 | $856,000 | thousands by filing date | call |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 847,000 | $853,000 | thousands by filing date | principal |
| V F CORP COM | 918204108 | Stock | 11,500 | $851,000 | thousands by filing date | call |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 13,893 | $849,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 47,328 | $847,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 37,500 | $846,000 | thousands by filing date | put |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 23,338 | $844,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 90,104 | $844,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 4,000 | $843,000 | thousands by filing date | call |
| POWELL INDS INC | 739128106 | COM | 29,426 | $843,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 12,500 | $843,000 | thousands by filing date | call |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 11,555 | $841,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 6,400 | $840,000 | thousands by filing date | call |
| STOCK YDS BANCORP INC | 861025104 | COM | 22,273 | $840,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 27,003 | $840,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 37,977 | $839,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 22,600 | $839,000 | thousands by filing date | call |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 809,000 | $838,000 | thousands by filing date | principal |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 15,778 | $835,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 143,000 | $835,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 29,112 | $834,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 61,000 | $828,000 | thousands by filing date | call |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 11,751 | $827,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 8,900 | $826,000 | thousands by filing date | put |
| ENERGOUS CORP | 29272C103 | COM | 42,459 | $826,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 106,730 | $825,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 290,464 | $825,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 19,576 | $824,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 39,219 | $820,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 66,642 | $820,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 7,800 | $818,000 | thousands by filing date | call |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 68,693 | $817,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 598,000 | $817,000 | thousands by filing date | principal |
| Progressive Corporation | 743315103 | COM | 14,400 | $811,000 | thousands by filing date | put |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 40,000 | $803,000 | thousands by filing date | put |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 88,023 | $803,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 41,892 | $803,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 48,413 | $803,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 29,722 | $802,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 23,730 | $802,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 4,600 | $800,000 | thousands by filing date | put |
| ROYAL BK CDA COM | 780087102 | Stock | 9,800 | $800,000 | thousands by filing date | call |
| Vanguard Real Estate | 922908553 | SHS | 9,600 | $797,000 | thousands by filing date | put |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 110,864 | $797,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 20,932 | $795,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 50,555 | $794,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 203,211 | $793,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 10,300 | $792,000 | thousands by filing date | call |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 61,787 | $788,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 18,656 | $787,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 56,117 | $787,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 19,143 | $784,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 35,630 | $783,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 742,000 | $782,000 | thousands by filing date | principal |
| ARBOR REALTY TRUST INC | 038923108 | COM | 90,033 | $778,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 38,700 | $778,000 | thousands by filing date | call |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 7,500 | $777,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 76,600 | $777,000 | thousands by filing date | call |
| FLUOR CORP | 343412102 | COM | 15,000 | $775,000 | thousands by filing date | call |
| GRUBHUB INC | 400110102 | COM | 10,800 | $775,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 49,600 | $774,000 | thousands by filing date | put |
| TJX Companies Inc | 872540109 | COM | 10,100 | $772,000 | thousands by filing date | call |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 22,585 | $772,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 34,800 | $772,000 | thousands by filing date | put |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 29,730 | $771,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 44,200 | $770,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-18-000278 | this filing | 2018-02-14 | acceptance time not in the bulk data set |