13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 6,296 holding rows worth $418,145,444,000.
- Accession
- 0000769993-18-000278
- Filer
- CIK 886982
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 10,958 entries on the cover page, a total value of $418,145,444,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $418,145,444,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SMUCKER J M CO | 832696405 | COM NEW | 3,200 | $398,000 | thousands by filing date | put |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 341,000 | $398,000 | thousands by filing date | principal |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 37,525 | $397,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 6,600 | $396,000 | thousands by filing date | put |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 38,678 | $396,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 3,100 | $394,000 | thousands by filing date | put |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 3,800 | $394,000 | thousands by filing date | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 127,000 | $394,000 | thousands by filing date | call |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 22,412 | $394,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 126,300 | $394,000 | thousands by filing date | call |
| SYSTEMAX INC | 871851101 | COM | 11,853 | $394,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 26,436 | $392,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 19,409 | $392,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 10,077 | $391,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 3,400 | $389,000 | thousands by filing date | put |
| ATKORE INC | 047649108 | COMMON STOCK | 18,041 | $387,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 28,826 | $387,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 30,818 | $387,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 79,544 | $386,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 4,721 | $385,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 5,955 | $385,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 45,800 | $385,000 | thousands by filing date | call |
| BRIDGE BANCORP INC | 108035106 | COM | 10,938 | $383,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 7,400 | $382,000 | thousands by filing date | call |
| PAPA JOHNS INTL INC | 698813102 | COM | 6,800 | $382,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 32,600 | $381,000 | thousands by filing date | call |
| Rithm Property Trust Inc | 38983D300 | REIT | 27,529 | $380,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 161,820 | $380,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 40,986 | $380,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 42,313 | $379,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 38,600 | $378,000 | thousands by filing date | call |
| M & T BK CORP COM | 55261F104 | Stock | 2,200 | $376,000 | thousands by filing date | call |
| ETSY INC | 29786A106 | COM | 18,400 | $376,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 52,613 | $376,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 19,037 | $373,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 5,200 | $372,000 | thousands by filing date | put |
| ECLIPSE RES CORP | 27890G100 | COM | 155,031 | $372,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 19,000 | $371,000 | thousands by filing date | call |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 18,069 | $371,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 14,194 | $371,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 261,606 | $371,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 30,002 | $371,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 157,126 | $370,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 8,100 | $370,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 89,047 | $368,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 53,471 | $367,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 20,266 | $367,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 195,000 | $366,000 | thousands by filing date | principal |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 58,355 | $364,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,572,643 | $364,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 13,138 | $364,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 39,972 | $364,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 35,641 | $364,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 5,500 | $363,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 18,500 | $363,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 89,731 | $363,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 9,100 | $363,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 24,800 | $361,000 | thousands by filing date | put |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 36,029 | $360,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 60,451 | $360,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,300 | $359,000 | thousands by filing date | call |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 3,000 | $358,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 68,039 | $358,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3,400 | $357,000 | thousands by filing date | put |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 122,273 | $357,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 82,800 | $356,000 | thousands by filing date | call |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,800 | $356,000 | thousands by filing date | call |
| MASCO CORP | 574599106 | COM | 8,100 | $356,000 | thousands by filing date | call |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 44,976 | $355,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 60,796 | $354,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 504,371 | $353,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 17,100 | $352,000 | thousands by filing date | call |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 8,288 | $352,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 12,304 | $352,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 39,619 | $351,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 16,690 | $351,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 55,500 | $351,000 | thousands by filing date | call |
| HERC HLDGS INC COM | 42704L104 | Stock | 5,590 | $350,000 | thousands by filing date | put |
| CODEXIS INC | 192005106 | COM | 41,931 | $350,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 11,797 | $350,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 13,200 | $350,000 | thousands by filing date | put |
| COVISTA INC | 00737L103 | COM | 8,300 | $349,000 | thousands by filing date | put |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 1,600 | $349,000 | thousands by filing date | put |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 67,805 | $348,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 35,776 | $348,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 17,200 | $347,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 10,200 | $347,000 | thousands by filing date | call |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 15,793 | $347,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 5,928 | $347,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 17,400 | $347,000 | thousands by filing date | call |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 12,200 | $346,000 | thousands by filing date | put |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 18,400 | $346,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 7,639 | $346,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 94,980 | $345,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 32,116 | $344,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 4,100 | $344,000 | thousands by filing date | put |
| V2X INC | 92242T101 | COM | 11,079 | $342,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 14,425 | $342,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 6,100 | $341,000 | thousands by filing date | put |
| ANGI INC CLASS A | 00183L102 | CL A | 32,631 | $341,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 97,329 | $341,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 73,751 | $341,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 39,165 | $340,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 109,100 | $339,000 | thousands by filing date | put |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 107,294 | $339,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 35,534 | $339,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 4,400 | $338,000 | thousands by filing date | put |
| WORKIVA INC COM CL A | 98139A105 | Stock | 15,725 | $337,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 34,590 | $337,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 38,500 | $336,000 | thousands by filing date | put |
| ECOLAB INC COM | 278865100 | Stock | 2,500 | $335,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 85,300 | $335,000 | thousands by filing date | call |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 11,300 | $334,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 14,400 | $333,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 268,345 | $333,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 7,331 | $333,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 18,368 | $332,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 7,900 | $332,000 | thousands by filing date | put |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 47,378 | $332,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 21,843 | $332,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 19,600 | $331,000 | thousands by filing date | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 81,475 | $331,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 8,265 | $331,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 14,978 | $330,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 55,600 | $329,000 | thousands by filing date | put |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 20,200 | $328,000 | thousands by filing date | call |
| VERACYTE INC COM | 92337F107 | Stock | 50,172 | $328,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 9,210 | $328,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 106,245 | $328,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 2,502 | $328,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 45,900 | $327,000 | thousands by filing date | call |
| WELLTOWER INC COM | 95040Q104 | REIT | 5,100 | $325,000 | thousands by filing date | put |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 33,196 | $325,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 4,190 | $323,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 4,800 | $323,000 | thousands by filing date | put |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 200,000 | $322,000 | thousands by filing date | put |
| GP STRATEGIES CORP | 36225V104 | COM | 13,821 | $321,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 49,000 | $320,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 25,500 | $320,000 | thousands by filing date | put |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 37,300 | $320,000 | thousands by filing date | call |
| BBX CAP CORP NEW | 05491N104 | CL A | 40,113 | $320,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 5,000 | $319,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 10,700 | $319,000 | thousands by filing date | put |
| CONFORMIS INC | 20717E101 | COM | 134,383 | $319,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 340,000 | $319,000 | thousands by filing date | principal |
| TRIMBLE INC COM | 896239100 | Stock | 7,800 | $317,000 | thousands by filing date | call |
| CORIUM INTL INC | 21887L107 | COM | 32,998 | $317,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 6,397 | $316,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 32,450 | $316,000 | thousands by filing date | call |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 2,400 | $316,000 | thousands by filing date | call |
| FARMER BROS CO | 307675108 | COM | 9,799 | $315,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 8,412 | $314,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,600 | $313,000 | thousands by filing date | put |
| CHEGG INC | 163092109 | COM | 19,200 | $313,000 | thousands by filing date | call |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 41,784 | $312,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 137,331 | $312,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 195,253 | $312,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 50,966 | $311,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 889,987 | $311,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 19,900 | $310,000 | thousands by filing date | put |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 22,913 | $310,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 76,878 | $310,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 3,900 | $309,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 17,859 | $308,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 10,849 | $307,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 77,775 | $306,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 5,841 | $306,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 150,375 | $305,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 37,344 | $305,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 25,405 | $305,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,600 | $304,000 | thousands by filing date | put |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,200 | $304,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 36,000 | $303,000 | thousands by filing date | put |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 46,796 | $303,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 48,952 | $301,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 211,000 | $301,000 | thousands by filing date | principal |
| CAMBRIDGE BANCORP | 132152109 | COM | 3,763 | $300,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,876 | $299,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 26,663 | $299,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,439 | $298,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 2,100 | $297,000 | thousands by filing date | call |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 22,181 | $297,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 17,355 | $296,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 4,271 | $296,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 9,300 | $296,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,919 | $296,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 3,096 | $294,000 | thousands by filing date | call |
| IES HOLDINGS INC | 44951W106 | COM | 17,056 | $294,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 14,685 | $294,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 38,200 | $294,000 | thousands by filing date | put |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 6,244 | $292,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 24,211 | $292,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 95,792 | $292,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 18,939 | $291,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 72,346 | $290,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 5,400 | $289,000 | thousands by filing date | put |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 4,275 | $289,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 29,462 | $289,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 42,252 | $289,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 15,137 | $288,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 7,900 | $287,000 | thousands by filing date | put |
| FLEX LTD ORD | Y2573F102 | Stock | 15,900 | $286,000 | thousands by filing date | call |
| COSTAMARE INC | Y1771G102 | SHS | 49,658 | $286,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 26,787 | $285,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 22,829 | $285,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 4,800 | $284,000 | thousands by filing date | put |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 5,700 | $284,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 40,014 | $284,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 21,020 | $284,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 12,071 | $283,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 35,305 | $282,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 16,002 | $282,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 41,100 | $281,000 | thousands by filing date | put |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 3,374 | $280,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 50,000 | $279,000 | thousands by filing date | call |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 2,100 | $278,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 55,727 | $278,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 7,020 | $277,000 | thousands by filing date | call |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 7,700 | $277,000 | thousands by filing date | put |
| RANDGOLD RES LTD | 752344309 | ADR | 2,800 | $277,000 | thousands by filing date | put |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 8,900 | $276,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 2,452 | $276,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 54,522 | $275,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 12,068 | $275,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 12,500 | $275,000 | thousands by filing date | call |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 150,000 | $275,000 | thousands by filing date | principal |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 2,200 | $274,000 | thousands by filing date | call |
| M & T BK CORP COM | 55261F104 | Stock | 1,600 | $274,000 | thousands by filing date | put |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 15,500 | $274,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 42,800 | $274,000 | thousands by filing date | put |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 3,900 | $274,000 | thousands by filing date | call |
| IMPINJ INC | 453204109 | COM | 12,101 | $273,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 55,700 | $273,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 3,100 | $273,000 | thousands by filing date | call |
| KADMON HLDGS INC | 48283N106 | COM | 75,422 | $273,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 6,500 | $272,000 | thousands by filing date | call |
| CSW INDUSTRIALS INC | 126402106 | COM | 5,924 | $272,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 3,200 | $272,000 | thousands by filing date | put |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 37,545 | $272,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 67,123 | $271,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,400 | $270,000 | thousands by filing date | put |
| CALIX INC | 13100M509 | COM | 45,365 | $270,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 14,502 | $270,000 | thousands by filing date | |
| PROSHARES TR | 74347R115 | PSHS CONSUMR GD | 19,814 | $270,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 5,100 | $269,000 | thousands by filing date | put |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 7,821 | $269,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 9,691 | $269,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 36,666 | $269,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 21,450 | $269,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 6,946 | $268,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 3,500 | $267,000 | thousands by filing date | put |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 88,878 | $267,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 5,607 | $266,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 10,150 | $265,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 42,046 | $265,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 128,925 | $264,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 14,362 | $262,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 4,404 | $262,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 64,800 | $260,000 | thousands by filing date | put |
| PROSHARES SHORT BASIC MAT | 74347X559 | COM | 14,802 | $260,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 23,636 | $260,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 4,831 | $259,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 105,118 | $259,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 92,018 | $259,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 10,776 | $259,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 12,200 | $258,000 | thousands by filing date | call |
| ADDUS HOMECARE CORP | 006739106 | COM | 7,404 | $258,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 5,300 | $258,000 | thousands by filing date | put |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 9,910 | $258,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 9,400 | $258,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 9,168 | $257,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 35,000 | $257,000 | thousands by filing date | put |
| ANTARES PHARMA INC | 036642106 | COM | 129,470 | $257,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 14,659 | $257,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 7,700 | $256,000 | thousands by filing date | call |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 7,548 | $256,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,300 | $255,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 22,600 | $255,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 2,974 | $255,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 41,821 | $254,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 24,395 | $253,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 4,300 | $253,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 19,800 | $253,000 | thousands by filing date | put |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 31,788 | $252,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 40,000 | $252,000 | thousands by filing date | put |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 14,755 | $252,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 24,878 | $252,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,900 | $251,000 | thousands by filing date | call |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 29,312 | $251,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7,100 | $250,000 | thousands by filing date | put |
| CLIPPER REALTY INC | 18885T306 | COM | 24,991 | $250,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 8,724 | $250,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 5,592 | $250,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 7,100 | $249,000 | thousands by filing date | put |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 16,288 | $248,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 900 | $248,000 | thousands by filing date | call |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 15,023 | $247,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 40,835 | $247,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 7,000 | $246,000 | thousands by filing date | put |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 37,018 | $246,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 28,937 | $246,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,675 | $245,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 36,500 | $245,000 | thousands by filing date | call |
| PROSHARES TR | 74348A368 | ULTRASHORT INDL | 14,536 | $244,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 99,000 | $244,000 | thousands by filing date | principal |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 18,259 | $243,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 8,900 | $243,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 6,100 | $243,000 | thousands by filing date | put |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 181,581 | $243,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 9,462 | $242,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 19,029 | $241,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 6,412 | $241,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 219,037 | $241,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,100 | $240,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 3,393 | $240,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 214,000 | $240,000 | thousands by filing date | principal |
| FIRST INTERNET BANCORP | 320557101 | COM | 6,259 | $239,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 36,209 | $239,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 9,967 | $239,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 14,300 | $239,000 | thousands by filing date | put |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 3,406 | $239,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 42,473 | $238,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 34,944 | $238,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 13,682 | $238,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 18,200 | $237,000 | thousands by filing date | put |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 60,695 | $237,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 19,995 | $237,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 24,864 | $236,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 39,185 | $236,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 7,500 | $235,000 | thousands by filing date | call |
| VSE CORP COM | 918284100 | Stock | 4,850 | $235,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 12,691 | $235,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 8,400 | $235,000 | thousands by filing date | put |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 6,300 | $234,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 25,976 | $234,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 22,036 | $232,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 3,600 | $232,000 | thousands by filing date | call |
| INVITAE CORP | 46185L103 | COM | 25,557 | $232,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 4,100 | $231,000 | thousands by filing date | call |
| SILVERBOW RES INC | 82836G102 | COM | 7,777 | $231,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 5,000 | $230,000 | thousands by filing date | call |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 55,159 | $230,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 19,940 | $230,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 899 | $229,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 17,200 | $229,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 9,900 | $229,000 | thousands by filing date | call |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 12,154 | $229,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 64,600 | $229,000 | thousands by filing date | put |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 55,059 | $229,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 57,000 | $229,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 2,000 | $227,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 61,400 | $227,000 | thousands by filing date | put |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 10,473 | $227,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 11,871 | $227,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 2,400 | $226,000 | thousands by filing date | put |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 28,269 | $226,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 122,000 | $226,000 | thousands by filing date | principal |
| FORMFACTOR INC COM | 346375108 | Stock | 14,400 | $225,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 72,465 | $225,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 5,100 | $224,000 | thousands by filing date | put |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 3,400 | $224,000 | thousands by filing date | call |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 63,213 | $224,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 9,786 | $224,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 15,620 | $223,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 75,593 | $223,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 37,405 | $223,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 9,100 | $222,000 | thousands by filing date | call |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 6,318 | $222,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 39,165 | $222,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 3,504 | $221,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 4,549 | $221,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 20,743 | $221,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 6,950 | $220,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 51,241 | $220,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 6,805 | $219,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 11,400 | $219,000 | thousands by filing date | put |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 11,700 | $219,000 | thousands by filing date | put |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 6,684 | $219,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G878 | IPATH GEMS ASIA8 | 5,233 | $219,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 30,885 | $219,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 12,803 | $219,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 20,390 | $218,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 21,400 | $218,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 3,529 | $218,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,300 | $217,000 | thousands by filing date | call |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,800 | $217,000 | thousands by filing date | put |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 19,500 | $217,000 | thousands by filing date | put |
| TEXAS | 882610108 | COMMON STOCK | 486 | $217,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 36,915 | $217,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 26,298 | $216,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 46,713 | $215,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 14,479 | $214,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 45,502 | $214,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 50,039 | $214,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 28,423 | $214,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 52,106 | $214,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 45,725 | $213,000 | thousands by filing date | |
| COMERICA INC-CW18 | 200340115 | WTS | 3,658 | $213,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 22,875 | $212,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 4,900 | $211,000 | thousands by filing date | call |
| GEOPARK LTD USD SHS | G38327105 | Stock | 21,298 | $211,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 24,000 | $211,000 | thousands by filing date | put |
| STERICYCLE INC | 858912108 | COM | 3,100 | $211,000 | thousands by filing date | call |
| PROSHARES ULTRASHORT CONSUMER SERVICES | 74348A236 | ETF | 8,717 | $211,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 2,023 | $210,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 33,020 | $209,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 81,533 | $208,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 221,000 | $208,000 | thousands by filing date | principal |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 7,557 | $207,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 46,065 | $207,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 18,254 | $206,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 12,400 | $206,000 | thousands by filing date | put |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 10,201 | $206,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 20,574 | $205,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 204,936 | $205,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 28,847 | $204,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 3,200 | $203,000 | thousands by filing date | put |
| CIM COML TR CORP | 125525105 | COM | 10,649 | $203,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 226,000 | $203,000 | thousands by filing date | principal |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 3,400 | $202,000 | thousands by filing date | call |
| FB FINL CORP | 30257X104 | COM | 4,807 | $202,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 5,162 | $202,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 3,100 | $201,000 | thousands by filing date | call |
| MODEL N INC | 607525102 | COM | 12,747 | $201,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 9,290 | $201,000 | thousands by filing date | call |
| SYNAPTICS INC COM | 87157D109 | Stock | 5,000 | $200,000 | thousands by filing date | call |
| AGCO CORP | 001084102 | COM | 2,800 | $200,000 | thousands by filing date | put |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 14,996 | $200,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 29,700 | $200,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932107 | COM | 6,500 | $199,000 | thousands by filing date | put |
| PPG INDS INC COM | 693506107 | Stock | 1,700 | $199,000 | thousands by filing date | put |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 10,487 | $198,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,500 | $197,000 | thousands by filing date | put |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 21,407 | $197,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 72,827 | $196,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 44,408 | $196,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 44,497 | $196,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 71,755 | $196,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,700 | $195,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 5,900 | $195,000 | thousands by filing date | put |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 10,742 | $195,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 14,295 | $194,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 48,400 | $194,000 | thousands by filing date | put |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 15,100 | $194,000 | thousands by filing date | put |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 6,200 | $193,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 3,000 | $193,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 9,863 | $193,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 29,900 | $192,000 | thousands by filing date | call |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 3,000 | $191,000 | thousands by filing date | put |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 10,800 | $191,000 | thousands by filing date | put |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,300 | $190,000 | thousands by filing date | call |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 15,996 | $189,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 12,400 | $189,000 | thousands by filing date | put |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 28,200 | $189,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 32,200 | $188,000 | thousands by filing date | call |
| LEUCADIA NATL CORP | 527288104 | COM | 7,100 | $188,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,600 | $187,000 | thousands by filing date | call |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 11,931 | $187,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 492,749 | $187,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 8,400 | $185,000 | thousands by filing date | call |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 41,366 | $185,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 29,995 | $185,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 13,104 | $184,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 44,900 | $184,000 | thousands by filing date | put |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 18,000 | $183,000 | thousands by filing date | call |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 103,074 | $183,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 1,800 | $182,000 | thousands by filing date | call |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 3,800 | $182,000 | thousands by filing date | call |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 1,700 | $182,000 | thousands by filing date | put |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 3,600 | $182,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 26,800 | $182,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 38,900 | $181,000 | thousands by filing date | call |
| BUCKLE INC COM | 118440106 | Stock | 7,600 | $181,000 | thousands by filing date | put |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,800 | $181,000 | thousands by filing date | put |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 24,269 | $181,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 3,600 | $180,000 | thousands by filing date | call |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 5,369 | $180,000 | thousands by filing date | put |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 39,261 | $180,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 11,602 | $180,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 13,362 | $180,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 2,500 | $179,000 | thousands by filing date | call |
| IDT CORP | 448947507 | CL B NEW | 16,745 | $178,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 27,736 | $178,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 8,900 | $177,000 | thousands by filing date | call |
| OOMA INC | 683416101 | COM | 14,834 | $177,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 25,712 | $177,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 12,800 | $177,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 2,200 | $176,000 | thousands by filing date | put |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 43,806 | $176,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 16,777 | $176,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,400 | $175,000 | thousands by filing date | put |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 19,945 | $175,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 219,591 | $174,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 20,718 | $174,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 74,087 | $173,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 102,626 | $173,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 4,600 | $172,000 | thousands by filing date | put |
| RAMBUS INC DEL COM | 750917106 | Stock | 12,000 | $171,000 | thousands by filing date | put |
| EDISON INTL COM | 281020107 | Stock | 2,700 | $171,000 | thousands by filing date | put |
| SOUTHERN COPPER CORP | 84265V105 | COM | 3,600 | $171,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-18-000278 | this filing | 2018-02-14 | acceptance time not in the bulk data set |