13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 6,296 holding rows worth $418,145,444,000.
- Accession
- 0000769993-18-000278
- Filer
- CIK 886982
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 10,958 entries on the cover page, a total value of $418,145,444,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $418,145,444,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 50,250 | $2,824,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 427,184 | $2,819,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 16,140 | $2,811,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 35,000 | $2,809,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 43,161 | $2,809,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 72,246 | $2,800,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 46,675 | $2,797,000 | thousands by filing date | put |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 179,776 | $2,796,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 62,255 | $2,790,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 100,474 | $2,790,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 650,081 | $2,788,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 150,607 | $2,787,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 91,500 | $2,786,000 | thousands by filing date | call |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 43,280 | $2,783,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 61,298 | $2,780,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 230,112 | $2,780,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 25,252 | $2,777,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 28,900 | $2,775,000 | thousands by filing date | put |
| CALLAWAY GOLF CO | 131193104 | COM | 199,000 | $2,772,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 87,225 | $2,765,000 | thousands by filing date | put |
| CHILDRENS PL INC NEW | 168905107 | COM | 19,000 | $2,762,000 | thousands by filing date | call |
| INTREXON CORP | 46122T102 | COM | 239,741 | $2,762,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 456,982 | $2,760,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 2,743,000 | $2,760,000 | thousands by filing date | principal |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 85,400 | $2,758,000 | thousands by filing date | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 75,800 | $2,757,000 | thousands by filing date | call |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 224,210 | $2,747,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 118,343 | $2,741,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 143,169 | $2,740,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 28,245 | $2,739,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 90,000 | $2,736,000 | thousands by filing date | call |
| SMART SAND INC | 83191H107 | COM | 314,977 | $2,728,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 54,728 | $2,727,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 64,400 | $2,725,000 | thousands by filing date | call |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 269,941 | $2,724,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 2,715,000 | $2,715,000 | thousands by filing date | principal |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 504,496 | $2,714,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 262,192 | $2,708,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 103,352 | $2,708,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 181,636 | $2,697,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 139,400 | $2,697,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 276,820 | $2,693,000 | thousands by filing date | put |
| PROVIDENCE SVC CORP | 743815102 | COM | 45,391 | $2,693,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 36,356 | $2,692,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 494,035 | $2,692,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 29,974 | $2,685,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 148,859 | $2,685,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 2,295,000 | $2,684,000 | thousands by filing date | principal |
| VULCAN MATLS CO COM | 929160109 | Stock | 20,900 | $2,683,000 | thousands by filing date | call |
| LADDER CAP CORP CL A | 505743104 | REIT | 196,180 | $2,674,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 56,606 | $2,674,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 54,200 | $2,672,000 | thousands by filing date | put |
| NANOMETRICS | 630077105 | COM | 107,120 | $2,669,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 53,000 | $2,666,000 | thousands by filing date | put |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 50,000 | $2,664,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 348,772 | $2,661,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 32,700 | $2,651,000 | thousands by filing date | call |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 40,013 | $2,650,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 145,872 | $2,640,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 196,488 | $2,635,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 247,297 | $2,634,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 19,100 | $2,621,000 | thousands by filing date | call |
| MULTI-COLOR | 625383104 | COM | 34,951 | $2,616,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 234,353 | $2,613,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 23,400 | $2,611,000 | thousands by filing date | put |
| Foundation Medicine Inc | 350465100 | COM | 38,196 | $2,605,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 38,646 | $2,598,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 113,292 | $2,597,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 95,559 | $2,589,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 21,176 | $2,580,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 455,900 | $2,580,000 | thousands by filing date | call |
| MANITOWOC CO INC | 563571405 | COM NEW | 65,503 | $2,577,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 50,072 | $2,570,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 63,034 | $2,568,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 88,496 | $2,562,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 146,717 | $2,559,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 311,793 | $2,557,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 98,786 | $2,556,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 124,427 | $2,545,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 131,034 | $2,542,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 50,470 | $2,535,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 98,374 | $2,532,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 70,200 | $2,529,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 50,300 | $2,529,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 50,866 | $2,528,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 57,800 | $2,525,000 | thousands by filing date | put |
| ANDERSONS INC COM | 034164103 | Stock | 81,060 | $2,525,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 62,688 | $2,523,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 90,063 | $2,522,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 195,321 | $2,522,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 271,834 | $2,520,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 99,760 | $2,514,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 246,469 | $2,509,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 12,000 | $2,508,000 | thousands by filing date | put |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 140,400 | $2,506,000 | thousands by filing date | put |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 80,097 | $2,503,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 179,382 | $2,502,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 27,000 | $2,501,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 125,282 | $2,500,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 50,001 | $2,499,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 129,900 | $2,497,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 346,000 | $2,495,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 371,575 | $2,490,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 2,428,000 | $2,490,000 | thousands by filing date | principal |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 48,100 | $2,487,000 | thousands by filing date | call |
| ALEXANDERS INC COM | 014752109 | REIT | 6,267 | $2,481,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 124,415 | $2,480,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 237,300 | $2,473,000 | thousands by filing date | put |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 192,530 | $2,472,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 36,300 | $2,471,000 | thousands by filing date | call |
| INTL FCSTONE INC | 46116V105 | COM | 58,089 | $2,471,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 577,779 | $2,467,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 664,386 | $2,458,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 24,100 | $2,452,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 11,200 | $2,447,000 | thousands by filing date | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 170,100 | $2,443,000 | thousands by filing date | put |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 24,700 | $2,433,000 | thousands by filing date | call |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 106,253 | $2,433,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 64,761 | $2,423,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 43,777 | $2,419,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 293,603 | $2,419,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 84,289 | $2,417,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 123,507 | $2,409,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 154,660 | $2,407,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 244,950 | $2,405,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 57,951 | $2,404,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 606,500 | $2,402,000 | thousands by filing date | call |
| POST HLDGS INC | 737446104 | COM | 30,300 | $2,401,000 | thousands by filing date | call |
| REGAL ENTMT GROUP | 758766109 | CL A | 104,200 | $2,398,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 67,300 | $2,393,000 | thousands by filing date | call |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 51,700 | $2,388,000 | thousands by filing date | put |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 42,300 | $2,386,000 | thousands by filing date | put |
| AH RLTY TR INC | 04208T108 | COM | 153,552 | $2,385,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 126,800 | $2,384,000 | thousands by filing date | put |
| BIOTELEMETRY INC | 090672106 | COM | 79,734 | $2,384,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 350,763 | $2,382,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 33,900 | $2,382,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 53,914 | $2,382,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 21,231 | $2,381,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 73,300 | $2,368,000 | thousands by filing date | call |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 170,243 | $2,366,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 41,400 | $2,356,000 | thousands by filing date | call |
| REDFIN CORP | 75737F108 | COM | 75,200 | $2,355,000 | thousands by filing date | put |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 179,136 | $2,352,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 45,219 | $2,350,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 28,863 | $2,348,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 2,299,000 | $2,345,000 | thousands by filing date | principal |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 41,000 | $2,344,000 | thousands by filing date | put |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 47,508 | $2,342,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 203,551 | $2,341,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 12,700 | $2,338,000 | thousands by filing date | call |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 2,282,000 | $2,338,000 | thousands by filing date | principal |
| iShares U.S. Financials ETF | 464287788 | SHS | 19,568 | $2,337,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 209,200 | $2,337,000 | thousands by filing date | put |
| REALPAGE INC | 75606N109 | COM | 52,730 | $2,336,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 101,273 | $2,333,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 55,298 | $2,328,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 126,038 | $2,326,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 770,037 | $2,326,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 209,400 | $2,324,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 38,900 | $2,323,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 38,900 | $2,323,000 | thousands by filing date | call |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 415,800 | $2,320,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 63,218 | $2,316,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 74,700 | $2,312,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 45,000 | $2,298,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,131,096 | $2,296,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 1,986,000 | $2,294,000 | thousands by filing date | principal |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 37,588 | $2,290,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 100,260 | $2,290,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 553,415 | $2,286,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 51,682 | $2,284,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 83,652 | $2,284,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 72,855 | $2,282,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 31,576 | $2,280,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 70,096 | $2,278,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 264,050 | $2,278,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 17,805 | $2,274,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 35,280 | $2,274,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 33,900 | $2,274,000 | thousands by filing date | call |
| ADECOAGRO S A | L00849106 | COM | 219,816 | $2,273,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 246,100 | $2,272,000 | thousands by filing date | call |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 104,183 | $2,271,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 1,816,000 | $2,271,000 | thousands by filing date | principal |
| UNITED RENTALS INC COM | 911363109 | Stock | 13,200 | $2,269,000 | thousands by filing date | call |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 48,600 | $2,268,000 | thousands by filing date | put |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 30,000 | $2,262,000 | thousands by filing date | call |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 11,700 | $2,251,000 | thousands by filing date | put |
| GOPRO INC | 38268T103 | CL A | 297,404 | $2,251,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 20,086 | $2,250,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 110,400 | $2,247,000 | thousands by filing date | call |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 109,072 | $2,244,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 118,538 | $2,240,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 35,400 | $2,239,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 158,600 | $2,238,000 | thousands by filing date | call |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 325,840 | $2,229,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 462,200 | $2,228,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 40,000 | $2,226,000 | thousands by filing date | call |
| KEMET CORP | 488360207 | COM NEW | 147,684 | $2,224,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 40,077 | $2,222,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 101,600 | $2,219,000 | thousands by filing date | put |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 80,947 | $2,214,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 47,093 | $2,213,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 134,905 | $2,212,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 18,400 | $2,210,000 | thousands by filing date | put |
| APPTIO INC | 03835C108 | CL A | 93,948 | $2,210,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 116,811 | $2,207,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X545 | GLB EX US HDG | 82,100 | $2,207,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 99,700 | $2,206,000 | thousands by filing date | put |
| ASSOCIATED BANC CORP | 045487113 | WTS | 358,469 | $2,205,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 294,007 | $2,205,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 34,184 | $2,204,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 130,700 | $2,204,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 51,946 | $2,204,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 9,900 | $2,200,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 897,391 | $2,198,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 191,086 | $2,197,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 25,722 | $2,190,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 150,000 | $2,190,000 | thousands by filing date | call |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 139,976 | $2,189,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 36,040 | $2,188,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 80,000 | $2,187,000 | thousands by filing date | call |
| SHAKE SHACK INC | 819047101 | CL A | 50,600 | $2,186,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 38,374 | $2,186,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 35,386 | $2,185,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 92,910 | $2,178,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 80,273 | $2,177,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 525,705 | $2,176,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 185,934 | $2,175,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 74,525 | $2,172,000 | thousands by filing date | call |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 2,065,000 | $2,172,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 30,900 | $2,171,000 | thousands by filing date | call |
| METALLUS INC | 887399103 | COMMON STOCK | 142,828 | $2,170,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 82,369 | $2,167,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 1,229,000 | $2,167,000 | thousands by filing date | principal |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 95,819 | $2,161,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 54,300 | $2,160,000 | thousands by filing date | put |
| XILINX INC | 983919101 | COM | 32,000 | $2,157,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 65,775 | $2,152,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 39,200 | $2,152,000 | thousands by filing date | call |
| Xunlei Ltd-Adr | 98419E108 | COM | 139,467 | $2,146,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 234,857 | $2,144,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 2,157,000 | $2,142,000 | thousands by filing date | principal |
| AVON PRODS INC | 054303102 | COM | 995,525 | $2,141,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 26,671 | $2,139,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 26,700 | $2,134,000 | thousands by filing date | call |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 183,479 | $2,134,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 54,692 | $2,133,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 124,905 | $2,133,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 105,463 | $2,131,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 114,627 | $2,130,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 42,364 | $2,125,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 110,825 | $2,123,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 100,000 | $2,123,000 | thousands by filing date | put |
| ENERPLUS CORP | 292766102 | COM | 216,613 | $2,121,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 2,102,000 | $2,118,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 34,549 | $2,114,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 58,390 | $2,112,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 52,013 | $2,111,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 62,140 | $2,111,000 | thousands by filing date | put |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 2,210,000 | $2,111,000 | thousands by filing date | principal |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 150,491 | $2,107,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 27,107 | $2,107,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 18,300 | $2,105,000 | thousands by filing date | put |
| NUTANIX INC CL A | 67059N108 | Stock | 59,611 | $2,103,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 34,158 | $2,103,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 136,700 | $2,102,000 | thousands by filing date | put |
| POOL CORP COM | 73278L105 | Stock | 16,200 | $2,100,000 | thousands by filing date | put |
| DEPOMED INC | 249908104 | COM | 260,577 | $2,098,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 72,958 | $2,096,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 17,700 | $2,087,000 | thousands by filing date | put |
| CLOUDERA INC | 18914U100 | COM | 126,319 | $2,087,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 38,700 | $2,084,000 | thousands by filing date | call |
| STRAYER ED INC | 863236105 | COM | 23,200 | $2,078,000 | thousands by filing date | call |
| TRITON INTL LTD | G9078F107 | CL A | 55,477 | $2,077,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 34,138 | $2,074,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 40,300 | $2,072,000 | thousands by filing date | put |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 112,024 | $2,068,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 55,586 | $2,068,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 34,700 | $2,067,000 | thousands by filing date | put |
| DILLARDS INC CL A | 254067101 | Stock | 34,400 | $2,066,000 | thousands by filing date | put |
| MAIN STR CAP CORP | 56035L104 | COM | 51,997 | $2,066,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 40,300 | $2,064,000 | thousands by filing date | call |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 40,000 | $2,057,000 | thousands by filing date | call |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 56,485 | $2,056,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 313,236 | $2,055,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 33,300 | $2,047,000 | thousands by filing date | put |
| BEST INC | 08653C106 | SPONSORED ADS | 228,001 | $2,047,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 16,911 | $2,046,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 83,200 | $2,043,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222104 | COM | 121,210 | $2,042,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 92,887 | $2,039,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 78,983 | $2,039,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 20,494 | $2,038,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 98,700 | $2,038,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 116,300 | $2,027,000 | thousands by filing date | call |
| COTY INC | 222070203 | COM CL A | 101,800 | $2,025,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 59,800 | $2,024,000 | thousands by filing date | call |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 15,583 | $2,024,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 275,000 | $2,013,000 | thousands by filing date | put |
| JACK IN THE BOX INC | 466367109 | COM | 20,500 | $2,011,000 | thousands by filing date | put |
| ASTRONICS CORP COM | 046433108 | Stock | 48,465 | $2,010,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 31,455 | $2,008,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 102,629 | $2,001,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 51,358 | $1,999,000 | thousands by filing date | |
| MGC | 921910873 | COM | 21,766 | $1,998,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 581,589 | $1,994,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 19,500 | $1,984,000 | thousands by filing date | call |
| ANGIODYNAMICS INC | 03475V101 | COM | 119,330 | $1,984,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 26,500 | $1,981,000 | thousands by filing date | put |
| MGE ENERGY INC | 55277P104 | COM | 31,400 | $1,981,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 262,220 | $1,979,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 86,000 | $1,972,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 60,000 | $1,963,000 | thousands by filing date | call |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 100,000 | $1,960,000 | thousands by filing date | call |
| BMC STK HLDGS INC | 05591B109 | COM | 77,485 | $1,960,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 305,367 | $1,957,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 13,700 | $1,955,000 | thousands by filing date | call |
| REGIS CORP | 758932107 | COM | 127,238 | $1,955,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 160,203 | $1,954,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 50,600 | $1,951,000 | thousands by filing date | put |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 1,800,000 | $1,951,000 | thousands by filing date | principal |
| INPHI CORP | 45772F107 | COM | 53,247 | $1,949,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 58,006 | $1,948,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 138,094 | $1,946,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 17,889 | $1,942,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 22,812 | $1,940,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 50,000 | $1,939,000 | thousands by filing date | call |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 21,400 | $1,933,000 | thousands by filing date | put |
| BRISTOW GROUP INC | 110394103 | COM | 143,490 | $1,933,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 60,000 | $1,931,000 | thousands by filing date | put |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 60,000 | $1,931,000 | thousands by filing date | call |
| CONTROL4 CORP | 21240D107 | COM | 64,878 | $1,931,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 30,100 | $1,930,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 100,000 | $1,929,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 42,008 | $1,927,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 76,168 | $1,916,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 29,920 | $1,914,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 68,057 | $1,902,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 104,167 | $1,900,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 113,166 | $1,900,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 73,531 | $1,899,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 38,185 | $1,888,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 61,000 | $1,887,000 | thousands by filing date | call |
| ALLSTATE CORP COM | 020002101 | Stock | 18,000 | $1,885,000 | thousands by filing date | call |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 36,186 | $1,885,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 125,700 | $1,884,000 | thousands by filing date | call |
| SEASPAN CORP | Y75638109 | SHS | 278,690 | $1,881,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 10,000 | $1,880,000 | thousands by filing date | put |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 41,369 | $1,876,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 488,053 | $1,874,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 55,476 | $1,874,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 193,996 | $1,872,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 146,208 | $1,865,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 1,866,000 | $1,864,000 | thousands by filing date | principal |
| DSW INC-CLASS A | 23334L102 | CL A | 87,000 | $1,863,000 | thousands by filing date | put |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 34,638 | $1,862,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 44,300 | $1,860,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 58,619 | $1,858,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 76,193 | $1,857,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 20,500 | $1,852,000 | thousands by filing date | call |
| ARCONIC INC | 03965L100 | COM | 67,600 | $1,842,000 | thousands by filing date | call |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 62,200 | $1,841,000 | thousands by filing date | call |
| GRUBHUB INC | 400110102 | COM | 25,600 | $1,838,000 | thousands by filing date | put |
| NETAPP INC COM | 64110D104 | Stock | 33,200 | $1,837,000 | thousands by filing date | call |
| VANECK RUSSIA ETF | 92189F403 | ETF | 86,400 | $1,833,000 | thousands by filing date | call |
| RSP PERMIAN INC | 74978Q105 | COM | 45,000 | $1,831,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 469,037 | $1,820,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 16,300 | $1,818,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 119,300 | $1,818,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 141,175 | $1,818,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 98,059 | $1,818,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 57,600 | $1,816,000 | thousands by filing date | call |
| WENDYS CO COM | 95058W100 | Stock | 110,000 | $1,806,000 | thousands by filing date | call |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 41,790 | $1,806,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 116,301 | $1,797,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 15,300 | $1,793,000 | thousands by filing date | put |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 245,196 | $1,792,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 97,061 | $1,791,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 80,100 | $1,789,000 | thousands by filing date | call |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 24,300 | $1,788,000 | thousands by filing date | put |
| WHIRLPOOL CORP COM | 963320106 | Stock | 10,600 | $1,788,000 | thousands by filing date | put |
| FITBIT INC | 33812L102 | CL A | 312,300 | $1,783,000 | thousands by filing date | put |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 31,867 | $1,775,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 27,400 | $1,771,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 40,000 | $1,771,000 | thousands by filing date | call |
| COHEN & STEERS INC COM | 19247A100 | Stock | 37,437 | $1,770,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 36,082 | $1,767,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 71,612 | $1,766,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 36,400 | $1,762,000 | thousands by filing date | put |
| OTTER TAIL CORP | 689648103 | COM | 39,629 | $1,761,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 34,100 | $1,761,000 | thousands by filing date | put |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 48,380 | $1,754,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 194,198 | $1,754,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 55,200 | $1,754,000 | thousands by filing date | put |
| INVESCO LTD SHS | G491BT108 | Stock | 47,800 | $1,747,000 | thousands by filing date | call |
| CIGNA CORPORATION | 125509109 | COM | 8,600 | $1,747,000 | thousands by filing date | put |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 15,669 | $1,744,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 120,716 | $1,744,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 9,256 | $1,741,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 92,090 | $1,738,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 54,677 | $1,735,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 925,978 | $1,732,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 14,800 | $1,729,000 | thousands by filing date | call |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 193,291 | $1,728,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 23,100 | $1,727,000 | thousands by filing date | call |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 57,046 | $1,724,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 54,000 | $1,716,000 | thousands by filing date | call |
| iShares MSCI Frontier 100 | 464286145 | cs | 51,768 | $1,715,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 22,200 | $1,707,000 | thousands by filing date | put |
| LCNB CORP | 50181P100 | COM | 83,492 | $1,707,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 26,200 | $1,704,000 | thousands by filing date | put |
| ACCELERON PHARMA INC | 00434H108 | COM | 40,000 | $1,698,000 | thousands by filing date | put |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 26,600 | $1,684,000 | thousands by filing date | put |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 70,396 | $1,683,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 19,100 | $1,679,000 | thousands by filing date | put |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 142,864 | $1,678,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 94,049 | $1,674,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 13,600 | $1,673,000 | thousands by filing date | call |
| ARDAGH GROUP S A | L0223L101 | COM | 79,276 | $1,673,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 349,101 | $1,672,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 80,700 | $1,666,000 | thousands by filing date | put |
| Elevance Health, Inc. | 036752103 | COM | 7,400 | $1,665,000 | thousands by filing date | put |
| PLY GEM HLDGS INC | 72941W100 | COM | 89,988 | $1,665,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 32,200 | $1,663,000 | thousands by filing date | put |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 40,144 | $1,662,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 290,900 | $1,661,000 | thousands by filing date | call |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 17,349 | $1,660,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 58,200 | $1,658,000 | thousands by filing date | call |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 44,159 | $1,658,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 132,110 | $1,658,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 41,407 | $1,656,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 27,977 | $1,651,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 65,915 | $1,651,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 104,958 | $1,643,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 32,844 | $1,642,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 57,847 | $1,639,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 25,154 | $1,639,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 407,924 | $1,635,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 25,800 | $1,632,000 | thousands by filing date | call |
| AMERICAN VANGUARD CORP | 030371108 | COM | 83,036 | $1,631,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 286,702 | $1,628,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 51,932 | $1,626,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 64,891 | $1,626,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 109,106 | $1,626,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 50,478 | $1,625,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 23,727 | $1,621,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 184,226 | $1,620,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 119,259 | $1,616,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 23,600 | $1,614,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 158,443 | $1,613,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 195,893 | $1,612,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 10,300 | $1,610,000 | thousands by filing date | put |
| MYR GROUP INC | 55405W104 | COM | 45,011 | $1,608,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 212,400 | $1,608,000 | thousands by filing date | call |
| STERLING BANCORP INC | 85917W102 | COM | 126,500 | $1,607,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 75,400 | $1,605,000 | thousands by filing date | call |
| SEMPRA COM | 816851109 | Stock | 15,000 | $1,604,000 | thousands by filing date | put |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 50,200 | $1,601,000 | thousands by filing date | put |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 12,600 | $1,601,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 20,518 | $1,600,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 56,334 | $1,598,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 292,567 | $1,592,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QLX2 | MTNF 2/1 | 1,159,000 | $1,592,000 | thousands by filing date | principal |
| CHEMOCENTRYX INC | 16383L106 | COM | 267,066 | $1,589,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 129,500 | $1,589,000 | thousands by filing date | put |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 114,238 | $1,588,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 49,796 | $1,586,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 372,467 | $1,586,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 15,280 | $1,581,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 64,760 | $1,581,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 65,700 | $1,580,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 1,577,000 | $1,580,000 | thousands by filing date | principal |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 131,418 | $1,572,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 81,808 | $1,571,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 237,647 | $1,571,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 49,200 | $1,569,000 | thousands by filing date | call |
| INTERSECT ENT INC | 46071F103 | COM | 48,424 | $1,569,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 6,700 | $1,566,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 276,700 | $1,566,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 70,720 | $1,563,000 | thousands by filing date | call |
| TRONC INC | 89703P107 | COM | 88,543 | $1,558,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 231,293 | $1,557,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 80,000 | $1,556,000 | thousands by filing date | put |
| VERA BRADLEY INC | 92335C106 | COM | 127,200 | $1,549,000 | thousands by filing date | put |
| PENUMBRA INC COM | 70975L107 | Stock | 16,420 | $1,545,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 1,464,000 | $1,545,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 50,301 | $1,543,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 183,810 | $1,540,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 22,034 | $1,538,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U803 | VELOCITY VOLATIL | 42,004 | $1,536,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 257,978 | $1,535,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 11,300 | $1,534,000 | thousands by filing date | call |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 153,772 | $1,530,000 | thousands by filing date | |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 149,651 | $1,528,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 29,260 | $1,526,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 6,900 | $1,525,000 | thousands by filing date | call |
| Biglari Holdings | 08986r101 | COM | 3,678 | $1,524,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 205,651 | $1,522,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 50,000 | $1,520,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-18-000278 | this filing | 2018-02-14 | acceptance time not in the bulk data set |