13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 6,296 holding rows worth $418,145,444,000.
- Accession
- 0000769993-18-000278
- Filer
- CIK 886982
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 10,958 entries on the cover page, a total value of $418,145,444,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $418,145,444,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DORIAN LPG LTD | Y2106R110 | SHS USD | 93,248 | $767,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 237,334 | $767,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 28,900 | $766,000 | thousands by filing date | put |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 11,912 | $766,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 86,900 | $764,000 | thousands by filing date | call |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 7,200 | $760,000 | thousands by filing date | put |
| EXFO INC | 302046107 | SUB VTG SHS | 174,397 | $759,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 17,900 | $756,000 | thousands by filing date | call |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 29,402 | $756,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 36,300 | $756,000 | thousands by filing date | call |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 55,372 | $756,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 611,000 | $756,000 | thousands by filing date | principal |
| GNC HLDGS INC | 36191G107 | COM CL A | 204,366 | $754,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 15,200 | $753,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 33,861 | $753,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 32,452 | $751,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 4,807 | $750,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 78,107 | $750,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 17,011 | $749,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 96,036 | $749,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 4,857 | $748,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 19,790 | $748,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 62,533 | $748,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 3,100 | $746,000 | thousands by filing date | call |
| SEALED AIR CORP NEW | 81211K100 | COM | 15,100 | $744,000 | thousands by filing date | call |
| ENDOCYTE INC | 29269A102 | COM | 173,759 | $744,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 10,100 | $742,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 108,600 | $742,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 109,749 | $740,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 708,000 | $739,000 | thousands by filing date | principal |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 6,040 | $738,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 168,409 | $738,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 535,000 | $737,000 | thousands by filing date | principal |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 25,619 | $736,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 43,200 | $736,000 | thousands by filing date | put |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 20,783 | $735,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 38,539 | $733,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 5,697 | $731,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 16,300 | $731,000 | thousands by filing date | call |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 18,681 | $731,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 50,000 | $730,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 181,900 | $728,000 | thousands by filing date | call |
| RIVERVIEW BANCORP INC | 769397100 | COM | 83,940 | $728,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 20,500 | $727,000 | thousands by filing date | put |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 17,680 | $726,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 32,488 | $725,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 6,500 | $722,000 | thousands by filing date | put |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 5,000 | $722,000 | thousands by filing date | call |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 53,900 | $722,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 7,038 | $718,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 1,015,919 | $717,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 56,859 | $716,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 30,005 | $716,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 47,820 | $715,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 3,986 | $714,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 764,000 | $713,000 | thousands by filing date | principal |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 4,613 | $712,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 10,000 | $710,000 | thousands by filing date | put |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 26,930 | $710,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 743,000 | $710,000 | thousands by filing date | principal |
| BOYDGAMINGCORP | 103304101 | STOK | 20,200 | $708,000 | thousands by filing date | call |
| HP INC COM | 40434L105 | Stock | 33,700 | $708,000 | thousands by filing date | call |
| Concho Resources Inc. | 20605P101 | COM | 4,700 | $706,000 | thousands by filing date | call |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 8,400 | $705,000 | thousands by filing date | call |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 27,992 | $704,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 12,700 | $703,000 | thousands by filing date | put |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 25,000 | $702,000 | thousands by filing date | put |
| COTERRA ENERGY INC COM | 127097103 | Stock | 24,400 | $698,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 10,204 | $698,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 38,500 | $697,000 | thousands by filing date | call |
| APC 7.5 PFD | 032511404 | Preferred Stock | 20,099 | $697,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 210,368 | $696,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 11,699 | $694,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 42,650 | $693,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 64,421 | $693,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 17,010 | $688,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,800 | $687,000 | thousands by filing date | put |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 16,540 | $686,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 32,000 | $686,000 | thousands by filing date | put |
| ARISTA NETWORKS INC | 040413106 | COM | 2,900 | $683,000 | thousands by filing date | call |
| FMC CORP COM NEW | 302491303 | Stock | 7,200 | $682,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 45,000 | $682,000 | thousands by filing date | put |
| SKECHERS U S A INC | 830566105 | CL A | 18,000 | $681,000 | thousands by filing date | put |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 67,621 | $681,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 43,882 | $680,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 21,900 | $680,000 | thousands by filing date | call |
| RADNET INC | 750491102 | COM | 67,355 | $680,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 13,400 | $677,000 | thousands by filing date | put |
| GROUPON INC | 399473107 | COMMON STOCK | 132,500 | $676,000 | thousands by filing date | call |
| VWO | 922042858 | SHS | 14,700 | $675,000 | thousands by filing date | put |
| NEW YORK REIT INC | 64976L109 | COM | 171,582 | $674,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 39,269 | $673,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 102,262 | $673,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 240,935 | $672,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 272,623 | $671,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 9,149 | $671,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 347,500 | $671,000 | thousands by filing date | call |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 12,100 | $669,000 | thousands by filing date | put |
| BOOT BARN HLDGS INC | 099406100 | COM | 40,226 | $668,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 31,677 | $667,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 5,472 | $666,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 23,857 | $666,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 13,800 | $665,000 | thousands by filing date | put |
| CENTURY CASINOS INC | 156492100 | COM | 72,812 | $665,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 168,000 | $665,000 | thousands by filing date | put |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 7,151 | $664,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 85,100 | $663,000 | thousands by filing date | call |
| SENECA FOODS CORP NEW | 817070501 | CL A | 21,530 | $662,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 27,777 | $662,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 88,294 | $660,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 26,380 | $660,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 355,700 | $658,000 | thousands by filing date | call |
| ORBITAL ATK INC | 68557N103 | COM | 5,000 | $658,000 | thousands by filing date | call |
| Viacom Inc Cl A | 92553P102 | CL A | 18,852 | $658,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 30,000 | $658,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 75,700 | $654,000 | thousands by filing date | call |
| SCPHARMACEUTICALS INC | 810648105 | COM | 54,032 | $653,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 45,382 | $653,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 32,180 | $653,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 295,902 | $651,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 16,233 | $650,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 18,812 | $649,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 8,000 | $648,000 | thousands by filing date | call |
| SPLUNK INC | 848637104 | COM | 7,800 | $646,000 | thousands by filing date | call |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 31,099 | $645,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 23,439 | $644,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 85,736 | $643,000 | thousands by filing date | put |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 11,426 | $643,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 7,000 | $641,000 | thousands by filing date | call |
| LUTHER BURBANK CORP | 550550107 | COM | 53,277 | $641,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 47,693 | $640,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 173,078 | $637,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 12,755 | $637,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 57,100 | $637,000 | thousands by filing date | call |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 106,443 | $637,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 83,748 | $636,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 15,600 | $635,000 | thousands by filing date | call |
| SWITCH INC | 87105L104 | CL A | 34,928 | $635,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 5,431 | $633,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 17,439 | $633,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 9,400 | $633,000 | thousands by filing date | call |
| NOODLES & CO | 65540B105 | COM CL A | 120,500 | $633,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D373 | VELOCITY SHS 3X | 23,036 | $633,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 68,995 | $631,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 81,700 | $629,000 | thousands by filing date | call |
| Chubb Limited | H1467J104 | COM | 4,300 | $628,000 | thousands by filing date | call |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 9,200 | $628,000 | thousands by filing date | put |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 10,070 | $627,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 82,667 | $625,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 18,773 | $623,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 92,399 | $623,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 33,666 | $623,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 597,000 | $622,000 | thousands by filing date | principal |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 343,000 | $622,000 | thousands by filing date | principal |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 24,649 | $620,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 23,376 | $620,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 14,600 | $619,000 | thousands by filing date | call |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 7,334 | $618,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 383,621 | $618,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 6,300 | $617,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 20,700 | $617,000 | thousands by filing date | call |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 62,281 | $617,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,864 | $617,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 14,016 | $617,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 10,349 | $615,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 29,563 | $615,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 261,800 | $615,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 11,000 | $612,000 | thousands by filing date | put |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 24,900 | $612,000 | thousands by filing date | put |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 39,000 | $611,000 | thousands by filing date | call |
| Seadrill Partners, LLC | Y7545W109 | LTD | 166,771 | $610,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 570,000 | $610,000 | thousands by filing date | principal |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 11,000 | $608,000 | thousands by filing date | put |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 17,226 | $608,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 109,521 | $608,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 8,900 | $607,000 | thousands by filing date | call |
| FMC CORP COM NEW | 302491303 | Stock | 6,400 | $606,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 11,321 | $606,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 91,130 | $606,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 24,400 | $605,000 | thousands by filing date | call |
| MURPHY OIL CORP COM | 626717102 | Stock | 19,500 | $605,000 | thousands by filing date | put |
| Mallinckrodt Plc | G5785G107 | SHS | 26,800 | $605,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 168,900 | $605,000 | thousands by filing date | put |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 16,100 | $604,000 | thousands by filing date | call |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 6,368 | $604,000 | thousands by filing date | put |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 32,169 | $604,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 8,200 | $603,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 47,900 | $601,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 145,305 | $601,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 34,463 | $598,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 4,600 | $596,000 | thousands by filing date | call |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 19,181 | $596,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 26,779 | $595,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 13,600 | $594,000 | thousands by filing date | call |
| SPARK ENERGY INC | 846511103 | CL A COM | 47,869 | $594,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 11,400 | $591,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 7,200 | $591,000 | thousands by filing date | call |
| WESTERN UN CO COM | 959802109 | Stock | 31,100 | $591,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 62,987 | $591,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 52,522 | $591,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 32,408 | $591,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 16,300 | $590,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 136,800 | $588,000 | thousands by filing date | put |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 28,896 | $588,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 15,800 | $587,000 | thousands by filing date | put |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 31,725 | $586,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 31,275 | $584,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 237,200 | $584,000 | thousands by filing date | put |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 87,392 | $584,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 20,300 | $583,000 | thousands by filing date | put |
| CASA SYS INC | 14713L102 | COM | 32,800 | $583,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 12,100 | $582,000 | thousands by filing date | put |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 37,510 | $582,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 34,600 | $580,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 11,917 | $579,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,801 | $579,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 28,000 | $578,000 | thousands by filing date | put |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 29,028 | $575,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 18,847 | $575,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 14,921 | $574,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 32,598 | $574,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 16,795 | $573,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 12,057 | $572,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 131,900 | $570,000 | thousands by filing date | put |
| BEACON FINANCIAL CORP. | 084680107 | COM | 15,580 | $570,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 16,200 | $570,000 | thousands by filing date | call |
| HOLOGIC INC | 436440101 | COM | 13,300 | $569,000 | thousands by filing date | put |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 34,722 | $568,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 129,153 | $568,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 40,100 | $566,000 | thousands by filing date | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 5,600 | $565,000 | thousands by filing date | put |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 19,337 | $565,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 5,700 | $564,000 | thousands by filing date | call |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 9,815 | $564,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 32,189 | $564,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 25,500 | $563,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 26,200 | $563,000 | thousands by filing date | put |
| SEADRILL ORD | G7945E105 | COM | 2,434,000 | $563,000 | thousands by filing date | call |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 9,500 | $562,000 | thousands by filing date | call |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 28,308 | $562,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 28,535 | $560,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 138,370 | $560,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 27,600 | $557,000 | thousands by filing date | call |
| APPROACH RESOURCES INC | 03834A103 | COM | 187,294 | $554,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 21,100 | $553,000 | thousands by filing date | call |
| OWENS CORNING NEW | 690742101 | COM | 6,000 | $552,000 | thousands by filing date | call |
| AGILYSYS INC | 00847J105 | COM | 44,990 | $552,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 40,000 | $552,000 | thousands by filing date | call |
| DDR CORP | 23317H102 | COM | 61,600 | $552,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 28,375 | $551,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 500,000 | $551,000 | thousands by filing date | principal |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 8,900 | $547,000 | thousands by filing date | call |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 96,171 | $546,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 8,693 | $546,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 46,046 | $546,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 126,726 | $545,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 275,400 | $543,000 | thousands by filing date | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 23,600 | $543,000 | thousands by filing date | call |
| Xunlei Ltd-Adr | 98419E108 | COM | 35,300 | $543,000 | thousands by filing date | put |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 8,400 | $543,000 | thousands by filing date | put |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 4,792 | $542,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 16,657 | $542,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 16,175 | $542,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 9,600 | $542,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 22,500 | $541,000 | thousands by filing date | put |
| HIVE | 007786106 | Stock | 92,510 | $539,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 26,300 | $538,000 | thousands by filing date | call |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 9,700 | $536,000 | thousands by filing date | call |
| TRIANGLE CAP CORP | 895848109 | COM | 56,522 | $536,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,600 | $535,000 | thousands by filing date | call |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,300 | $535,000 | thousands by filing date | call |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 41,254 | $535,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 94,980 | $535,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 15,948 | $534,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 104,700 | $534,000 | thousands by filing date | put |
| TICC CAPITAL CORP | 87244T109 | COM | 92,991 | $534,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 10,800 | $532,000 | thousands by filing date | call |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 22,672 | $532,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 11,305 | $532,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 24,770 | $532,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 39,643 | $532,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 22,500 | $531,000 | thousands by filing date | put |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 400,000 | $531,000 | thousands by filing date | principal |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 16,437 | $530,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 68,442 | $530,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 10,200 | $529,000 | thousands by filing date | put |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 21,985 | $529,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 181,033 | $526,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 38,690 | $526,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 9,848 | $524,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 447,000 | $524,000 | thousands by filing date | principal |
| NEWLINK GENETICS CORP | 651511107 | COM | 64,651 | $524,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 8,200 | $523,000 | thousands by filing date | call |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 19,944 | $523,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 39,200 | $522,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 222,248 | $522,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 221,501 | $522,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 9,200 | $521,000 | thousands by filing date | call |
| ADVISORSHARES TR | 00768Y826 | MEIDELL TCT AD | 15,431 | $521,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 166,867 | $521,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 36,600 | $520,000 | thousands by filing date | call |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 30,774 | $520,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 16,706 | $520,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 76,862 | $520,000 | thousands by filing date | put |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 36,886 | $520,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 11,355 | $518,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 27,149 | $517,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 20,496 | $517,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 26,900 | $517,000 | thousands by filing date | call |
| TCP CAP CORP | 87238Q103 | COM | 33,811 | $517,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 31,680 | $516,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 58,747 | $515,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 13,336 | $515,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 71,469 | $515,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 25,000 | $513,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503108 | COM | 18,200 | $511,000 | thousands by filing date | put |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 50,300 | $509,000 | thousands by filing date | call |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 42,039 | $508,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 97,251 | $508,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 40,829 | $508,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 13,684 | $508,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 16,090 | $507,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 10,100 | $506,000 | thousands by filing date | put |
| CONAGRA FOODS INC | 205887102 | COM | 13,400 | $505,000 | thousands by filing date | call |
| NOVA LTD COM | M7516K103 | Stock | 19,482 | $505,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 30,408 | $505,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 19,000 | $504,000 | thousands by filing date | call |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 19,000 | $504,000 | thousands by filing date | call |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 8,723 | $502,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 17,900 | $502,000 | thousands by filing date | call |
| SERES THERAPEUTICS INC | 81750R102 | COM | 49,530 | $502,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 14,300 | $501,000 | thousands by filing date | put |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 38,033 | $501,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 28,877 | $500,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 13,200 | $499,000 | thousands by filing date | call |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 49,643 | $499,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 56,669 | $496,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 3,700 | $496,000 | thousands by filing date | call |
| SCORPIO BULKERS INC | Y7546A122 | COM | 67,011 | $496,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 7,500 | $494,000 | thousands by filing date | put |
| OPTINOSE INC | 68404V100 | COM | 26,085 | $493,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 120,318 | $493,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 30,215 | $492,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 7,700 | $492,000 | thousands by filing date | put |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 75,000 | $491,000 | thousands by filing date | call |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 20,483 | $491,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 13,281 | $490,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 31,028 | $490,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 16,675 | $486,000 | thousands by filing date | put |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 17,100 | $485,000 | thousands by filing date | call |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 116,566 | $485,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 47,975 | $485,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 11,200 | $483,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 33,200 | $483,000 | thousands by filing date | call |
| TERADYNE INC COM | 880770102 | Stock | 11,500 | $482,000 | thousands by filing date | put |
| ICHOR HOLDINGS | G4740B105 | SHS | 19,587 | $482,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 42,000 | $479,000 | thousands by filing date | call |
| BANK OF AMERICA CORP | 060505153 | CMN | 224,062 | $479,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 8,500 | $478,000 | thousands by filing date | call |
| VARIAN MED SYS INC | 92220P105 | COM | 4,300 | $478,000 | thousands by filing date | put |
| KOPIN CORP | 500600101 | COMMON STOCK | 149,392 | $478,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 10,781 | $477,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 15,756 | $477,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 8,400 | $476,000 | thousands by filing date | call |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 9,600 | $475,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 152,100 | $475,000 | thousands by filing date | put |
| VALVOLINE INC COM | 92047W101 | Stock | 18,906 | $474,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 155,363 | $474,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 9,120 | $471,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 96,037 | $470,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 5,800 | $465,000 | thousands by filing date | call |
| HERSHEY CO COM | 427866108 | Stock | 4,100 | $465,000 | thousands by filing date | put |
| YUM BRANDS INC COM | 988498101 | Stock | 5,700 | $465,000 | thousands by filing date | call |
| CITY OFFICE REIT INC | 178587101 | COM | 35,770 | $465,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 70,505 | $465,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 8,800 | $464,000 | thousands by filing date | call |
| YORK WATER CO | 987184108 | COMMON STOCK | 13,700 | $464,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 20,000 | $464,000 | thousands by filing date | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 20,000 | $464,000 | thousands by filing date | call |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 8,100 | $463,000 | thousands by filing date | call |
| SIERRA BANCORP | 82620P102 | COM | 17,435 | $463,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 15,587 | $463,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 33,824 | $462,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 11,073 | $461,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 21,162 | $461,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 16,009 | $461,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 2,200 | $460,000 | thousands by filing date | call |
| ORBITAL ATK INC | 68557N103 | COM | 3,500 | $460,000 | thousands by filing date | put |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 12,054 | $460,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,300 | $459,000 | thousands by filing date | put |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 4,993 | $458,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 12,832 | $458,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 34,821 | $457,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 17,763 | $457,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 72,524 | $457,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 10,600 | $456,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 15,337 | $456,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 18,228 | $456,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 12,051 | $454,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 19,835 | $454,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 9,635 | $452,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 27,055 | $452,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 45,431 | $452,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 10,700 | $451,000 | thousands by filing date | call |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 5,300 | $451,000 | thousands by filing date | call |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 127,000 | $450,000 | thousands by filing date | principal |
| YUME INC | 98872B104 | COM | 93,836 | $449,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 22,739 | $448,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 12,289 | $448,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 29,222 | $447,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 28,670 | $447,000 | thousands by filing date | |
| MERIDIAN WASTE SOLUTIONS INC | 58985L209 | COM | 421,326 | $447,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,000 | $446,000 | thousands by filing date | put |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 2,500 | $446,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 10,400 | $446,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 481,000 | $446,000 | thousands by filing date | principal |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 7,900 | $445,000 | thousands by filing date | put |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 55,614 | $445,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 14,621 | $445,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 11,200 | $444,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 15,297 | $444,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 1,183,475 | $444,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 54,452 | $443,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 29,213 | $443,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 7,300 | $442,000 | thousands by filing date | call |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 10,823 | $442,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 40,186 | $440,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 12,089 | $439,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 18,345 | $439,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 34,100 | $438,000 | thousands by filing date | call |
| MANITOWOC CO INC | 563571405 | COM NEW | 11,125 | $438,000 | thousands by filing date | call |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 6,600 | $435,000 | thousands by filing date | put |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 19,700 | $435,000 | thousands by filing date | call |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 10,000 | $435,000 | thousands by filing date | put |
| L3 TECHNOLOGIES INC | 502413107 | COM | 2,200 | $435,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 10,100 | $433,000 | thousands by filing date | put |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 51,325 | $432,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 5,600 | $431,000 | thousands by filing date | call |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 6,100 | $430,000 | thousands by filing date | call |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 17,387 | $430,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 12,600 | $430,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 238,143 | $429,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 2,900 | $429,000 | thousands by filing date | put |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 28,243 | $429,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 5,100 | $428,000 | thousands by filing date | put |
| SOTHEBYS | 835898107 | COM | 8,300 | $428,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 136,600 | $428,000 | thousands by filing date | call |
| TANGER INC | 875465106 | COM | 16,100 | $427,000 | thousands by filing date | put |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 30,336 | $427,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 6,600 | $426,000 | thousands by filing date | put |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 35,700 | $424,000 | thousands by filing date | call |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 353,665 | $424,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 325,000 | $424,000 | thousands by filing date | principal |
| HRG GROUP INC COM | 40434J100 | Stock | 25,000 | $424,000 | thousands by filing date | call |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 14,784 | $423,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 6,075 | $423,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 14,500 | $423,000 | thousands by filing date | put |
| PCM INC | 69323K100 | COM | 42,724 | $423,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 27,853 | $422,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 46,482 | $421,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 4,000 | $421,000 | thousands by filing date | call |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 12,296 | $421,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 63,567 | $421,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,200 | $420,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 13,600 | $420,000 | thousands by filing date | put |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 8,610 | $420,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 73,204 | $420,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 4,700 | $419,000 | thousands by filing date | put |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 5,700 | $418,000 | thousands by filing date | call |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 2,400 | $417,000 | thousands by filing date | call |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 8,100 | $417,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 6,500 | $417,000 | thousands by filing date | put |
| DERMIRA INC | 24983L104 | COM | 15,000 | $417,000 | thousands by filing date | call |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 22,302 | $416,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 6,300 | $415,000 | thousands by filing date | put |
| AGRIUM INC | 008916108 | COM | 3,600 | $414,000 | thousands by filing date | call |
| BANCORP INC DEL | 05969A105 | COM | 41,678 | $412,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 15,357 | $412,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 7,650 | $412,000 | thousands by filing date | put |
| RUBICON PROJ INC | 78112V102 | COM | 219,672 | $411,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,800 | $409,000 | thousands by filing date | put |
| OSHKOSH CORP COM | 688239201 | Stock | 4,500 | $409,000 | thousands by filing date | call |
| PEOPLES BANCORP INC | 709789101 | COM | 12,544 | $409,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 5,600 | $408,000 | thousands by filing date | call |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 111,984 | $408,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 5,800 | $407,000 | thousands by filing date | put |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 2,547 | $405,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 20,212 | $405,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 24,866 | $405,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 10,275 | $404,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 31,700 | $404,000 | thousands by filing date | call |
| ABLYNX NV | 00372Y105 | SPONSORED ADR | 16,146 | $403,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 5,700 | $402,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 152,407 | $402,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 14,429 | $402,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 4,500 | $402,000 | thousands by filing date | put |
| ELLIE MAE INC | 28849P100 | COM | 4,500 | $402,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 100,900 | $401,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 36,209 | $400,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 4,900 | $399,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-18-000278 | this filing | 2018-02-14 | acceptance time not in the bulk data set |