13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 6,296 holding rows worth $418,145,444,000.
- Accession
- 0000769993-18-000278
- Filer
- CIK 886982
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 10,958 entries on the cover page, a total value of $418,145,444,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $418,145,444,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LENNAR CORP CL B | 526057302 | Stock | 708 | $37,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 7,700 | $37,000 | thousands by filing date | call |
| STEIN MART INC | 858375108 | COM | 31,957 | $37,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 27,777 | $37,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 300 | $36,000 | thousands by filing date | put |
| QUALYS INC COM | 74758T303 | Stock | 600 | $36,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 19,300 | $36,000 | thousands by filing date | put |
| RETROPHIN INC | 761299106 | COM | 1,700 | $36,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 71,428 | $36,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 14,897 | $36,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 900 | $35,000 | thousands by filing date | put |
| BARCLAYS PLC ADR | 06738E204 | ADR | 3,200 | $35,000 | thousands by filing date | call |
| GODADDY INC CL A | 380237107 | Stock | 700 | $35,000 | thousands by filing date | put |
| WELBILT INC | 949090104 | COM | 1,500 | $35,000 | thousands by filing date | put |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 800 | $35,000 | thousands by filing date | put |
| PARTY CITY HOLDCO INC | 702149105 | COM | 2,500 | $35,000 | thousands by filing date | put |
| EAGLE MATLS INC COM | 26969P108 | Stock | 300 | $34,000 | thousands by filing date | put |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 300 | $34,000 | thousands by filing date | call |
| SAP SE SPON ADR | 803054204 | ADR | 300 | $34,000 | thousands by filing date | call |
| LENDINGTREE INC | 52603B107 | COM | 100 | $34,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 4,700 | $34,000 | thousands by filing date | call |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 19,242 | $34,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 2,800 | $34,000 | thousands by filing date | call |
| TRANSENTERIX INC | 89366M201 | COM NEW | 17,554 | $34,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 11,400 | $34,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 500 | $33,000 | thousands by filing date | put |
| LEGGETT & PLATT INC | 524660107 | COM | 700 | $33,000 | thousands by filing date | put |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,100 | $33,000 | thousands by filing date | call |
| DONNELLEY R R & SONS CO | 257867200 | COM | 3,600 | $33,000 | thousands by filing date | call |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 31,825 | $33,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 5,000 | $33,000 | thousands by filing date | put |
| RESHAPE LIFESCIENCES INC | 761123108 | COM | 22,593 | $33,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 7,900 | $32,000 | thousands by filing date | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 7,900 | $32,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 946 | $32,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 17,519 | $32,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 16,983 | $32,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,700 | $31,000 | thousands by filing date | put |
| ARQULE INC | 04269E107 | COM | 18,993 | $31,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 10,066 | $31,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 17,000 | $31,000 | thousands by filing date | principal |
| AECOM COM | 00766T100 | Stock | 800 | $30,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 1,900 | $30,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 7,500 | $30,000 | thousands by filing date | put |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1,100 | $30,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 4,800 | $30,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 14,992 | $30,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 10,330 | $30,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 2,400 | $30,000 | thousands by filing date | call |
| ADVAXIS INC | 007624208 | COM NEW | 10,441 | $30,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 29,425 | $30,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 2,900 | $29,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 1,100 | $29,000 | thousands by filing date | put |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 1,000 | $29,000 | thousands by filing date | call |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 1,900 | $29,000 | thousands by filing date | call |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 40,928 | $29,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 6,300 | $29,000 | thousands by filing date | call |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 111,705 | $29,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 300 | $28,000 | thousands by filing date | call |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 11,800 | $28,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 800 | $28,000 | thousands by filing date | put |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 2,000 | $28,000 | thousands by filing date | put |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 3,120 | $28,000 | thousands by filing date | call |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 2,100 | $28,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 500 | $27,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 15,521 | $27,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 400 | $27,000 | thousands by filing date | put |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 400 | $27,000 | thousands by filing date | call |
| OSHKOSH CORP COM | 688239201 | Stock | 300 | $27,000 | thousands by filing date | put |
| COVANTA HLDG CORP | 22282E102 | COM | 1,600 | $27,000 | thousands by filing date | call |
| LENNAR CORP CL B | 526057302 | Stock | 516 | $27,000 | thousands by filing date | call |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 18,847 | $27,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 20,056 | $27,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 28,000 | $27,000 | thousands by filing date | principal |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 11,934 | $27,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 500 | $26,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 1,300 | $26,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 6,000 | $26,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 30,000 | $26,000 | thousands by filing date | principal |
| EDISON INTL COM | 281020107 | Stock | 400 | $25,000 | thousands by filing date | call |
| OCEANEERING INTL INC | 675232102 | COM | 1,200 | $25,000 | thousands by filing date | put |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 2,500 | $25,000 | thousands by filing date | put |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 11,467 | $25,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 17,783 | $25,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 20,365 | $25,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 10,314 | $25,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 200 | $24,000 | thousands by filing date | call |
| BRINKS CO | 109696104 | COM | 300 | $24,000 | thousands by filing date | put |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1,400 | $24,000 | thousands by filing date | call |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 800 | $24,000 | thousands by filing date | call |
| BEMIS INC | 081437105 | COM | 500 | $24,000 | thousands by filing date | put |
| CIMPRESS N V | N20146101 | SHS EURO | 200 | $24,000 | thousands by filing date | call |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 16,403 | $24,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 24,000 | $24,000 | thousands by filing date | principal |
| UGI CORP NEW COM | 902681105 | Stock | 500 | $23,000 | thousands by filing date | call |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 200 | $23,000 | thousands by filing date | call |
| TERADATA CORP DEL | 88076W103 | COM | 600 | $23,000 | thousands by filing date | call |
| CA INC COM | 12673P105 | COM | 700 | $23,000 | thousands by filing date | put |
| TRUETT-HURST INC THST | 897871109 | COMMON | 11,080 | $23,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 2,548 | $23,000 | thousands by filing date | put |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 88,800 | $23,000 | thousands by filing date | call |
| US FOODS HLDG CORP COM | 912008109 | Stock | 700 | $22,000 | thousands by filing date | call |
| RAYONIER INC COM | 754907103 | REIT | 700 | $22,000 | thousands by filing date | call |
| CNO FINL GROUP INC | 12621E103 | COM | 900 | $22,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 1,400 | $22,000 | thousands by filing date | call |
| CAESARSTONE LTD | M20598104 | ORD SHS | 1,000 | $22,000 | thousands by filing date | call |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 100 | $21,000 | thousands by filing date | put |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 2,600 | $21,000 | thousands by filing date | put |
| M.D.C. HOLDINGS INC | 552676108 | COM | 648 | $21,000 | thousands by filing date | put |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 600 | $21,000 | thousands by filing date | put |
| AQUA METALS INC | 03837J101 | COM | 10,002 | $21,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 12,754 | $21,000 | thousands by filing date | |
| FC GLOBAL RLTY INC | 30258F102 | COM | 23,039 | $21,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 300 | $20,000 | thousands by filing date | call |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 100 | $20,000 | thousands by filing date | call |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 100 | $20,000 | thousands by filing date | put |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 12,296 | $20,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 11,592 | $20,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 100 | $19,000 | thousands by filing date | call |
| HEXCEL CORP NEW | 428291108 | COM | 300 | $19,000 | thousands by filing date | put |
| DSW INC-CLASS A | 23334L102 | CL A | 900 | $19,000 | thousands by filing date | call |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 15,594 | $19,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 13,139 | $19,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 28,448 | $19,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 2,400 | $19,000 | thousands by filing date | call |
| CHARLES + COLVARD LTD | 159765106 | COM | 13,989 | $19,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 300 | $18,000 | thousands by filing date | put |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 100 | $18,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R106 | COM | 500 | $18,000 | thousands by filing date | put |
| CRANE CO | 224399105 | COM | 200 | $18,000 | thousands by filing date | put |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,600 | $18,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 5,300 | $18,000 | thousands by filing date | put |
| FORM HLDGS CORP COM | 34634E102 | Stock | 13,334 | $18,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 200 | $17,000 | thousands by filing date | call |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 1,100 | $17,000 | thousands by filing date | put |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 100 | $17,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010L103 | COM | 1,100 | $17,000 | thousands by filing date | call |
| Veru Inc | 92536C103 | Common Stock | 14,915 | $17,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 800 | $17,000 | thousands by filing date | call |
| REEDS INC COM | 758338107 | Stock | 10,985 | $17,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 11,768 | $17,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 17,000 | $17,000 | thousands by filing date | principal |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 1,060 | $17,000 | thousands by filing date | put |
| NOKIA CORP | 654902204 | SPONSORED ADR | 3,500 | $16,000 | thousands by filing date | put |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 300 | $16,000 | thousands by filing date | put |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 600 | $16,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 1,300 | $16,000 | thousands by filing date | call |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 400 | $16,000 | thousands by filing date | put |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 100 | $16,000 | thousands by filing date | put |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 300 | $16,000 | thousands by filing date | call |
| Hugoton Royalty Trust | 444717102 | COM | 11,221 | $16,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 18,768 | $16,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 15,549 | $16,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 13,000 | $16,000 | thousands by filing date | principal |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 16,000 | $16,000 | thousands by filing date | principal |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 300 | $15,000 | thousands by filing date | put |
| CNO FINL GROUP INC | 12621E103 | COM | 600 | $15,000 | thousands by filing date | call |
| CONDUENT INC | 206787103 | COM | 900 | $15,000 | thousands by filing date | put |
| QUALITY CARE PPTYS INC | 747545101 | COM | 1,100 | $15,000 | thousands by filing date | put |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 900 | $15,000 | thousands by filing date | call |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 10,187 | $15,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 4,074 | $15,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 300 | $14,000 | thousands by filing date | put |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 44,539 | $14,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 500 | $14,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 450 | $14,000 | thousands by filing date | put |
| AFFIMED N V | N01045108 | COM | 11,021 | $14,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 100 | $13,000 | thousands by filing date | put |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 100 | $13,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 5,400 | $13,000 | thousands by filing date | call |
| AUTOLIV INC | 052800109 | COM | 100 | $13,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 100 | $13,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 15,065 | $13,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 14,086 | $13,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 2,400 | $13,000 | thousands by filing date | call |
| SUNWORKS INC | 86803X105 | COM | 12,389 | $13,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,100 | $12,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 3,300 | $12,000 | thousands by filing date | call |
| SMUCKER J M CO | 832696405 | COM NEW | 100 | $12,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 5,000 | $12,000 | thousands by filing date | call |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 17,794 | $12,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 300 | $12,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 6,500 | $12,000 | thousands by filing date | put |
| MICROSEMI CORP | 595137100 | COM | 231 | $12,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 1,200 | $12,000 | thousands by filing date | put |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 4,000 | $12,000 | thousands by filing date | put |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 21,827 | $12,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 27,455 | $12,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,500 | $11,000 | thousands by filing date | call |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 400 | $11,000 | thousands by filing date | put |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 3,000 | $11,000 | thousands by filing date | call |
| VARIAN MED SYS INC | 92220P105 | COM | 100 | $11,000 | thousands by filing date | call |
| AMC NETWORKS INC | 00164V103 | CL A | 200 | $11,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 2,300 | $11,000 | thousands by filing date | call |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 12,742 | $11,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 2,000 | $11,000 | thousands by filing date | call |
| VERIFONE SYS INC | 92342Y109 | COM | 600 | $11,000 | thousands by filing date | put |
| GLOWPOINT INC | 379887201 | CMN | 29,811 | $11,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 28,590 | $11,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 27,917 | $11,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 12,855 | $11,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 4,700 | $11,000 | thousands by filing date | call |
| MTGE INVT CORP COM | 55378A105 | REIT | 600 | $11,000 | thousands by filing date | put |
| TEGNA INC COM | 87901J105 | Stock | 700 | $10,000 | thousands by filing date | call |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 600 | $10,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 200 | $10,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 4,100 | $10,000 | thousands by filing date | put |
| ARRIS INTL INC SHS | G0551A103 | SHS | 400 | $10,000 | thousands by filing date | put |
| SL GREEN REALTY CORP | 78440X101 | COM | 100 | $10,000 | thousands by filing date | put |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 100 | $10,000 | thousands by filing date | call |
| BIOLASE INC | 090911108 | COMMON STOCK | 24,338 | $10,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 30,122 | $10,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 600 | $9,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,400 | $9,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 1,500 | $9,000 | thousands by filing date | call |
| ADIENT PLC | G0084W101 | ORD SHS | 110 | $9,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 2,531 | $9,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 100 | $9,000 | thousands by filing date | put |
| POLYONE CORP | 73179P106 | COM | 200 | $9,000 | thousands by filing date | call |
| O-I GLASS, INC. | 690768403 | COM | 400 | $9,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 17,600 | $9,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 14,500 | $8,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 200 | $8,000 | thousands by filing date | call |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 1,700 | $8,000 | thousands by filing date | put |
| IMPERVA INC | 45321L100 | COM | 200 | $8,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 16,700 | $8,000 | thousands by filing date | call |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 24,166 | $8,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 300 | $7,000 | thousands by filing date | put |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 200 | $7,000 | thousands by filing date | put |
| MRC GLOBAL INC | 55345K103 | COM | 400 | $7,000 | thousands by filing date | put |
| UNISYS CORP | 909214306 | COMMON STOCK | 800 | $7,000 | thousands by filing date | put |
| NETLIST INC | 64118P109 | COM | 23,508 | $7,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 100 | $7,000 | thousands by filing date | put |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 11,147 | $7,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 100 | $6,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 400 | $6,000 | thousands by filing date | put |
| SUNRUN INC | 86771W105 | COM | 1,000 | $6,000 | thousands by filing date | put |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 100 | $6,000 | thousands by filing date | put |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 100 | $6,000 | thousands by filing date | put |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 700 | $6,000 | thousands by filing date | put |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 400 | $6,000 | thousands by filing date | put |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 2,500 | $6,000 | thousands by filing date | call |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 20,757 | $6,000 | thousands by filing date | |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 29,781 | $6,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 300 | $5,000 | thousands by filing date | put |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 200 | $5,000 | thousands by filing date | put |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 100 | $5,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 1,500 | $5,000 | thousands by filing date | put |
| COSAN LTD | G25343107 | SHS A | 500 | $5,000 | thousands by filing date | put |
| XPERI CORP | 98421B100 | COM | 200 | $5,000 | thousands by filing date | call |
| AIR LEASE CORP | 00912X302 | CL A | 100 | $5,000 | thousands by filing date | put |
| QUALITY SYS INC | 747582104 | COM | 400 | $5,000 | thousands by filing date | call |
| VERIFONE SYS INC | 92342Y109 | COM | 300 | $5,000 | thousands by filing date | call |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 1,100 | $5,000 | thousands by filing date | put |
| ACTUANT CORP | 00508X203 | CL A NEW | 200 | $5,000 | thousands by filing date | call |
| TROVAGENE INC | 897238309 | COM | 15,358 | $5,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 10,063 | $5,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 130 | $4,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 500 | $4,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,000 | $4,000 | thousands by filing date | put |
| TERADATA CORP DEL | 88076W103 | COM | 100 | $4,000 | thousands by filing date | put |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 34 | $4,000 | thousands by filing date | call |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 100 | $4,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 1,100 | $4,000 | thousands by filing date | put |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 200 | $4,000 | thousands by filing date | put |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 400 | $4,000 | thousands by filing date | put |
| TRUECAR INC | 89785L107 | COM | 400 | $4,000 | thousands by filing date | put |
| THERAPEUTICSMD INC | 88338N107 | COM | 600 | $4,000 | thousands by filing date | put |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 11,390 | $4,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 300 | $3,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 100 | $3,000 | thousands by filing date | put |
| SEMTECH CORP COM | 816850101 | Stock | 100 | $3,000 | thousands by filing date | put |
| M.D.C. HOLDINGS INC | 552676108 | COM | 108 | $3,000 | thousands by filing date | call |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 10,719 | $3,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 31,240 | $3,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 300 | $3,000 | thousands by filing date | call |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 100 | $2,000 | thousands by filing date | call |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 100 | $2,000 | thousands by filing date | call |
| ADVANSIX INC | 00773T101 | COM | 36 | $2,000 | thousands by filing date | put |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 100 | $2,000 | thousands by filing date | put |
| OUTFRONT MEDIA INC | 69007J106 | COM | 100 | $2,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 200 | $2,000 | thousands by filing date | put |
| DNOW INC | 67011P100 | COMMON STOCK | 200 | $2,000 | thousands by filing date | call |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 100 | $2,000 | thousands by filing date | call |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 11,273 | $2,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 400 | $1,000 | thousands by filing date | call |
| MIMEDX GROUP INC | 602496101 | COM | 100 | $1,000 | thousands by filing date | call |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 100 | $1,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 100 | $1,000 | thousands by filing date | put |
| EXONE CO | 302104104 | COM | 100 | $1,000 | thousands by filing date | put |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 100 | $1,000 | thousands by filing date | call |
| YRC WORLDWIDE INC | 984249607 | COM | 100 | $1,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 11 | $1,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 205,477 | $1,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 200 | $1,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-18-000278 | this filing | 2018-02-14 | acceptance time not in the bulk data set |