13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 6,296 holding rows worth $418,145,444,000.
- Accession
- 0000769993-18-000278
- Filer
- CIK 886982
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 10,958 entries on the cover page, a total value of $418,145,444,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $418,145,444,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KOPPERS HOLDINGS INC | 50060P106 | COM | 99,373 | $5,058,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 110,182 | $5,057,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 32,600 | $5,057,000 | thousands by filing date | put |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 113,800 | $5,053,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 98,900 | $5,051,000 | thousands by filing date | put |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 176,802 | $5,049,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 151,722 | $5,044,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 32,300 | $5,037,000 | thousands by filing date | call |
| AARONS INC | 002535300 | COM PAR $0.50 | 126,400 | $5,037,000 | thousands by filing date | put |
| Matrix Service Company | 576853105 | COM | 282,390 | $5,027,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 182,900 | $5,026,000 | thousands by filing date | call |
| QUALITY CARE PPTYS INC | 747545101 | COM | 363,683 | $5,022,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 4,984,000 | $5,021,000 | thousands by filing date | principal |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 50,000 | $5,003,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 108,137 | $4,998,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 128,141 | $4,978,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 199,703 | $4,969,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 198,817 | $4,961,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 650,452 | $4,957,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 53,492 | $4,948,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 27,400 | $4,943,000 | thousands by filing date | call |
| FINISH LINE/THE CL A | 317923100 | COM | 338,141 | $4,913,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 156,817 | $4,903,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 170,800 | $4,893,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 220,642 | $4,892,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 475,495 | $4,888,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 3,543,000 | $4,885,000 | thousands by filing date | principal |
| U S SILICA HLDGS INC | 90346E103 | COM | 150,000 | $4,884,000 | thousands by filing date | put |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 137,714 | $4,880,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 118,800 | $4,877,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 406,439 | $4,874,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 80,745 | $4,872,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 2,203,743 | $4,870,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 103,789 | $4,864,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 142,627 | $4,861,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 100,200 | $4,858,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 436,700 | $4,847,000 | thousands by filing date | call |
| HANESBRANDS INC | 410345102 | COM | 231,600 | $4,843,000 | thousands by filing date | put |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 924,114 | $4,834,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 331,630 | $4,831,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 35,200 | $4,830,000 | thousands by filing date | put |
| QUALYS INC COM | 74758T303 | Stock | 81,337 | $4,827,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 168,149 | $4,826,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 54,900 | $4,825,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 1,523,300 | $4,814,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 1,210,015 | $4,804,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 69,584 | $4,802,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,917,174 | $4,793,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 121,260 | $4,791,000 | thousands by filing date | put |
| SCANSOURCE INC | 806037107 | COM | 133,811 | $4,790,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 131,500 | $4,785,000 | thousands by filing date | call |
| INTEGER HLDGS CORP | 45826H109 | COM | 105,377 | $4,773,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 443,905 | $4,768,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 543,834 | $4,759,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 306,615 | $4,737,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 79,500 | $4,736,000 | thousands by filing date | call |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 4,377,000 | $4,733,000 | thousands by filing date | principal |
| ECOVYST INC. | 73943T103 | Common Stock | 286,851 | $4,719,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 80,218 | $4,705,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 125,000 | $4,678,000 | thousands by filing date | call |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 52,500 | $4,677,000 | thousands by filing date | put |
| BARRACUDA NETWORKS INC | 068323104 | COM | 169,947 | $4,673,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 147,225 | $4,667,000 | thousands by filing date | call |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 259,941 | $4,666,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 184,347 | $4,664,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 167,590 | $4,661,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 243,769 | $4,644,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 243,517 | $4,644,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 175,526 | $4,637,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 100,100 | $4,623,000 | thousands by filing date | call |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 106,546 | $4,616,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 76,525 | $4,611,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 35,900 | $4,608,000 | thousands by filing date | put |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 215,497 | $4,599,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 182,400 | $4,595,000 | thousands by filing date | call |
| UNIFI INC | 904677200 | COM NEW | 127,888 | $4,588,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 301,200 | $4,578,000 | thousands by filing date | put |
| RE MAX HLDGS INC | 75524W108 | CL A | 94,353 | $4,576,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 197,100 | $4,572,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 85,500 | $4,569,000 | thousands by filing date | put |
| BURLINGTON STORES INC COM | 122017106 | Stock | 37,100 | $4,564,000 | thousands by filing date | put |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 197,515 | $4,561,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 75,035 | $4,543,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 322,239 | $4,543,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 120,303 | $4,541,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 39,400 | $4,530,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 164,052 | $4,526,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 26,200 | $4,523,000 | thousands by filing date | put |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 108,884 | $4,519,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 2,026,079 | $4,518,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 42,617 | $4,517,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 232,748 | $4,517,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 87,762 | $4,514,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 158,400 | $4,514,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 194,609 | $4,510,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 122,500 | $4,508,000 | thousands by filing date | call |
| DILLARDS INC CL A | 254067101 | Stock | 74,900 | $4,498,000 | thousands by filing date | call |
| TRUEBLUE INC | 89785X101 | COM | 163,593 | $4,498,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 23,800 | $4,497,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 57,200 | $4,495,000 | thousands by filing date | call |
| MONGODB INC CL A | 60937P106 | Stock | 151,381 | $4,493,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 198,504 | $4,467,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 257,560 | $4,464,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 179,599 | $4,463,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 50,000 | $4,459,000 | thousands by filing date | put |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 75,000 | $4,453,000 | thousands by filing date | call |
| VARONIS SYS INC | 922280102 | COM | 91,672 | $4,450,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 119,425 | $4,449,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 141,377 | $4,449,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 97,480 | $4,447,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 59,255 | $4,446,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 324,988 | $4,436,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 140,184 | $4,427,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 82,318 | $4,417,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 100,034 | $4,416,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 165,135 | $4,406,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 85,000 | $4,401,000 | thousands by filing date | put |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 4,017,000 | $4,399,000 | thousands by filing date | principal |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 293,154 | $4,398,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 29,830 | $4,396,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 185,409 | $4,396,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 45,565 | $4,390,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 425,968 | $4,387,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 172,940 | $4,381,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 48,965 | $4,377,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 473,788 | $4,373,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 109,734 | $4,368,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 90,000 | $4,358,000 | thousands by filing date | put |
| Analog Devices,Inc. | 032654105 | COM | 48,906 | $4,354,000 | thousands by filing date | call |
| CHURCHILL DOWNS INC | 171484108 | COM | 18,645 | $4,339,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 3,680,000 | $4,338,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 575,159 | $4,337,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 37,000 | $4,336,000 | thousands by filing date | call |
| AVX CORP NEW | 002444107 | COM | 250,536 | $4,334,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 404,400 | $4,319,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 300,000 | $4,317,000 | thousands by filing date | put |
| CAPELLA EDUCATION CO | 139594105 | COM | 55,771 | $4,317,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 231,281 | $4,314,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 234,160 | $4,311,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 238,400 | $4,308,000 | thousands by filing date | put |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 208,962 | $4,300,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 191,910 | $4,299,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 58,529 | $4,282,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 321,300 | $4,280,000 | thousands by filing date | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 81,400 | $4,277,000 | thousands by filing date | call |
| RAVEN INDS INC COM | 754212108 | Stock | 124,535 | $4,277,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 135,162 | $4,266,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 3,665,000 | $4,263,000 | thousands by filing date | principal |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 35,332 | $4,263,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 358,360 | $4,261,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 272,411 | $4,258,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 204,390 | $4,257,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 252,404 | $4,256,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 78,984 | $4,255,000 | thousands by filing date | put |
| TAUBMAN CTRS INC | 876664103 | COM | 65,000 | $4,253,000 | thousands by filing date | call |
| FERRO CORP | 315405100 | COM | 180,225 | $4,251,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 115,600 | $4,245,000 | thousands by filing date | put |
| EPLUS INC | 294268107 | COM | 56,310 | $4,235,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 544,960 | $4,235,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 252,282 | $4,228,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 61,800 | $4,226,000 | thousands by filing date | put |
| AAR CORP | 000361105 | COM | 107,485 | $4,223,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 745,855 | $4,222,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 83,567 | $4,218,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 249,177 | $4,216,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 44,227 | $4,214,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 39,896 | $4,213,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 287,403 | $4,210,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 192,923 | $4,205,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 178,220 | $4,201,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 109,916 | $4,199,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 16,900 | $4,192,000 | thousands by filing date | call |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 71,334 | $4,183,000 | thousands by filing date | call |
| ROKU INC COM CL A | 77543R102 | Stock | 80,500 | $4,168,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 128,000 | $4,165,000 | thousands by filing date | call |
| SPS COMM INC COM | 78463M107 | Stock | 85,689 | $4,164,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 123,100 | $4,158,000 | thousands by filing date | put |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 809,642 | $4,154,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 81,162 | $4,148,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 279,515 | $4,143,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 90,562 | $4,141,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 86,000 | $4,136,000 | thousands by filing date | call |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 205,977 | $4,134,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 150,300 | $4,130,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 32,790 | $4,123,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 42,900 | $4,119,000 | thousands by filing date | call |
| Southern Company | 842587107 | COM | 85,600 | $4,117,000 | thousands by filing date | put |
| AAON INC | 000360206 | COM PAR $0.004 | 112,093 | $4,114,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 216,100 | $4,108,000 | thousands by filing date | put |
| DISCOVER FINL SVCS | 254709108 | COM | 53,400 | $4,108,000 | thousands by filing date | put |
| GOPRO INC | 38268T103 | CL A | 542,400 | $4,106,000 | thousands by filing date | put |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 164,500 | $4,105,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,082,900 | $4,103,000 | thousands by filing date | put |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 137,200 | $4,102,000 | thousands by filing date | put |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 37,100 | $4,093,000 | thousands by filing date | put |
| POLARIS INC COM | 731068102 | Stock | 33,000 | $4,092,000 | thousands by filing date | put |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 115,300 | $4,074,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 173,557 | $4,072,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 46,300 | $4,067,000 | thousands by filing date | put |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 183,700 | $4,065,000 | thousands by filing date | call |
| VIRTUSA CORP | 92827P102 | COM | 92,156 | $4,062,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 28,465 | $4,053,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 104,885 | $4,046,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 41,200 | $4,042,000 | thousands by filing date | call |
| ICF INTL INC | 44925C103 | COM | 76,974 | $4,041,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 107,800 | $4,038,000 | thousands by filing date | put |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 45,400 | $4,036,000 | thousands by filing date | call |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 40,800 | $4,033,000 | thousands by filing date | put |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 159,333 | $4,017,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 595,076 | $4,011,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 149,856 | $4,009,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 4,000,000 | $4,000,000 | thousands by filing date | principal |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 29,460 | $3,999,000 | thousands by filing date | put |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 34,200 | $3,998,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 127,500 | $3,992,000 | thousands by filing date | put |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 74,700 | $3,992,000 | thousands by filing date | call |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 89,192 | $3,990,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 37,900 | $3,988,000 | thousands by filing date | put |
| DEL MONTE CORP ORD | G36738105 | Stock | 83,540 | $3,983,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 39,900 | $3,978,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 150,000 | $3,977,000 | thousands by filing date | put |
| VANECK RUSSIA ETF | 92189F403 | ETF | 187,200 | $3,971,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 515,636 | $3,970,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 313,700 | $3,968,000 | thousands by filing date | call |
| WORLD ACCEP CORPORATION | 981419104 | COM | 49,108 | $3,964,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 466,273 | $3,963,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 30,000 | $3,960,000 | thousands by filing date | put |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 30,000 | $3,960,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X867 | CMN | 102,996 | $3,960,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 67,100 | $3,959,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 585,250 | $3,956,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 92,231 | $3,955,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 182,445 | $3,950,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 71,277 | $3,949,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 44,957 | $3,945,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 179,233 | $3,943,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 100,000 | $3,937,000 | thousands by filing date | put |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 204,190 | $3,929,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 56,190 | $3,923,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 48,723 | $3,917,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 230,780 | $3,912,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 64,400 | $3,911,000 | thousands by filing date | call |
| QUALITY SYS INC | 747582104 | COM | 287,415 | $3,903,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 70,403 | $3,902,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 76,660 | $3,894,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 50,934 | $3,893,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 278,580 | $3,886,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 545,626 | $3,885,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 138,383 | $3,875,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 195,558 | $3,874,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 148,165 | $3,851,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 407,457 | $3,840,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 24,300 | $3,834,000 | thousands by filing date | call |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 36,537 | $3,832,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 177,360 | $3,831,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 240,581 | $3,825,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 4,186,000 | $3,825,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 34,900 | $3,819,000 | thousands by filing date | put |
| HASBRO INC COM | 418056107 | Stock | 42,000 | $3,817,000 | thousands by filing date | call |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 23,818 | $3,813,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 31,098 | $3,803,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 283,527 | $3,797,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 199,374 | $3,790,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 106,375 | $3,782,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 169,000 | $3,775,000 | thousands by filing date | put |
| OFG BANCORP | 67103X102 | COM | 401,303 | $3,772,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 127,318 | $3,769,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 166,261 | $3,758,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 329,370 | $3,758,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 110,663 | $3,755,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 57,984 | $3,752,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 109,384 | $3,743,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 109,322 | $3,736,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 194,493 | $3,736,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 63,400 | $3,731,000 | thousands by filing date | call |
| CAVCO INDS INC DEL | 149568107 | COM | 24,445 | $3,730,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,355,629 | $3,714,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 72,000 | $3,694,000 | thousands by filing date | call |
| GREENHILL & CO INC COM | 395259104 | Stock | 189,460 | $3,694,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 158,841 | $3,678,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 299,300 | $3,672,000 | thousands by filing date | call |
| ANALOGIC CORP | 032657207 | COM | 43,848 | $3,672,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 91,534 | $3,671,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 72,817 | $3,669,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 217,142 | $3,659,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 299,396 | $3,652,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 102,876 | $3,650,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 40,100 | $3,645,000 | thousands by filing date | put |
| STONE ENERGY CORP | 861642403 | COM PAR | 113,258 | $3,642,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 93,600 | $3,635,000 | thousands by filing date | call |
| SILGAN HLDGS INC | 827048109 | COM | 123,461 | $3,629,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 131,613 | $3,627,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 51,484 | $3,618,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 42,848 | $3,617,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 39,300 | $3,609,000 | thousands by filing date | put |
| PDC ENERGY INC | 69327R101 | COM | 70,000 | $3,608,000 | thousands by filing date | put |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 323,264 | $3,607,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 78,400 | $3,606,000 | thousands by filing date | put |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 237,970 | $3,605,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 250,000 | $3,598,000 | thousands by filing date | call |
| GLATFELTER | 377316104 | COM | 167,511 | $3,591,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 106,463 | $3,588,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 49,010 | $3,585,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 41,400 | $3,573,000 | thousands by filing date | put |
| HIBBETT INC | 428567101 | COM | 174,916 | $3,569,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 70,193 | $3,563,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 213,883 | $3,563,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 697,262 | $3,556,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 331,039 | $3,555,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 50,215 | $3,551,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 60,550 | $3,543,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 141,194 | $3,536,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 28,200 | $3,534,000 | thousands by filing date | put |
| TWILIO INC CL A | 90138F102 | Stock | 149,645 | $3,532,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 101,102 | $3,529,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 68,800 | $3,524,000 | thousands by filing date | put |
| Vanguard Energy ETF | 92204A306 | SHS | 35,603 | $3,522,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 77,043 | $3,512,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 76,521 | $3,508,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 103,727 | $3,507,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 122,471 | $3,503,000 | thousands by filing date | |
| PROSHARES TR | 74347B391 | CMN | 75,000 | $3,501,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 1,502,000 | $3,485,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 76,021 | $3,482,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 51,593 | $3,481,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 374,180 | $3,479,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 67,400 | $3,478,000 | thousands by filing date | put |
| LOGITECH INTL S A SHS | H50430232 | Stock | 103,300 | $3,475,000 | thousands by filing date | call |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 27,300 | $3,474,000 | thousands by filing date | call |
| NAVIGATORS GROUP INC | 638904102 | COM | 71,320 | $3,473,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 120,816 | $3,467,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 108,200 | $3,461,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,112,200 | $3,459,000 | thousands by filing date | call |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 33,647 | $3,458,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 76,756 | $3,450,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 2,295,000 | $3,447,000 | thousands by filing date | principal |
| KINROSS GOLD CORP | 496902404 | COM | 797,200 | $3,444,000 | thousands by filing date | call |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 85,700 | $3,435,000 | thousands by filing date | put |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 31,100 | $3,431,000 | thousands by filing date | call |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 25,322 | $3,431,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 48,576 | $3,431,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 288,300 | $3,428,000 | thousands by filing date | call |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 150,992 | $3,420,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 152,800 | $3,420,000 | thousands by filing date | put |
| RAYTHEON CO | 755111507 | COM NEW | 18,200 | $3,419,000 | thousands by filing date | call |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 289,441 | $3,415,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 194,311 | $3,414,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 417,597 | $3,403,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,106,000 | $3,402,000 | thousands by filing date | principal |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 286,558 | $3,399,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 300,686 | $3,392,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 70,000 | $3,389,000 | thousands by filing date | call |
| BECTON DICKINSON & CO | 075887109 | COM | 15,800 | $3,382,000 | thousands by filing date | put |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 38,100 | $3,378,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 153,300 | $3,360,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 207,861 | $3,355,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 79,661 | $3,354,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 29,113 | $3,349,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 94,000 | $3,345,000 | thousands by filing date | call |
| ENCORE WIRE CORP | 292562105 | COM | 68,662 | $3,340,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 203,041 | $3,340,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 47,744 | $3,338,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 96,800 | $3,336,000 | thousands by filing date | put |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 50,094 | $3,336,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 123,894 | $3,334,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 34,200 | $3,332,000 | thousands by filing date | put |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 159,024 | $3,331,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 105,100 | $3,325,000 | thousands by filing date | put |
| HAYNES INTL INC | 420877201 | COM NEW | 103,468 | $3,316,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 65,289 | $3,312,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 87,700 | $3,309,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 125,700 | $3,290,000 | thousands by filing date | call |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 20,700 | $3,289,000 | thousands by filing date | put |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 52,400 | $3,285,000 | thousands by filing date | put |
| ENSIGN GROUP INC | 29358P101 | COM | 147,693 | $3,279,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 96,904 | $3,275,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 165,610 | $3,262,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 229,600 | $3,260,000 | thousands by filing date | call |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 43,390 | $3,259,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 27,138 | $3,253,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 190,500 | $3,250,000 | thousands by filing date | put |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,382,638 | $3,249,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 72,628 | $3,242,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 421,971 | $3,237,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 9,300 | $3,212,000 | thousands by filing date | call |
| JUNIPER NETWORKS INC | 48203R104 | COM | 112,700 | $3,212,000 | thousands by filing date | call |
| Cyber Security ETF | 26924G201 | Common | 101,522 | $3,212,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 689,423 | $3,206,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 241,878 | $3,202,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 84,400 | $3,195,000 | thousands by filing date | put |
| Vanguard Materials ETF | 92204A801 | SHS | 23,359 | $3,193,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 18,400 | $3,177,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,015,032 | $3,177,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 31,799 | $3,176,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 108,740 | $3,173,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 211,628 | $3,162,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 38,500 | $3,162,000 | thousands by filing date | put |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 384,657 | $3,154,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 13,100 | $3,151,000 | thousands by filing date | put |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 49,807 | $3,151,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 35,722 | $3,151,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 123,832 | $3,149,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 363,694 | $3,146,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 25,452 | $3,131,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 167,234 | $3,127,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 96,064 | $3,115,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 98,069 | $3,114,000 | thousands by filing date | |
| CIENA CORP | 171779AJ0 | NOTE 3.750%10/1 | 2,675,000 | $3,110,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 33,974 | $3,104,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 52,911 | $3,103,000 | thousands by filing date | put |
| CEVA INC | 157210105 | COMMON STOCK | 67,176 | $3,101,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 35,963 | $3,097,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 841,372 | $3,096,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 113,583 | $3,095,000 | thousands by filing date | put |
| CMB.TECH NV SHS | B38564108 | Stock | 334,024 | $3,090,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 563,155 | $3,080,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 49,100 | $3,078,000 | thousands by filing date | call |
| AIRCASTLE LTD | G0129K104 | COM | 131,529 | $3,076,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 91,153 | $3,070,000 | thousands by filing date | |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 2,500,000 | $3,070,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 231,655 | $3,069,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 57,900 | $3,067,000 | thousands by filing date | call |
| CATO CORP NEW | 149205106 | CL A | 192,167 | $3,059,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 80,878 | $3,059,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 54,000 | $3,056,000 | thousands by filing date | put |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 43,630 | $3,056,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 92,268 | $3,054,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 3,000,000 | $3,049,000 | thousands by filing date | principal |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 130,008 | $3,042,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 75,776 | $3,035,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 123,641 | $3,035,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 519,800 | $3,030,000 | thousands by filing date | put |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 110,690 | $3,027,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 61,129 | $3,027,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 37,000 | $3,020,000 | thousands by filing date | call |
| NELNET INC | 64031N108 | CL A | 55,123 | $3,019,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 66,477 | $3,018,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 118,451 | $3,015,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 138,546 | $3,012,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 98,300 | $3,010,000 | thousands by filing date | call |
| NMI HLDGS INC | 629209305 | COM | 177,001 | $3,009,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 56,003 | $3,007,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 208,126 | $2,999,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 85,536 | $2,995,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 161,302 | $2,994,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 68,446 | $2,992,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 163,860 | $2,990,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 396,395 | $2,989,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 13,875 | $2,987,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 339,480 | $2,987,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 86,500 | $2,987,000 | thousands by filing date | call |
| XPO INC COM | 983793100 | Stock | 32,600 | $2,986,000 | thousands by filing date | put |
| ST JOE CO | 790148100 | COM | 165,356 | $2,985,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 56,346 | $2,981,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 102,144 | $2,978,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 29,800 | $2,977,000 | thousands by filing date | put |
| CRAY INC | 225223304 | COM NEW | 122,755 | $2,971,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 3,059,000 | $2,971,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 56,400 | $2,963,000 | thousands by filing date | put |
| SUN HYDRAULICS CORP | 866942105 | COM | 45,723 | $2,958,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 23,062 | $2,957,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 126,865 | $2,951,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 120,811 | $2,948,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 137,482 | $2,946,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 108,207 | $2,939,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 100,427 | $2,939,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 100,044 | $2,937,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 35,067 | $2,932,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 95,968 | $2,931,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 97,854 | $2,929,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 20,200 | $2,927,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 61,300 | $2,927,000 | thousands by filing date | call |
| NUVASIVE INC | 670704105 | COM | 50,000 | $2,925,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 110,300 | $2,924,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 61,100 | $2,918,000 | thousands by filing date | put |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 245,100 | $2,914,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 542,700 | $2,909,000 | thousands by filing date | put |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 64,862 | $2,906,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 50,101 | $2,903,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 120,566 | $2,900,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 73,055 | $2,897,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 101,888 | $2,897,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 19,900 | $2,892,000 | thousands by filing date | put |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 153,352 | $2,892,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 189,858 | $2,886,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 28,700 | $2,879,000 | thousands by filing date | put |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 84,700 | $2,877,000 | thousands by filing date | call |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 31,295 | $2,876,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 134,656 | $2,873,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 397,200 | $2,864,000 | thousands by filing date | put |
| KLONDEX MNS LTD | 498696103 | COM | 1,092,438 | $2,851,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 79,800 | $2,850,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 31,156 | $2,846,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 19,600 | $2,841,000 | thousands by filing date | call |
| COTY INC | 222070203 | COM CL A | 142,700 | $2,838,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 56,584 | $2,837,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 58,249 | $2,836,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 2,773,000 | $2,832,000 | thousands by filing date | principal |
| HESS CORP | 42809H107 | COM | 59,600 | $2,829,000 | thousands by filing date | call |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 40,515 | $2,827,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-18-000278 | this filing | 2018-02-14 | acceptance time not in the bulk data set |