13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 6,296 holding rows worth $418,145,444,000.
- Accession
- 0000769993-18-000278
- Filer
- CIK 886982
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 10,958 entries on the cover page, a total value of $418,145,444,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $418,145,444,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 8,800 | $171,000 | thousands by filing date | put |
| CDK GLOBAL INC | 12508E101 | COM | 2,400 | $171,000 | thousands by filing date | put |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 7,400 | $170,000 | thousands by filing date | put |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 171,000 | $170,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 3,700 | $169,000 | thousands by filing date | call |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 13,713 | $169,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 7,200 | $169,000 | thousands by filing date | call |
| UNIT CORP | 909218109 | COM | 7,700 | $169,000 | thousands by filing date | put |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,100 | $168,000 | thousands by filing date | put |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 39,000 | $168,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 22,854 | $168,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 1,200 | $167,000 | thousands by filing date | put |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 10,708 | $166,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 50,000 | $165,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 70,100 | $165,000 | thousands by filing date | call |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 15,042 | $165,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 4,300 | $164,000 | thousands by filing date | put |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 2,100 | $164,000 | thousands by filing date | call |
| AGCO CORP | 001084102 | COM | 2,300 | $164,000 | thousands by filing date | call |
| RADIAN GROUP INC COM | 750236101 | Stock | 7,900 | $163,000 | thousands by filing date | put |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 71,231 | $163,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 25,100 | $162,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 5,000 | $161,000 | thousands by filing date | call |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 21,414 | $160,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 15,602 | $159,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,200 | $159,000 | thousands by filing date | put |
| HERSHEY CO COM | 427866108 | Stock | 1,400 | $159,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 27,300 | $159,000 | thousands by filing date | put |
| LEAR CORP COM NEW | 521865204 | Stock | 900 | $159,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 2,700 | $158,000 | thousands by filing date | put |
| L3 TECHNOLOGIES INC | 502413107 | COM | 800 | $158,000 | thousands by filing date | call |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 121,000 | $158,000 | thousands by filing date | principal |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 158,000 | $158,000 | thousands by filing date | principal |
| ROCKWELL MED INC | 774374102 | COM | 27,139 | $158,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 3,500 | $157,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 7,400 | $157,000 | thousands by filing date | put |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 11,821 | $157,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 1,600 | $157,000 | thousands by filing date | put |
| MANULIFE FINL CORP | 56501R106 | COM | 7,500 | $156,000 | thousands by filing date | call |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 700 | $156,000 | thousands by filing date | call |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 34,967 | $156,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 7,500 | $156,000 | thousands by filing date | put |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 22,451 | $156,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 23,700 | $156,000 | thousands by filing date | call |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 17,992 | $155,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 12,989 | $155,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 14,356 | $155,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 27,967 | $155,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 67,823 | $155,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 12,821 | $155,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 11,800 | $154,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 7,700 | $154,000 | thousands by filing date | put |
| RTI BIOLOGICS INC | 74975N105 | COM | 37,604 | $154,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 2,700 | $153,000 | thousands by filing date | put |
| MERITOR INC | 59001K100 | COMMON STOCK | 6,500 | $152,000 | thousands by filing date | put |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 15,528 | $151,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 190,000 | $151,000 | thousands by filing date | principal |
| ON DECK CAP INC | 682163100 | COM | 26,270 | $151,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 10,635 | $150,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 10,742 | $150,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 12,621 | $150,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,800 | $149,000 | thousands by filing date | put |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 15,648 | $149,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 87,887 | $149,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 641,700 | $148,000 | thousands by filing date | put |
| CBRE GROUP INC CL A | 12504L109 | Stock | 3,400 | $147,000 | thousands by filing date | put |
| AON PLC | G0408V102 | SHS CL A | 1,100 | $147,000 | thousands by filing date | put |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,500 | $146,000 | thousands by filing date | call |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 10,269 | $146,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 22,521 | $146,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,100 | $146,000 | thousands by filing date | put |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 2,200 | $145,000 | thousands by filing date | call |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 2,600 | $145,000 | thousands by filing date | call |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 18,700 | $145,000 | thousands by filing date | call |
| PICO HLDGS INC | 693366205 | COM NEW | 11,315 | $145,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661502 | COM PAR | 37,404 | $145,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 6,200 | $144,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 21,027 | $144,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 64,367 | $143,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 15,802 | $143,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 10,388 | $143,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 32,618 | $143,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 2,900 | $143,000 | thousands by filing date | put |
| CA INC COM | 12673P105 | COM | 4,300 | $143,000 | thousands by filing date | call |
| STRAYER ED INC | 863236105 | COM | 1,600 | $143,000 | thousands by filing date | put |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 143,000 | $143,000 | thousands by filing date | principal |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 20,929 | $143,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 12,055 | $142,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,400 | $141,000 | thousands by filing date | put |
| CHART INDS INC | 16115Q308 | COM | 3,000 | $141,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 12,502 | $141,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 2,900 | $141,000 | thousands by filing date | call |
| CELADON GROUP INC | 150838100 | COM | 21,965 | $141,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 12,118 | $141,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 12,611 | $140,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 6,590 | $140,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 4,100 | $140,000 | thousands by filing date | put |
| NEWLINK GENETICS CORP | 651511107 | COM | 17,300 | $140,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 136,000 | $140,000 | thousands by filing date | principal |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 1,300 | $139,000 | thousands by filing date | call |
| COVANTA HLDG CORP | 22282E102 | COM | 8,200 | $139,000 | thousands by filing date | put |
| UNISYS CORP | 909214306 | COMMON STOCK | 17,137 | $139,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 7,600 | $137,000 | thousands by filing date | put |
| GUESS INC COM | 401617105 | Stock | 8,100 | $137,000 | thousands by filing date | call |
| MYRIAD GENETICS INC | 62855J104 | COM | 4,000 | $137,000 | thousands by filing date | call |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 2,300 | $137,000 | thousands by filing date | put |
| CHIMERIX INC COM | 16934W106 | Stock | 29,519 | $137,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 26,798 | $137,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 300 | $136,000 | thousands by filing date | put |
| BAXTER INTL INC | 071813109 | COM | 2,100 | $136,000 | thousands by filing date | put |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 10,162 | $136,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 14,356 | $136,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 38,440 | $136,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 115,000 | $136,000 | thousands by filing date | principal |
| CONCORDIA INTL CORP | 20653P102 | COM | 207,345 | $136,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 33,179 | $136,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 3,400 | $135,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 5,600 | $135,000 | thousands by filing date | call |
| WATERS CORP COM | 941848103 | Stock | 700 | $135,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 12,000 | $135,000 | thousands by filing date | put |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 82,000 | $135,000 | thousands by filing date | principal |
| YANGTZE RIV DEV LTD | 984752105 | COM | 15,356 | $135,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 2,100 | $134,000 | thousands by filing date | call |
| CAREDX INC | 14167L103 | COM | 18,280 | $134,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 4,500 | $134,000 | thousands by filing date | call |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 7,200 | $134,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 17,700 | $133,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 37,000 | $133,000 | thousands by filing date | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 8,300 | $133,000 | thousands by filing date | put |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 6,200 | $133,000 | thousands by filing date | put |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 5,000 | $133,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 3,900 | $132,000 | thousands by filing date | call |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 14,315 | $132,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 1,800 | $132,000 | thousands by filing date | put |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 13,538 | $132,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 115,000 | $132,000 | thousands by filing date | principal |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 6,900 | $131,000 | thousands by filing date | put |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,500 | $131,000 | thousands by filing date | put |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 14,176 | $131,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 600 | $131,000 | thousands by filing date | call |
| IMPERVA INC | 45321L100 | COM | 3,300 | $131,000 | thousands by filing date | put |
| MUSTANG BIO INC | 62818Q104 | COM | 10,955 | $131,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 49,155 | $131,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 3,900 | $130,000 | thousands by filing date | put |
| AECOM COM | 00766T100 | Stock | 3,500 | $130,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 16,000 | $130,000 | thousands by filing date | put |
| HERC HLDGS INC COM | 42704L104 | Stock | 2,066 | $129,000 | thousands by filing date | call |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 400 | $129,000 | thousands by filing date | put |
| RED LION HOTELS CORP | 756764106 | COM | 13,135 | $129,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 23,668 | $129,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 11,179 | $129,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 2,400 | $129,000 | thousands by filing date | call |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 52,950 | $128,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 30,614 | $128,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 57,200 | $128,000 | thousands by filing date | put |
| Regional Health Properties Inc | 75903M101 | COM | 747,342 | $127,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 10,855 | $126,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 10,224 | $125,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 27,088 | $125,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 22,100 | $125,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 31,600 | $124,000 | thousands by filing date | put |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 69,500 | $124,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 32,703 | $124,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 3,900 | $124,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 52,000 | $123,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F104 | COM SER A | 5,500 | $123,000 | thousands by filing date | call |
| HCP INC | 40414L109 | COM | 4,700 | $123,000 | thousands by filing date | put |
| VIDEOCON D2H LTD | 92657J101 | ADR | 12,955 | $123,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 10,966 | $122,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 27,173 | $122,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 41,842 | $122,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 14,929 | $122,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 11,951 | $122,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 3,900 | $121,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 2,700 | $121,000 | thousands by filing date | call |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 1,500 | $120,000 | thousands by filing date | put |
| BOX INC CL A | 10316T104 | Stock | 5,700 | $120,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 1,700 | $120,000 | thousands by filing date | put |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 51,600 | $120,000 | thousands by filing date | put |
| MYRIAD GENETICS INC | 62855J104 | COM | 3,500 | $120,000 | thousands by filing date | put |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 41,700 | $120,000 | thousands by filing date | call |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 2,600 | $119,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 5,600 | $119,000 | thousands by filing date | call |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 17,897 | $119,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 4,500 | $118,000 | thousands by filing date | call |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,200 | $118,000 | thousands by filing date | put |
| AMEREN CORP COM | 023608102 | Stock | 2,000 | $118,000 | thousands by filing date | put |
| AVID TECHNOLOGY INC | 05367P100 | COM | 21,836 | $118,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 900 | $118,000 | thousands by filing date | put |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 900 | $118,000 | thousands by filing date | call |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 117,000 | $116,000 | thousands by filing date | principal |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 1,716 | $115,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 6,000 | $114,000 | thousands by filing date | call |
| VERISIGN INC COM | 92343E102 | Stock | 1,000 | $114,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 47,687 | $114,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 6,600 | $114,000 | thousands by filing date | put |
| GENERAC HLDGS INC | 368736104 | COM | 2,300 | $114,000 | thousands by filing date | put |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 5,300 | $114,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 16,800 | $114,000 | thousands by filing date | put |
| ICONIX BRAND GROUP INC | 451055107 | COM | 88,612 | $114,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 1,700 | $113,000 | thousands by filing date | put |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 14,024 | $113,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 3,100 | $112,000 | thousands by filing date | put |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 2,100 | $112,000 | thousands by filing date | put |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 66,446 | $112,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 36,059 | $112,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 1,700 | $110,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 8,700 | $110,000 | thousands by filing date | put |
| UNIT CORP | 909218109 | COM | 5,000 | $110,000 | thousands by filing date | call |
| SIMPLY GOOD FOODS CO | 82900L110 | *W EXP 07/07/202 | 28,241 | $110,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 3,500 | $108,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 3,700 | $108,000 | thousands by filing date | put |
| SENSEONICS HLDGS INC | 81727U105 | COM | 40,630 | $108,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 40,000 | $108,000 | thousands by filing date | call |
| STIFEL FINL CORP | 860630102 | COM | 1,800 | $107,000 | thousands by filing date | call |
| MARCHEX INC | 56624R108 | CMN | 33,256 | $107,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 23,499 | $107,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 16,723 | $107,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 9,800 | $106,000 | thousands by filing date | call |
| VERICEL CORP | 92346J108 | COM | 19,200 | $105,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 2,000 | $105,000 | thousands by filing date | put |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 16,011 | $105,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 3,300 | $105,000 | thousands by filing date | call |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 41,177 | $105,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 2,600 | $104,000 | thousands by filing date | put |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 700 | $104,000 | thousands by filing date | call |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,000 | $104,000 | thousands by filing date | put |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 16,907 | $104,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 150,000 | $104,000 | thousands by filing date | principal |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 31,000 | $104,000 | thousands by filing date | call |
| NEXTDECADE CORP | 65342K105 | COM | 12,418 | $103,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 22,700 | $103,000 | thousands by filing date | put |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 15,872 | $103,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 6,900 | $102,000 | thousands by filing date | call |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 10,605 | $102,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 72,817 | $102,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 13,400 | $101,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 800 | $101,000 | thousands by filing date | put |
| SL GREEN REALTY CORP | 78440X101 | COM | 1,000 | $101,000 | thousands by filing date | call |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 42,809 | $101,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 2,200 | $101,000 | thousands by filing date | call |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,500 | $100,000 | thousands by filing date | put |
| NASDAQ INC COM | 631103108 | Stock | 1,300 | $100,000 | thousands by filing date | call |
| PIER 1 IMPORTS INC | 720279108 | COM | 24,200 | $100,000 | thousands by filing date | put |
| VIVEVE MED INC | 92852W204 | COM NEW | 20,189 | $100,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 8,200 | $99,000 | thousands by filing date | call |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 3,400 | $99,000 | thousands by filing date | put |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 38,444 | $98,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 30,520 | $98,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 2,700 | $98,000 | thousands by filing date | call |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 1,400 | $98,000 | thousands by filing date | call |
| AMPHENOL CORP NEW | 032095101 | COM | 1,100 | $97,000 | thousands by filing date | call |
| SYSCOCORP | 871829107 | COM | 1,600 | $97,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 8,700 | $97,000 | thousands by filing date | call |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 1,000 | $97,000 | thousands by filing date | put |
| REALPAGE INC | 75606N109 | COM | 2,200 | $97,000 | thousands by filing date | put |
| OVASCIENCE INC | 69014Q101 | COM | 69,044 | $97,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,200 | $96,000 | thousands by filing date | put |
| VUZIX CORP | 92921W300 | COM NEW | 15,275 | $95,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 2,700 | $95,000 | thousands by filing date | put |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,400 | $94,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 4,400 | $94,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 26,600 | $94,000 | thousands by filing date | call |
| OPEN TEXT CORP COM | 683715106 | Stock | 2,600 | $93,000 | thousands by filing date | put |
| NATERA INC COM | 632307104 | Stock | 10,295 | $93,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 10,373 | $93,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 700 | $92,000 | thousands by filing date | put |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,800 | $92,000 | thousands by filing date | put |
| Lincoln National Corporat | 524901105 | COM | 2,200 | $92,000 | thousands by filing date | call |
| BANK OF THE OZARKS | 063904106 | COM | 1,900 | $92,000 | thousands by filing date | call |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 20,955 | $92,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 1,400 | $90,000 | thousands by filing date | put |
| LANDS END INC | 51509F105 | COMMON STOCK | 4,600 | $90,000 | thousands by filing date | put |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 600 | $89,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 54,654 | $89,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 19,100 | $89,000 | thousands by filing date | call |
| NUTRI SYS INC NEW | 67069D108 | COM | 1,700 | $89,000 | thousands by filing date | call |
| Janus Capital | 47102XAH8 | CONV | 52,000 | $89,000 | thousands by filing date | principal |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 28,369 | $89,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 14,966 | $88,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 5,440 | $88,000 | thousands by filing date | call |
| CAESARSTONE LTD | M20598104 | ORD SHS | 4,000 | $88,000 | thousands by filing date | put |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 7,500 | $88,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 23,817 | $88,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 10,431 | $88,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 8,800 | $87,000 | thousands by filing date | call |
| ERIN ENERGY CORP COM | 295625107 | Stock | 31,643 | $87,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 4,100 | $86,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 7,700 | $86,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 2,600 | $86,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 42,300 | $86,000 | thousands by filing date | call |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 14,224 | $86,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 17,400 | $86,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 15,133 | $86,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 63,000 | $86,000 | thousands by filing date | principal |
| SYNOPSYS INC COM | 871607107 | Stock | 1,000 | $85,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 17,800 | $85,000 | thousands by filing date | put |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 80,000 | $85,000 | thousands by filing date | principal |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 1,300 | $84,000 | thousands by filing date | call |
| MIMEDX GROUP INC | 602496101 | COM | 6,700 | $84,000 | thousands by filing date | put |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 1,600 | $84,000 | thousands by filing date | call |
| DESTINATION XL GROUP INC | 25065K104 | COM | 38,344 | $84,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 10,200 | $83,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 58,100 | $83,000 | thousands by filing date | call |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 56,361 | $83,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 400 | $82,000 | thousands by filing date | put |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 10,538 | $82,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 1,600 | $82,000 | thousands by filing date | call |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 2,500 | $82,000 | thousands by filing date | call |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,000 | $81,000 | thousands by filing date | put |
| ECOLAB INC COM | 278865100 | Stock | 600 | $81,000 | thousands by filing date | call |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 700 | $81,000 | thousands by filing date | call |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 14,148 | $81,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 1,700 | $81,000 | thousands by filing date | call |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 38,399 | $81,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 1,400 | $80,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 35,000 | $80,000 | thousands by filing date | call |
| MICHAELS COS INC | 59408Q106 | COM | 3,300 | $80,000 | thousands by filing date | put |
| VEREIT INC | 92339V100 | COM | 10,100 | $79,000 | thousands by filing date | put |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 10,262 | $79,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 20,196 | $79,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 14,171 | $79,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 15,345 | $79,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 12,105 | $79,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 5,000 | $78,000 | thousands by filing date | put |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 4,200 | $78,000 | thousands by filing date | put |
| ENERPLUS CORP | 292766102 | COM | 8,000 | $78,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 21,100 | $78,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 21,100 | $78,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 84,373 | $78,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 14,123 | $76,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 30,560 | $76,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 1,100 | $75,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 79,000 | $75,000 | thousands by filing date | principal |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 25,600 | $75,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 2,150 | $73,000 | thousands by filing date | put |
| VERASTEM INC | 92337C104 | COM | 23,731 | $73,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 16,699 | $73,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 1,300 | $72,000 | thousands by filing date | put |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 21,871 | $72,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 4,400 | $72,000 | thousands by filing date | put |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 11,195 | $72,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 700 | $71,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,400 | $71,000 | thousands by filing date | put |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 6,000 | $71,000 | thousands by filing date | put |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25490K745 | Common Stocks | 15,300 | $71,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 900 | $70,000 | thousands by filing date | put |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 3,600 | $70,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 14,736 | $70,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 17,882 | $70,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 10,300 | $69,000 | thousands by filing date | put |
| CBRE GROUP INC CL A | 12504L109 | Stock | 1,600 | $69,000 | thousands by filing date | call |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 2,700 | $69,000 | thousands by filing date | put |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 2,100 | $69,000 | thousands by filing date | call |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 2,100 | $69,000 | thousands by filing date | put |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 10,255 | $69,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 14,677 | $69,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 68,731 | $69,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 6,600 | $68,000 | thousands by filing date | put |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 12,849 | $68,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 28,364 | $68,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 3,300 | $67,000 | thousands by filing date | put |
| FLOWSERVE CORP | 34354P105 | COM | 1,600 | $67,000 | thousands by filing date | put |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 3,900 | $67,000 | thousands by filing date | put |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 10,247 | $67,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 33,200 | $67,000 | thousands by filing date | put |
| Akoustis Technologies Inc | 00973N102 | COM | 10,789 | $67,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 17,900 | $67,000 | thousands by filing date | call |
| PIER 1 IMPORTS INC | 720279108 | COM | 16,200 | $67,000 | thousands by filing date | call |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 26,491 | $67,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 2,300 | $67,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 2,500 | $66,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 9,200 | $66,000 | thousands by filing date | put |
| YRC WORLDWIDE INC | 984249607 | COM | 4,600 | $66,000 | thousands by filing date | call |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 34,546 | $66,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 1,900 | $65,000 | thousands by filing date | put |
| INTERXION HOLDING N.V | N47279109 | SHS | 1,100 | $65,000 | thousands by filing date | call |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 11,663 | $65,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 5,800 | $65,000 | thousands by filing date | call |
| AROTECH CORP | 042682203 | COM NEW | 18,385 | $65,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 1,000 | $64,000 | thousands by filing date | call |
| Bowater Inc | 09066L105 | COMMON STOCKS | 29,858 | $64,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 5,500 | $64,000 | thousands by filing date | put |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 22,345 | $64,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 1,000 | $63,000 | thousands by filing date | call |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 54,537 | $63,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 400 | $62,000 | thousands by filing date | call |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,100 | $62,000 | thousands by filing date | put |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 4,100 | $62,000 | thousands by filing date | call |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 1,300 | $61,000 | thousands by filing date | call |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 1,500 | $61,000 | thousands by filing date | call |
| AMYRIS INC | 03236M200 | COM NEW | 16,136 | $61,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 3,700 | $61,000 | thousands by filing date | put |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 18,861 | $61,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 400 | $60,000 | thousands by filing date | put |
| RAPID7 INC COM | 753422104 | Stock | 3,200 | $60,000 | thousands by filing date | call |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 900 | $60,000 | thousands by filing date | call |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 49,476 | $60,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 3,600 | $60,000 | thousands by filing date | call |
| CIMPRESS N V | N20146101 | SHS EURO | 500 | $60,000 | thousands by filing date | put |
| QUANTA SVCS INC | 74762E102 | COM | 1,500 | $59,000 | thousands by filing date | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,100 | $59,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 31,700 | $59,000 | thousands by filing date | call |
| COVISTA INC | 00737L103 | COM | 1,400 | $59,000 | thousands by filing date | call |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 4,200 | $59,000 | thousands by filing date | call |
| ON DECK CAP INC | 682163100 | COM | 10,200 | $59,000 | thousands by filing date | call |
| CME Group Inc. Class A | 12572Q105 | COM | 400 | $58,000 | thousands by filing date | call |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 1,100 | $58,000 | thousands by filing date | call |
| MEI PHARMA INC | 55279B202 | COM NEW | 27,629 | $58,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 1,600 | $57,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 5,500 | $57,000 | thousands by filing date | call |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 400 | $57,000 | thousands by filing date | call |
| ISHARES TR | 464287192 | US TRSPRTION | 300 | $57,000 | thousands by filing date | put |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 23,702 | $57,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 10,800 | $57,000 | thousands by filing date | call |
| QUOTIENT LTD | G73268107 | SHS | 11,479 | $57,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 47,854 | $57,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 74,318 | $57,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 14,900 | $56,000 | thousands by filing date | put |
| INTELSAT S A | L5140P101 | COM | 16,637 | $56,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 49,166 | $55,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 47,000 | $54,000 | thousands by filing date | principal |
| LEAR CORP COM NEW | 521865204 | Stock | 300 | $53,000 | thousands by filing date | put |
| SEMPRA COM | 816851109 | Stock | 500 | $53,000 | thousands by filing date | call |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,100 | $53,000 | thousands by filing date | put |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,100 | $53,000 | thousands by filing date | call |
| LEGGETT & PLATT INC | 524660107 | COM | 1,100 | $53,000 | thousands by filing date | call |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 5,100 | $53,000 | thousands by filing date | put |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 2,192 | $53,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 17,416 | $53,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 15,783 | $51,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 1,400 | $51,000 | thousands by filing date | put |
| ENERGY FUELS INC | 292671708 | COM NEW | 28,366 | $51,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 11,000 | $51,000 | thousands by filing date | put |
| CANADIANNATLRYCOF | 136375102 | STOK | 600 | $50,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 11,361 | $50,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 500 | $50,000 | thousands by filing date | put |
| CAVIUM INC | 14964U108 | COM | 600 | $50,000 | thousands by filing date | call |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 600 | $49,000 | thousands by filing date | call |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 10,387 | $49,000 | thousands by filing date | |
| LEVEL BRANDS INC | 52730Q209 | COM NEW | 11,200 | $49,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 2,000 | $48,000 | thousands by filing date | call |
| COMFORT SYS USA INC COM | 199908104 | Stock | 1,100 | $48,000 | thousands by filing date | call |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 11,666 | $48,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 2,600 | $48,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 133,517 | $48,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 300 | $47,000 | thousands by filing date | put |
| CINTAS CORP COM | 172908105 | Stock | 300 | $47,000 | thousands by filing date | call |
| CRITEO S A SPONS ADS | 226718104 | ADR | 1,800 | $47,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 1,400 | $47,000 | thousands by filing date | put |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 11,797 | $47,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 5,600 | $47,000 | thousands by filing date | call |
| HUDSON GLOBAL INC | 443787106 | COM | 20,951 | $47,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 900 | $46,000 | thousands by filing date | call |
| KBR INC COM | 48242W106 | Stock | 2,300 | $46,000 | thousands by filing date | call |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 2,880 | $46,000 | thousands by filing date | call |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 15,900 | $46,000 | thousands by filing date | put |
| TRIMBLE INC COM | 896239100 | Stock | 1,100 | $45,000 | thousands by filing date | put |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,200 | $45,000 | thousands by filing date | put |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 400 | $45,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 31,600 | $45,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 10,000 | $45,000 | thousands by filing date | call |
| ADTRAN INC | 00738A106 | COMMON STOCK | 2,300 | $45,000 | thousands by filing date | put |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 1,800 | $44,000 | thousands by filing date | put |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 10,420 | $44,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,800 | $43,000 | thousands by filing date | put |
| SABRE CORP COM | 78573M104 | Stock | 2,100 | $43,000 | thousands by filing date | put |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 1,100 | $43,000 | thousands by filing date | call |
| SIGMA DESIGNS INC | 826565103 | COM | 6,200 | $43,000 | thousands by filing date | call |
| NOVAN INC | 66988N106 | COM | 10,102 | $43,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 200 | $42,000 | thousands by filing date | call |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 5,200 | $42,000 | thousands by filing date | call |
| WELBILT INC | 949090104 | COM | 1,800 | $42,000 | thousands by filing date | call |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 12,528 | $42,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 300 | $42,000 | thousands by filing date | put |
| SHERWIN WILLIAMS CO | 824348106 | COM | 100 | $41,000 | thousands by filing date | put |
| AUTONATION INC COM | 05329W102 | Stock | 800 | $41,000 | thousands by filing date | call |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 500 | $41,000 | thousands by filing date | put |
| TEGNA INC COM | 87901J105 | Stock | 2,900 | $41,000 | thousands by filing date | put |
| COMPUGEN LTD | M25722105 | ORD | 16,393 | $41,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 17,176 | $41,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 29,224 | $41,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 48,735 | $41,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 15,105 | $41,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 1,900 | $40,000 | thousands by filing date | put |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,000 | $40,000 | thousands by filing date | put |
| NEVSUN RES LTD | 64156L101 | COM | 16,325 | $40,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 16,251 | $39,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 2,200 | $39,000 | thousands by filing date | put |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 3,147 | $39,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 18,584 | $39,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 400 | $39,000 | thousands by filing date | call |
| CMS ENERGY CORP COM | 125896100 | Stock | 800 | $38,000 | thousands by filing date | call |
| INTERDIGITAL INC COM | 45867G101 | Stock | 500 | $38,000 | thousands by filing date | call |
| ALLY FINL INC COM | 02005N100 | Stock | 1,300 | $38,000 | thousands by filing date | call |
| OCEANEERING INTL INC | 675232102 | COM | 1,800 | $38,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 10,600 | $38,000 | thousands by filing date | call |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 88,339 | $38,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 1,000 | $37,000 | thousands by filing date | put |
| POLARIS INC COM | 731068102 | Stock | 300 | $37,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-18-000278 | this filing | 2018-02-14 | acceptance time not in the bulk data set |