13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 6,626 holding rows worth $408,331,835,000.
- Accession
- 0000769993-17-000722
- Filer
- CIK 886982
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 11,518 entries on the cover page, a total value of $408,331,835,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $408,331,835,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 101,600 | $1,973,000 | thousands by filing date | put |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 101,600 | $1,973,000 | thousands by filing date | call |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 1,229,000 | $1,973,000 | thousands by filing date | principal |
| Progressive Corporation | 743315103 | COM | 40,700 | $1,971,000 | thousands by filing date | put |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 19,611 | $1,969,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 135,075 | $1,968,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 35,800 | $1,965,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 36,590 | $1,964,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 428,600 | $1,963,000 | thousands by filing date | put |
| HYSTER-YALE INC | 449172105 | CL A | 25,648 | $1,961,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 52,400 | $1,958,000 | thousands by filing date | put |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 146,597 | $1,957,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 63,406 | $1,955,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 474,135 | $1,954,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 100,000 | $1,953,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 65,500 | $1,945,000 | thousands by filing date | put |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 50,000 | $1,945,000 | thousands by filing date | call |
| VARONIS SYS INC | 922280102 | COM | 46,365 | $1,943,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 678,302 | $1,940,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 80,300 | $1,938,000 | thousands by filing date | put |
| PROS Holdings Inc | 74346Y103 | Common Stock | 80,300 | $1,938,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 278,300 | $1,937,000 | thousands by filing date | call |
| URBAN OUTFITTERS INC | 917047102 | COM | 81,000 | $1,936,000 | thousands by filing date | put |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 1,576,000 | $1,936,000 | thousands by filing date | principal |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 97,703 | $1,935,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 21,000 | $1,935,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 122,830 | $1,934,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 43,149 | $1,932,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 46,972 | $1,931,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 112,582 | $1,930,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 69,000 | $1,927,000 | thousands by filing date | put |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 18,082 | $1,925,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 75,400 | $1,923,000 | thousands by filing date | put |
| CAVCO INDS INC DEL | 149568107 | COM | 13,013 | $1,920,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 56,511 | $1,920,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 126,180 | $1,918,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 67,900 | $1,914,000 | thousands by filing date | put |
| GLATFELTER | 377316104 | COM | 98,308 | $1,912,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 37,700 | $1,911,000 | thousands by filing date | call |
| CARDINAL HEALTH INC | 14149Y108 | COM | 28,500 | $1,907,000 | thousands by filing date | call |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 128,782 | $1,906,000 | thousands by filing date | |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 92,479 | $1,905,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 161,148 | $1,900,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 51,160 | $1,899,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 60,424 | $1,896,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 1,879,000 | $1,895,000 | thousands by filing date | principal |
| ASSOCIATED BANC CORP | 045487113 | WTS | 383,669 | $1,895,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 12,437 | $1,894,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 117,387 | $1,894,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 360,937 | $1,891,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 33,277 | $1,889,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 137,680 | $1,886,000 | thousands by filing date | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 40,000 | $1,885,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 43,807 | $1,884,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 83,429 | $1,884,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 50,000 | $1,884,000 | thousands by filing date | put |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 50,000 | $1,884,000 | thousands by filing date | call |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 75,000 | $1,883,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 437,600 | $1,882,000 | thousands by filing date | put |
| GLAUKOS CORP COM | 377322102 | Stock | 57,000 | $1,881,000 | thousands by filing date | put |
| COTY INC | 222070203 | COM CL A | 113,800 | $1,881,000 | thousands by filing date | call |
| CARRIZO OIL & GAS INC | 144577103 | COM | 109,800 | $1,881,000 | thousands by filing date | call |
| Accelerate Diagnostics | 00430H102 | COM | 83,746 | $1,880,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 198,596 | $1,879,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 140,000 | $1,875,000 | thousands by filing date | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 52,689 | $1,875,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 307,400 | $1,872,000 | thousands by filing date | call |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 51,000 | $1,868,000 | thousands by filing date | call |
| iShares MSCI Frontier 100 | 464286145 | cs | 59,475 | $1,863,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 68,046 | $1,861,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 37,617 | $1,858,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 79,479 | $1,857,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 76,684 | $1,856,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 49,836 | $1,851,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 350,836 | $1,849,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 265,500 | $1,848,000 | thousands by filing date | put |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 20,247 | $1,846,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 56,845 | $1,845,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 53,625 | $1,836,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 75,800 | $1,828,000 | thousands by filing date | put |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 33,800 | $1,826,000 | thousands by filing date | call |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 27,107 | $1,826,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 9,800 | $1,825,000 | thousands by filing date | put |
| PACCAR INC COM | 693718108 | Stock | 25,100 | $1,816,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 178,400 | $1,816,000 | thousands by filing date | put |
| NELNET INC | 64031N108 | CL A | 35,710 | $1,803,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 85,289 | $1,803,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 27,100 | $1,800,000 | thousands by filing date | call |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 87,803 | $1,800,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 50,778 | $1,795,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 14,197 | $1,794,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 50,900 | $1,793,000 | thousands by filing date | call |
| EVERI HLDGS INC | 30034T103 | COM | 235,938 | $1,791,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 114,962 | $1,791,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 78,900 | $1,789,000 | thousands by filing date | call |
| F5 INC COM | 315616102 | Stock | 14,800 | $1,784,000 | thousands by filing date | put |
| POWELL INDS INC | 739128106 | COM | 59,345 | $1,780,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 74,499 | $1,780,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 66,910 | $1,780,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 194,564 | $1,779,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 466,600 | $1,778,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547108 | COM | 317,900 | $1,777,000 | thousands by filing date | put |
| EAGLE MATLS INC COM | 26969P108 | Stock | 16,600 | $1,771,000 | thousands by filing date | call |
| BLOOMIN BRANDS INC | 094235108 | COM | 100,000 | $1,760,000 | thousands by filing date | put |
| HCP INC | 40414L109 | COM | 63,100 | $1,756,000 | thousands by filing date | put |
| APPTIO INC | 03835C108 | CL A | 95,027 | $1,755,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 674,358 | $1,753,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 98,255 | $1,751,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 32,400 | $1,749,000 | thousands by filing date | call |
| TEREX CORP NEW COM | 880779103 | Stock | 38,800 | $1,747,000 | thousands by filing date | put |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 186,839 | $1,743,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 70,366 | $1,741,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 34,426 | $1,738,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 1,443,000 | $1,737,000 | thousands by filing date | principal |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 86,371 | $1,735,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 41,100 | $1,732,000 | thousands by filing date | call |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 119,222 | $1,728,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 129,200 | $1,725,000 | thousands by filing date | call |
| AAON INC | 000360206 | COM PAR $0.004 | 49,761 | $1,716,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 58,700 | $1,713,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 211,900 | $1,710,000 | thousands by filing date | put |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 30,800 | $1,707,000 | thousands by filing date | put |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 66,160 | $1,706,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 387,999 | $1,700,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 279,100 | $1,700,000 | thousands by filing date | put |
| RICHMONT MINES INC | 76547T106 | COM | 181,506 | $1,697,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 70,200 | $1,697,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 35,718 | $1,692,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 161,581 | $1,692,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 302,300 | $1,690,000 | thousands by filing date | call |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 73,385 | $1,684,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 18,706 | $1,683,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 11,800 | $1,682,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 1,758,000 | $1,681,000 | thousands by filing date | principal |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 7,800 | $1,680,000 | thousands by filing date | call |
| SAP SE SPON ADR | 803054204 | ADR | 15,300 | $1,678,000 | thousands by filing date | call |
| INVESCO LTD SHS | G491BT108 | Stock | 47,700 | $1,671,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 71,384 | $1,660,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 285,467 | $1,659,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 318,500 | $1,656,000 | thousands by filing date | call |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 177,000 | $1,651,000 | thousands by filing date | call |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 36,899 | $1,649,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 50,000 | $1,648,000 | thousands by filing date | call |
| AMDOCS LTD | G02602103 | SHS | 25,600 | $1,647,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 42,031 | $1,647,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 13,800 | $1,645,000 | thousands by filing date | put |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 201,464 | $1,640,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 50,662 | $1,640,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 77,300 | $1,638,000 | thousands by filing date | put |
| CHEMOCENTRYX INC | 16383L106 | COM | 220,440 | $1,636,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 45,800 | $1,636,000 | thousands by filing date | put |
| SEACOR HOLDINGS INC | 811904101 | COM | 35,459 | $1,635,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 39,300 | $1,631,000 | thousands by filing date | put |
| PPG INDS INC COM | 693506107 | Stock | 15,000 | $1,630,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 1,180,000 | $1,629,000 | thousands by filing date | principal |
| ALEXANDERS INC COM | 014752109 | REIT | 3,834 | $1,626,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 25,630 | $1,626,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 71,867 | $1,624,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 13,800 | $1,623,000 | thousands by filing date | call |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 209,284 | $1,622,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 9,000 | $1,618,000 | thousands by filing date | put |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 15,442 | $1,617,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 29,800 | $1,610,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 362,987 | $1,601,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 41,199 | $1,598,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 68,848 | $1,597,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 36,809 | $1,596,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 75,751 | $1,595,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 117,628 | $1,594,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 215,728 | $1,588,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 109,025 | $1,585,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 110,700 | $1,583,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 109,600 | $1,583,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 143,000 | $1,583,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 42,302 | $1,583,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 1,450,000 | $1,583,000 | thousands by filing date | principal |
| MTS SYSTEMS CORP | 553777103 | COM | 29,602 | $1,582,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 29,958 | $1,579,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 70,486 | $1,578,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 69,933 | $1,577,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 49,854 | $1,576,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 1,558,000 | $1,576,000 | thousands by filing date | principal |
| STRAYER ED INC | 863236105 | COM | 18,051 | $1,575,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 51,901 | $1,574,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 80,860 | $1,573,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 117,790 | $1,572,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 172,200 | $1,570,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 456,067 | $1,569,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 21,791 | $1,564,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 16,800 | $1,564,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 16,800 | $1,564,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 78,132 | $1,563,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 280,786 | $1,559,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 67,977 | $1,556,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 8,200 | $1,555,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 26,817 | $1,548,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 28,663 | $1,548,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 49,100 | $1,547,000 | thousands by filing date | put |
| BRISTOW GROUP INC | 110394103 | COM | 165,494 | $1,547,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 11,700 | $1,546,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 88,480 | $1,544,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 350,000 | $1,544,000 | thousands by filing date | call |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 13,023 | $1,543,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 120,177 | $1,540,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 13,400 | $1,536,000 | thousands by filing date | call |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 145,292 | $1,535,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 90,000 | $1,535,000 | thousands by filing date | put |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 27,200 | $1,534,000 | thousands by filing date | call |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 58,138 | $1,534,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 37,349 | $1,531,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 181,169 | $1,531,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 704,591 | $1,529,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 255,900 | $1,528,000 | thousands by filing date | call |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 12,148 | $1,524,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 36,900 | $1,524,000 | thousands by filing date | call |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 249,400 | $1,524,000 | thousands by filing date | call |
| STONE ENERGY CORP | 861642403 | COM PAR | 52,452 | $1,524,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 20,600 | $1,522,000 | thousands by filing date | call |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 72,669 | $1,522,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 50,000 | $1,521,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 80,071 | $1,521,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 35,000 | $1,519,000 | thousands by filing date | call |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 574,946 | $1,512,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 14,300 | $1,507,000 | thousands by filing date | put |
| BARNES & NOBLE ED INC | 06777U101 | COM | 231,080 | $1,505,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 165,396 | $1,502,000 | thousands by filing date | call |
| FTD COS INC | 30281V108 | COM | 115,099 | $1,501,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 162,132 | $1,500,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 116,188 | $1,499,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 79,600 | $1,498,000 | thousands by filing date | call |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 129,603 | $1,497,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 37,177 | $1,495,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 142,623 | $1,494,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 39,334 | $1,490,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 7,600 | $1,489,000 | thousands by filing date | call |
| DYNEX CAP INC | 26817Q506 | COM NEW | 204,775 | $1,489,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 70,795 | $1,484,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 12,300 | $1,483,000 | thousands by filing date | call |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 63,830 | $1,483,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 17,023 | $1,482,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 40,000 | $1,482,000 | thousands by filing date | call |
| AT HOME GROUP INC | 04650Y100 | COM | 64,829 | $1,481,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 42,580 | $1,470,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 39,400 | $1,469,000 | thousands by filing date | call |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 84,128 | $1,466,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 58,200 | $1,464,000 | thousands by filing date | put |
| CLOUDERA INC | 18914U100 | COM | 88,054 | $1,463,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 51,900 | $1,461,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 33,100 | $1,459,000 | thousands by filing date | call |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 8,188 | $1,458,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 183,318 | $1,456,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 423,200 | $1,456,000 | thousands by filing date | put |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 963,323 | $1,455,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 13,500 | $1,453,000 | thousands by filing date | call |
| MYR GROUP INC | 55405W104 | COM | 49,867 | $1,453,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 18,116 | $1,453,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 66,100 | $1,452,000 | thousands by filing date | put |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 25,371 | $1,450,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 670,776 | $1,449,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 13,710 | $1,448,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 18,829 | $1,448,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 64,682 | $1,448,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 196,801 | $1,446,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 12,600 | $1,445,000 | thousands by filing date | put |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 53,495 | $1,444,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 210,500 | $1,440,000 | thousands by filing date | call |
| HOLLYFRONTIER CORP | 436106108 | COM | 40,000 | $1,439,000 | thousands by filing date | put |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 39,312 | $1,439,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 49,987 | $1,439,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 13,600 | $1,438,000 | thousands by filing date | put |
| SLR INVESTMENT CORP | 83413U100 | COM | 66,383 | $1,437,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 110,480 | $1,436,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 150,791 | $1,433,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 28,300 | $1,432,000 | thousands by filing date | call |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 561,061 | $1,431,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 36,100 | $1,424,000 | thousands by filing date | put |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 75,000 | $1,424,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 44,619 | $1,423,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 88,055 | $1,423,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 83,233 | $1,419,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 19,600 | $1,418,000 | thousands by filing date | put |
| NEWFIELD EXPL CO | 651290108 | COM | 47,800 | $1,418,000 | thousands by filing date | put |
| TRANSALTA CORP | 89346D107 | COM | 241,997 | $1,416,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 314 | $1,415,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 27,800 | $1,413,000 | thousands by filing date | put |
| ALKERMES PLC | G01767105 | SHS | 27,800 | $1,413,000 | thousands by filing date | call |
| INPHI CORP | 45772F107 | COM | 35,600 | $1,413,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 15,700 | $1,410,000 | thousands by filing date | put |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 50,000 | $1,408,000 | thousands by filing date | put |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 163,073 | $1,408,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 13,300 | $1,406,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 52,010 | $1,405,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 185,822 | $1,404,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 50,001 | $1,395,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 17,700 | $1,394,000 | thousands by filing date | call |
| VICOR CORP | 925815102 | COM | 58,926 | $1,391,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 21,300 | $1,390,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 59,879 | $1,385,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 90,094 | $1,383,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 20,200 | $1,382,000 | thousands by filing date | call |
| ARTIVION INC | 228903100 | COM | 60,896 | $1,382,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 253,000 | $1,381,000 | thousands by filing date | call |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 16,016 | $1,380,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 73,400 | $1,378,000 | thousands by filing date | put |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 26,967 | $1,377,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 27,200 | $1,376,000 | thousands by filing date | put |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 1,000,000 | $1,376,000 | thousands by filing date | principal |
| APPROACH RESOURCES INC | 03834A103 | COM | 547,747 | $1,375,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 62,608 | $1,374,000 | thousands by filing date | put |
| BLUEBIRD BIO INC | 09609G100 | COM | 10,000 | $1,374,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 141,900 | $1,372,000 | thousands by filing date | put |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 56,756 | $1,372,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 44,228 | $1,371,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 11,576 | $1,367,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U803 | VELOCITY VOLATIL | 39,801 | $1,366,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 56,802 | $1,363,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 32,300 | $1,360,000 | thousands by filing date | put |
| VANECK RUSSIA ETF | 92189F403 | ETF | 60,939 | $1,359,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 55,693 | $1,357,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 40,188 | $1,356,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 58,281 | $1,354,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 23,335 | $1,353,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 32,600 | $1,352,000 | thousands by filing date | call |
| CASELLA WASTE SYS INC | 147448104 | CL A | 71,785 | $1,350,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 53,600 | $1,345,000 | thousands by filing date | put |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 96,745 | $1,345,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 114,200 | $1,345,000 | thousands by filing date | call |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 26,657 | $1,341,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 29,400 | $1,340,000 | thousands by filing date | call |
| HCI GROUP INC | 40416E103 | COM | 34,969 | $1,338,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 64,400 | $1,336,000 | thousands by filing date | put |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 15,245 | $1,334,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 46,700 | $1,333,000 | thousands by filing date | put |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 24,900 | $1,333,000 | thousands by filing date | call |
| HERSHEY CO COM | 427866108 | Stock | 12,200 | $1,332,000 | thousands by filing date | put |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 27,971 | $1,332,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 14,000 | $1,331,000 | thousands by filing date | put |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 84,200 | $1,330,000 | thousands by filing date | call |
| CUTERA INC | 232109108 | COM | 32,120 | $1,329,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 285,453 | $1,327,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 67,250 | $1,323,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 21,800 | $1,321,000 | thousands by filing date | put |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 14,100 | $1,320,000 | thousands by filing date | call |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 7,700 | $1,318,000 | thousands by filing date | put |
| JAMBA INC | 47023A309 | COM NEW | 152,346 | $1,316,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 6,100 | $1,314,000 | thousands by filing date | put |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 73,400 | $1,314,000 | thousands by filing date | call |
| Danaher Corporation | 235851102 | COM | 15,300 | $1,312,000 | thousands by filing date | put |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 64,321 | $1,310,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 276,000 | $1,309,000 | thousands by filing date | principal |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 68,800 | $1,306,000 | thousands by filing date | put |
| XENCOR INC | 98401F105 | COMMON STOCK | 56,862 | $1,304,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 16,293 | $1,300,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 9,689 | $1,300,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 100,100 | $1,300,000 | thousands by filing date | call |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 113,645 | $1,299,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 31,077 | $1,295,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 61,413 | $1,293,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 41,699 | $1,288,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 17,574 | $1,287,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 12,000 | $1,287,000 | thousands by filing date | call |
| ACETO CORP | 004446100 | COM | 114,388 | $1,285,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 175,800 | $1,283,000 | thousands by filing date | put |
| SP PLUS CORP | 78469C103 | COM | 32,479 | $1,283,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 24,000 | $1,280,000 | thousands by filing date | put |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 473,980 | $1,280,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 30,000 | $1,280,000 | thousands by filing date | call |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 23,900 | $1,279,000 | thousands by filing date | put |
| EGALET CORP | 28226B104 | COM | 999,000 | $1,279,000 | thousands by filing date | call |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 5,600 | $1,277,000 | thousands by filing date | call |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 510,778 | $1,276,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 125,628 | $1,275,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 25,739 | $1,274,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 48,767 | $1,273,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 12,414 | $1,273,000 | thousands by filing date | |
| IShares Edge MSCI Min Vol | 464289115 | STK IDX | 44,900 | $1,273,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 44,778 | $1,272,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 84,500 | $1,269,000 | thousands by filing date | call |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 73,131 | $1,269,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 100,143 | $1,269,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 41,741 | $1,268,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 42,836 | $1,266,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 81,437 | $1,266,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 66,916 | $1,264,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 156,300 | $1,261,000 | thousands by filing date | call |
| ZIX CORP | 98974P100 | COM | 257,677 | $1,260,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 172,100 | $1,255,000 | thousands by filing date | call |
| 51JOB INC | 316827104 | SPONSORED ADS | 20,700 | $1,255,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 25,900 | $1,254,000 | thousands by filing date | call |
| CA INC COM | 12673P105 | COM | 37,500 | $1,252,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 34,227 | $1,251,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 23,000 | $1,250,000 | thousands by filing date | put |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 343,305 | $1,250,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 20,300 | $1,248,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 70,900 | $1,246,000 | thousands by filing date | call |
| LAKELAND BANCORP INC | 511637100 | COM | 60,997 | $1,244,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 90,236 | $1,243,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 13,000 | $1,241,000 | thousands by filing date | call |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 73,799 | $1,241,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 33,000 | $1,239,000 | thousands by filing date | call |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 7,200 | $1,237,000 | thousands by filing date | put |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 96,300 | $1,237,000 | thousands by filing date | put |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 88,019 | $1,235,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 32,443 | $1,233,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 72,900 | $1,231,000 | thousands by filing date | call |
| MAIN STR CAP CORP | 56035L104 | COM | 30,858 | $1,227,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 42,000 | $1,226,000 | thousands by filing date | put |
| NUCANA PLC | 67022C106 | ADR | 66,670 | $1,225,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 29,700 | $1,222,000 | thousands by filing date | put |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 24,500 | $1,220,000 | thousands by filing date | put |
| PROSHARES TR | 74347B714 | FUND | 31,979 | $1,220,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 42,700 | $1,219,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 399,000 | $1,219,000 | thousands by filing date | principal |
| DISCOVERY INC | 25470F302 | COM SER C | 60,100 | $1,218,000 | thousands by filing date | put |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 25,388 | $1,214,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 83,632 | $1,213,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 8,400 | $1,212,000 | thousands by filing date | put |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 10,900 | $1,211,000 | thousands by filing date | call |
| MAGNA INTL INC COM | 559222401 | Stock | 22,600 | $1,206,000 | thousands by filing date | put |
| PC CONNECTION INC | 69318J100 | COM | 42,722 | $1,204,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 98,987 | $1,203,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 30,000 | $1,202,000 | thousands by filing date | put |
| SEMPRA COM | 816851109 | Stock | 10,500 | $1,198,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 177,200 | $1,198,000 | thousands by filing date | call |
| DUCOMMUN INC DEL | 264147109 | COM | 37,362 | $1,197,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 78,083 | $1,195,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 299,997 | $1,194,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 19,900 | $1,193,000 | thousands by filing date | put |
| WEIS MKTS INC COM | 948849104 | Stock | 27,353 | $1,190,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 19,345 | $1,189,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 133,839 | $1,189,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 39,800 | $1,188,000 | thousands by filing date | put |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 29,083 | $1,185,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 29,700 | $1,183,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 378,517 | $1,181,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 26,598 | $1,180,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 8,300 | $1,179,000 | thousands by filing date | put |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 39,707 | $1,179,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 13,000 | $1,178,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 69,200 | $1,178,000 | thousands by filing date | call |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 10,439 | $1,174,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 48,400 | $1,174,000 | thousands by filing date | put |
| PVH CORPORATION COM | 693656100 | Stock | 9,300 | $1,172,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 171,351 | $1,172,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 104,120 | $1,171,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 43,288 | $1,166,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 21,600 | $1,165,000 | thousands by filing date | call |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 131,333 | $1,164,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 34,900 | $1,159,000 | thousands by filing date | call |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 60,000 | $1,158,000 | thousands by filing date | put |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 60,000 | $1,158,000 | thousands by filing date | call |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 206,044 | $1,158,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 38,900 | $1,155,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 34,416 | $1,155,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 211,200 | $1,153,000 | thousands by filing date | put |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 10,100 | $1,152,000 | thousands by filing date | put |
| TEREX CORP NEW COM | 880779103 | Stock | 25,500 | $1,148,000 | thousands by filing date | call |
| SMART & FINAL STORES INC | 83190B101 | COM | 146,306 | $1,148,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 61,799 | $1,145,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 47,100 | $1,143,000 | thousands by filing date | call |
| Wilshire US REIT ETF | 18383M472 | ETF | 24,636 | $1,142,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 36,589 | $1,141,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 23,606 | $1,139,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 26,100 | $1,137,000 | thousands by filing date | call |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 35,400 | $1,135,000 | thousands by filing date | put |
| AXONENTERPRISEINC | 05464C101 | STOK | 50,000 | $1,134,000 | thousands by filing date | put |
| MACROGENICS INC | 556099109 | COM | 61,267 | $1,132,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 21,900 | $1,132,000 | thousands by filing date | put |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 34,800 | $1,130,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 62,724 | $1,129,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 43,600 | $1,128,000 | thousands by filing date | call |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 218,043 | $1,127,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 47,658 | $1,127,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 56,932 | $1,126,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 41,700 | $1,126,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 28,468 | $1,124,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 67,963 | $1,124,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 6,400 | $1,120,000 | thousands by filing date | call |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 18,505 | $1,117,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 398,536 | $1,116,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 73,362 | $1,115,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 892,000 | $1,114,000 | thousands by filing date | principal |
| DAUCH CORP | 024061103 | COM | 63,300 | $1,113,000 | thousands by filing date | put |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 30,836 | $1,112,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 34,224 | $1,112,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 39,000 | $1,112,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 27,000 | $1,111,000 | thousands by filing date | call |
| ZIFF DAVIS INC | 48123V102 | COM | 15,000 | $1,108,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 132,400 | $1,106,000 | thousands by filing date | put |
| XPO INC COM | 983793100 | Stock | 16,300 | $1,105,000 | thousands by filing date | call |
| CENTENE CORP DEL COM | 15135B101 | Stock | 11,400 | $1,103,000 | thousands by filing date | put |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 21,671 | $1,103,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 60,211 | $1,101,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 9,300 | $1,100,000 | thousands by filing date | put |
| MEDLEY CAP CORP | 58503F106 | COM | 184,234 | $1,100,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 125,000 | $1,099,000 | thousands by filing date | put |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 12,800 | $1,099,000 | thousands by filing date | call |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 29,200 | $1,096,000 | thousands by filing date | put |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 38,859 | $1,094,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 216,742 | $1,092,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-17-000722 | this filing | 2017-11-14 | acceptance time not in the bulk data set |