13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 6,626 holding rows worth $408,331,835,000.
- Accession
- 0000769993-17-000722
- Filer
- CIK 886982
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 11,518 entries on the cover page, a total value of $408,331,835,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $408,331,835,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 95,800 | $5,834,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 296,684 | $5,830,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 126,599 | $5,820,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 143,824 | $5,816,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 651,973 | $5,802,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 215,528 | $5,798,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 3,002,000 | $5,796,000 | thousands by filing date | principal |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 390,636 | $5,778,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 62,575 | $5,774,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 99,500 | $5,771,000 | thousands by filing date | call |
| PEGASYSTEMS INC COM | 705573103 | Stock | 100,059 | $5,768,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 427,022 | $5,765,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 128,246 | $5,754,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 430,604 | $5,748,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 122,227 | $5,742,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 131,451 | $5,738,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 112,247 | $5,730,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 263,243 | $5,725,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 295,952 | $5,712,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 440,600 | $5,710,000 | thousands by filing date | call |
| AGREE RLTY CORP COM | 008492100 | REIT | 116,301 | $5,708,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 320,416 | $5,703,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 133,900 | $5,692,000 | thousands by filing date | put |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 1,190,310 | $5,690,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 104,035 | $5,680,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 33,439 | $5,674,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 222,922 | $5,673,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 12,700 | $5,668,000 | thousands by filing date | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 92,500 | $5,668,000 | thousands by filing date | call |
| SEALED AIR CORP NEW | 81211K100 | COM | 132,600 | $5,665,000 | thousands by filing date | put |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 2,311,625 | $5,663,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 71,100 | $5,659,000 | thousands by filing date | put |
| PTC THERAPEUTICS INC | 69366J200 | COM | 282,450 | $5,652,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 172,977 | $5,643,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 63,800 | $5,632,000 | thousands by filing date | call |
| CAESARSTONE LTD | M20598104 | ORD SHS | 188,763 | $5,625,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 195,489 | $5,600,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 378,500 | $5,564,000 | thousands by filing date | call |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 437,395 | $5,555,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 4,146,101 | $5,555,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 278,945 | $5,548,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 5,567,000 | $5,546,000 | thousands by filing date | principal |
| RADWARE LTD | M81873107 | COMMON STOCK | 328,407 | $5,537,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 237,064 | $5,535,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 700,329 | $5,533,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 377,200 | $5,530,000 | thousands by filing date | call |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 58,966 | $5,528,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 50,195 | $5,526,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 191,910 | $5,517,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 242,551 | $5,506,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 274,012 | $5,505,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 57,580 | $5,501,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 775,549 | $5,499,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 322,697 | $5,496,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 40,000 | $5,494,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 156,800 | $5,493,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 714,969 | $5,491,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 874,911 | $5,486,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 121,700 | $5,481,000 | thousands by filing date | call |
| HNI CORP COM | 404251100 | Stock | 132,033 | $5,475,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 67,533 | $5,466,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 326,005 | $5,464,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 335,920 | $5,459,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 305,818 | $5,456,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 311,810 | $5,453,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 420,380 | $5,427,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 288,300 | $5,426,000 | thousands by filing date | put |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 33,600 | $5,410,000 | thousands by filing date | call |
| REGENXBIO INC | 75901B107 | COM | 164,023 | $5,404,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 320,510 | $5,403,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 140,331 | $5,394,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 5,644,000 | $5,392,000 | thousands by filing date | principal |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 68,684 | $5,385,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 62,000 | $5,383,000 | thousands by filing date | put |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 116,714 | $5,359,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 143,200 | $5,351,000 | thousands by filing date | put |
| TEXTRON INC COM | 883203101 | Stock | 99,300 | $5,350,000 | thousands by filing date | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 85,000 | $5,341,000 | thousands by filing date | put |
| PVH CORPORATION COM | 693656100 | Stock | 42,300 | $5,332,000 | thousands by filing date | put |
| NEENAH PAPER INC | 640079109 | COM | 62,284 | $5,328,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 955,428 | $5,321,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 44,300 | $5,298,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469207 | COM NEW | 137,324 | $5,294,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 115,200 | $5,276,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 125,000 | $5,275,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 48,900 | $5,273,000 | thousands by filing date | call |
| TAILORED BRANDS INC | 87403A107 | COM | 364,847 | $5,268,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 44,100 | $5,261,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,223,400 | $5,261,000 | thousands by filing date | call |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 403,778 | $5,253,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 45,916 | $5,246,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 74,095 | $5,197,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 83,577 | $5,196,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 111,557 | $5,193,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 420,356 | $5,191,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 48,381 | $5,184,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 33,907 | $5,179,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 150,886 | $5,175,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 79,701 | $5,173,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 233,888 | $5,169,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 92,149 | $5,162,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 56,100 | $5,149,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 591,391 | $5,145,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 92,700 | $5,141,000 | thousands by filing date | put |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 4,805 | $5,132,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 321,772 | $5,132,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 285,252 | $5,131,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 268,800 | $5,131,000 | thousands by filing date | put |
| GMS INC | 36251C103 | COM | 144,913 | $5,130,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 4,552,000 | $5,127,000 | thousands by filing date | principal |
| UNDER ARMOUR INC | 904311206 | CL C | 341,300 | $5,126,000 | thousands by filing date | put |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 126,100 | $5,121,000 | thousands by filing date | put |
| D R HORTON INC COM | 23331A109 | Stock | 128,100 | $5,115,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 304,900 | $5,113,000 | thousands by filing date | call |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 118,505 | $5,108,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 528,860 | $5,103,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 1,704,227 | $5,096,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 79,900 | $5,094,000 | thousands by filing date | put |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 184,880 | $5,093,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 188,901 | $5,092,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 262,883 | $5,090,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 308,800 | $5,089,000 | thousands by filing date | call |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 315,289 | $5,089,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 237,921 | $5,079,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 48,700 | $5,078,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 90,400 | $5,060,000 | thousands by filing date | call |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 327,069 | $5,057,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 226,600 | $5,051,000 | thousands by filing date | put |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 51,500 | $5,045,000 | thousands by filing date | call |
| AMEDISYS INC | 023436108 | COM | 90,085 | $5,042,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 330,600 | $5,035,000 | thousands by filing date | call |
| VULCAN MATLS CO COM | 929160109 | Stock | 42,100 | $5,035,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 124,200 | $5,034,000 | thousands by filing date | put |
| RE MAX HLDGS INC | 75524W108 | CL A | 79,189 | $5,033,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 56,400 | $5,029,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 708,053 | $5,027,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 54,162 | $5,026,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 143,136 | $5,002,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 244,198 | $4,999,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 344,566 | $4,996,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 32,600 | $4,992,000 | thousands by filing date | put |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 87,079 | $4,989,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 383,803 | $4,986,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 446,368 | $4,973,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 243,824 | $4,969,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 221,186 | $4,965,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QLX2 | MTNF 2/1 | 3,881,000 | $4,965,000 | thousands by filing date | principal |
| BIG LOTS INC | 089302103 | COM | 92,500 | $4,955,000 | thousands by filing date | call |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 292,791 | $4,954,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 362,500 | $4,948,000 | thousands by filing date | call |
| iShares MSCI Japan ETF | 46434G822 | SHS | 88,775 | $4,946,000 | thousands by filing date | put |
| HUMANA INC COM | 444859102 | Stock | 20,300 | $4,946,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 161,124 | $4,942,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 209,368 | $4,941,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,411,100 | $4,939,000 | thousands by filing date | call |
| Schwab US TIPS ETF | 808524870 | SHS | 89,278 | $4,934,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 168,989 | $4,928,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 82,606 | $4,927,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 107,801 | $4,923,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 269,757 | $4,918,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 195,936 | $4,916,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 105,664 | $4,915,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 256,966 | $4,911,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 586,861 | $4,900,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 343,092 | $4,896,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 233,589 | $4,894,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 40,800 | $4,886,000 | thousands by filing date | put |
| UNIT CORP | 909218109 | COM | 237,207 | $4,882,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 50,400 | $4,877,000 | thousands by filing date | call |
| RALPH LAUREN CORP | 751212101 | CL A | 55,200 | $4,874,000 | thousands by filing date | call |
| CALAVO GROWERS INC | 128246105 | COM | 66,570 | $4,873,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 58,771 | $4,872,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 203,535 | $4,865,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 949,869 | $4,863,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 99,500 | $4,848,000 | thousands by filing date | put |
| OFG BANCORP | 67103X102 | COM | 529,246 | $4,843,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 628,500 | $4,839,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 489,751 | $4,834,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 75,342 | $4,830,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 186,649 | $4,825,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 282,250 | $4,824,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 308,363 | $4,810,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 312,600 | $4,805,000 | thousands by filing date | call |
| RED HAT INC | 756577102 | COM | 43,300 | $4,800,000 | thousands by filing date | call |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 106,100 | $4,797,000 | thousands by filing date | call |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 125,523 | $4,789,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 98,542 | $4,786,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 32,528 | $4,784,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 58,000 | $4,779,000 | thousands by filing date | call |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 55,245 | $4,776,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 98,842 | $4,770,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 99,428 | $4,768,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 130,030 | $4,764,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 299,501 | $4,762,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 36,900 | $4,755,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 16,500 | $4,747,000 | thousands by filing date | call |
| KITE PHARMA INC | 49803L109 | COM | 26,400 | $4,747,000 | thousands by filing date | call |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 129,854 | $4,740,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 96,600 | $4,734,000 | thousands by filing date | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 256,454 | $4,732,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 166,100 | $4,727,000 | thousands by filing date | put |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 131,630 | $4,723,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 4,584,000 | $4,722,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 106,910 | $4,712,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 4,657,000 | $4,712,000 | thousands by filing date | principal |
| QIWI PLC | 74735M108 | SPON ADR REP B | 278,000 | $4,709,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 174,210 | $4,704,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 219,761 | $4,696,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 900,905 | $4,694,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 150,000 | $4,692,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 96,323 | $4,681,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 47,923 | $4,681,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 289,537 | $4,681,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 92,500 | $4,679,000 | thousands by filing date | put |
| HOVNANIAN K ENTERPRISES INC | 442488BN1 | DEBT 6.000%12/0 | 4,732,000 | $4,677,000 | thousands by filing date | principal |
| KEYW HLDG CORP | 493723100 | COM | 613,699 | $4,670,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 172,743 | $4,664,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 42,700 | $4,662,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 35,200 | $4,655,000 | thousands by filing date | put |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 243,800 | $4,654,000 | thousands by filing date | call |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 329,414 | $4,654,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 50,000 | $4,652,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 56,900 | $4,645,000 | thousands by filing date | call |
| UNITIL CORP COM | 913259107 | Stock | 93,855 | $4,642,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 38,445 | $4,636,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,361,400 | $4,628,000 | thousands by filing date | put |
| BMC STK HLDGS INC | 05591B109 | COM | 216,488 | $4,622,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 90,082 | $4,612,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 37,148 | $4,603,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 486,300 | $4,600,000 | thousands by filing date | call |
| CIENA CORP | 171779AJ0 | NOTE 3.750%10/1 | 3,800,000 | $4,596,000 | thousands by filing date | principal |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 116,000 | $4,595,000 | thousands by filing date | put |
| SPX FLOW INC COM | 78469X107 | Stock | 119,142 | $4,594,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 531,132 | $4,589,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 179,623 | $4,580,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 47,779 | $4,577,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 242,573 | $4,572,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 235,654 | $4,571,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 127,800 | $4,566,000 | thousands by filing date | call |
| RSP PERMIAN INC | 74978Q105 | COM | 132,000 | $4,566,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 50,800 | $4,561,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 2,102,000 | $4,561,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 79,900 | $4,540,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 511,094 | $4,534,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 79,871 | $4,530,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 51,622 | $4,530,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 208,739 | $4,529,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 51,346 | $4,523,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 299,600 | $4,518,000 | thousands by filing date | put |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 25,000 | $4,517,000 | thousands by filing date | call |
| WESTERN UN CO COM | 959802109 | Stock | 235,200 | $4,516,000 | thousands by filing date | put |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 195,825 | $4,510,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 76,631 | $4,509,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 105,000 | $4,480,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 82,600 | $4,479,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 112,100 | $4,476,000 | thousands by filing date | put |
| CHURCHILL DOWNS INC | 171484108 | COM | 21,703 | $4,475,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 329,800 | $4,472,000 | thousands by filing date | put |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 219,916 | $4,471,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 227,094 | $4,466,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 179,417 | $4,464,000 | thousands by filing date | call |
| ILLUMINA INC | 452327109 | COM | 22,400 | $4,462,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 3,242,000 | $4,462,000 | thousands by filing date | principal |
| COSAN LTD | G25343107 | SHS A | 548,432 | $4,459,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 420,500 | $4,457,000 | thousands by filing date | put |
| HERON THERAPEUTICS INC | 427746102 | COM | 275,903 | $4,456,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 44,696 | $4,452,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 62,800 | $4,448,000 | thousands by filing date | put |
| BALCHEM CORP | 057665200 | COM | 54,692 | $4,446,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 57,409 | $4,443,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 187,446 | $4,438,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 46,994 | $4,427,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 99,832 | $4,423,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 201,467 | $4,410,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 127,663 | $4,406,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,297,417 | $4,399,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 95,957 | $4,397,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 149,886 | $4,397,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 134,600 | $4,395,000 | thousands by filing date | put |
| BROADSOFT INC | 11133B409 | COM | 87,334 | $4,393,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 224,400 | $4,392,000 | thousands by filing date | put |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 179,936 | $4,385,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 40,800 | $4,374,000 | thousands by filing date | put |
| ONEOK INC NEW | 682680103 | COM | 78,900 | $4,372,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 79,070 | $4,369,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 199,533 | $4,368,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 66,100 | $4,365,000 | thousands by filing date | put |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 132,920 | $4,354,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 101,705 | $4,353,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 117,242 | $4,345,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 324,288 | $4,342,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 257,596 | $4,340,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 113,900 | $4,335,000 | thousands by filing date | call |
| LOXO ONCOLOGY INC | 548862101 | COM | 47,000 | $4,330,000 | thousands by filing date | put |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 4,106,000 | $4,324,000 | thousands by filing date | principal |
| CYS INVTS INC | 12673A108 | COM | 500,000 | $4,320,000 | thousands by filing date | put |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 394,600 | $4,313,000 | thousands by filing date | put |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 105,900 | $4,300,000 | thousands by filing date | call |
| EPIZYME INC | 29428V104 | COM | 225,702 | $4,300,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 314,453 | $4,295,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 373,349 | $4,286,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,112,200 | $4,282,000 | thousands by filing date | call |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 25,000 | $4,280,000 | thousands by filing date | call |
| MAXLINEAR INC | 57776J100 | COM | 180,235 | $4,280,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 66,300 | $4,278,000 | thousands by filing date | put |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 197,621 | $4,278,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 38,225 | $4,277,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 199,307 | $4,265,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 80,000 | $4,261,000 | thousands by filing date | put |
| KEMPER CORP COM | 488401100 | Stock | 80,363 | $4,259,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 265,516 | $4,245,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 272,919 | $4,244,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 70,000 | $4,231,000 | thousands by filing date | call |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,012,158 | $4,231,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 91,700 | $4,228,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 256,900 | $4,221,000 | thousands by filing date | call |
| U S G CORP | 903293405 | COM NEW | 129,200 | $4,218,000 | thousands by filing date | call |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 402,791 | $4,213,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 114,712 | $4,212,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 35,411 | $4,211,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 59,900 | $4,207,000 | thousands by filing date | call |
| STIFEL FINL CORP | 860630102 | COM | 78,700 | $4,207,000 | thousands by filing date | put |
| MANITOWOC COMPANY INC | 563571108 | COM | 465,217 | $4,187,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 306,558 | $4,185,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 560,968 | $4,180,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 393,812 | $4,178,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 126,589 | $4,177,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 129,600 | $4,171,000 | thousands by filing date | put |
| NUCOR CORP COM | 670346105 | Stock | 74,200 | $4,158,000 | thousands by filing date | put |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 35,300 | $4,154,000 | thousands by filing date | put |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 39,908 | $4,149,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 107,600 | $4,148,000 | thousands by filing date | call |
| DILLARDS INC CL A | 254067101 | Stock | 73,800 | $4,138,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 100,049 | $4,130,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 182,536 | $4,128,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 129,300 | $4,126,000 | thousands by filing date | put |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 125,000 | $4,119,000 | thousands by filing date | put |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 2,667,000 | $4,104,000 | thousands by filing date | principal |
| RADIUS HEALTH INC | 750469207 | COM NEW | 106,300 | $4,098,000 | thousands by filing date | put |
| Analog Devices,Inc. | 032654105 | COM | 47,500 | $4,093,000 | thousands by filing date | put |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 62,626 | $4,093,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 196,576 | $4,088,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 3,796,000 | $4,088,000 | thousands by filing date | principal |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 53,700 | $4,087,000 | thousands by filing date | call |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 401,431 | $4,083,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 246,823 | $4,075,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 37,300 | $4,073,000 | thousands by filing date | put |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 144,051 | $4,070,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 155,569 | $4,068,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 453,221 | $4,065,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 222,150 | $4,063,000 | thousands by filing date | put |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 337,102 | $4,062,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 136,315 | $4,050,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 195,404 | $4,047,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 180,313 | $4,046,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 209,234 | $4,026,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 4,000,000 | $4,025,000 | thousands by filing date | principal |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 529,355 | $4,023,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 28,200 | $4,020,000 | thousands by filing date | put |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 273,381 | $4,019,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 117,746 | $4,017,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 170,806 | $4,013,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 3,602,000 | $4,012,000 | thousands by filing date | principal |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 185,963 | $3,999,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 20,400 | $3,997,000 | thousands by filing date | put |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 3,165,000 | $3,994,000 | thousands by filing date | principal |
| FRED S INC CLASS A | 356108100 | COM | 620,000 | $3,993,000 | thousands by filing date | put |
| CROWN CASTLE INC COM | 22822V101 | REIT | 39,900 | $3,989,000 | thousands by filing date | put |
| EPLUS INC | 294268107 | COM | 43,085 | $3,983,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 142,900 | $3,977,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 275,100 | $3,972,000 | thousands by filing date | call |
| VANECK RUSSIA ETF | 92189F403 | ETF | 178,000 | $3,968,000 | thousands by filing date | call |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 35,332 | $3,968,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 50,100 | $3,960,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 81,600 | $3,957,000 | thousands by filing date | put |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 537,664 | $3,957,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 117,900 | $3,948,000 | thousands by filing date | call |
| ECHOSTAR CORP | 278768106 | CL A | 68,807 | $3,938,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 250,748 | $3,937,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 84,035 | $3,933,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 166,230 | $3,933,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 66,024 | $3,931,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 149,000 | $3,931,000 | thousands by filing date | put |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 57,800 | $3,920,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 90,400 | $3,914,000 | thousands by filing date | call |
| JETBLUE AWYS CORP | 477143101 | COM | 211,100 | $3,912,000 | thousands by filing date | call |
| NATUS MEDICAL INC | 639050103 | COM | 103,992 | $3,900,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 37,975 | $3,894,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 3,109,000 | $3,894,000 | thousands by filing date | principal |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 80,023 | $3,891,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 106,700 | $3,890,000 | thousands by filing date | call |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 150,199 | $3,886,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 233,861 | $3,883,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 150,000 | $3,872,000 | thousands by filing date | call |
| COMFORT SYS USA INC COM | 199908104 | Stock | 108,156 | $3,861,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 75,688 | $3,860,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 104,200 | $3,860,000 | thousands by filing date | put |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 17,400 | $3,855,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 136,622 | $3,846,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 120,500 | $3,844,000 | thousands by filing date | put |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 42,238 | $3,838,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 29,837 | $3,835,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 201,258 | $3,832,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 32,600 | $3,830,000 | thousands by filing date | put |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 54,400 | $3,821,000 | thousands by filing date | put |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 261,900 | $3,821,000 | thousands by filing date | put |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 52,868 | $3,818,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 2,718,000 | $3,817,000 | thousands by filing date | principal |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 50,000 | $3,809,000 | thousands by filing date | put |
| DISCOVER FINL SVCS | 254709108 | COM | 59,000 | $3,804,000 | thousands by filing date | call |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 83,659 | $3,802,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 49,100 | $3,798,000 | thousands by filing date | put |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 577,600 | $3,795,000 | thousands by filing date | put |
| INCYTE CORP COM | 45337C102 | Stock | 32,500 | $3,794,000 | thousands by filing date | put |
| GODADDY INC CL A | 380237107 | Stock | 87,200 | $3,794,000 | thousands by filing date | call |
| KNOLL INC | 498904200 | COM NEW | 189,566 | $3,792,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 77,700 | $3,786,000 | thousands by filing date | call |
| ALBANY INTL CORP | 012348108 | CL A | 65,913 | $3,784,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 107,600 | $3,783,000 | thousands by filing date | put |
| NEWS CORP NEW | 65249B208 | CL B | 276,335 | $3,772,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 409,989 | $3,768,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 71,257 | $3,768,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 24,900 | $3,759,000 | thousands by filing date | call |
| ANAPTYSBIO INC | 032724106 | COM | 107,563 | $3,759,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 141,460 | $3,752,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 113,678 | $3,751,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 358,290 | $3,751,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 47,500 | $3,742,000 | thousands by filing date | put |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 42,321 | $3,742,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,603,893 | $3,737,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 64,021 | $3,736,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 91,800 | $3,721,000 | thousands by filing date | call |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 151,260 | $3,720,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 184,552 | $3,719,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 187,063 | $3,713,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 2,257,000 | $3,708,000 | thousands by filing date | principal |
| SINA CORP | G81477104 | ORD | 32,300 | $3,703,000 | thousands by filing date | put |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 89,244 | $3,700,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 242,400 | $3,692,000 | thousands by filing date | put |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 108,300 | $3,685,000 | thousands by filing date | put |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 56,202 | $3,685,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 190,820 | $3,683,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 104,756 | $3,676,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 236,432 | $3,672,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 48,100 | $3,670,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 170,396 | $3,668,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 109,093 | $3,657,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 109,887 | $3,657,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 155,941 | $3,652,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 376,378 | $3,651,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 129,544 | $3,650,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 180,000 | $3,650,000 | thousands by filing date | call |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 273,960 | $3,649,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 203,555 | $3,638,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 32,800 | $3,636,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 306,893 | $3,624,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 51,300 | $3,614,000 | thousands by filing date | put |
| BANKRATE INC DEL | 06647F102 | COM | 258,834 | $3,611,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 145,048 | $3,609,000 | thousands by filing date | put |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 54,282 | $3,607,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 82,700 | $3,602,000 | thousands by filing date | call |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 5,359 | $3,602,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 149,902 | $3,598,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 227,624 | $3,592,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 2,079,000 | $3,590,000 | thousands by filing date | principal |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 89,020 | $3,587,000 | thousands by filing date | call |
| HASBRO INC COM | 418056107 | Stock | 36,600 | $3,575,000 | thousands by filing date | call |
| VANTIV INC | 92210H105 | CL A | 50,700 | $3,573,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 290,000 | $3,567,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 125,600 | $3,562,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 839,700 | $3,560,000 | thousands by filing date | call |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 24,000 | $3,551,000 | thousands by filing date | call |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 259,900 | $3,548,000 | thousands by filing date | put |
| TOWER INTL INC | 891826109 | COM | 130,443 | $3,548,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 41,200 | $3,545,000 | thousands by filing date | put |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 172,502 | $3,542,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 98,264 | $3,528,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 52,000 | $3,525,000 | thousands by filing date | put |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 320,600 | $3,504,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 47,600 | $3,504,000 | thousands by filing date | call |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 70,099 | $3,484,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 90,000 | $3,475,000 | thousands by filing date | call |
| WORKDAY INC CL A | 98138H101 | Stock | 32,900 | $3,467,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 32,790 | $3,467,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 129,500 | $3,462,000 | thousands by filing date | put |
| KOHLS CORP | 500255104 | COM | 75,800 | $3,460,000 | thousands by filing date | call |
| QORVO INC COM | 74736K101 | Stock | 48,900 | $3,456,000 | thousands by filing date | put |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 92,840 | $3,454,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 192,670 | $3,453,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 183,428 | $3,437,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 70,000 | $3,432,000 | thousands by filing date | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 82,620 | $3,429,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 71,075 | $3,425,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 478,600 | $3,422,000 | thousands by filing date | put |
| QUALYS INC COM | 74758T303 | Stock | 66,050 | $3,421,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 202,900 | $3,417,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 90,600 | $3,413,000 | thousands by filing date | put |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 101,200 | $3,413,000 | thousands by filing date | call |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 90,157 | $3,411,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 44,100 | $3,398,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-17-000722 | this filing | 2017-11-14 | acceptance time not in the bulk data set |