13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 6,626 holding rows worth $408,331,835,000.
- Accession
- 0000769993-17-000722
- Filer
- CIK 886982
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 11,518 entries on the cover page, a total value of $408,331,835,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $408,331,835,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 23,166 | $1,092,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 381,907 | $1,092,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 97,677 | $1,090,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 31,975 | $1,087,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 79,636 | $1,087,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 102,400 | $1,086,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 122,592 | $1,084,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 334,507 | $1,084,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 254,800 | $1,080,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 14,190 | $1,076,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 22,354 | $1,075,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 34,482 | $1,074,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 962,000 | $1,073,000 | thousands by filing date | principal |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 98,389 | $1,072,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 1,467,562 | $1,072,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 174,074 | $1,070,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 59,824 | $1,070,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 603,310 | $1,068,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 349,555 | $1,067,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 25,182 | $1,066,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 52,856 | $1,065,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 145,747 | $1,064,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 35,087 | $1,060,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 19,800 | $1,057,000 | thousands by filing date | call |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 7,000 | $1,057,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 70,400 | $1,057,000 | thousands by filing date | put |
| TRONC INC | 89703P107 | COM | 72,758 | $1,057,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 11,694 | $1,056,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 68,200 | $1,054,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 61,700 | $1,052,000 | thousands by filing date | call |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 287,124 | $1,051,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 22,900 | $1,050,000 | thousands by filing date | call |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 30,000 | $1,050,000 | thousands by filing date | call |
| FB FINL CORP | 30257X104 | COM | 27,719 | $1,046,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 84,843 | $1,044,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 49,053 | $1,043,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 56,099 | $1,042,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 16,828 | $1,041,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 126,341 | $1,041,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 319,206 | $1,041,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 35,181 | $1,040,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 35,605 | $1,039,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 19,600 | $1,035,000 | thousands by filing date | put |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 32,084 | $1,034,000 | thousands by filing date | put |
| ROSS STORES INC COM | 778296103 | Stock | 16,000 | $1,033,000 | thousands by filing date | call |
| ROCKWELL COLLINS INC | 774341101 | COM | 7,900 | $1,033,000 | thousands by filing date | put |
| FMC CORP COM NEW | 302491303 | Stock | 11,500 | $1,027,000 | thousands by filing date | put |
| FARO TECHNOLOGIES INC | 311642102 | COM | 26,798 | $1,025,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 70,700 | $1,025,000 | thousands by filing date | call |
| ARISTA NETWORKS INC | 040413106 | COM | 5,400 | $1,024,000 | thousands by filing date | call |
| OPHTHOTECH CORP | 683745103 | COM | 363,161 | $1,024,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 57,100 | $1,022,000 | thousands by filing date | call |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 74,510 | $1,021,000 | thousands by filing date | call |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 69,800 | $1,018,000 | thousands by filing date | call |
| GIGAMON INC | 37518B102 | COM | 24,100 | $1,016,000 | thousands by filing date | put |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 186,011 | $1,014,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 25,355 | $1,014,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 13,100 | $1,013,000 | thousands by filing date | call |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 50,000 | $1,013,000 | thousands by filing date | put |
| ENERGOUS CORP | 29272C103 | COM | 80,000 | $1,013,000 | thousands by filing date | put |
| TIPTREE INC | 88822Q103 | COM | 161,700 | $1,011,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 219,500 | $1,010,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 53,800 | $1,008,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 131,570 | $1,007,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 39,851 | $1,005,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 5,800 | $1,004,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932107 | COM | 32,500 | $1,002,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 16,300 | $1,002,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 190,600 | $999,000 | thousands by filing date | put |
| XEROX CORP | 984121608 | COM NEW | 30,000 | $999,000 | thousands by filing date | call |
| EQT CORP COM | 26884L109 | Stock | 15,300 | $998,000 | thousands by filing date | put |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 20,866 | $997,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 9,100 | $995,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 21,800 | $994,000 | thousands by filing date | put |
| CHEESECAKE FACTORY INC | 163072101 | COM | 23,600 | $994,000 | thousands by filing date | put |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 132,318 | $994,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 13,500 | $992,000 | thousands by filing date | call |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 8,700 | $992,000 | thousands by filing date | call |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 40,000 | $992,000 | thousands by filing date | call |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 954,000 | $992,000 | thousands by filing date | principal |
| SASOL LTD | 803866300 | SPONSORED ADR | 35,972 | $990,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 38,400 | $990,000 | thousands by filing date | call |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 985,000 | $990,000 | thousands by filing date | principal |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 27,400 | $989,000 | thousands by filing date | put |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 5,643 | $987,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 261,200 | $987,000 | thousands by filing date | call |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 42,156 | $987,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 6,500 | $986,000 | thousands by filing date | put |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 91,356 | $985,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 18,969 | $984,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 20,000 | $982,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 159,992 | $982,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 6,655 | $981,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 140,475 | $981,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 75,400 | $979,000 | thousands by filing date | put |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 61,988 | $977,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 28,900 | $975,000 | thousands by filing date | call |
| BLACKLINE, INC. | 09239B109 | COM | 28,544 | $974,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 105,000 | $972,000 | thousands by filing date | call |
| ENCANA CORP | 292505104 | COM | 82,300 | $969,000 | thousands by filing date | put |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,700 | $967,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 26,960 | $967,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 37,582 | $966,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 51,200 | $965,000 | thousands by filing date | call |
| EDITAS MEDICINE INC | 28106W103 | COM | 40,000 | $960,000 | thousands by filing date | put |
| EDITAS MEDICINE INC | 28106W103 | COM | 40,000 | $960,000 | thousands by filing date | call |
| NEKTAR THERAPEUTICS | 640268108 | COM | 40,000 | $960,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 40,000 | $960,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 18,010 | $959,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 167,824 | $955,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 26,600 | $953,000 | thousands by filing date | call |
| XEROX CORP | 984121608 | COM NEW | 28,625 | $953,000 | thousands by filing date | put |
| INVACARE CORP | 461203101 | COMMON STOCK | 60,400 | $951,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 1,055,000 | $951,000 | thousands by filing date | principal |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 24,431 | $950,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 13,600 | $950,000 | thousands by filing date | put |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 91,736 | $949,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 49,700 | $947,000 | thousands by filing date | call |
| CHILDRENS PL INC NEW | 168905107 | COM | 8,000 | $945,000 | thousands by filing date | put |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 8,064 | $945,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 11,000 | $944,000 | thousands by filing date | put |
| SONUS NETWORKS INC | 835916503 | COM NEW | 123,128 | $942,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 109,800 | $941,000 | thousands by filing date | call |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 7,967 | $940,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 31,039 | $940,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 50,808 | $940,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 49,500 | $939,000 | thousands by filing date | call |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 792,000 | $939,000 | thousands by filing date | principal |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 19,900 | $938,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 16,900 | $937,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 1,004,000 | $937,000 | thousands by filing date | principal |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 16,600 | $936,000 | thousands by filing date | put |
| NEWTEKONE INC | 652526203 | COM NEW | 52,389 | $934,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 31,697 | $934,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 32,303 | $931,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 45,302 | $931,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 44,400 | $930,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 704,000 | $929,000 | thousands by filing date | principal |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 18,500 | $927,000 | thousands by filing date | call |
| NEXTDECADE CORP | 65342K105 | COM | 91,725 | $926,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 48,644 | $924,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 512,959 | $923,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 56,606 | $923,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 68,400 | $921,000 | thousands by filing date | put |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 21,876 | $921,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 20,000 | $919,000 | thousands by filing date | call |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 9,800 | $918,000 | thousands by filing date | put |
| ILG INC | 44967H101 | COM | 34,300 | $917,000 | thousands by filing date | put |
| OMEROS CORP | 682143102 | COM | 42,288 | $914,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 108,082 | $914,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 89,155 | $914,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 27,679 | $913,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 20,327 | $911,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 35,000 | $910,000 | thousands by filing date | call |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 94,695 | $909,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 29,000 | $908,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 53,600 | $907,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 132,000 | $906,000 | thousands by filing date | call |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 13,211 | $905,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 22,154 | $904,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 71,394 | $904,000 | thousands by filing date | |
| YANGTZE RIV DEV LTD | 984752105 | COM | 55,267 | $904,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 460,500 | $903,000 | thousands by filing date | call |
| VWO | 922042858 | SHS | 20,700 | $902,000 | thousands by filing date | put |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 15,981 | $901,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 24,100 | $899,000 | thousands by filing date | put |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 14,139 | $899,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 23,044 | $897,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 61,000 | $897,000 | thousands by filing date | put |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 850,000 | $897,000 | thousands by filing date | principal |
| RMR GROUP INC | 74967R106 | CL A | 17,449 | $896,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 52,881 | $894,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 79,767 | $893,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 16,800 | $892,000 | thousands by filing date | call |
| JUNIPER NETWORKS INC | 48203R104 | COM | 32,000 | $891,000 | thousands by filing date | call |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 22,928 | $891,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 63,449 | $888,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 80,747 | $887,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 13,700 | $886,000 | thousands by filing date | put |
| TCP CAP CORP | 87238Q103 | COM | 53,644 | $885,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 11,792 | $884,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 51,425 | $884,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 56,409 | $883,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 83,130 | $881,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 134,188 | $881,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 94,400 | $881,000 | thousands by filing date | put |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 54,412 | $881,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 5,626 | $880,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 12,500 | $879,000 | thousands by filing date | call |
| ACUSHNET HLDGS CORP | 005098108 | COM | 49,434 | $878,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 22,158 | $878,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 8,000 | $877,000 | thousands by filing date | put |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 65,344 | $877,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 60,400 | $876,000 | thousands by filing date | put |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 96,404 | $875,000 | thousands by filing date | put |
| HURON CONSULTING GROUP INC | 447462102 | COM | 25,470 | $874,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 16,600 | $874,000 | thousands by filing date | call |
| LIBERTY | 531229888 | COMMON STOCK | 34,539 | $873,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 2,490,000 | $872,000 | thousands by filing date | call |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 875,000 | $870,000 | thousands by filing date | principal |
| MURPHY OIL CORP COM | 626717102 | Stock | 32,700 | $869,000 | thousands by filing date | call |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 25,692 | $868,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 85,300 | $868,000 | thousands by filing date | call |
| OMNICOM GROUP INC COM | 681919106 | Stock | 11,700 | $867,000 | thousands by filing date | call |
| CSW INDUSTRIALS INC | 126402106 | COM | 19,538 | $867,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 40,000 | $865,000 | thousands by filing date | call |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 39,268 | $864,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 28,083 | $862,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 35,600 | $859,000 | thousands by filing date | call |
| PUBLIC STORAGE COM | 74460D109 | REIT | 4,000 | $856,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 84,000 | $855,000 | thousands by filing date | put |
| RANDGOLD RES LTD | 752344309 | ADR | 8,700 | $850,000 | thousands by filing date | put |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 35,111 | $849,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 35,100 | $849,000 | thousands by filing date | call |
| VEREIT INC | 92339V100 | COM | 102,000 | $846,000 | thousands by filing date | call |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 13,400 | $846,000 | thousands by filing date | put |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 65,700 | $844,000 | thousands by filing date | call |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 10,934 | $843,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 6,400 | $843,000 | thousands by filing date | put |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 33,596 | $843,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 3,400 | $842,000 | thousands by filing date | put |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 4,900 | $842,000 | thousands by filing date | call |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 80,217 | $841,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 45,000 | $839,000 | thousands by filing date | put |
| POTBELLY CORP | 73754Y100 | COM | 67,609 | $838,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 43,300 | $837,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 194,200 | $837,000 | thousands by filing date | put |
| Q | 74876Y101 | Stock | 8,800 | $837,000 | thousands by filing date | call |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 58,400 | $835,000 | thousands by filing date | put |
| PULTE GROUP INC COM | 745867101 | Stock | 30,500 | $834,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 238,264 | $834,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 87,527 | $834,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 9,698 | $833,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 498,789 | $833,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 32,900 | $833,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 12,309 | $832,000 | thousands by filing date | |
| PROSHARES TR | 74347B573 | CMN | 16,300 | $831,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 34,053 | $830,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 135,762 | $829,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 50,000 | $827,000 | thousands by filing date | put |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 18,491 | $827,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 162,435 | $827,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 16,244 | $825,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 136,472 | $824,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 115,117 | $823,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 58,892 | $821,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 37,800 | $820,000 | thousands by filing date | call |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 41,368 | $815,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 753,000 | $814,000 | thousands by filing date | principal |
| ACCURAY INC DEL | 004397105 | COM | 203,237 | $813,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 20,892 | $810,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 8,800 | $809,000 | thousands by filing date | call |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,500 | $808,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 711,000 | $808,000 | thousands by filing date | principal |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 26,000 | $807,000 | thousands by filing date | put |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 15,200 | $807,000 | thousands by filing date | put |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 150,569 | $806,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 7,602 | $805,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 110,400 | $805,000 | thousands by filing date | put |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 35,481 | $804,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 9,000 | $803,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 5,565 | $803,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 16,000 | $802,000 | thousands by filing date | put |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 106,749 | $801,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 2,500 | $801,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 7,500 | $800,000 | thousands by filing date | put |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 21,183 | $799,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 89,900 | $797,000 | thousands by filing date | call |
| FNB Bancorp | 302515101 | Common | 23,507 | $797,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 14,510 | $796,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 9,600 | $795,000 | thousands by filing date | call |
| ORBOTECH LTD | M75253100 | ORD | 18,845 | $795,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 31,964 | $794,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 6,000 | $793,000 | thousands by filing date | put |
| CERNER CORP | 156782104 | COM | 11,100 | $792,000 | thousands by filing date | put |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 82,260 | $792,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 6,400 | $791,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 60,363 | $790,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 32,156 | $789,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 8,550 | $787,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D373 | VELOCITY SHS 3X | 32,568 | $786,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 184,452 | $784,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 143,000 | $784,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 211,832 | $784,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 22,527 | $783,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 140,949 | $783,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 4,753 | $782,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 150,300 | $782,000 | thousands by filing date | put |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 123,784 | $780,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 27,858 | $779,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 67,600 | $777,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 51,400 | $774,000 | thousands by filing date | put |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 53,360 | $774,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 10,700 | $772,000 | thousands by filing date | put |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 575,000 | $772,000 | thousands by filing date | principal |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 5,098 | $770,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 4,600 | $768,000 | thousands by filing date | put |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 7,200 | $767,000 | thousands by filing date | put |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 60,450 | $766,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 48,710 | $765,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 11,800 | $763,000 | thousands by filing date | call |
| FLOWSERVE CORP | 34354P105 | COM | 17,900 | $762,000 | thousands by filing date | call |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 30,836 | $762,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 2,283 | $761,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 32,000 | $757,000 | thousands by filing date | put |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 611,000 | $756,000 | thousands by filing date | principal |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 98,700 | $755,000 | thousands by filing date | call |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 67,800 | $751,000 | thousands by filing date | put |
| RADNET INC | 750491102 | COM | 65,010 | $751,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 16,000 | $749,000 | thousands by filing date | put |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 9,700 | $746,000 | thousands by filing date | call |
| ISHARES INC | 464286301 | CMN | 35,106 | $744,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 11,400 | $742,000 | thousands by filing date | put |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 14,900 | $742,000 | thousands by filing date | call |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 57,220 | $741,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 58,354 | $741,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 77,192 | $741,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 6,508 | $740,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 4,900 | $740,000 | thousands by filing date | put |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 32,218 | $738,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 48,300 | $737,000 | thousands by filing date | call |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 55,350 | $736,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 22,481 | $736,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 67,175 | $736,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 88,200 | $736,000 | thousands by filing date | call |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 8,600 | $734,000 | thousands by filing date | call |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 26,000 | $732,000 | thousands by filing date | call |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 11,600 | $732,000 | thousands by filing date | call |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 20,410 | $731,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 30,772 | $731,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 730,000 | $730,000 | thousands by filing date | principal |
| COMSTOCK RES INC COM | 205768302 | Stock | 119,971 | $729,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 138,976 | $729,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 24,424 | $727,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 108,363 | $727,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 72,246 | $726,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 60,588 | $726,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 50,000 | $725,000 | thousands by filing date | put |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 80,371 | $722,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 59,376 | $721,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 6,169 | $720,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 47,000 | $717,000 | thousands by filing date | put |
| COSTAMARE INC | Y1771G102 | SHS | 115,785 | $716,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 13,600 | $716,000 | thousands by filing date | put |
| OCWEN FINL CORP | 675746309 | COM NEW | 208,100 | $716,000 | thousands by filing date | call |
| HORIZON PHARMA PLC | G4617B105 | SHS | 56,400 | $715,000 | thousands by filing date | put |
| ISHARES TR | 464287192 | US TRSPRTION | 4,000 | $714,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 269,000 | $713,000 | thousands by filing date | put |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 38,117 | $712,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 15,653 | $712,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 32,891 | $711,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 33,718 | $711,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 103,438 | $709,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 95,760 | $704,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 12,201 | $703,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 10,500 | $703,000 | thousands by filing date | put |
| SMUCKER J M CO | 832696405 | COM NEW | 6,700 | $703,000 | thousands by filing date | put |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 11,858 | $703,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 26,500 | $702,000 | thousands by filing date | put |
| HORMEL FOODS CORP COM | 440452100 | Stock | 21,800 | $701,000 | thousands by filing date | call |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 81,730 | $700,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 14,962 | $700,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 12,600 | $699,000 | thousands by filing date | call |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 15,500 | $698,000 | thousands by filing date | call |
| EXFO INC | 302046107 | SUB VTG SHS | 174,397 | $698,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 36,300 | $697,000 | thousands by filing date | call |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 125,436 | $696,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 10,335 | $695,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 34,200 | $694,000 | thousands by filing date | put |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 64,681 | $692,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 7,184 | $689,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 44,400 | $688,000 | thousands by filing date | call |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 36,731 | $685,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 11,935 | $684,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X210 | MSCI CHINA ETF | 29,050 | $682,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 12,500 | $681,000 | thousands by filing date | put |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,900 | $680,000 | thousands by filing date | call |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 247,920 | $679,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 31,347 | $679,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 17,680 | $678,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 4,124 | $677,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 40,100 | $677,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 100,879 | $673,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 588,671 | $671,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 42,450 | $670,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 180,481 | $670,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 34,153 | $669,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 61,407 | $669,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 19,349 | $668,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 40,118 | $668,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 98,112 | $667,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 27,073 | $665,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 25,000 | $662,000 | thousands by filing date | call |
| SPIRIT AIRLS INC | 848577102 | COM | 19,800 | $662,000 | thousands by filing date | call |
| WELLTOWER INC COM | 95040Q104 | REIT | 9,400 | $661,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 45,200 | $659,000 | thousands by filing date | call |
| WESBANCO INC | 950810101 | COM | 16,027 | $658,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 28,000 | $657,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 130,400 | $655,000 | thousands by filing date | call |
| TRUECAR INC | 89785L107 | COM | 41,500 | $655,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 24,600 | $653,000 | thousands by filing date | put |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 18,000 | $650,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 55,000 | $650,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 7,316 | $649,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 27,700 | $648,000 | thousands by filing date | call |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 3,700 | $648,000 | thousands by filing date | put |
| VIDEOCON D2H LTD | 92657J101 | ADR | 72,820 | $648,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 8,400 | $646,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 84,400 | $646,000 | thousands by filing date | put |
| THL CREDIT INC | 872438106 | COM | 69,124 | $645,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 4,900 | $645,000 | thousands by filing date | call |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 9,700 | $645,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 5,015 | $643,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 94,230 | $643,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 19,500 | $643,000 | thousands by filing date | call |
| NEOGENOMICS INC | 64049M209 | COM NEW | 57,570 | $641,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 34,434 | $641,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 261,800 | $641,000 | thousands by filing date | call |
| LEAR CORP COM NEW | 521865204 | Stock | 3,700 | $640,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503108 | COM | 19,500 | $640,000 | thousands by filing date | call |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 67,213 | $639,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 43,413 | $638,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 135,773 | $638,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 34,522 | $637,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 16,800 | $636,000 | thousands by filing date | call |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 30,000 | $635,000 | thousands by filing date | call |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 18,170 | $634,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 22,320 | $634,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 25,115 | $634,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 25,100 | $633,000 | thousands by filing date | call |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 34,170 | $633,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 6,079 | $632,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 26,400 | $631,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 139,000 | $631,000 | thousands by filing date | put |
| SCORPIO BULKERS INC | Y7546A122 | COM | 89,463 | $631,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 5,000 | $630,000 | thousands by filing date | call |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 37,976 | $630,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 27,200 | $629,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 32,400 | $626,000 | thousands by filing date | put |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 30,852 | $626,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 14,897 | $626,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 60,563 | $626,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 27,500 | $623,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 238,426 | $622,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 104,200 | $622,000 | thousands by filing date | put |
| CONSOL ENERGY INC | 20854P109 | COM | 36,700 | $622,000 | thousands by filing date | call |
| VENTAS INC COM | 92276F100 | REIT | 9,500 | $619,000 | thousands by filing date | call |
| Boston Scientific Corporation | 101137107 | COM | 21,200 | $618,000 | thousands by filing date | call |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 276,000 | $617,000 | thousands by filing date | principal |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 21,100 | $616,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 36,200 | $616,000 | thousands by filing date | put |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 68,108 | $616,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 45,000 | $616,000 | thousands by filing date | put |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 56,000 | $616,000 | thousands by filing date | call |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 48,163 | $613,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 157,415 | $613,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 19,937 | $613,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 37,990 | $612,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 81,470 | $611,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 36,200 | $610,000 | thousands by filing date | call |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 121,153 | $610,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 64,492 | $609,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 73,400 | $608,000 | thousands by filing date | put |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 59,200 | $607,000 | thousands by filing date | call |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 374,872 | $607,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 105,420 | $606,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 86,976 | $605,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 37,400 | $604,000 | thousands by filing date | call |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 570,000 | $603,000 | thousands by filing date | principal |
| AIX INC | 30712A103 | SPONSORED ADS | 47,870 | $602,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 5,209 | $601,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 11,200 | $601,000 | thousands by filing date | call |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 444,000 | $601,000 | thousands by filing date | principal |
| SUNOPTA INC | 8676EP108 | COM | 68,943 | $600,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 15,242 | $599,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 18,200 | $597,000 | thousands by filing date | put |
| POLARIS INC COM | 731068102 | Stock | 5,700 | $596,000 | thousands by filing date | call |
| OSHKOSH CORP COM | 688239201 | Stock | 7,200 | $594,000 | thousands by filing date | call |
| HORTONWORKS INC | 440894103 | COM | 35,000 | $593,000 | thousands by filing date | call |
| PROPETRO HLDG CORP | 74347M108 | COM | 41,280 | $592,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 68,600 | $592,000 | thousands by filing date | call |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 11,716 | $590,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 71,277 | $588,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 40,575 | $588,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,678,677 | $588,000 | thousands by filing date | |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 44,713 | $588,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 40,000 | $587,000 | thousands by filing date | put |
| NNN REIT INC COM | 637417106 | REIT | 14,000 | $583,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 92,068 | $583,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 34,831 | $582,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 500,000 | $582,000 | thousands by filing date | principal |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 3,962 | $581,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 10,300 | $580,000 | thousands by filing date | call |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 28,172 | $580,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 12,300 | $580,000 | thousands by filing date | put |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 41,062 | $577,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 14,973 | $577,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 17,900 | $575,000 | thousands by filing date | put |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 99,844 | $575,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 50,000 | $574,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-17-000722 | this filing | 2017-11-14 | acceptance time not in the bulk data set |