13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 6,626 holding rows worth $408,331,835,000.
- Accession
- 0000769993-17-000722
- Filer
- CIK 886982
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 11,518 entries on the cover page, a total value of $408,331,835,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $408,331,835,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| XYLEM INC COM | 98419M100 | Stock | 200 | $13,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 2,800 | $13,000 | thousands by filing date | put |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 200 | $13,000 | thousands by filing date | call |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 100 | $13,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 1,400 | $13,000 | thousands by filing date | put |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 800 | $13,000 | thousands by filing date | put |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 400 | $13,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 6,500 | $13,000 | thousands by filing date | put |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 2,200 | $13,000 | thousands by filing date | put |
| CROWN HLDGS INC COM | 228368106 | Stock | 200 | $12,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 300 | $12,000 | thousands by filing date | put |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 3,000 | $12,000 | thousands by filing date | call |
| WELBILT INC | 949090104 | COM | 500 | $12,000 | thousands by filing date | call |
| MICROSEMI CORP | 595137100 | COM | 231 | $12,000 | thousands by filing date | call |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 1,000 | $12,000 | thousands by filing date | call |
| QUANTUM CORP | 747906501 | COM | 2,000 | $12,000 | thousands by filing date | call |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 11,000 | $12,000 | thousands by filing date | principal |
| ENDOLOGIX INC | 29266S106 | COM | 2,600 | $12,000 | thousands by filing date | put |
| DTE ENERGY CO COM | 233331107 | Stock | 100 | $11,000 | thousands by filing date | call |
| POOL CORP COM | 73278L105 | Stock | 100 | $11,000 | thousands by filing date | put |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 400 | $11,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 100 | $11,000 | thousands by filing date | call |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 29,942 | $11,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 14,902 | $11,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 33,562 | $11,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 11,303 | $11,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 28,590 | $11,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 10,707 | $11,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 10,379 | $11,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 13,428 | $11,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 600 | $10,000 | thousands by filing date | put |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 5,967 | $10,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 300 | $10,000 | thousands by filing date | call |
| QUANTUM CORP | 747906501 | COM | 1,700 | $10,000 | thousands by filing date | put |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 800 | $10,000 | thousands by filing date | put |
| ITT INC COM | 45073V108 | Stock | 200 | $9,000 | thousands by filing date | put |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 200 | $9,000 | thousands by filing date | put |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 200 | $9,000 | thousands by filing date | put |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 100 | $9,000 | thousands by filing date | put |
| AARONS INC | 002535300 | COM PAR $0.50 | 200 | $9,000 | thousands by filing date | put |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 5,500 | $9,000 | thousands by filing date | call |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 2,500 | $9,000 | thousands by filing date | call |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 700 | $9,000 | thousands by filing date | call |
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 18,146 | $9,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 100 | $8,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 800 | $8,000 | thousands by filing date | call |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 200 | $8,000 | thousands by filing date | call |
| POLYONE CORP | 73179P106 | COM | 200 | $8,000 | thousands by filing date | call |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 1,300 | $8,000 | thousands by filing date | put |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,600 | $8,000 | thousands by filing date | put |
| ACTUANT CORP | 00508X203 | CL A NEW | 300 | $8,000 | thousands by filing date | put |
| EP ENERGY CORP | 268785102 | CL A | 2,400 | $8,000 | thousands by filing date | put |
| MTGE INVT CORP COM | 55378A105 | REIT | 400 | $8,000 | thousands by filing date | call |
| SPI ENERGY CO LTD | G8651P102 | SHS | 67,000 | $8,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 100 | $7,000 | thousands by filing date | call |
| LIVANOVA PLC | G5509L101 | SHS | 100 | $7,000 | thousands by filing date | call |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 1,200 | $7,000 | thousands by filing date | call |
| GLOWPOINT INC | 379887201 | CMN | 29,812 | $7,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 500 | $7,000 | thousands by filing date | put |
| LOMBARD MED INC | G55598109 | COM | 15,800 | $7,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 200 | $6,000 | thousands by filing date | put |
| DIODES INC COM | 254543101 | Stock | 200 | $6,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 1,000 | $6,000 | thousands by filing date | put |
| AMC NETWORKS INC | 00164V103 | CL A | 100 | $6,000 | thousands by filing date | put |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 200 | $6,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 3,300 | $6,000 | thousands by filing date | put |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,000 | $6,000 | thousands by filing date | put |
| INSPIREMD INC | 45779A804 | COM PAR | 15,669 | $6,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 400 | $5,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 500 | $5,000 | thousands by filing date | put |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 100 | $5,000 | thousands by filing date | put |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 159 | $5,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,400 | $5,000 | thousands by filing date | put |
| ADVANSIX INC | 00773T101 | COM | 128 | $5,000 | thousands by filing date | call |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 200 | $5,000 | thousands by filing date | put |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 100 | $5,000 | thousands by filing date | put |
| THERAPEUTICSMD INC | 88338N107 | COM | 1,000 | $5,000 | thousands by filing date | put |
| ACTUANT CORP | 00508X203 | CL A NEW | 200 | $5,000 | thousands by filing date | call |
| SOLENO THERAPEUTICS INC | 834203101 | COM | 10,170 | $5,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 300 | $5,000 | thousands by filing date | put |
| ITT INC COM | 45073V108 | Stock | 100 | $4,000 | thousands by filing date | call |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 100 | $4,000 | thousands by filing date | put |
| EASTMAN KODAK CO | 277461406 | COM NEW | 600 | $4,000 | thousands by filing date | put |
| AIR LEASE CORP | 00912X302 | CL A | 100 | $4,000 | thousands by filing date | put |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 34 | $4,000 | thousands by filing date | call |
| TIVITY HEALTH INC | 88870R102 | COM | 100 | $4,000 | thousands by filing date | call |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 11,541 | $4,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 24,784 | $4,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 300 | $4,000 | thousands by filing date | call |
| AVINGER INC | 053734109 | COM | 10,053 | $4,000 | thousands by filing date | |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 11,720 | $4,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 11,289 | $4,000 | thousands by filing date | |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 13,732 | $4,000 | thousands by filing date | |
| BIOSTAGE INC | 09074M103 | COM | 12,250 | $4,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 300 | $3,000 | thousands by filing date | call |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 114 | $3,000 | thousands by filing date | call |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 100 | $3,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 88 | $3,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 100 | $3,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 1,782 | $3,000 | thousands by filing date | call |
| INNERWORKINGS INC | 45773Y105 | COM | 300 | $3,000 | thousands by filing date | put |
| QUALITY SYS INC | 747582104 | COM | 200 | $3,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 648 | $3,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 10,719 | $3,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 23,240 | $3,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 11,390 | $3,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 100 | $2,000 | thousands by filing date | call |
| SABRE CORP COM | 78573M104 | Stock | 100 | $2,000 | thousands by filing date | call |
| EHEALTH INC | 28238P109 | COM | 100 | $2,000 | thousands by filing date | put |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 100 | $2,000 | thousands by filing date | put |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 100 | $2,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 300 | $2,000 | thousands by filing date | call |
| MRC GLOBAL INC | 55345K103 | COM | 100 | $2,000 | thousands by filing date | call |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 100 | $2,000 | thousands by filing date | put |
| KKR & CO LP | 48248M102 | COMMON STOCK | 100 | $2,000 | thousands by filing date | call |
| BRIGGS & STRATTON CORP | 109043109 | COM | 100 | $2,000 | thousands by filing date | call |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 200 | $2,000 | thousands by filing date | put |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 500 | $2,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 205,477 | $2,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 400 | $2,000 | thousands by filing date | call |
| ADVANSIX INC | 00773T101 | COM | 36 | $1,000 | thousands by filing date | put |
| CHEGG INC | 163092109 | COM | 100 | $1,000 | thousands by filing date | put |
| DNOW INC | 67011P100 | COMMON STOCK | 100 | $1,000 | thousands by filing date | put |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 400 | $1,000 | thousands by filing date | call |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 11 | $1,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-17-000722 | this filing | 2017-11-14 | acceptance time not in the bulk data set |