13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 6,626 holding rows worth $408,331,835,000.
- Accession
- 0000769993-17-000722
- Filer
- CIK 886982
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 11,518 entries on the cover page, a total value of $408,331,835,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $408,331,835,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TELETECH HOLDINGS INC | 879939106 | COM | 81,397 | $3,398,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 34,300 | $3,397,000 | thousands by filing date | put |
| ANALOGIC CORP | 032657207 | COM | 40,567 | $3,397,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 113,990 | $3,386,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 82,940 | $3,384,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 442,331 | $3,384,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 45,146 | $3,383,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 34,657 | $3,380,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 3,125,000 | $3,379,000 | thousands by filing date | principal |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 88,272 | $3,376,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 139,012 | $3,369,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 86,300 | $3,364,000 | thousands by filing date | put |
| COTT CORP QUE | 22163N106 | COM | 223,847 | $3,360,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 3,457,000 | $3,360,000 | thousands by filing date | principal |
| BLACKBERRY LTD COM | 09228F103 | Stock | 300,300 | $3,357,000 | thousands by filing date | put |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 121,845 | $3,357,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 38,000 | $3,355,000 | thousands by filing date | put |
| G III APPAREL GROUP LTD | 36237H101 | COM | 115,599 | $3,355,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 227,872 | $3,350,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 26,900 | $3,345,000 | thousands by filing date | call |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 109,167 | $3,343,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 23,277 | $3,337,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 52,700 | $3,335,000 | thousands by filing date | call |
| WW GRAINGER INC COM | 384802104 | Stock | 18,500 | $3,325,000 | thousands by filing date | put |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 119,853 | $3,320,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 31,741 | $3,317,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 25,519 | $3,315,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 130,858 | $3,311,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 50,100 | $3,310,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 266,421 | $3,309,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 54,342 | $3,304,000 | thousands by filing date | put |
| ICF INTL INC | 44925C103 | COM | 61,044 | $3,293,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 46,700 | $3,290,000 | thousands by filing date | call |
| APOLLO INVT CORP | 03761U106 | COM | 538,195 | $3,288,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 295,518 | $3,283,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 102,886 | $3,276,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 55,058 | $3,269,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 48,794 | $3,260,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 39,936 | $3,256,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 266,800 | $3,252,000 | thousands by filing date | put |
| KELLANOVA | 487836108 | COM | 52,100 | $3,250,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 100,900 | $3,247,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 209,400 | $3,242,000 | thousands by filing date | put |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 111,366 | $3,239,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 107,579 | $3,238,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 167,700 | $3,227,000 | thousands by filing date | call |
| CONTROL4 CORP | 21240D107 | COM | 109,460 | $3,225,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 178,047 | $3,222,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 110,422 | $3,219,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 158,743 | $3,215,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 143,590 | $3,213,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 498,125 | $3,208,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 35,910 | $3,205,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 150,500 | $3,204,000 | thousands by filing date | put |
| ESSENDANT INC | 296689102 | COM | 243,048 | $3,201,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 166,171 | $3,199,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 89,600 | $3,198,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 168,203 | $3,197,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 57,987 | $3,194,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 82,700 | $3,193,000 | thousands by filing date | put |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 50,094 | $3,192,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 89,583 | $3,191,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 74,082 | $3,184,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 105,102 | $3,183,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 120,752 | $3,183,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 264,547 | $3,183,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 101,000 | $3,182,000 | thousands by filing date | call |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 27,375 | $3,177,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 150,000 | $3,176,000 | thousands by filing date | put |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 93,700 | $3,175,000 | thousands by filing date | put |
| TWILIO INC CL A | 90138F102 | Stock | 106,100 | $3,167,000 | thousands by filing date | call |
| DYNEGY INC NEW DEL | 26817R108 | COM | 322,951 | $3,161,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 66,900 | $3,158,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 3,297,000 | $3,157,000 | thousands by filing date | principal |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 43,789 | $3,149,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 125,371 | $3,147,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 309,613 | $3,143,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 62,352 | $3,141,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 46,579 | $3,136,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 263,040 | $3,130,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 100,000 | $3,128,000 | thousands by filing date | call |
| H2O AMERICA | 784305104 | COM | 55,248 | $3,127,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 279,225 | $3,127,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 125,300 | $3,126,000 | thousands by filing date | call |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 127,318 | $3,126,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 237,389 | $3,124,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 61,600 | $3,123,000 | thousands by filing date | put |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 52,088 | $3,123,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 121,418 | $3,118,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 76,800 | $3,113,000 | thousands by filing date | call |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 327,921 | $3,112,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 93,807 | $3,110,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 95,963 | $3,109,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 70,249 | $3,106,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 184,000 | $3,099,000 | thousands by filing date | put |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 3,106,000 | $3,094,000 | thousands by filing date | principal |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 560,400 | $3,093,000 | thousands by filing date | put |
| BOYDGAMINGCORP | 103304101 | STOK | 118,600 | $3,090,000 | thousands by filing date | call |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 76,100 | $3,090,000 | thousands by filing date | put |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 211,799 | $3,081,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 399,800 | $3,078,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 44,958 | $3,064,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 121,800 | $3,064,000 | thousands by filing date | call |
| CUBIC CORP | 229669106 | COM | 60,070 | $3,063,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 131,481 | $3,057,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 48,200 | $3,051,000 | thousands by filing date | put |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 135,423 | $3,047,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 80,100 | $3,040,000 | thousands by filing date | call |
| DECKERS OUTDOOR CORP | 243537107 | COM | 44,400 | $3,037,000 | thousands by filing date | put |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 61,400 | $3,034,000 | thousands by filing date | call |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 118,900 | $3,032,000 | thousands by filing date | call |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 167,367 | $3,029,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 111,800 | $3,016,000 | thousands by filing date | call |
| CONSOLIDATED EDISON INC | 209115104 | COM | 37,300 | $3,009,000 | thousands by filing date | put |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 120,400 | $3,004,000 | thousands by filing date | put |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 244,336 | $3,003,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 174,563 | $3,002,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 106,479 | $3,001,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 69,480 | $2,997,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 160,364 | $2,997,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 37,872 | $2,995,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 38,800 | $2,990,000 | thousands by filing date | call |
| PIER 1 IMPORTS INC | 720279108 | COM | 713,622 | $2,990,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 3,059,000 | $2,990,000 | thousands by filing date | principal |
| CERNER CORP | 156782104 | COM | 41,900 | $2,988,000 | thousands by filing date | call |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 927,983 | $2,988,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 77,967 | $2,988,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 208,766 | $2,985,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 86,400 | $2,978,000 | thousands by filing date | call |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 2,055,000 | $2,966,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,143,000 | $2,966,000 | thousands by filing date | principal |
| Vanguard Energy ETF | 92204A306 | SHS | 31,611 | $2,959,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 65,957 | $2,958,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 165,800 | $2,955,000 | thousands by filing date | put |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 188,699 | $2,951,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 2,000 | $2,949,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 29,700 | $2,946,000 | thousands by filing date | call |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 193,144 | $2,945,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 94,837 | $2,945,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 55,000 | $2,933,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 55,300 | $2,932,000 | thousands by filing date | call |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 74,275 | $2,923,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 172,280 | $2,922,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 125,063 | $2,914,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 26,800 | $2,913,000 | thousands by filing date | call |
| ISHARES TR | 464287861 | EUROPE ETF | 62,106 | $2,911,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 27,000 | $2,906,000 | thousands by filing date | put |
| VERMILION ENERGY INC COM | 923725105 | Stock | 81,643 | $2,905,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 86,000 | $2,901,000 | thousands by filing date | put |
| SCHOLASTIC CORP COM | 807066105 | Stock | 77,867 | $2,896,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 86,900 | $2,888,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 30,154 | $2,888,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 82,433 | $2,887,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 63,200 | $2,885,000 | thousands by filing date | put |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 83,600 | $2,882,000 | thousands by filing date | put |
| POWERSHARES | 73935X286 | COMMON STOCK | 51,843 | $2,882,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 25,668 | $2,881,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 169,970 | $2,881,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 88,921 | $2,881,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 52,908 | $2,878,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 24,000 | $2,874,000 | thousands by filing date | call |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 44,600 | $2,864,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X867 | CMN | 74,210 | $2,864,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 138,600 | $2,863,000 | thousands by filing date | call |
| KEARNY FINL CORP MD | 48716P108 | COM | 186,564 | $2,863,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 49,536 | $2,858,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 36,500 | $2,857,000 | thousands by filing date | call |
| HUB GROUP INC | 443320106 | CL A | 66,432 | $2,853,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 293,600 | $2,839,000 | thousands by filing date | call |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 60,600 | $2,837,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 99,900 | $2,833,000 | thousands by filing date | put |
| CANTEL MEDICAL CORP | 138098108 | COM | 30,000 | $2,825,000 | thousands by filing date | put |
| CIGNA CORPORATION | 125509109 | COM | 15,100 | $2,823,000 | thousands by filing date | put |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 178,828 | $2,820,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 212,964 | $2,818,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 70,777 | $2,810,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 500,000 | $2,810,000 | thousands by filing date | call |
| INTERSECT ENT INC | 46071F103 | COM | 90,236 | $2,810,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 359,181 | $2,809,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 466,795 | $2,805,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 73,512 | $2,802,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 126,300 | $2,800,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 28,280 | $2,798,000 | thousands by filing date | call |
| SAUL CTRS INC COM | 804395101 | REIT | 45,176 | $2,797,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 491,506 | $2,792,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 55,900 | $2,787,000 | thousands by filing date | call |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 37,125 | $2,786,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 50,000 | $2,783,000 | thousands by filing date | call |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 50,001 | $2,777,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 140,877 | $2,775,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 100,309 | $2,771,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 161,390 | $2,768,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 69,037 | $2,766,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 29,310 | $2,760,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 192,888 | $2,758,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 196,706 | $2,758,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 292,886 | $2,753,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 98,258 | $2,752,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 119,538 | $2,749,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 166,417 | $2,746,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 16,464 | $2,745,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 19,300 | $2,743,000 | thousands by filing date | put |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 85,257 | $2,740,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 103,635 | $2,737,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 41,000 | $2,737,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 100,471 | $2,734,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 62,400 | $2,731,000 | thousands by filing date | call |
| STANTEC INC COM | 85472N109 | Stock | 98,422 | $2,731,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 95,427 | $2,730,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 45,458 | $2,729,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 42,170 | $2,728,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 318,620 | $2,727,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 310,000 | $2,725,000 | thousands by filing date | call |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 58,984 | $2,723,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 41,900 | $2,710,000 | thousands by filing date | put |
| ST JOE CO | 790148100 | COM | 143,555 | $2,706,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 99,800 | $2,696,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 308,700 | $2,686,000 | thousands by filing date | put |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 108,873 | $2,683,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 438,800 | $2,681,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 51,400 | $2,678,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 34,200 | $2,677,000 | thousands by filing date | put |
| DAKTRONICS INC | 234264109 | COM | 253,327 | $2,677,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 233,287 | $2,672,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 35,000 | $2,669,000 | thousands by filing date | call |
| PEABODY ENGR CORP | 704551100 | COM | 92,000 | $2,669,000 | thousands by filing date | call |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 43,301 | $2,664,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 34,600 | $2,662,000 | thousands by filing date | put |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 130,360 | $2,659,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 43,161 | $2,657,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,068,295 | $2,650,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 41,000 | $2,647,000 | thousands by filing date | put |
| ABAXIS INC | 002567105 | COM | 59,232 | $2,645,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 110,580 | $2,642,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 91,799 | $2,639,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 327,804 | $2,639,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 25,800 | $2,638,000 | thousands by filing date | put |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 122,700 | $2,638,000 | thousands by filing date | call |
| Danaher Corporation | 235851102 | COM | 30,700 | $2,633,000 | thousands by filing date | call |
| MORNINGSTAR INC COM | 617700109 | Stock | 30,953 | $2,631,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 73,400 | $2,631,000 | thousands by filing date | put |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 40,933 | $2,629,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 66,334 | $2,625,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 17,900 | $2,623,000 | thousands by filing date | put |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 77,650 | $2,620,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 609,886 | $2,617,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 97,800 | $2,616,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 83,400 | $2,616,000 | thousands by filing date | call |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 45,338 | $2,613,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 2,764,000 | $2,610,000 | thousands by filing date | principal |
| LANDAUER INC | 51476K103 | COM | 38,776 | $2,609,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 26,300 | $2,602,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 78,100 | $2,597,000 | thousands by filing date | call |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 166,031 | $2,590,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 42,207 | $2,589,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 20,000 | $2,582,000 | thousands by filing date | call |
| CREE INC | 225447101 | COM | 91,200 | $2,571,000 | thousands by filing date | call |
| DENNYS CORP | 24869P104 | COM | 205,963 | $2,564,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 199,945 | $2,559,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 47,400 | $2,558,000 | thousands by filing date | put |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 62,490 | $2,556,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 103,700 | $2,555,000 | thousands by filing date | put |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 33,200 | $2,554,000 | thousands by filing date | call |
| HANESBRANDS INC | 410345102 | COM | 103,100 | $2,540,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 347,400 | $2,536,000 | thousands by filing date | call |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 191,273 | $2,535,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 96,000 | $2,532,000 | thousands by filing date | call |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 14,217 | $2,530,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 9,907 | $2,528,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 31,028 | $2,523,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 98,734 | $2,522,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 550,300 | $2,520,000 | thousands by filing date | call |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 350,763 | $2,518,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 126,000 | $2,515,000 | thousands by filing date | call |
| AEGION CORP | 00770F104 | COMMON STOCK | 107,878 | $2,512,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 40,000 | $2,511,000 | thousands by filing date | call |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 21,400 | $2,508,000 | thousands by filing date | put |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 50,000 | $2,506,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 58,974 | $2,503,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 93,531 | $2,501,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 59,400 | $2,501,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 518,583 | $2,500,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 39,401 | $2,498,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 40,100 | $2,498,000 | thousands by filing date | call |
| ARDAGH GROUP S A | L0223L101 | COM | 116,654 | $2,498,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 30,100 | $2,491,000 | thousands by filing date | call |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 64,079 | $2,489,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 116,741 | $2,488,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 179,793 | $2,483,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 58,100 | $2,479,000 | thousands by filing date | put |
| PPG INDS INC COM | 693506107 | Stock | 22,800 | $2,477,000 | thousands by filing date | put |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 375,900 | $2,470,000 | thousands by filing date | call |
| ICHOR HOLDINGS | G4740B105 | SHS | 91,960 | $2,465,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 132,900 | $2,463,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 45,200 | $2,457,000 | thousands by filing date | call |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 33,400 | $2,454,000 | thousands by filing date | put |
| Engility Holdings Inc | 29286C107 | COM | 70,736 | $2,453,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 2,443,000 | $2,451,000 | thousands by filing date | principal |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 143,625 | $2,449,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 46,557 | $2,443,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 116,535 | $2,441,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 59,100 | $2,441,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 229,653 | $2,439,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 50,815 | $2,438,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 97,000 | $2,434,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 95,340 | $2,432,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 51,360 | $2,432,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 45,400 | $2,419,000 | thousands by filing date | call |
| BROWN FORMAN CORP | 115637100 | CL A | 43,415 | $2,418,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 34,649 | $2,416,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 53,400 | $2,414,000 | thousands by filing date | put |
| AZZ INC COM | 002474104 | Stock | 49,529 | $2,412,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 160,717 | $2,402,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 305,561 | $2,399,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 124,500 | $2,395,000 | thousands by filing date | put |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 92,755 | $2,394,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 100,100 | $2,392,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 159,200 | $2,391,000 | thousands by filing date | call |
| MGE ENERGY INC | 55277P104 | COM | 36,960 | $2,388,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 38,154 | $2,387,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 171,302 | $2,385,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 47,399 | $2,383,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 44,100 | $2,376,000 | thousands by filing date | call |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 1,816,000 | $2,370,000 | thousands by filing date | principal |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 71,200 | $2,367,000 | thousands by filing date | put |
| ENDOLOGIX INC | 29266S106 | COM | 530,837 | $2,367,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 63,245 | $2,366,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 324,462 | $2,366,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 49,000 | $2,362,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 796,346 | $2,357,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 20,100 | $2,356,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 53,400 | $2,353,000 | thousands by filing date | put |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 20,700 | $2,353,000 | thousands by filing date | call |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 2,282,000 | $2,350,000 | thousands by filing date | principal |
| MOSAIC CO COM | 61945C103 | Stock | 108,800 | $2,349,000 | thousands by filing date | call |
| DOVER CORP COM | 260003108 | Stock | 25,700 | $2,349,000 | thousands by filing date | call |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 82,500 | $2,349,000 | thousands by filing date | put |
| AIRCASTLE LTD | G0129K104 | COM | 105,359 | $2,348,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 266,409 | $2,347,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 20,882 | $2,341,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 30,700 | $2,341,000 | thousands by filing date | put |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 85,033 | $2,340,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 190,000 | $2,335,000 | thousands by filing date | put |
| V F CORP COM | 918204108 | Stock | 36,700 | $2,333,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287108 | COM | 27,100 | $2,332,000 | thousands by filing date | call |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 75,928 | $2,331,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 49,950 | $2,330,000 | thousands by filing date | put |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 35,000 | $2,326,000 | thousands by filing date | call |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 82,298 | $2,325,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 34,900 | $2,323,000 | thousands by filing date | call |
| Analog Devices,Inc. | 032654105 | COM | 26,906 | $2,318,000 | thousands by filing date | call |
| LYDALL INC | 550819106 | COMMON STOCK | 40,315 | $2,310,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 2,259,000 | $2,310,000 | thousands by filing date | principal |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 11,001 | $2,310,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 95,600 | $2,306,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 140,300 | $2,305,000 | thousands by filing date | put |
| CARE COM INC | 141633107 | COM | 144,927 | $2,303,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 161,407 | $2,300,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 208,850 | $2,299,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 74,672 | $2,296,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 74,400 | $2,294,000 | thousands by filing date | call |
| CAREER EDUCATION CORP | 141665109 | COM | 220,574 | $2,292,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 340,614 | $2,289,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 61,200 | $2,287,000 | thousands by filing date | call |
| ROCKWELL COLLINS INC | 774341101 | COM | 17,500 | $2,287,000 | thousands by filing date | call |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 72,513 | $2,283,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 43,466 | $2,281,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 207,200 | $2,281,000 | thousands by filing date | call |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 144,000 | $2,275,000 | thousands by filing date | put |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 2,147,000 | $2,273,000 | thousands by filing date | principal |
| DISCOVER FINL SVCS | 254709108 | COM | 35,200 | $2,270,000 | thousands by filing date | put |
| HP INC COM | 40434L105 | Stock | 113,700 | $2,269,000 | thousands by filing date | put |
| EVERBRIDGE INC | 29978A104 | COM | 85,842 | $2,268,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 62,327 | $2,266,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 126,743 | $2,256,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 57,951 | $2,256,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 18,338 | $2,248,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 44,400 | $2,247,000 | thousands by filing date | put |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 126,000 | $2,235,000 | thousands by filing date | call |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 17,830 | $2,235,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 2,227,000 | $2,233,000 | thousands by filing date | principal |
| WHITESTONE REIT | 966084204 | COM | 170,993 | $2,231,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 52,006 | $2,228,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 11,900 | $2,225,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 419,719 | $2,220,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 150,954 | $2,216,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 93,705 | $2,216,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 42,145 | $2,212,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 135,733 | $2,211,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 116,421 | $2,209,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 100,258 | $2,206,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 321,400 | $2,205,000 | thousands by filing date | put |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 58,855 | $2,203,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 34,300 | $2,203,000 | thousands by filing date | put |
| PROVIDENCE SVC CORP | 743815102 | COM | 40,720 | $2,202,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 26,600 | $2,201,000 | thousands by filing date | put |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 154,557 | $2,200,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 70,069 | $2,199,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 33,447 | $2,198,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 193,105 | $2,194,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 55,600 | $2,193,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 141,600 | $2,192,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 60,000 | $2,189,000 | thousands by filing date | call |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 55,264 | $2,184,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 38,950 | $2,182,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 61,806 | $2,182,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 138,491 | $2,181,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 408,113 | $2,179,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 91,348 | $2,178,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 23,663 | $2,175,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 28,300 | $2,173,000 | thousands by filing date | put |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 77,102 | $2,171,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 94,500 | $2,168,000 | thousands by filing date | call |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 14,000 | $2,167,000 | thousands by filing date | put |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 53,460 | $2,167,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 48,300 | $2,167,000 | thousands by filing date | put |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 28,606 | $2,160,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 45,835 | $2,159,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 23,500 | $2,157,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 76,600 | $2,156,000 | thousands by filing date | call |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 17,664 | $2,151,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 83,787 | $2,149,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 101,431 | $2,147,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 21,461 | $2,147,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 16,800 | $2,146,000 | thousands by filing date | put |
| DEPOMED INC | 249908104 | COM | 370,717 | $2,146,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 315,732 | $2,141,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X545 | GLB EX US HDG | 82,100 | $2,136,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 56,184 | $2,135,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 127,008 | $2,134,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 51,958 | $2,133,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 32,100 | $2,132,000 | thousands by filing date | put |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 25,100 | $2,130,000 | thousands by filing date | put |
| MULTI-COLOR | 625383104 | COM | 25,986 | $2,129,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 50,717 | $2,125,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 682,609 | $2,116,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 109,839 | $2,114,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 47,100 | $2,113,000 | thousands by filing date | call |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 39,500 | $2,104,000 | thousands by filing date | call |
| EPIZYME INC | 29428V104 | COM | 110,300 | $2,101,000 | thousands by filing date | put |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 52,700 | $2,099,000 | thousands by filing date | put |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 59,148 | $2,099,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 321,841 | $2,098,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 21,100 | $2,093,000 | thousands by filing date | put |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 165,853 | $2,091,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 228,612 | $2,091,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 38,200 | $2,086,000 | thousands by filing date | call |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 96,350 | $2,086,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 42,245 | $2,081,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 85,426 | $2,079,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 78,300 | $2,078,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 49,951 | $2,078,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 100,415 | $2,076,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 37,000 | $2,075,000 | thousands by filing date | call |
| BANCORP INC DEL | 05969A105 | COM | 250,564 | $2,072,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 88,300 | $2,072,000 | thousands by filing date | put |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 13,718 | $2,067,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 50,378 | $2,066,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 71,585 | $2,062,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 193,028 | $2,056,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 76,800 | $2,053,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 31,800 | $2,052,000 | thousands by filing date | call |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 95,161 | $2,052,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 144,034 | $2,052,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 2,152,624 | $2,052,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 49,600 | $2,046,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 79,900 | $2,045,000 | thousands by filing date | put |
| VIRTUSA CORP | 92827P102 | COM | 54,111 | $2,044,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 100,134 | $2,042,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 60,200 | $2,040,000 | thousands by filing date | call |
| Anglogold Ashanti Plc | 035128206 | Common | 219,400 | $2,038,000 | thousands by filing date | put |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 51,247 | $2,037,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 84,400 | $2,036,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 278,780 | $2,035,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 2,210,000 | $2,032,000 | thousands by filing date | principal |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,110,268 | $2,031,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 70,000 | $2,031,000 | thousands by filing date | put |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 107,673 | $2,030,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 36,700 | $2,028,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 29,200 | $2,028,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 591,311 | $2,028,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 10,000 | $2,027,000 | thousands by filing date | put |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 21,446 | $2,026,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 56,794 | $2,026,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 196,627 | $2,025,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 121,471 | $2,023,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 20,700 | $2,022,000 | thousands by filing date | call |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 63,297 | $2,019,000 | thousands by filing date | call |
| YRC WORLDWIDE INC | 984249607 | COM | 145,731 | $2,011,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 138,600 | $2,010,000 | thousands by filing date | call |
| IGNYTA INC | 451731103 | COM | 162,726 | $2,010,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 70,500 | $2,007,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 169,852 | $2,003,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 74,100 | $2,001,000 | thousands by filing date | put |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 35,248 | $1,993,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 92,700 | $1,993,000 | thousands by filing date | put |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 49,490 | $1,987,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 84,745 | $1,987,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 156,400 | $1,983,000 | thousands by filing date | call |
| FORRESTER RESH INC | 346563109 | COM | 47,315 | $1,981,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-17-000722 | this filing | 2017-11-14 | acceptance time not in the bulk data set |