13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 6,626 holding rows worth $408,331,835,000.
- Accession
- 0000769993-17-000722
- Filer
- CIK 886982
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 11,518 entries on the cover page, a total value of $408,331,835,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $408,331,835,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TEXAS | 882610108 | COMMON STOCK | 1,418 | $573,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 8,900 | $572,000 | thousands by filing date | call |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 7,415 | $572,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 15,600 | $572,000 | thousands by filing date | call |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 49,600 | $572,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 7,400 | $571,000 | thousands by filing date | put |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 3,200 | $570,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 81,900 | $568,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 20,000 | $568,000 | thousands by filing date | put |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 74,700 | $568,000 | thousands by filing date | put |
| Viacom Inc Cl A | 92553P102 | CL A | 15,481 | $568,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 23,190 | $566,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 137,220 | $565,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 31,323 | $564,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 39,591 | $563,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 12,600 | $563,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 14,732 | $562,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 5,100 | $557,000 | thousands by filing date | call |
| REDFIN CORP | 75737F108 | COM | 22,151 | $556,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 9,978 | $555,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 43,744 | $555,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 50,000 | $555,000 | thousands by filing date | put |
| ATHENEX INC | 04685N103 | COM | 31,632 | $554,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 5,200 | $553,000 | thousands by filing date | put |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 29,900 | $553,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 43,900 | $550,000 | thousands by filing date | put |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 17,848 | $550,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 51,700 | $549,000 | thousands by filing date | put |
| YORK WATER CO | 987184108 | COMMON STOCK | 16,155 | $548,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 28,869 | $548,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 2,400 | $547,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 30,500 | $546,000 | thousands by filing date | put |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 22,000 | $545,000 | thousands by filing date | put |
| PULTE GROUP INC COM | 745867101 | Stock | 19,900 | $544,000 | thousands by filing date | put |
| HURCO CO | 447324104 | COM | 13,029 | $542,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 58,800 | $540,000 | thousands by filing date | call |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 94,707 | $540,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 30,200 | $536,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 23,600 | $535,000 | thousands by filing date | put |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 14,313 | $535,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 40,500 | $535,000 | thousands by filing date | put |
| KOPIN CORP | 500600101 | COMMON STOCK | 127,473 | $532,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,300 | $531,000 | thousands by filing date | call |
| ADVISORSHARES TR | 00768Y826 | MEIDELL TCT AD | 16,528 | $531,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 16,715 | $530,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 4,100 | $529,000 | thousands by filing date | call |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 15,990 | $529,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 37,800 | $528,000 | thousands by filing date | call |
| MERIDIAN WASTE SOLUTIONS INC | 58985L209 | COM | 421,326 | $527,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 19,800 | $526,000 | thousands by filing date | call |
| MANITOWOC COMPANY INC | 563571108 | COM | 58,400 | $526,000 | thousands by filing date | call |
| HERC HLDGS INC COM | 42704L104 | Stock | 10,690 | $525,000 | thousands by filing date | put |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 18,424 | $525,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 9,359 | $524,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 10,874 | $522,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 182,367 | $520,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 31,091 | $519,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 27,600 | $518,000 | thousands by filing date | call |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 16,338 | $518,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 15,667 | $517,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 3,200 | $515,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 168,994 | $515,000 | thousands by filing date | |
| NIGHTSTAR THERAPEUTICS PLC | 65413A101 | ADR | 26,800 | $515,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,900 | $514,000 | thousands by filing date | call |
| FORTERRA INC | 34960W106 | COM | 114,193 | $514,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 13,500 | $511,000 | thousands by filing date | put |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 238,363 | $510,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 2,700 | $509,000 | thousands by filing date | put |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 21,305 | $509,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 56,658 | $509,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 20,359 | $509,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 24,693 | $507,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 7,900 | $507,000 | thousands by filing date | call |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 22,747 | $507,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 13,800 | $506,000 | thousands by filing date | put |
| CENTURY CASINOS INC | 156492100 | COM | 61,616 | $506,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 167,899 | $505,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,378 | $505,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 35,000 | $505,000 | thousands by filing date | put |
| Zagg, Inc. | 98884U108 | COM | 31,934 | $503,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 8,400 | $502,000 | thousands by filing date | put |
| CLOROX CO DEL | 189054109 | COM | 3,800 | $501,000 | thousands by filing date | put |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 800 | $501,000 | thousands by filing date | put |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 8,600 | $501,000 | thousands by filing date | call |
| SPIRIT AIRLS INC | 848577102 | COM | 15,000 | $501,000 | thousands by filing date | put |
| FATE THERAPEUTICS INC | 31189P102 | COM | 126,226 | $500,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 31,800 | $499,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 48,915 | $498,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 422,502 | $498,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 24,500 | $497,000 | thousands by filing date | call |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 33,700 | $497,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 5,700 | $497,000 | thousands by filing date | call |
| TRANSENTERIX INC | 89366M201 | COM NEW | 347,500 | $497,000 | thousands by filing date | call |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 5,772 | $496,000 | thousands by filing date | call |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 11,000 | $495,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 119,500 | $492,000 | thousands by filing date | call |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 17,073 | $492,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 14,800 | $491,000 | thousands by filing date | put |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 13,777 | $490,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 5,684 | $490,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 14,171 | $489,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 79,902 | $489,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 9,437 | $488,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 38,690 | $488,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 4,887 | $488,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 16,793 | $487,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 20,571 | $485,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 18,013 | $484,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 4,200 | $482,000 | thousands by filing date | call |
| FMC CORP COM NEW | 302491303 | Stock | 5,400 | $482,000 | thousands by filing date | call |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 39,700 | $482,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 3,300 | $482,000 | thousands by filing date | call |
| PARK NATL CORP COM | 700658107 | Stock | 4,452 | $481,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 17,095 | $481,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 14,500 | $481,000 | thousands by filing date | call |
| NUTRI SYS INC NEW | 67069D108 | COM | 8,600 | $481,000 | thousands by filing date | call |
| RADIAN GROUP INC COM | 750236101 | Stock | 25,700 | $480,000 | thousands by filing date | call |
| TUCOWS INC | 898697206 | COM NEW | 8,192 | $480,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 18,400 | $479,000 | thousands by filing date | put |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 9,300 | $479,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 33,400 | $479,000 | thousands by filing date | put |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 8,285 | $478,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 4,400 | $478,000 | thousands by filing date | put |
| ALICO INC | 016230104 | COM | 13,987 | $478,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 187,814 | $477,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 88,043 | $476,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 8,500 | $475,000 | thousands by filing date | put |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 10,203 | $474,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 28,101 | $474,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 500,000 | $474,000 | thousands by filing date | principal |
| CAMBRIA ETF TR CORE EQUITY | 132061854 | CEF | 18,720 | $474,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 36,700 | $473,000 | thousands by filing date | put |
| EXACTECH INC | 30064E109 | COM | 14,348 | $473,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 15,600 | $472,000 | thousands by filing date | call |
| CONFORMIS INC | 20717E101 | COM | 133,814 | $471,000 | thousands by filing date | |
| PROSHARES TR | 74347B565 | CMN | 9,000 | $470,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 2,600 | $467,000 | thousands by filing date | put |
| NOVANTA INC | 67000B104 | COM | 10,706 | $467,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 4,000 | $466,000 | thousands by filing date | call |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 75,339 | $466,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 92,600 | $465,000 | thousands by filing date | put |
| STIFEL FINL CORP | 860630102 | COM | 8,700 | $465,000 | thousands by filing date | call |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 20,987 | $465,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 8,600 | $464,000 | thousands by filing date | put |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 49,282 | $463,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 34,963 | $462,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 67,600 | $462,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 22,339 | $462,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 208,324 | $462,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 89,688 | $461,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 28,691 | $460,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 27,100 | $459,000 | thousands by filing date | put |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 60,300 | $458,000 | thousands by filing date | call |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 12,840 | $458,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 12,100 | $457,000 | thousands by filing date | call |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 47,098 | $457,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 18,500 | $457,000 | thousands by filing date | put |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 31,487 | $457,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X388 | EUR DOMST ECO FD | 14,900 | $457,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 13,562 | $456,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 140,455 | $456,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 46,100 | $455,000 | thousands by filing date | call |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 29,400 | $455,000 | thousands by filing date | put |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 481,000 | $455,000 | thousands by filing date | principal |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 14,054 | $453,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 25,300 | $452,000 | thousands by filing date | call |
| IDT CORP | 448947507 | CL B NEW | 32,081 | $452,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 97,035 | $451,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 400,000 | $451,000 | thousands by filing date | principal |
| TRANSCANADA CORP | 89353D107 | COM | 9,100 | $450,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 13,281 | $450,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 20,704 | $450,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 8,354 | $449,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 25,000 | $449,000 | thousands by filing date | call |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 25,200 | $447,000 | thousands by filing date | put |
| China Yuchai Intl Ltd | G21082105 | COM | 20,063 | $447,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 606,000 | $447,000 | thousands by filing date | principal |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 2,500 | $446,000 | thousands by filing date | put |
| CARA THERAPEUTICS INC | 140755109 | COM | 32,536 | $446,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 318,000 | $446,000 | thousands by filing date | principal |
| MASCO CORP | 574599106 | COM | 11,400 | $445,000 | thousands by filing date | call |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 18,737 | $445,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 307,191 | $445,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 6,900 | $443,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 31,500 | $441,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 166,300 | $441,000 | thousands by filing date | call |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 92,887 | $441,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 11,127 | $440,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 15,270 | $439,000 | thousands by filing date | |
| ISHARES TR | 46435G680 | CUR HED EU SML | 15,300 | $439,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 7,650 | $437,000 | thousands by filing date | put |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 5,076 | $436,000 | thousands by filing date | put |
| GAMCO INVS INC COM | 361438104 | COM | 14,642 | $436,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 14,774 | $436,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 11,500 | $434,000 | thousands by filing date | put |
| AECOM COM | 00766T100 | Stock | 11,800 | $434,000 | thousands by filing date | put |
| MITEK SYS INC | 606710200 | COM NEW | 45,705 | $434,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 24,400 | $433,000 | thousands by filing date | call |
| MYRIAD GENETICS INC | 62855J104 | COM | 11,900 | $431,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 15,434 | $430,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 195,262 | $430,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 5,110 | $429,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 11,400 | $428,000 | thousands by filing date | call |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 24,015 | $428,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 66,500 | $428,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 174,051 | $427,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 16,900 | $427,000 | thousands by filing date | call |
| MCDERMOTT INTL INC | 580037109 | COM | 58,800 | $427,000 | thousands by filing date | call |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 34,229 | $426,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 5,075 | $426,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 13,780 | $426,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 50,721 | $426,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 22,367 | $425,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 12,619 | $424,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 8,400 | $423,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 18,300 | $423,000 | thousands by filing date | put |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 88,238 | $422,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 50,000 | $421,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 109,100 | $420,000 | thousands by filing date | put |
| YRC WORLDWIDE INC | 984249607 | COM | 30,400 | $420,000 | thousands by filing date | call |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 15,005 | $420,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 4,300 | $419,000 | thousands by filing date | call |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 2,900 | $418,000 | thousands by filing date | put |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 3,800 | $418,000 | thousands by filing date | call |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 4,900 | $418,000 | thousands by filing date | put |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 33,194 | $417,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 9,779 | $417,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 127,000 | $416,000 | thousands by filing date | principal |
| CARVER BANCORP ORD | 146875604 | COM | 181,033 | $415,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 37,422 | $415,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 23,660 | $415,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 10,400 | $414,000 | thousands by filing date | call |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 5,500 | $412,000 | thousands by filing date | put |
| CMB.TECH NV SHS | B38564108 | Stock | 50,863 | $412,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 3,530 | $412,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 17,320 | $412,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 17,208 | $411,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 163,751 | $410,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 71,100 | $409,000 | thousands by filing date | call |
| TERADATA CORP DEL | 88076W103 | COM | 12,100 | $409,000 | thousands by filing date | call |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 5,852 | $409,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 186,085 | $409,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 341,000 | $409,000 | thousands by filing date | principal |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 101,121 | $409,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 195,000 | $409,000 | thousands by filing date | principal |
| INVITAE CORP | 46185L103 | COM | 43,526 | $408,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 13,700 | $408,000 | thousands by filing date | put |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 9,210 | $408,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 18,073 | $408,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 31,533 | $406,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 5,500 | $406,000 | thousands by filing date | put |
| NMI HLDGS INC | 629209305 | COM | 32,722 | $406,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 39,554 | $406,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 49,600 | $406,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 18,401 | $405,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 51,325 | $405,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 15,000 | $405,000 | thousands by filing date | call |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 11,572 | $404,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 5,200 | $403,000 | thousands by filing date | call |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 13,912 | $403,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 11,100 | $402,000 | thousands by filing date | call |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 9,000 | $402,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 38,700 | $401,000 | thousands by filing date | put |
| FREIGHTCAR AMER INC | 357023100 | COM | 20,546 | $401,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 260,000 | $401,000 | thousands by filing date | principal |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 4,400 | $399,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 6,200 | $399,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 99,700 | $399,000 | thousands by filing date | put |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 17,167 | $399,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 15,337 | $399,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 15,845 | $397,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 4,255 | $396,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 8,736 | $395,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 16,000 | $395,000 | thousands by filing date | call |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,600 | $394,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550105 | COM | 41,600 | $394,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 14,500 | $393,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 90,200 | $393,000 | thousands by filing date | call |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 10,900 | $393,000 | thousands by filing date | call |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 32,871 | $393,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 71,652 | $393,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 10,950 | $393,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 36,675 | $392,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 9,850 | $388,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 30,631 | $388,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 22,015 | $387,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 38,500 | $387,000 | thousands by filing date | put |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 20,761 | $386,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 8,538 | $385,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 48,932 | $384,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,700 | $383,000 | thousands by filing date | call |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 5,300 | $382,000 | thousands by filing date | call |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 360,000 | $380,000 | thousands by filing date | principal |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 26,121 | $380,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 25,301 | $380,000 | thousands by filing date | |
| BLACKHAWK NETWORK HLDGS INC | 09238EAB0 | NOTE 1.500% 1/1 | 340,000 | $380,000 | thousands by filing date | principal |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 10,100 | $379,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 87,700 | $378,000 | thousands by filing date | call |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 5,200 | $378,000 | thousands by filing date | put |
| LIBBEY INC | 529898108 | COM | 40,785 | $378,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 42,500 | $378,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 2,000 | $377,000 | thousands by filing date | call |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 5,800 | $376,000 | thousands by filing date | call |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 91,973 | $376,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 2,100 | $375,000 | thousands by filing date | call |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 5,500 | $374,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 4,435 | $373,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 22,279 | $373,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 5,955 | $372,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 9,500 | $371,000 | thousands by filing date | put |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 108,551 | $371,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 28,700 | $370,000 | thousands by filing date | call |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 22,457 | $370,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 4,500 | $370,000 | thousands by filing date | put |
| SYSTEMAX INC | 871851101 | COM | 13,993 | $370,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 99,000 | $370,000 | thousands by filing date | principal |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 61,495 | $369,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 12,400 | $369,000 | thousands by filing date | call |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 35,159 | $369,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 5,418 | $368,000 | thousands by filing date | |
| TINTRI INC | 88770Q105 | COM | 117,089 | $368,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 8,000 | $367,000 | thousands by filing date | put |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 6,319 | $367,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 15,618 | $366,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 65,846 | $365,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 8,073 | $365,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 34,109 | $365,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 4,700 | $364,000 | thousands by filing date | call |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 15,383 | $364,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 29,000 | $363,000 | thousands by filing date | call |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 5,790 | $362,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 4,100 | $362,000 | thousands by filing date | put |
| AUTONATION INC COM | 05329W102 | Stock | 7,600 | $361,000 | thousands by filing date | call |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 108,059 | $360,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 125,128 | $360,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 51,800 | $359,000 | thousands by filing date | put |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 43,927 | $359,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 123,940 | $359,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 60,539 | $358,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 2,900 | $358,000 | thousands by filing date | call |
| ISHARES EDGE MSCI MIN VOL EAFE CURRENCY HEDGED ETF | 46435G714 | ETF | 13,368 | $358,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 15,300 | $357,000 | thousands by filing date | call |
| CHANNELADVISOR CORP | 159179100 | COM | 30,968 | $357,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 12,200 | $356,000 | thousands by filing date | put |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,400 | $356,000 | thousands by filing date | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 127,000 | $356,000 | thousands by filing date | call |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 34,700 | $356,000 | thousands by filing date | put |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 4,400 | $352,000 | thousands by filing date | put |
| BBX CAP CORP NEW | 05491N104 | CL A | 47,774 | $352,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 25,086 | $350,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 186,373 | $350,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 75,624 | $350,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 7,600 | $349,000 | thousands by filing date | put |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 7,299 | $349,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 38,800 | $349,000 | thousands by filing date | put |
| ARDELYX INC | 039697107 | COM | 62,104 | $348,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 12,291 | $347,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 5,000 | $347,000 | thousands by filing date | put |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 5,871 | $346,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 15,300 | $346,000 | thousands by filing date | put |
| ORBITAL ATK INC | 68557N103 | COM | 2,600 | $346,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 76,300 | $346,000 | thousands by filing date | call |
| LEUCADIA NATL CORP | 527288104 | COM | 13,700 | $346,000 | thousands by filing date | put |
| FLEX LTD ORD | Y2573F102 | Stock | 20,800 | $345,000 | thousands by filing date | put |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 286,000 | $345,000 | thousands by filing date | principal |
| GOGO INC | 38046C109 | COM | 29,100 | $344,000 | thousands by filing date | put |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 50,000 | $344,000 | thousands by filing date | put |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 50,000 | $344,000 | thousands by filing date | call |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 19,325 | $344,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 56,100 | $342,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 16,000 | $342,000 | thousands by filing date | call |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 14,816 | $342,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 13,200 | $341,000 | thousands by filing date | call |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 56,961 | $341,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 4,600 | $339,000 | thousands by filing date | call |
| HORIZON BANCORP IND | 440407104 | COM | 11,576 | $338,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 9,837 | $338,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 4,900 | $337,000 | thousands by filing date | call |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 19,741 | $337,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 74,634 | $337,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 13,271 | $335,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 19,600 | $334,000 | thousands by filing date | put |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,800 | $334,000 | thousands by filing date | call |
| CLARUS CORP NEW | 18270P109 | COM | 44,385 | $333,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 9,300 | $333,000 | thousands by filing date | put |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 13,013 | $333,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 6,572 | $333,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 5,200 | $332,000 | thousands by filing date | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 91,350 | $332,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,200 | $332,000 | thousands by filing date | put |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 5,700 | $332,000 | thousands by filing date | put |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 67,034 | $332,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 14,508 | $332,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 54,100 | $330,000 | thousands by filing date | call |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 19,956 | $330,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 50,042 | $330,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 8,800 | $329,000 | thousands by filing date | call |
| STERICYCLE INC | 858912108 | COM | 4,600 | $329,000 | thousands by filing date | put |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 37,174 | $328,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 12,555 | $328,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,700 | $327,000 | thousands by filing date | put |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 47,535 | $327,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 89,939 | $327,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 27,297 | $326,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 291,000 | $326,000 | thousands by filing date | principal |
| ADTRAN INC | 00738A106 | COMMON STOCK | 13,600 | $326,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 22,427 | $326,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 11,885 | $325,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1,722 | $324,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 5,900 | $324,000 | thousands by filing date | put |
| V2X INC | 92242T101 | COM | 10,492 | $324,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 15,795 | $324,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 7,634 | $322,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,500 | $322,000 | thousands by filing date | put |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 1,700 | $322,000 | thousands by filing date | put |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 47,051 | $322,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 29,418 | $322,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 23,000 | $321,000 | thousands by filing date | put |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 26,300 | $321,000 | thousands by filing date | call |
| AON PLC | G0408V102 | SHS CL A | 2,200 | $321,000 | thousands by filing date | put |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 25,300 | $321,000 | thousands by filing date | call |
| FARMER BROS CO | 307675108 | COM | 9,766 | $321,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 36,671 | $321,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 37,300 | $320,000 | thousands by filing date | call |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 20,800 | $320,000 | thousands by filing date | put |
| FOX CORP CLASS B | 90130A200 | COM | 12,400 | $320,000 | thousands by filing date | put |
| CURIS INC | 231269101 | COM | 213,559 | $318,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,700 | $317,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 12,200 | $317,000 | thousands by filing date | put |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 40,436 | $317,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 6,356 | $316,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 2,926 | $316,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 46,607 | $315,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 7,800 | $314,000 | thousands by filing date | call |
| AGNC INVT CORP COM | 00123Q104 | REIT | 14,500 | $314,000 | thousands by filing date | put |
| Lincoln National Corporat | 524901105 | COM | 8,000 | $314,000 | thousands by filing date | put |
| UNUM GROUP COM | 91529Y106 | Stock | 6,100 | $312,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 8,530 | $312,000 | thousands by filing date | |
| ISHARES TR EUR CUR HDG ETF | 46435G698 | CEF | 12,900 | $312,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 8,104 | $311,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 3,700 | $310,000 | thousands by filing date | call |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,400 | $310,000 | thousands by filing date | call |
| ORION S.A. | L72967109 | COM | 13,765 | $309,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 4,660 | $309,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 6,700 | $309,000 | thousands by filing date | call |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 50,362 | $309,000 | thousands by filing date | |
| PROSHARES TR | 74347R115 | PSHS CONSUMR GD | 20,316 | $309,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 30,300 | $308,000 | thousands by filing date | call |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,300 | $308,000 | thousands by filing date | put |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,300 | $308,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 67,437 | $307,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 10,698 | $307,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 7,000 | $306,000 | thousands by filing date | put |
| ELEVATE CREDIT INC | 28621V101 | COM | 50,061 | $306,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 14,715 | $306,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,700 | $305,000 | thousands by filing date | call |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 2,700 | $305,000 | thousands by filing date | call |
| CHEGG INC | 163092109 | COM | 20,500 | $304,000 | thousands by filing date | call |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 3,900 | $304,000 | thousands by filing date | put |
| RAYONIER INC COM | 754907103 | REIT | 10,500 | $303,000 | thousands by filing date | call |
| BAZAARVOICE INC | 073271108 | COM | 61,268 | $303,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 5,007 | $303,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 56,500 | $302,000 | thousands by filing date | put |
| LANDS END INC | 51509F105 | COMMON STOCK | 22,900 | $302,000 | thousands by filing date | call |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 6,915 | $302,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 85,900 | $301,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 10,000 | $300,000 | thousands by filing date | put |
| FLEX LTD ORD | Y2573F102 | Stock | 18,000 | $298,000 | thousands by filing date | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 5,500 | $297,000 | thousands by filing date | call |
| OPEN TEXT CORP COM | 683715106 | Stock | 9,200 | $297,000 | thousands by filing date | call |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 22,086 | $297,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 4,825 | $297,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 13,300 | $297,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 17,480 | $297,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 22,000 | $297,000 | thousands by filing date | call |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 2,299 | $296,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,900 | $296,000 | thousands by filing date | put |
| ELLIE MAE INC | 28849P100 | COM | 3,600 | $296,000 | thousands by filing date | call |
| RAMBUS INC DEL COM | 750917106 | Stock | 22,100 | $295,000 | thousands by filing date | put |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 9,000 | $295,000 | thousands by filing date | call |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 4,600 | $294,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,600 | $294,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 2,970 | $294,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 13,800 | $294,000 | thousands by filing date | call |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 12,264 | $294,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 26,600 | $293,000 | thousands by filing date | call |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 19,632 | $293,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 1,200 | $293,000 | thousands by filing date | call |
| Vanguard Growth | 922908736 | COM | 2,200 | $292,000 | thousands by filing date | put |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 6,800 | $292,000 | thousands by filing date | call |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 26,007 | $292,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 16,000 | $292,000 | thousands by filing date | put |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 13,725 | $292,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 64,800 | $291,000 | thousands by filing date | call |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 11,428 | $291,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 9,100 | $290,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 15,500 | $290,000 | thousands by filing date | put |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 6,400 | $289,000 | thousands by filing date | call |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 5,500 | $289,000 | thousands by filing date | call |
| IRON MTN INC DEL COM | 46284V101 | REIT | 7,400 | $288,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-17-000722 | this filing | 2017-11-14 | acceptance time not in the bulk data set |