13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 6,626 holding rows worth $408,331,835,000.
- Accession
- 0000769993-17-000722
- Filer
- CIK 886982
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 11,518 entries on the cover page, a total value of $408,331,835,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $408,331,835,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PJT PARTNERS INC | 69343T107 | COM CL A | 7,530 | $288,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 5,080 | $288,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 10,843 | $288,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 28,102 | $287,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 64,000 | $287,000 | thousands by filing date | put |
| QAD INC-A | 74727D306 | CL A | 8,348 | $287,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 23,500 | $286,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 6,703 | $285,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 16,802 | $285,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 8,410 | $284,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 8,355 | $284,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 7,931 | $283,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 103,716 | $283,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 42,828 | $283,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 11,602 | $283,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 5,600 | $282,000 | thousands by filing date | put |
| CHART INDS INC | 16115Q308 | COM | 7,200 | $282,000 | thousands by filing date | call |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 2,500 | $282,000 | thousands by filing date | put |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 4,985 | $282,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 8,500 | $282,000 | thousands by filing date | call |
| Rithm Property Trust Inc | 38983D300 | REIT | 19,980 | $282,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 23,421 | $282,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 13,300 | $282,000 | thousands by filing date | call |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 20,919 | $282,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 18,743 | $280,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 3,430 | $280,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,482 | $279,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 3,900 | $279,000 | thousands by filing date | call |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 10,500 | $279,000 | thousands by filing date | put |
| PROSHARES TR | 74348A368 | ULTRASHORT INDL | 14,536 | $279,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 101,524 | $279,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 31,400 | $278,000 | thousands by filing date | put |
| PROSHARES SHORT BASIC MAT | 74347X559 | COM | 14,802 | $278,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 9,420 | $278,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 122,000 | $278,000 | thousands by filing date | principal |
| VERISIGN INC COM | 92343E102 | Stock | 2,600 | $277,000 | thousands by filing date | call |
| CAVIUM INC | 14964U108 | COM | 4,200 | $277,000 | thousands by filing date | put |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,000 | $276,000 | thousands by filing date | put |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 5,351 | $274,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 40,000 | $274,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 72,834 | $274,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 72,055 | $274,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 4,600 | $272,000 | thousands by filing date | put |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 4,600 | $272,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 4,000 | $272,000 | thousands by filing date | put |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 24,602 | $272,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 16,100 | $271,000 | thousands by filing date | call |
| CITIZENS INC | 174740100 | COMMON STOCK | 36,872 | $271,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 58,800 | $270,000 | thousands by filing date | put |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 10,697 | $270,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 8,313 | $269,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 27,273 | $269,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 7,124 | $269,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 10,400 | $269,000 | thousands by filing date | put |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 5,200 | $268,000 | thousands by filing date | call |
| ATKORE INC | 047649108 | COMMON STOCK | 13,751 | $268,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 30,000 | $268,000 | thousands by filing date | put |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 4,500 | $268,000 | thousands by filing date | call |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 5,900 | $267,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 4,079 | $267,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 15,917 | $267,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 280,028 | $266,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,900 | $265,000 | thousands by filing date | call |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 15,237 | $265,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 5,233 | $265,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 3,200 | $264,000 | thousands by filing date | put |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 21,008 | $264,000 | thousands by filing date | |
| PROSHARES ULTRASHORT CONSUMER SERVICES | 74348A236 | ETF | 9,017 | $264,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 120,686 | $263,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 17,198 | $263,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 15,293 | $263,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 2,600 | $263,000 | thousands by filing date | put |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 15,300 | $263,000 | thousands by filing date | call |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 46,205 | $263,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 22,474 | $262,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 25,000 | $262,000 | thousands by filing date | put |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 6,100 | $262,000 | thousands by filing date | put |
| MIND C T I LTD | M70240102 | ORD | 100,879 | $261,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 28,692 | $260,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 28,436 | $260,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 19,044 | $259,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 117,500 | $259,000 | thousands by filing date | call |
| ROSETTA STONE INC | 777780107 | COM | 25,336 | $259,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 7,071 | $258,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 21,727 | $257,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 43,628 | $257,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 35,000 | $257,000 | thousands by filing date | put |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 50,800 | $257,000 | thousands by filing date | call |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 16,790 | $256,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 5,120 | $256,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 29,084 | $255,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 26,300 | $255,000 | thousands by filing date | put |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 11,714 | $255,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 6,800 | $255,000 | thousands by filing date | put |
| PPL CORP COM | 69351T106 | Stock | 6,700 | $254,000 | thousands by filing date | put |
| AECOM COM | 00766T100 | Stock | 6,900 | $254,000 | thousands by filing date | call |
| CA INC COM | 12673P105 | COM | 7,600 | $254,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 7,800 | $253,000 | thousands by filing date | put |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,400 | $253,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 19,200 | $253,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 61,200 | $252,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 6,235 | $252,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 13,123 | $252,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 27,100 | $252,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 13,107 | $252,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 16,209 | $251,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 21,689 | $251,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 13,400 | $250,000 | thousands by filing date | put |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 5,472 | $250,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 713,100 | $250,000 | thousands by filing date | put |
| KADMON HLDGS INC | 48283N106 | COM | 74,758 | $250,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 129,813 | $249,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 8,395 | $248,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 27,537 | $248,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 61,321 | $248,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 46,361 | $246,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 112,000 | $246,000 | thousands by filing date | put |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 29,276 | $246,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 214,000 | $246,000 | thousands by filing date | principal |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 7,488 | $245,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 3,800 | $244,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,800 | $244,000 | thousands by filing date | put |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 11,042 | $244,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 48,276 | $244,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 4,600 | $243,000 | thousands by filing date | call |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 5,100 | $243,000 | thousands by filing date | call |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 13,100 | $243,000 | thousands by filing date | call |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 55,964 | $243,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 10,589 | $242,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,500 | $242,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 3,973 | $242,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 17,400 | $242,000 | thousands by filing date | put |
| IFRESH INC | 449538107 | COM | 20,067 | $242,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 16,200 | $241,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 33,433 | $241,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 22,875 | $241,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 15,564 | $241,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 26,100 | $240,000 | thousands by filing date | put |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 18,186 | $240,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 6,200 | $240,000 | thousands by filing date | call |
| Lincoln National Corporat | 524901105 | COM | 6,100 | $240,000 | thousands by filing date | call |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 7,491 | $240,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 68,700 | $240,000 | thousands by filing date | put |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 16,421 | $240,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 28,165 | $239,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 10,285 | $239,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 14,500 | $238,000 | thousands by filing date | call |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 4,163 | $238,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 6,312 | $238,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 41,271 | $237,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 43,258 | $237,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 67,452 | $236,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 23,833 | $236,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 20,048 | $236,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 56,000 | $235,000 | thousands by filing date | put |
| EXA CORP | 300614500 | COM | 9,736 | $235,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 4,119 | $234,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 3,200 | $234,000 | thousands by filing date | put |
| VERITEX HLDGS INC | 923451108 | COM | 8,689 | $234,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 11,544 | $233,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 7,800 | $232,000 | thousands by filing date | call |
| READING INTL INC | 755408101 | CL A | 14,751 | $232,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 36,263 | $232,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,800 | $231,000 | thousands by filing date | call |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 4,615 | $231,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 12,290 | $231,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 100,985 | $231,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 161,358 | $231,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 70,630 | $230,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 2,400 | $229,000 | thousands by filing date | put |
| AGCO CORP | 001084102 | COM | 3,100 | $229,000 | thousands by filing date | put |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 10,451 | $229,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 8,893 | $228,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 25,700 | $228,000 | thousands by filing date | put |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 29,505 | $228,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 13,596 | $228,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 36,759 | $227,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 23,731 | $227,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 20,828 | $226,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 10,390 | $226,000 | thousands by filing date | put |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 292,517 | $225,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 1,900 | $224,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 21,600 | $224,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 6,900 | $224,000 | thousands by filing date | call |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 7,002 | $224,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 10,616 | $224,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 900 | $223,000 | thousands by filing date | call |
| EMCORE CORP | 290846203 | COM | 27,183 | $223,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 4,800 | $222,000 | thousands by filing date | call |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 16,290 | $222,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 2,500 | $222,000 | thousands by filing date | call |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 221,000 | $222,000 | thousands by filing date | principal |
| NOKIA CORP | 654902204 | SPONSORED ADR | 36,900 | $221,000 | thousands by filing date | call |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 2,989 | $221,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 2,000 | $220,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 10,090 | $219,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 39,138 | $218,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 11,762 | $218,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 5,400 | $217,000 | thousands by filing date | call |
| ISHARES TR | 46432F834 | COM | 3,539 | $216,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 5,500 | $216,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 49,609 | $216,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 30,900 | $216,000 | thousands by filing date | call |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 8,811 | $215,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 26,500 | $215,000 | thousands by filing date | call |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 5,663 | $215,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 12,496 | $215,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 4,200 | $214,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 45,848 | $214,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 1,600 | $213,000 | thousands by filing date | put |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 9,900 | $213,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 19,136 | $213,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 15,817 | $213,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 9,900 | $212,000 | thousands by filing date | put |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 2,400 | $212,000 | thousands by filing date | put |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 3,700 | $212,000 | thousands by filing date | call |
| CYBEROPTICS CORP COM | 232517102 | Stock | 13,049 | $212,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 12,679 | $212,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 15,800 | $211,000 | thousands by filing date | call |
| RE MAX HLDGS INC | 75524W108 | CL A | 3,300 | $210,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 3,736 | $210,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 27,636 | $210,000 | thousands by filing date | |
| Deutsch Bank Ag | 251525AN1 | bond | 200,000 | $210,000 | thousands by filing date | principal |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 8,385 | $209,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 5,879 | $208,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 13,094 | $208,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 57,100 | $207,000 | thousands by filing date | put |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 8,306 | $207,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 12,500 | $207,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 107,107 | $207,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 900 | $206,000 | thousands by filing date | put |
| M.D.C. HOLDINGS INC | 552676108 | COM | 6,200 | $206,000 | thousands by filing date | put |
| BAR HBR BANKSHARES | 066849100 | COM | 6,537 | $205,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 26,862 | $205,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 6,642 | $205,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 14,369 | $205,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,100 | $204,000 | thousands by filing date | put |
| ORCHID IS CAP INC | 68571X103 | COM | 20,045 | $204,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 11,549 | $204,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 1,361 | $203,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 35,300 | $203,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 9,000 | $203,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 28,600 | $203,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 103,849 | $203,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 7,571 | $203,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 50,000 | $203,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 7,100 | $202,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 53,400 | $202,000 | thousands by filing date | put |
| XBIOTECH INC | 98400H102 | COM | 46,308 | $202,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 62,154 | $202,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 7,938 | $202,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 10,100 | $201,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 4,000 | $201,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 19,200 | $201,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 3,771 | $201,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 6,200 | $200,000 | thousands by filing date | put |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 49,755 | $200,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 5,318 | $200,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 13,346 | $200,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,900 | $199,000 | thousands by filing date | call |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 19,800 | $197,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 10,364 | $197,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 20,716 | $197,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 5,000 | $196,000 | thousands by filing date | call |
| UNIT CORP | 909218109 | COM | 9,500 | $196,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 78,500 | $195,000 | thousands by filing date | call |
| Gulfport Energy | 402635304 | COM | 13,600 | $195,000 | thousands by filing date | call |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 11,866 | $195,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,400 | $194,000 | thousands by filing date | call |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,200 | $194,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 42,700 | $194,000 | thousands by filing date | call |
| DONNELLEY R R & SONS CO | 257867200 | COM | 18,800 | $194,000 | thousands by filing date | call |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 10,473 | $193,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 42,000 | $193,000 | thousands by filing date | call |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 47,394 | $193,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 11,400 | $192,000 | thousands by filing date | put |
| PIXELWORKS INC | 72581M305 | COM NEW | 40,748 | $192,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 10,022 | $192,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 226,000 | $192,000 | thousands by filing date | principal |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,500 | $191,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,400 | $191,000 | thousands by filing date | put |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 35,000 | $191,000 | thousands by filing date | put |
| HERC HLDGS INC COM | 42704L104 | Stock | 3,866 | $190,000 | thousands by filing date | call |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 14,205 | $190,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 54,822 | $190,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 17,268 | $189,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 43,590 | $189,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 11,759 | $189,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 14,949 | $188,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 3,900 | $187,000 | thousands by filing date | call |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 3,700 | $187,000 | thousands by filing date | call |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 10,589 | $187,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 2,100 | $187,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 50,000 | $186,000 | thousands by filing date | call |
| UMH PPTYS INC | 903002103 | COM | 11,982 | $186,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 8,600 | $186,000 | thousands by filing date | call |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,500 | $185,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 15,607 | $185,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 5,811 | $185,000 | thousands by filing date | put |
| ZOES KITCHEN INC | 98979J109 | COM | 14,660 | $185,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 57,862 | $185,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 12,130 | $185,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 11,950 | $184,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 45,900 | $183,000 | thousands by filing date | put |
| TELARIA INC | 879181105 | COM | 41,865 | $183,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,200 | $182,000 | thousands by filing date | put |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 4,100 | $182,000 | thousands by filing date | put |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 18,011 | $182,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 16,000 | $182,000 | thousands by filing date | call |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 20,718 | $181,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 11,000 | $180,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 24,200 | $179,000 | thousands by filing date | put |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 16,407 | $179,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 16,777 | $179,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,200 | $178,000 | thousands by filing date | put |
| TECH DATA CORP | 878237106 | COM | 2,000 | $178,000 | thousands by filing date | put |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 9,600 | $178,000 | thousands by filing date | call |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 32,721 | $178,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 58,873 | $178,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 2,400 | $177,000 | thousands by filing date | call |
| CODEXIS INC | 192005106 | COM | 26,568 | $177,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 2,200 | $177,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 5,300 | $177,000 | thousands by filing date | call |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 4,900 | $177,000 | thousands by filing date | put |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 2,000 | $177,000 | thousands by filing date | put |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 3,400 | $176,000 | thousands by filing date | call |
| OUTFRONT MEDIA INC | 69007J106 | COM | 7,000 | $176,000 | thousands by filing date | call |
| BANK OF AMERICA CORP | 060505153 | CMN | 224,062 | $175,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,600 | $174,000 | thousands by filing date | call |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 45,123 | $174,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 20,300 | $173,000 | thousands by filing date | call |
| DRIVE SHACK INC | 262077100 | COM | 48,000 | $173,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 17,500 | $173,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 65,800 | $172,000 | thousands by filing date | put |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 34,627 | $172,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 15,646 | $172,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 14,616 | $172,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,200 | $171,000 | thousands by filing date | put |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 900 | $171,000 | thousands by filing date | put |
| UNIT CORP | 909218109 | COM | 8,300 | $171,000 | thousands by filing date | put |
| MITEL NETWORKS CORP | 60671Q104 | COM | 20,368 | $171,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 4,800 | $170,000 | thousands by filing date | call |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 15,013 | $170,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 16,149 | $170,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 35,107 | $170,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 472,785 | $170,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 61,910 | $170,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,963 | $169,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 2,100 | $169,000 | thousands by filing date | call |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 37,350 | $169,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,800 | $168,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 17,300 | $168,000 | thousands by filing date | call |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 26,893 | $168,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 10,674 | $167,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 4,200 | $167,000 | thousands by filing date | put |
| LEGGETT & PLATT INC | 524660107 | COM | 3,500 | $167,000 | thousands by filing date | call |
| EHEALTH INC | 28238P109 | COM | 7,000 | $167,000 | thousands by filing date | call |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,500 | $166,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 2,300 | $166,000 | thousands by filing date | call |
| MARCHEX INC | 56624R108 | CMN | 53,653 | $166,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 5,000 | $166,000 | thousands by filing date | call |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 57,200 | $166,000 | thousands by filing date | put |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,500 | $165,000 | thousands by filing date | put |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 2,200 | $165,000 | thousands by filing date | call |
| MEDICINOVA INC | 58468P206 | COM NEW | 25,863 | $165,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 69,512 | $165,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 9,600 | $165,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 72,231 | $165,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 3,800 | $165,000 | thousands by filing date | put |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 14,063 | $163,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 29,096 | $163,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 3,900 | $162,000 | thousands by filing date | call |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 2,500 | $162,000 | thousands by filing date | put |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 8,600 | $162,000 | thousands by filing date | put |
| CORIUM INTL INC | 21887L107 | COM | 14,582 | $162,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 41,886 | $161,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 2,300 | $161,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 7,400 | $160,000 | thousands by filing date | put |
| ALIMERA SCIENCES INC | 016259103 | COM | 118,859 | $160,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 11,000 | $160,000 | thousands by filing date | put |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 158,000 | $159,000 | thousands by filing date | principal |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 332,232 | $159,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 11,282 | $159,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,300 | $158,000 | thousands by filing date | put |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 17,300 | $158,000 | thousands by filing date | put |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 4,884 | $157,000 | thousands by filing date | call |
| VERSARTIS INC | 92529L102 | COM | 64,042 | $157,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 63,100 | $156,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 26,900 | $155,000 | thousands by filing date | put |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 15,053 | $155,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 121,000 | $154,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 111,000 | $154,000 | thousands by filing date | principal |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 4,550 | $152,000 | thousands by filing date | put |
| SL GREEN REALTY CORP | 78440X101 | COM | 1,500 | $152,000 | thousands by filing date | call |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 33,834 | $151,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 135,221 | $149,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,200 | $148,000 | thousands by filing date | call |
| AMDOCS LTD | G02602103 | SHS | 2,300 | $148,000 | thousands by filing date | call |
| LEGGETT & PLATT INC | 524660107 | COM | 3,100 | $148,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 1,400 | $148,000 | thousands by filing date | put |
| STRAYER ED INC | 863236105 | COM | 1,700 | $148,000 | thousands by filing date | put |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 10,465 | $147,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 12,000 | $147,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 190,000 | $147,000 | thousands by filing date | principal |
| LA QUINTA HLDGS INC | 50420D108 | COM | 8,400 | $147,000 | thousands by filing date | call |
| PAVMED INC | 70387R106 | COM | 26,905 | $146,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 4,400 | $145,000 | thousands by filing date | put |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 15,789 | $145,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 4,700 | $145,000 | thousands by filing date | call |
| CADIZ INC | 127537207 | COM NEW | 11,305 | $144,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 2,900 | $144,000 | thousands by filing date | call |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 2,300 | $144,000 | thousands by filing date | put |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 94,605 | $144,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 8,300 | $143,000 | thousands by filing date | put |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 14,465 | $143,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 27,942 | $143,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 15,200 | $143,000 | thousands by filing date | put |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 15,994 | $142,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 10,463 | $142,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 28,140 | $142,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 12,540 | $142,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 1,600 | $142,000 | thousands by filing date | call |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 143,000 | $142,000 | thousands by filing date | principal |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 14,000 | $141,000 | thousands by filing date | call |
| VANTIV INC | 92210H105 | CL A | 2,000 | $141,000 | thousands by filing date | put |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 16,821 | $141,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 4,300 | $141,000 | thousands by filing date | put |
| CRH MEDICAL CORP | 12626F105 | COM | 54,317 | $141,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 1,400 | $140,000 | thousands by filing date | put |
| GARRISON CAP INC | 366554103 | COM | 16,589 | $140,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 59,521 | $140,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 17,140 | $139,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 16,273 | $138,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 11,179 | $138,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 32,941 | $138,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 6,900 | $137,000 | thousands by filing date | put |
| YEXT INC | 98585N106 | COM | 10,287 | $137,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 20,625 | $137,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,100 | $137,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 4,300 | $137,000 | thousands by filing date | call |
| HIVE | 007786106 | Stock | 33,611 | $137,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 2,400 | $137,000 | thousands by filing date | call |
| R1 RCM INC | 749397105 | COM | 36,998 | $137,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 14,423 | $136,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 5,115 | $136,000 | thousands by filing date | call |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 25,271 | $136,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 109,348 | $136,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 21,666 | $136,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 19,375 | $136,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 13,694 | $136,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 6,800 | $135,000 | thousands by filing date | call |
| PATTERSON COS INC | 703395103 | COM | 3,500 | $135,000 | thousands by filing date | put |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 3,500 | $135,000 | thousands by filing date | call |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 4,400 | $135,000 | thousands by filing date | put |
| MVC CAPITAL INC | 553829102 | COM | 13,288 | $133,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 1,900 | $132,000 | thousands by filing date | call |
| BAXTER INTL INC | 071813109 | COM | 2,100 | $132,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 8,400 | $132,000 | thousands by filing date | put |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 2,200 | $131,000 | thousands by filing date | put |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 115,000 | $131,000 | thousands by filing date | principal |
| TECHTARGET INC | 87874R100 | COM | 10,903 | $130,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 39,724 | $130,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 9,800 | $130,000 | thousands by filing date | call |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 3,200 | $128,000 | thousands by filing date | put |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 4,500 | $128,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 20,200 | $128,000 | thousands by filing date | call |
| VIVEVE MED INC | 92852W204 | COM NEW | 24,417 | $128,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 23,275 | $127,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 13,351 | $125,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 138,998 | $125,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 6,300 | $125,000 | thousands by filing date | call |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 29,350 | $125,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F119 | ETN DJUBS NCKL37 | 10,000 | $125,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 1,600 | $124,000 | thousands by filing date | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 27,297 | $124,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 140,908 | $124,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 27,453 | $124,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 3,600 | $123,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 47,200 | $123,000 | thousands by filing date | call |
| Viewra, Inc | 92672L107 | COM | 21,378 | $123,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 123,811 | $123,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 8,900 | $123,000 | thousands by filing date | put |
| GODADDY INC CL A | 380237107 | Stock | 2,800 | $122,000 | thousands by filing date | put |
| COVANTA HLDG CORP | 22282E102 | COM | 8,200 | $122,000 | thousands by filing date | put |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 13,316 | $122,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 69,905 | $122,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 5,700 | $122,000 | thousands by filing date | call |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 2,900 | $121,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232102 | COM | 4,600 | $121,000 | thousands by filing date | call |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 17,085 | $121,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 9,307 | $121,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 18,032 | $119,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 7,000 | $118,000 | thousands by filing date | put |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 16,907 | $118,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 26,920 | $118,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 1,900 | $117,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 66,347 | $117,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 12,303 | $117,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 2,000 | $116,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 3,100 | $116,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-17-000722 | this filing | 2017-11-14 | acceptance time not in the bulk data set |