13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 6,626 holding rows worth $408,331,835,000.
- Accession
- 0000769993-17-000722
- Filer
- CIK 886982
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 11,518 entries on the cover page, a total value of $408,331,835,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $408,331,835,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 13,400 | $116,000 | thousands by filing date | put |
| Bowater Inc | 09066L105 | COMMON STOCKS | 40,716 | $116,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 41,977 | $116,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 117,000 | $116,000 | thousands by filing date | principal |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 45,568 | $115,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 500 | $114,000 | thousands by filing date | call |
| DSW INC-CLASS A | 23334L102 | CL A | 5,300 | $114,000 | thousands by filing date | call |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 600 | $114,000 | thousands by filing date | call |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 2,100 | $114,000 | thousands by filing date | call |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 18,663 | $113,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 1,400 | $112,000 | thousands by filing date | call |
| COSAN LTD | G25343107 | SHS A | 13,800 | $112,000 | thousands by filing date | put |
| INTERXION HOLDING N.V | N47279109 | SHS | 2,200 | $112,000 | thousands by filing date | put |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 16,051 | $112,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 10,136 | $112,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 43,996 | $112,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 10,400 | $111,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 14,182 | $111,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 2,600 | $111,000 | thousands by filing date | call |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 88,418 | $111,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 11,310 | $110,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 16,200 | $110,000 | thousands by filing date | put |
| AQUA METALS INC | 03837J101 | COM | 16,115 | $110,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 1,400 | $110,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 262,066 | $109,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 23,096 | $109,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 12,666 | $108,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 14,943 | $108,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 2,700 | $108,000 | thousands by filing date | call |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 12,244 | $108,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 37,512 | $108,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 16,299 | $108,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 74,252 | $108,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 1,716 | $107,000 | thousands by filing date | put |
| RAPID7 INC COM | 753422104 | Stock | 6,100 | $107,000 | thousands by filing date | call |
| DSW INC-CLASS A | 23334L102 | CL A | 5,000 | $107,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 150,000 | $107,000 | thousands by filing date | principal |
| SOTHERLY HOTELS INC | 83600C103 | COM | 18,178 | $107,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 12,491 | $107,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 53,503 | $107,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 2,100 | $106,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 38,214 | $106,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 2,200 | $106,000 | thousands by filing date | call |
| GOLD STD VENTURES CORP | 380738104 | COM | 65,603 | $106,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 2,800 | $105,000 | thousands by filing date | call |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 6,700 | $105,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 26,071 | $105,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 3,190 | $105,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,900 | $103,000 | thousands by filing date | put |
| REVVITY INC | 714046109 | COM | 1,500 | $103,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 29,600 | $102,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 14,300 | $102,000 | thousands by filing date | put |
| EXONE CO | 302104104 | COM | 8,966 | $102,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 7,200 | $101,000 | thousands by filing date | put |
| XPERI CORP | 98421B100 | COM | 4,000 | $101,000 | thousands by filing date | call |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 82,933 | $101,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 4,200 | $100,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 3,700 | $100,000 | thousands by filing date | put |
| VARIAN MED SYS INC | 92220P105 | COM | 1,000 | $100,000 | thousands by filing date | call |
| ATWOOD OCEANICS INC | 050095108 | COM | 10,700 | $100,000 | thousands by filing date | call |
| TREX CO INC | 89531P105 | COM | 1,100 | $99,000 | thousands by filing date | call |
| TIVO CORP | 88870P106 | COM | 5,000 | $99,000 | thousands by filing date | put |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 5,800 | $99,000 | thousands by filing date | put |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 74,395 | $99,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 18,828 | $99,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 1,600 | $98,000 | thousands by filing date | put |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,100 | $98,000 | thousands by filing date | call |
| UNUM GROUP COM | 91529Y106 | Stock | 1,900 | $97,000 | thousands by filing date | put |
| SYNOPSYS INC COM | 871607107 | Stock | 1,200 | $97,000 | thousands by filing date | call |
| TEGNA INC COM | 87901J105 | Stock | 7,300 | $97,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 22,200 | $97,000 | thousands by filing date | put |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 15,400 | $97,000 | thousands by filing date | put |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 80,000 | $97,000 | thousands by filing date | principal |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,200 | $96,000 | thousands by filing date | call |
| BEMIS INC | 081437105 | COM | 2,100 | $96,000 | thousands by filing date | put |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 15,872 | $96,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 9,100 | $95,000 | thousands by filing date | put |
| KEY TRONIC CORP | 493144109 | COM | 13,163 | $95,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 29,535 | $95,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 1,800 | $94,000 | thousands by filing date | put |
| RED LION HOTELS CORP | 756764106 | COM | 10,843 | $94,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 2,400 | $93,000 | thousands by filing date | put |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 2,100 | $93,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 11,365 | $93,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 24,541 | $93,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 13,298 | $93,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 23,981 | $92,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 5,300 | $91,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F302 | COM SER C | 4,500 | $91,000 | thousands by filing date | call |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 7,500 | $91,000 | thousands by filing date | put |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 28,114 | $91,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 26,435 | $91,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 21,603 | $91,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 2,300 | $90,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 7,400 | $90,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 87,688 | $90,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 12,500 | $90,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 21,400 | $90,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 18,915 | $89,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 16,018 | $89,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 11,081 | $88,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 2,100 | $88,000 | thousands by filing date | call |
| CINTAS CORP COM | 172908105 | Stock | 600 | $87,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 47,800 | $87,000 | thousands by filing date | put |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 10,780 | $87,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 3,100 | $87,000 | thousands by filing date | put |
| TRUECAR INC | 89785L107 | COM | 5,500 | $87,000 | thousands by filing date | call |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 80,000 | $87,000 | thousands by filing date | principal |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 600 | $86,000 | thousands by filing date | call |
| CAVIUM INC | 14964U108 | COM | 1,300 | $86,000 | thousands by filing date | call |
| STEIN MART INC | 858375108 | COM | 65,837 | $86,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 4,000 | $86,000 | thousands by filing date | put |
| AMPHENOL CORP NEW | 032095101 | COM | 1,000 | $85,000 | thousands by filing date | put |
| Boston Scientific Corporation | 101137107 | COM | 2,900 | $85,000 | thousands by filing date | put |
| ASHLAND INC | 044186104 | COM | 1,300 | $85,000 | thousands by filing date | put |
| CONDUENT INC | 206787103 | COM | 5,440 | $85,000 | thousands by filing date | call |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 2,200 | $85,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 8,200 | $85,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 14,943 | $85,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,000 | $84,000 | thousands by filing date | put |
| VALVOLINE INC COM | 92047W101 | Stock | 3,562 | $84,000 | thousands by filing date | put |
| ATOMERA INC | 04965B100 | COMMON STOCK | 21,525 | $84,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 14,045 | $84,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 16,345 | $83,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 21,884 | $82,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 1,000 | $81,000 | thousands by filing date | put |
| TECNOGLASS INC | G87264100 | ORD SHS | 12,051 | $81,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 2,500 | $81,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 24,800 | $81,000 | thousands by filing date | call |
| Janus Capital | 47102XAH8 | CONV | 52,000 | $81,000 | thousands by filing date | principal |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 30,444 | $81,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 1,100 | $80,000 | thousands by filing date | call |
| DESTINATION XL GROUP INC | 25065K104 | COM | 42,071 | $80,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 4,300 | $80,000 | thousands by filing date | put |
| COMPUTER TASK GROUP INC | 205477102 | COM | 14,886 | $80,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 18,700 | $80,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 2,200 | $79,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 4,400 | $79,000 | thousands by filing date | put |
| AARONS INC | 002535300 | COM PAR $0.50 | 1,800 | $79,000 | thousands by filing date | call |
| LIQUIDITY SVCS INC | 53635B107 | COM | 13,400 | $79,000 | thousands by filing date | put |
| UNISYS CORP | 909214306 | COMMON STOCK | 9,300 | $79,000 | thousands by filing date | put |
| QUALITY SYS INC | 747582104 | COM | 5,000 | $79,000 | thousands by filing date | call |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 27,400 | $79,000 | thousands by filing date | put |
| FORTIVE CORP COM | 34959J108 | Stock | 1,100 | $78,000 | thousands by filing date | put |
| CEMPRA INC | 15130J109 | COM | 23,900 | $78,000 | thousands by filing date | call |
| INVESCO LTD SHS | G491BT108 | Stock | 2,200 | $77,000 | thousands by filing date | put |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 9,200 | $77,000 | thousands by filing date | put |
| MRC GLOBAL INC | 55345K103 | COM | 4,400 | $77,000 | thousands by filing date | put |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 10,997 | $77,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 5,600 | $76,000 | thousands by filing date | call |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 17,400 | $76,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 500 | $75,000 | thousands by filing date | call |
| AMEREN CORP COM | 023608102 | Stock | 1,300 | $75,000 | thousands by filing date | call |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 2,200 | $75,000 | thousands by filing date | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 20,700 | $75,000 | thousands by filing date | call |
| HEXCEL CORP NEW | 428291108 | COM | 1,300 | $75,000 | thousands by filing date | put |
| WESTLAKE CORPORATION | 960413102 | COM | 900 | $75,000 | thousands by filing date | put |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 2,100 | $74,000 | thousands by filing date | call |
| ARCIMOTO INC | 039587100 | COM | 15,000 | $74,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 25,600 | $74,000 | thousands by filing date | call |
| DOVER CORP COM | 260003108 | Stock | 800 | $73,000 | thousands by filing date | put |
| LENDINGTREE INC | 52603B107 | COM | 300 | $73,000 | thousands by filing date | put |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 6,500 | $72,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 4,800 | $72,000 | thousands by filing date | call |
| ADTRAN INC | 00738A106 | COMMON STOCK | 3,000 | $72,000 | thousands by filing date | put |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 5,800 | $72,000 | thousands by filing date | put |
| Real Industry Inc | 75601w104 | CS | 39,885 | $72,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 6,400 | $71,000 | thousands by filing date | call |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 12,553 | $71,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 2,200 | $71,000 | thousands by filing date | call |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 10,045 | $71,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 71,000 | $71,000 | thousands by filing date | principal |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 11,261 | $70,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 14,965 | $70,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 3,800 | $70,000 | thousands by filing date | put |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25490K745 | Common Stocks | 15,300 | $70,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 20,461 | $70,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 900 | $69,000 | thousands by filing date | put |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 1,100 | $69,000 | thousands by filing date | call |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 29,544 | $69,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 14,642 | $69,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 28,223 | $69,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 15,593 | $69,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 6,600 | $68,000 | thousands by filing date | put |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 4,400 | $68,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 35,000 | $68,000 | thousands by filing date | call |
| CIMPRESS N V | N20146101 | SHS EURO | 700 | $68,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 35,000 | $68,000 | thousands by filing date | call |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 2,000 | $67,000 | thousands by filing date | put |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 10,700 | $67,000 | thousands by filing date | call |
| AFFIMED N V | N01045108 | COM | 29,904 | $67,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X204 | COM NEW | 26,623 | $67,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 10,425 | $66,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 5,500 | $66,000 | thousands by filing date | call |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 5,975 | $66,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 11,443 | $65,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 8,400 | $65,000 | thousands by filing date | call |
| PARTY CITY HOLDCO INC | 702149105 | COM | 4,800 | $65,000 | thousands by filing date | put |
| VERADIGM INC | 01988P108 | COMMON STOCK | 4,500 | $64,000 | thousands by filing date | put |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 20,508 | $64,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 12,717 | $64,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 34,500 | $63,000 | thousands by filing date | call |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 557 | $63,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 14,379 | $63,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 14,100 | $62,000 | thousands by filing date | call |
| PLANET PAYMENT INC | U72603118 | SHS | 14,500 | $62,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 10,100 | $61,000 | thousands by filing date | call |
| REVEN HSG REIT INC | 761378207 | COM NEW | 13,019 | $61,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 3,400 | $60,000 | thousands by filing date | put |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 42,838 | $60,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 4,796 | $60,000 | thousands by filing date | put |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 11,295 | $60,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 4,300 | $60,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 9,900 | $59,000 | thousands by filing date | put |
| ALIO GOLD INC | 01627X108 | COM | 13,300 | $59,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 11,400 | $59,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 5,300 | $58,000 | thousands by filing date | put |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 12,639 | $58,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 2,600 | $58,000 | thousands by filing date | call |
| VERADIGM INC | 01988P108 | COMMON STOCK | 4,100 | $58,000 | thousands by filing date | call |
| FTI CONSULTING INC | 302941109 | COM | 1,600 | $57,000 | thousands by filing date | put |
| HEXCEL CORP NEW | 428291108 | COM | 1,000 | $57,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 15,247 | $57,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 2,000 | $57,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 47,000 | $57,000 | thousands by filing date | principal |
| CNH INDL N V SHS | N20944109 | Stock | 4,700 | $56,000 | thousands by filing date | call |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 16,260 | $56,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 2,900 | $56,000 | thousands by filing date | call |
| INTERXION HOLDING N.V | N47279109 | SHS | 1,100 | $56,000 | thousands by filing date | call |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 10,313 | $56,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 11,435 | $56,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 12,429 | $56,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 5,000 | $56,000 | thousands by filing date | put |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 57,864 | $55,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 9,600 | $55,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 5,100 | $54,000 | thousands by filing date | call |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 1,900 | $54,000 | thousands by filing date | call |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 300 | $54,000 | thousands by filing date | call |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 12,077 | $54,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 11,956 | $54,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 1,700 | $54,000 | thousands by filing date | put |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 12,147 | $54,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,400 | $53,000 | thousands by filing date | put |
| SEMTECH CORP COM | 816850101 | Stock | 1,400 | $53,000 | thousands by filing date | put |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 13,931 | $53,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 3,900 | $53,000 | thousands by filing date | call |
| CONTRAFECT CORP | 212326102 | COM | 47,771 | $53,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 1,000 | $52,000 | thousands by filing date | call |
| CUBESMART COM | 229663109 | REIT | 2,000 | $52,000 | thousands by filing date | call |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 400 | $52,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 13,428 | $52,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 500 | $51,000 | thousands by filing date | call |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 3,500 | $51,000 | thousands by filing date | put |
| ARRIS INTL INC SHS | G0551A103 | SHS | 1,800 | $51,000 | thousands by filing date | put |
| CARRIZO OIL & GAS INC | 144577103 | COM | 2,900 | $50,000 | thousands by filing date | put |
| EASTSIDE DISTILLING INC | 277802302 | COM | 12,590 | $50,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 11,716 | $49,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 15,661 | $49,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 700 | $48,000 | thousands by filing date | put |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 1,600 | $48,000 | thousands by filing date | call |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 42,111 | $48,000 | thousands by filing date | |
| Yogaworks, Inc. | 986005106 | com | 17,234 | $48,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C309 | COM | 16,953 | $48,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 600 | $47,000 | thousands by filing date | put |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 1,500 | $47,000 | thousands by filing date | call |
| ZOES KITCHEN INC | 98979J109 | COM | 3,700 | $47,000 | thousands by filing date | call |
| MCDERMOTT INTL INC | 580037109 | COM | 6,400 | $47,000 | thousands by filing date | put |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 101,865 | $47,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 1,700 | $46,000 | thousands by filing date | call |
| CEMPRA INC | 15130J109 | COM | 14,000 | $46,000 | thousands by filing date | put |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 4,700 | $46,000 | thousands by filing date | put |
| SHIFTPIXY INC | 82452L104 | COM | 15,539 | $46,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 32,341 | $45,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 3,800 | $45,000 | thousands by filing date | put |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 58,758 | $45,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 3,600 | $45,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 13,900 | $45,000 | thousands by filing date | put |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 26,899 | $45,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 56,361 | $45,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 400 | $44,000 | thousands by filing date | put |
| ATHERSYS INC | 04744L106 | COM | 21,450 | $44,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 13,986 | $44,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 3,860 | $43,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 5,900 | $43,000 | thousands by filing date | call |
| MADDEN STEVEN LTD | 556269108 | COM | 1,000 | $43,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 2,600 | $43,000 | thousands by filing date | put |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 3,147 | $43,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 15,774 | $43,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 10,862 | $43,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,800 | $42,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 7,400 | $42,000 | thousands by filing date | put |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 42,000 | $42,000 | thousands by filing date | principal |
| SPX FLOW INC COM | 78469X107 | Stock | 1,100 | $42,000 | thousands by filing date | put |
| RETROPHIN INC | 761299106 | COM | 1,700 | $42,000 | thousands by filing date | put |
| NOBILIS HEALTH CORP | 65500B103 | COM | 27,889 | $42,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 11,982 | $42,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 12,412 | $42,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 16,504 | $41,000 | thousands by filing date | |
| COBALT INTL ENERGY | 19075F304 | COM | 28,757 | $41,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 11,203 | $41,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 115,542 | $41,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 500 | $40,000 | thousands by filing date | put |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 5,100 | $40,000 | thousands by filing date | put |
| CRANE CO | 224399105 | COM | 500 | $40,000 | thousands by filing date | put |
| OUTFRONT MEDIA INC | 69007J106 | COM | 1,600 | $40,000 | thousands by filing date | put |
| Veru Inc | 92536C103 | Common Stock | 14,916 | $40,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,800 | $39,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232102 | COM | 1,500 | $39,000 | thousands by filing date | put |
| KBR INC COM | 48242W106 | Stock | 2,200 | $39,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 1,400 | $39,000 | thousands by filing date | put |
| CIMPRESS N V | N20146101 | SHS EURO | 400 | $39,000 | thousands by filing date | call |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 47,516 | $39,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO | 82900L110 | *W EXP 07/07/202 | 16,359 | $39,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 1,900 | $38,000 | thousands by filing date | put |
| SABRE CORP COM | 78573M104 | Stock | 2,100 | $38,000 | thousands by filing date | put |
| XPERI CORP | 98421B100 | COM | 1,500 | $38,000 | thousands by filing date | put |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 2,200 | $38,000 | thousands by filing date | call |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 800 | $38,000 | thousands by filing date | call |
| BANK OF THE OZARKS | 063904106 | COM | 800 | $38,000 | thousands by filing date | put |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 17,000 | $38,000 | thousands by filing date | principal |
| WORLD KINECT CORPORATION | 981475106 | COM | 1,100 | $37,000 | thousands by filing date | call |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 900 | $37,000 | thousands by filing date | put |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 22,217 | $37,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q403 | COM PAR | 12,808 | $37,000 | thousands by filing date | |
| PRECIPIO INC | 74019L107 | COM | 16,996 | $37,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 17,336 | $37,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748206 | COM NEW | 22,083 | $37,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 600 | $36,000 | thousands by filing date | call |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 16,200 | $36,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 11,574 | $36,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 3,200 | $36,000 | thousands by filing date | put |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 400 | $36,000 | thousands by filing date | call |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 300 | $35,000 | thousands by filing date | call |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,200 | $35,000 | thousands by filing date | put |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 700 | $35,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 7,500 | $35,000 | thousands by filing date | call |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 15,548 | $35,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 7,700 | $34,000 | thousands by filing date | put |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 300 | $34,000 | thousands by filing date | put |
| UQM TECHNOLOGIES INC | 903213106 | COM | 29,209 | $34,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 700 | $33,000 | thousands by filing date | call |
| NEWS CORP NEW CL A | 65249B109 | Stock | 2,500 | $33,000 | thousands by filing date | put |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 300 | $33,000 | thousands by filing date | put |
| NEVSUN RES LTD | 64156L101 | COM | 15,325 | $33,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 2,300 | $33,000 | thousands by filing date | call |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 28,752 | $33,000 | thousands by filing date | |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 18,945 | $33,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 900 | $32,000 | thousands by filing date | put |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 500 | $32,000 | thousands by filing date | put |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,100 | $32,000 | thousands by filing date | call |
| BARD C R INC | 067383109 | COM | 100 | $32,000 | thousands by filing date | put |
| RADIAN GROUP INC | 750236AK7 | BOND | 20,000 | $32,000 | thousands by filing date | principal |
| EDISON INTL COM | 281020107 | Stock | 400 | $31,000 | thousands by filing date | call |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 20,451 | $31,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 20,057 | $31,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 12,309 | $31,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 2,500 | $31,000 | thousands by filing date | put |
| HUDSON GLOBAL INC | 443787106 | COM | 20,951 | $31,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 26,200 | $31,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 10,861 | $31,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 88,800 | $31,000 | thousands by filing date | call |
| iShares U.S. Technology ETF | 464287721 | SHS | 200 | $30,000 | thousands by filing date | put |
| SEMTECH CORP COM | 816850101 | Stock | 800 | $30,000 | thousands by filing date | call |
| COMMVAULT SYS INC COM | 204166102 | Stock | 500 | $30,000 | thousands by filing date | call |
| TERADATA CORP DEL | 88076W103 | COM | 900 | $30,000 | thousands by filing date | put |
| CARS COM INC | 14575E105 | COM | 1,122 | $30,000 | thousands by filing date | put |
| DNOW INC | 67011P100 | COMMON STOCK | 2,200 | $30,000 | thousands by filing date | call |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 14,049 | $30,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 2,200 | $30,000 | thousands by filing date | put |
| SENESTECH INC | 81720R109 | COM | 16,233 | $30,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 5,400 | $29,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R106 | COM | 900 | $29,000 | thousands by filing date | put |
| AMC NETWORKS INC | 00164V103 | CL A | 500 | $29,000 | thousands by filing date | call |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 1,300 | $29,000 | thousands by filing date | call |
| EGALET CORP | 28226B104 | COM | 22,301 | $29,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 5,000 | $28,000 | thousands by filing date | call |
| CNO FINL GROUP INC | 12621E103 | COM | 1,200 | $28,000 | thousands by filing date | put |
| BIOLASE INC | 090911108 | COMMON STOCK | 45,773 | $28,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 18,403 | $28,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 20,924 | $28,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 28,000 | $28,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 3,700 | $27,000 | thousands by filing date | call |
| TANGER INC | 875465106 | COM | 1,100 | $27,000 | thousands by filing date | put |
| INNERWORKINGS INC | 45773Y105 | COM | 2,400 | $27,000 | thousands by filing date | call |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 18,847 | $27,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 11,673 | $27,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 3,120 | $27,000 | thousands by filing date | call |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 400 | $26,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 56,915 | $26,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 600 | $26,000 | thousands by filing date | put |
| MINDBODY INC | 60255W105 | COM CL A | 1,000 | $26,000 | thousands by filing date | call |
| VERIS RESIDENTIAL INC | 554489104 | COM | 1,100 | $26,000 | thousands by filing date | call |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 14,060 | $26,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 4,500 | $26,000 | thousands by filing date | call |
| SIGMA DESIGNS INC | 826565103 | COM | 4,200 | $26,000 | thousands by filing date | call |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 20,054 | $26,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 400 | $25,000 | thousands by filing date | put |
| BRINKS CO | 109696104 | COM | 300 | $25,000 | thousands by filing date | put |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 87,015 | $25,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 14,783 | $25,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 2,400 | $25,000 | thousands by filing date | call |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 11,233 | $25,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 11,081 | $25,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 13,257 | $25,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 24,000 | $25,000 | thousands by filing date | principal |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 200 | $24,000 | thousands by filing date | put |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 200 | $24,000 | thousands by filing date | call |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 1,100 | $24,000 | thousands by filing date | put |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 1,900 | $24,000 | thousands by filing date | put |
| SOLIGENIX INC | 834223307 | COM | 10,796 | $24,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 10,323 | $24,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 2,000 | $23,000 | thousands by filing date | put |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 364 | $23,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 5,149 | $23,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 700 | $22,000 | thousands by filing date | call |
| JAMBA INC | 47023A309 | COM NEW | 2,600 | $22,000 | thousands by filing date | call |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 2,548 | $22,000 | thousands by filing date | put |
| JAGUAR HEALTH INC | 47010C201 | COM | 112,075 | $22,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 1,800 | $21,000 | thousands by filing date | call |
| Hugoton Royalty Trust | 444717102 | COM | 11,221 | $21,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 18,968 | $21,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 10,331 | $21,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 10,036 | $21,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 4,400 | $21,000 | thousands by filing date | put |
| M.D.C. HOLDINGS INC | 552676108 | COM | 600 | $20,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 6,800 | $20,000 | thousands by filing date | call |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 1,300 | $20,000 | thousands by filing date | call |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 12,873 | $20,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 10,698 | $20,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 11,597 | $20,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 14,675 | $20,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 12,444 | $20,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 700 | $19,000 | thousands by filing date | call |
| ZOES KITCHEN INC | 98979J109 | COM | 1,500 | $19,000 | thousands by filing date | put |
| BON-TON STORES INC | 09776J101 | COM | 44,747 | $19,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 1,100 | $19,000 | thousands by filing date | call |
| SONUS NETWORKS INC | 835916503 | COM NEW | 2,500 | $19,000 | thousands by filing date | call |
| EXCO RESOURCES INC | 269279501 | COM NEW | 14,015 | $19,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES IN | 18449C500 | COM PAR NEW | 11,181 | $19,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 13,338 | $19,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 200 | $18,000 | thousands by filing date | put |
| KEARNY FINL CORP MD | 48716P108 | COM | 1,200 | $18,000 | thousands by filing date | put |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 400 | $18,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 10,100 | $18,000 | thousands by filing date | put |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 1,500 | $18,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 18,400 | $18,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 17,800 | $18,000 | thousands by filing date | call |
| AMPHENOL CORP NEW | 032095101 | COM | 200 | $17,000 | thousands by filing date | call |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 300 | $17,000 | thousands by filing date | put |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 300 | $17,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 5,600 | $17,000 | thousands by filing date | put |
| SEMGROUP CORP | 81663A105 | CL A | 600 | $17,000 | thousands by filing date | call |
| NETLIST INC | 64118P109 | COM | 23,509 | $17,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 800 | $17,000 | thousands by filing date | put |
| SPARK NETWORKS INC | 84651P100 | COM | 14,034 | $17,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 46,318 | $17,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 11,583 | $17,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 900 | $16,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 3,000 | $16,000 | thousands by filing date | call |
| ENDOCYTE INC | 29269A102 | COM | 11,261 | $16,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 28,444 | $16,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 12,065 | $16,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 18,400 | $16,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 13,792 | $16,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 16,000 | $16,000 | thousands by filing date | principal |
| RESMED INC COM | 761152107 | Stock | 200 | $15,000 | thousands by filing date | call |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 1,100 | $15,000 | thousands by filing date | put |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 200 | $15,000 | thousands by filing date | call |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 17,806 | $15,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 3,200 | $15,000 | thousands by filing date | put |
| HARTE-HANKS INC | 416196103 | COM | 14,102 | $15,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 10,618 | $15,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 35,682 | $15,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 1,100 | $15,000 | thousands by filing date | put |
| NANOVIRICIDES INC | 630087203 | COM NEW | 12,883 | $15,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 14,581 | $15,000 | thousands by filing date | |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 10,747 | $15,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 4,700 | $15,000 | thousands by filing date | call |
| CACI INTL INC CL A | 127190304 | Stock | 100 | $14,000 | thousands by filing date | put |
| ENTEGRIS INC COM | 29362U104 | Stock | 500 | $14,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 200 | $14,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 900 | $14,000 | thousands by filing date | put |
| SERVICE CORP INTL COM | 817565104 | Stock | 400 | $14,000 | thousands by filing date | put |
| CONDUENT INC | 206787103 | COM | 900 | $14,000 | thousands by filing date | put |
| COVISTA INC | 00737L103 | COM | 400 | $14,000 | thousands by filing date | call |
| WELBILT INC | 949090104 | COM | 600 | $14,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 450 | $14,000 | thousands by filing date | put |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 700 | $14,000 | thousands by filing date | call |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 1,200 | $14,000 | thousands by filing date | put |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 10,224 | $14,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 13,000 | $14,000 | thousands by filing date | principal |
| CHARLES + COLVARD LTD | 159765106 | COM | 15,797 | $14,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 11,693 | $14,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 15,084 | $14,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 27,897 | $14,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 700 | $14,000 | thousands by filing date | put |
| MOSYS INC | 619718208 | COM NEW | 14,411 | $14,000 | thousands by filing date | |
| CUMULUS MEDIA INC. | 231082603 | COM | 45,135 | $14,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 100 | $13,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 1,100 | $13,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-17-000722 | this filing | 2017-11-14 | acceptance time not in the bulk data set |