13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 6,752 holding rows worth $386,485,191,000.
- Accession
- 0000769993-17-000626
- Filer
- CIK 886982
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 11,348 entries on the cover page, a total value of $386,485,191,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $386,485,191,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK CAP INVT CORP | 092533108 | COM | 74,546 | $558,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 34,699 | $557,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 124,942 | $556,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 65,722 | $555,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 266,747 | $555,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 26,860 | $555,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 100,800 | $555,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 33,283 | $553,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 13,469 | $552,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 23,346 | $552,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 82,159 | $552,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 121,682 | $552,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 3,400 | $551,000 | thousands by filing date | call |
| Viacom Inc Cl A | 92553P102 | CL A | 14,489 | $551,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 10,900 | $549,000 | thousands by filing date | call |
| LIBERTY | 531229888 | COMMON STOCK | 22,891 | $549,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 161,047 | $549,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 108,766 | $549,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 45,500 | $548,000 | thousands by filing date | put |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 95,515 | $547,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 18,400 | $547,000 | thousands by filing date | call |
| KLONDEX MNS LTD | 498696103 | COM | 162,280 | $547,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 53,700 | $546,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 29,289 | $546,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 10,187 | $545,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 17,293 | $545,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 30,673 | $544,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 130,123 | $543,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 271,690 | $543,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 132,948 | $542,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y826 | MEIDELL TCT AD | 17,869 | $542,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 4,737 | $541,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,841 | $541,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 61,733 | $540,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 50,000 | $539,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 35,300 | $538,000 | thousands by filing date | put |
| VEREIT INC | 92339V100 | COM | 66,000 | $537,000 | thousands by filing date | put |
| TIVO CORP | 88870P106 | COM | 28,800 | $537,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 467,347 | $537,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 217,550 | $537,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 34,016 | $537,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 8,900 | $535,000 | thousands by filing date | put |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 3,200 | $535,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 150,055 | $534,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 6,900 | $533,000 | thousands by filing date | call |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 11,010 | $531,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 3,771 | $531,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 11,100 | $531,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 246,611 | $530,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 11,500 | $529,000 | thousands by filing date | put |
| BNP PARIBAS | F1R15XK69 | DEBT 12/3 | 500,000 | $528,000 | thousands by filing date | principal |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 8,300 | $525,000 | thousands by filing date | put |
| REVVITY INC | 714046109 | COM | 7,700 | $525,000 | thousands by filing date | put |
| INVITAE CORP | 46185L103 | COM | 54,906 | $525,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 44,064 | $525,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 18,900 | $524,000 | thousands by filing date | put |
| NRC HEALTH | 637372202 | COMMON STOCK | 19,467 | $524,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 8,367 | $524,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 393,727 | $524,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 13,191 | $523,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 6,500 | $521,000 | thousands by filing date | put |
| ORBITAL ATK INC | 68557N103 | COM | 5,300 | $521,000 | thousands by filing date | call |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 78,413 | $521,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 120,480 | $519,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 6,048 | $519,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 5,820 | $518,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 23,787 | $518,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 134,800 | $518,000 | thousands by filing date | call |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 18,529 | $516,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 11,200 | $515,000 | thousands by filing date | call |
| YORK WATER CO | 987184108 | COMMON STOCK | 14,790 | $515,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 18,500 | $513,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 28,100 | $513,000 | thousands by filing date | call |
| Lee Enterprises Inc | 523768109 | COM | 269,782 | $513,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 87,767 | $513,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 9,198 | $512,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 63,000 | $512,000 | thousands by filing date | call |
| CHILDRENS PL INC NEW | 168905107 | COM | 5,000 | $511,000 | thousands by filing date | call |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 315,594 | $511,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 133,200 | $511,000 | thousands by filing date | put |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 7,100 | $511,000 | thousands by filing date | put |
| LINDSAY CORPORATION | 535555106 | COM | 5,711 | $510,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 138,885 | $510,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 30,100 | $510,000 | thousands by filing date | call |
| TERRAVIA HLDGS INC | 83415TAB7 | NOTE 6.000% 2/0 | 785,000 | $510,000 | thousands by filing date | principal |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 24,114 | $509,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 39,595 | $509,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 30,100 | $509,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 14,700 | $508,000 | thousands by filing date | put |
| BARD C R INC | 067383109 | COM | 1,600 | $506,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 32,400 | $505,000 | thousands by filing date | put |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 11,200 | $505,000 | thousands by filing date | call |
| 1ST SOURCE CORP COM | 336901103 | Stock | 10,505 | $504,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 5,900 | $504,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 184,622 | $504,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 8,651 | $502,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 115,738 | $502,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 30,973 | $500,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 51,402 | $499,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 65,300 | $496,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 88,000 | $496,000 | thousands by filing date | call |
| Real Industry Inc | 75601w104 | CS | 171,007 | $496,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 16,116 | $495,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 41,100 | $495,000 | thousands by filing date | put |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,480 | $495,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 19,900 | $494,000 | thousands by filing date | put |
| MITEL NETWORKS CORP | 60671Q104 | COM | 67,206 | $494,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 29,800 | $493,000 | thousands by filing date | put |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 22,100 | $493,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 3,700 | $492,000 | thousands by filing date | call |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 45,339 | $492,000 | thousands by filing date | |
| ISHARES EDGE MSCI MIN VOL EAFE CURRENCY HEDGED ETF | 46435G714 | ETF | 18,368 | $492,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 28,800 | $490,000 | thousands by filing date | call |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 7,800 | $490,000 | thousands by filing date | call |
| AUTONATION INC COM | 05329W102 | Stock | 11,600 | $489,000 | thousands by filing date | put |
| OMNICOM GROUP INC COM | 681919106 | Stock | 5,900 | $489,000 | thousands by filing date | put |
| GENTHERM INC | 37253A103 | COM | 12,607 | $489,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 27,312 | $489,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 16,338 | $488,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 49,515 | $487,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 4,942 | $487,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 133,078 | $486,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 29,355 | $486,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 64,492 | $484,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 30,300 | $482,000 | thousands by filing date | put |
| PAMT CORP | 693149106 | COMMON STOCK | 25,417 | $482,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 51,500 | $481,000 | thousands by filing date | put |
| MULESOFT INC | 625207105 | CL A | 19,240 | $480,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 6,400 | $479,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 25,139 | $479,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 88,298 | $475,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 9,760 | $475,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 25,838 | $475,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 7,600 | $474,000 | thousands by filing date | put |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 8,600 | $474,000 | thousands by filing date | call |
| QUANTA SVCS INC | 74762E102 | COM | 14,300 | $471,000 | thousands by filing date | put |
| WESTERN UN CO COM | 959802109 | Stock | 24,700 | $471,000 | thousands by filing date | put |
| GAZIT GLOBE LTD | M4793C102 | SHS | 48,148 | $471,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 68,600 | $470,000 | thousands by filing date | call |
| STEIN MART INC | 858375108 | COM | 278,382 | $470,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 5,500 | $470,000 | thousands by filing date | call |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 13,776 | $468,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 7,500 | $466,000 | thousands by filing date | call |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 56,478 | $465,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 89,120 | $464,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 26,398 | $463,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 98,617 | $463,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 56,040 | $462,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 38,500 | $462,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 53,700 | $461,000 | thousands by filing date | put |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 18,878 | $461,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 21,094 | $460,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 33,992 | $460,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 66,575 | $459,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 5,900 | $458,000 | thousands by filing date | put |
| STERICYCLE INC | 858912108 | COM | 6,000 | $458,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 111,750 | $458,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 76,200 | $458,000 | thousands by filing date | call |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 31,623 | $457,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 13,200 | $456,000 | thousands by filing date | call |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 5,100 | $456,000 | thousands by filing date | put |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 15,301 | $456,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 30,189 | $456,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 28,298 | $456,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 5,800 | $455,000 | thousands by filing date | call |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 50,204 | $455,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 13,800 | $454,000 | thousands by filing date | call |
| PFSWEB INC | 717098206 | COM | 55,010 | $454,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 400,000 | $453,000 | thousands by filing date | principal |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 5,800 | $452,000 | thousands by filing date | call |
| PROSHARES TR | 74347B565 | CMN | 9,000 | $452,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 39,093 | $452,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 167,318 | $452,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 170,900 | $451,000 | thousands by filing date | put |
| PJT PARTNERS INC | 69343T107 | COM CL A | 11,183 | $450,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 5,386 | $450,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 51,915 | $450,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 29,437 | $449,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 27,500 | $448,000 | thousands by filing date | call |
| TPI Composites Inc | 87266J104 | Common Stock | 24,243 | $448,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 146,400 | $447,000 | thousands by filing date | put |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 9,429 | $447,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 6,554 | $447,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 27,168 | $446,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 11,166 | $445,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 12,012 | $444,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 38,298 | $444,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 61,900 | $444,000 | thousands by filing date | call |
| ECLIPSE RES CORP | 27890G100 | COM | 155,204 | $444,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 17,920 | $443,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 62,200 | $442,000 | thousands by filing date | call |
| DATAWATCH CORP | 237917208 | COM NEW | 47,495 | $442,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 14,890 | $441,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 20,899 | $441,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 703,465 | $441,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 26,193 | $441,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC | 539439AG4 | SDCV 7.500%12/3 | 400,000 | $441,000 | thousands by filing date | principal |
| INGLES MKTS INC CL A | 457030104 | Stock | 13,198 | $439,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 3,300 | $438,000 | thousands by filing date | call |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 56,315 | $438,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 3,600 | $438,000 | thousands by filing date | call |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 23,956 | $438,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 37,982 | $437,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 38,128 | $437,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 104,971 | $436,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 53,408 | $435,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 19,800 | $434,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 8,098 | $433,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 35,900 | $433,000 | thousands by filing date | call |
| COMPUTER TASK GROUP INC | 205477102 | COM | 77,466 | $433,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 4,600 | $432,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 22,600 | $432,000 | thousands by filing date | call |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 70,997 | $431,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 1,000 | $429,000 | thousands by filing date | put |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 44,449 | $429,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 40,200 | $429,000 | thousands by filing date | put |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 26,500 | $429,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 38,596 | $429,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 3,900 | $427,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 6,800 | $427,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 6,800 | $427,000 | thousands by filing date | call |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 47,033 | $426,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 26,201 | $426,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 38,179 | $425,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 21,236 | $424,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 60,276 | $424,000 | thousands by filing date | |
| ISHARES TR | 46435G680 | CUR HED EU SML | 15,300 | $424,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 216,049 | $423,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 13,100 | $423,000 | thousands by filing date | call |
| ACHAOGEN INC | 004449104 | COM | 19,449 | $423,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 39,000 | $422,000 | thousands by filing date | put |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 224,161 | $422,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 303,823 | $422,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 165,281 | $421,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 12,200 | $421,000 | thousands by filing date | put |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 9,311 | $421,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 6,990 | $420,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 168,032 | $420,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 13,281 | $418,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 37,500 | $418,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X388 | EUR DOMST ECO FD | 14,900 | $418,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 32,720 | $416,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 42,253 | $415,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 3,500 | $414,000 | thousands by filing date | put |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 15,384 | $414,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 9,600 | $413,000 | thousands by filing date | call |
| JABIL INC COM | 466313103 | Stock | 14,100 | $412,000 | thousands by filing date | put |
| RIVERVIEW BANCORP INC | 769397100 | COM | 62,084 | $412,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 66,800 | $411,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 109,100 | $411,000 | thousands by filing date | put |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 22,189 | $411,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 195,752 | $411,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 16,700 | $410,000 | thousands by filing date | put |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 204,196 | $410,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 9,401 | $410,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 27,570 | $410,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 20,000 | $409,000 | thousands by filing date | put |
| SUPERVALU INC | 868536103 | COM | 124,200 | $409,000 | thousands by filing date | call |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 127,000 | $409,000 | thousands by filing date | principal |
| GREEN BANCORP INC | 39260X100 | COM | 21,108 | $409,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 57,500 | $408,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 7,800 | $407,000 | thousands by filing date | put |
| SUPERNUS PHARMACEUTICALS INC | 868459AB4 | NOTE 7.500% 5/0 | 50,000 | $407,000 | thousands by filing date | principal |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 29,298 | $406,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 24,988 | $405,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 23,200 | $405,000 | thousands by filing date | put |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 3,320 | $404,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 26,900 | $404,000 | thousands by filing date | put |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 83,328 | $404,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 40,000 | $403,000 | thousands by filing date | put |
| MULTI-COLOR | 625383104 | COM | 4,943 | $403,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 2,221 | $402,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 82,539 | $402,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 20,114 | $401,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 6,211 | $400,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 99,000 | $400,000 | thousands by filing date | principal |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 195,000 | $400,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 2,785 | $399,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 34,567 | $399,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 1,900 | $399,000 | thousands by filing date | put |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 341,000 | $399,000 | thousands by filing date | principal |
| RICE ENERGY INC | 762760106 | COM | 15,000 | $399,000 | thousands by filing date | call |
| WATERSTONE FINL INC MD | 94188P101 | COM | 21,073 | $397,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 184,597 | $397,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 23,997 | $397,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 24,000 | $396,000 | thousands by filing date | call |
| ELLIE MAE INC | 28849P100 | COM | 3,600 | $396,000 | thousands by filing date | call |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 15,845 | $396,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 52,209 | $396,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 11,547 | $394,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 200,000 | $394,000 | thousands by filing date | principal |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 65,322 | $393,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 16,698 | $392,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 35,000 | $391,000 | thousands by filing date | put |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 109,803 | $388,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 57,900 | $387,000 | thousands by filing date | put |
| ZOETIS INC CL A | 98978V103 | Stock | 6,200 | $387,000 | thousands by filing date | call |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 5,000 | $387,000 | thousands by filing date | put |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 246,234 | $387,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 36,310 | $387,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 10,600 | $386,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 13,096 | $386,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 11,900 | $385,000 | thousands by filing date | put |
| AECOM COM | 00766T100 | Stock | 11,900 | $385,000 | thousands by filing date | call |
| MANNING + NAPIER INC | 56382Q102 | CL A | 87,907 | $382,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 28,750 | $382,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 53,200 | $381,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 312,074 | $381,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 15,554 | $381,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 35,264 | $380,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 370,000 | $379,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010L103 | COM | 23,100 | $378,000 | thousands by filing date | put |
| HSBC HLDGS PLC | 404280BC2 | NOTE 6.875%12/3 | 350,000 | $378,000 | thousands by filing date | principal |
| XBIOTECH INC | 98400H102 | COM | 80,254 | $377,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 5,500 | $376,000 | thousands by filing date | put |
| UNIFI INC | 904677200 | COM NEW | 12,199 | $376,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 23,613 | $375,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 20,500 | $374,000 | thousands by filing date | put |
| SOUTHERN COPPER CORP | 84265V105 | COM | 10,800 | $374,000 | thousands by filing date | call |
| TUCOWS INC | 898697206 | COM NEW | 6,992 | $374,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 3,800 | $374,000 | thousands by filing date | put |
| EDGE THERAPEUTICS INC | 279870109 | COM | 36,487 | $374,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 67,618 | $372,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 5,400 | $372,000 | thousands by filing date | call |
| BAZAARVOICE INC | 073271108 | COM | 74,874 | $371,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 42,884 | $371,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 8,400 | $370,000 | thousands by filing date | call |
| VALVOLINE INC COM | 92047W101 | Stock | 15,618 | $370,000 | thousands by filing date | call |
| RE MAX HLDGS INC | 75524W108 | CL A | 6,600 | $370,000 | thousands by filing date | call |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 4,399 | $370,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 20,392 | $370,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 58,486 | $369,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 44,375 | $369,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 13,089 | $369,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 35,925 | $369,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 20,000 | $367,000 | thousands by filing date | put |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 11,748 | $367,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 22,365 | $367,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 33,271 | $367,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 8,784 | $366,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 3,000 | $366,000 | thousands by filing date | call |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 91,550 | $366,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 30,405 | $366,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 31,600 | $364,000 | thousands by filing date | put |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 17,850 | $364,000 | thousands by filing date | put |
| TIDEWATER INC | 886423102 | COM | 505,908 | $364,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 43,567 | $363,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 16,300 | $363,000 | thousands by filing date | put |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 228,356 | $363,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 9,500 | $363,000 | thousands by filing date | put |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 368,285 | $363,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 62,977 | $363,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 111,775 | $362,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 69,900 | $361,000 | thousands by filing date | put |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 34,555 | $361,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 60,219 | $361,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 22,409 | $361,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 98,251 | $359,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 13,682 | $359,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 147,600 | $359,000 | thousands by filing date | call |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 284,000 | $358,000 | thousands by filing date | principal |
| DIANA SHIPPING INC | Y2066G104 | COM | 87,900 | $357,000 | thousands by filing date | call |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 8,735 | $357,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 48,532 | $357,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 18,275 | $356,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 23,800 | $356,000 | thousands by filing date | put |
| MTS SYSTEMS CORP | 553777103 | COM | 6,878 | $356,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 16,150 | $355,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 23,600 | $353,000 | thousands by filing date | call |
| IGNYTA INC | 451731103 | COM | 33,996 | $352,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 5,800 | $351,000 | thousands by filing date | put |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 20,038 | $351,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 278,186 | $351,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 13,307 | $350,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 25,431 | $350,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 134,543 | $350,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 15,337 | $349,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 10,300 | $348,000 | thousands by filing date | put |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 340,000 | $348,000 | thousands by filing date | principal |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 15,314 | $347,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 9,398 | $347,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,600 | $346,000 | thousands by filing date | call |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 7,917 | $346,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 14,967 | $346,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 17,023 | $346,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 27,000 | $345,000 | thousands by filing date | put |
| AV HOMES INC | 00234P102 | COM | 17,196 | $345,000 | thousands by filing date | |
| SAJAN INC | 79379T202 | COM NEW | 59,208 | $345,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 6,361 | $344,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 234,510 | $344,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 123,394 | $342,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 23,195 | $342,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 2,700 | $342,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 51,800 | $341,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 5,300 | $340,000 | thousands by filing date | call |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 2,600 | $339,000 | thousands by filing date | put |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 37,969 | $339,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,200 | $339,000 | thousands by filing date | call |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 34,651 | $338,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 19,702 | $338,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 7,100 | $338,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 14,915 | $338,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 7,900 | $337,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 17,650 | $337,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 5,757 | $336,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 11,300 | $336,000 | thousands by filing date | put |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 34,866 | $336,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 9,693 | $335,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 9,900 | $335,000 | thousands by filing date | call |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 5,399 | $334,000 | thousands by filing date | call |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,600 | $334,000 | thousands by filing date | put |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 6,300 | $334,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V100 | COM | 33,100 | $334,000 | thousands by filing date | call |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 6,453 | $333,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 6,100 | $333,000 | thousands by filing date | put |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 56,996 | $333,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 25,000 | $333,000 | thousands by filing date | put |
| ALON USA ENERGY INC | 020520102 | COM | 25,000 | $333,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 117,476 | $332,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 13,400 | $332,000 | thousands by filing date | put |
| COUNTY BANCORP INC | 221907108 | COM | 13,813 | $332,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 2,699 | $331,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 12,700 | $331,000 | thousands by filing date | put |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 36,404 | $331,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,000 | $331,000 | thousands by filing date | put |
| CARA THERAPEUTICS INC | 140755109 | COM | 21,500 | $331,000 | thousands by filing date | put |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 11,500 | $331,000 | thousands by filing date | put |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 91,706 | $330,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 173,690 | $330,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 13,643 | $329,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 71,691 | $329,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 7,709 | $328,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 18,306 | $328,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 6,700 | $327,000 | thousands by filing date | call |
| MIMECAST LIMITED | G14838109 | ORD SHS | 12,225 | $327,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 27,841 | $327,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 5,871 | $326,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 5,855 | $326,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 5,500 | $326,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 19,500 | $325,000 | thousands by filing date | call |
| Lincoln National Corporat | 524901105 | COM | 8,500 | $324,000 | thousands by filing date | call |
| KBR INC COM | 48242W106 | Stock | 21,200 | $323,000 | thousands by filing date | put |
| CAVIUM INC | 14964U108 | COM | 5,200 | $323,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 43,900 | $323,000 | thousands by filing date | put |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 18,514 | $323,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 10,394 | $322,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 9,200 | $322,000 | thousands by filing date | call |
| PROSHARES ULTRASHORT CONSUMER SERVICES | 74348A236 | ETF | 10,988 | $322,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 12,994 | $321,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 9,712 | $320,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 6,200 | $320,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 34,768 | $319,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 6,800 | $319,000 | thousands by filing date | put |
| ISHARES TR EUR CUR HDG ETF | 46435G698 | CEF | 12,900 | $319,000 | thousands by filing date | |
| PROSHARES TR | 74348A368 | ULTRASHORT INDL | 14,836 | $319,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 9,888 | $318,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 23,200 | $318,000 | thousands by filing date | put |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 34,888 | $318,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,900 | $317,000 | thousands by filing date | put |
| COMMERCEHUB INC | 20084V108 | COM SER A | 18,214 | $317,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 154,883 | $316,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 32,035 | $316,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 252,808 | $316,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 10,800 | $315,000 | thousands by filing date | call |
| INCYTE CORP COM | 45337C102 | Stock | 2,500 | $315,000 | thousands by filing date | put |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 5,692 | $315,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 9,254 | $315,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 22,900 | $315,000 | thousands by filing date | put |
| ADTRAN INC | 00738A106 | COMMON STOCK | 15,200 | $314,000 | thousands by filing date | call |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 7,537 | $314,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 3,400 | $313,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 128,916 | $313,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 25,000 | $313,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 18,000 | $313,000 | thousands by filing date | put |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 43,007 | $313,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 7,100 | $312,000 | thousands by filing date | call |
| ARDELYX INC | 039697107 | COM | 61,139 | $312,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 35,096 | $311,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 33,417 | $310,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 17,014 | $310,000 | thousands by filing date | |
| PROSHARES TR | 74347R115 | PSHS CONSUMR GD | 20,483 | $310,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 51,400 | $309,000 | thousands by filing date | put |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 82,272 | $309,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 46,700 | $307,000 | thousands by filing date | call |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 11,707 | $307,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 18,000 | $306,000 | thousands by filing date | put |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 9,816 | $306,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 6,400 | $306,000 | thousands by filing date | call |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 94,806 | $306,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 4,400 | $305,000 | thousands by filing date | call |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 22,935 | $305,000 | thousands by filing date | |
| PROSHARES SHORT BASIC MAT | 74347X559 | COM | 15,054 | $305,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 11,120 | $305,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 17,100 | $304,000 | thousands by filing date | call |
| TIVO CORP | 88870P106 | COM | 16,300 | $304,000 | thousands by filing date | call |
| OCLARO INC | 67555N206 | COM | 32,600 | $304,000 | thousands by filing date | call |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 16,400 | $303,000 | thousands by filing date | put |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 85,147 | $303,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 130,000 | $303,000 | thousands by filing date | principal |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 122,000 | $303,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-17-000626 | this filing | 2017-08-14 | acceptance time not in the bulk data set |