13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 6,752 holding rows worth $386,485,191,000.
- Accession
- 0000769993-17-000626
- Filer
- CIK 886982
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 11,348 entries on the cover page, a total value of $386,485,191,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $386,485,191,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 11,607 | $27,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 16,335 | $27,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 400 | $26,000 | thousands by filing date | put |
| SUNRUN INC | 86771W105 | COM | 3,600 | $26,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 12,700 | $26,000 | thousands by filing date | call |
| ZIFF DAVIS INC | 48123V102 | COM | 300 | $26,000 | thousands by filing date | put |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 900 | $26,000 | thousands by filing date | call |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 600 | $26,000 | thousands by filing date | call |
| LEUCADIA NATL CORP | 527288104 | COM | 1,000 | $26,000 | thousands by filing date | put |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 20,432 | $26,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 17,801 | $26,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 28,000 | $26,000 | thousands by filing date | principal |
| EP ENERGY CORP | 268785102 | CL A | 7,100 | $26,000 | thousands by filing date | call |
| RAMBUS INC DEL COM | 750917106 | Stock | 2,200 | $25,000 | thousands by filing date | put |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 300 | $25,000 | thousands by filing date | call |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 18,847 | $25,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 29,244 | $25,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 200 | $24,000 | thousands by filing date | put |
| QUALYS INC COM | 74758T303 | Stock | 600 | $24,000 | thousands by filing date | call |
| AES CORP COM | 00130H105 | Stock | 2,200 | $24,000 | thousands by filing date | put |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,700 | $24,000 | thousands by filing date | call |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 3,700 | $24,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 6,237 | $24,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 8,400 | $24,000 | thousands by filing date | put |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 1,700 | $24,000 | thousands by filing date | put |
| ARQULE INC | 04269E107 | COM | 18,964 | $24,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 60,889 | $24,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 400 | $24,000 | thousands by filing date | put |
| URANIUM RES INC | 916901705 | COM | 15,867 | $24,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 10,330 | $24,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 800 | $23,000 | thousands by filing date | call |
| POLYONE CORP | 73179P106 | COM | 600 | $23,000 | thousands by filing date | call |
| BARNWELL INDS INC | 068221100 | COM | 12,514 | $23,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 1,000 | $23,000 | thousands by filing date | call |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 1,700 | $23,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 5,800 | $23,000 | thousands by filing date | call |
| POTBELLY CORP | 73754Y100 | COM | 2,000 | $23,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 5,100 | $23,000 | thousands by filing date | call |
| Female Health Company | 314462102 | COM | 21,909 | $23,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 1,600 | $23,000 | thousands by filing date | call |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 16,475 | $23,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 200 | $22,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 10,300 | $22,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 18,100 | $22,000 | thousands by filing date | call |
| RUBICON PROJ INC | 78112V102 | COM | 4,300 | $22,000 | thousands by filing date | put |
| SUNWORKS INC | 86803X105 | COM | 12,589 | $22,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 200 | $21,000 | thousands by filing date | put |
| GLOBAL BROKERAGE INC | 37891B109 | COM | 10,253 | $21,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 4,500 | $21,000 | thousands by filing date | call |
| ON DECK CAP INC | 682163100 | COM | 4,400 | $21,000 | thousands by filing date | put |
| Ocugen | 43358V109 | Common | 11,779 | $21,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 800 | $20,000 | thousands by filing date | call |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 7,200 | $20,000 | thousands by filing date | put |
| Hugoton Royalty Trust | 444717102 | COM | 11,221 | $20,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 18,435 | $20,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 1,100 | $20,000 | thousands by filing date | call |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 13,403 | $20,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 14,800 | $20,000 | thousands by filing date | call |
| VERISIGN INC COM | 92343E102 | Stock | 200 | $19,000 | thousands by filing date | call |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 400 | $19,000 | thousands by filing date | put |
| US FOODS HLDG CORP COM | 912008109 | Stock | 700 | $19,000 | thousands by filing date | call |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 100 | $19,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 2,700 | $19,000 | thousands by filing date | call |
| CNO FINL GROUP INC | 12621E103 | COM | 900 | $19,000 | thousands by filing date | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,100 | $19,000 | thousands by filing date | put |
| SEMGROUP CORP | 81663A105 | CL A | 700 | $19,000 | thousands by filing date | call |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 12,058 | $19,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 1,500 | $19,000 | thousands by filing date | call |
| NEW YORK & CO INC | 649295102 | COM | 14,085 | $19,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 2,600 | $19,000 | thousands by filing date | call |
| 180 DEGREE CAP CORP | 68235B109 | COM | 11,806 | $19,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 4,100 | $19,000 | thousands by filing date | call |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 300 | $18,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R106 | COM | 500 | $18,000 | thousands by filing date | call |
| KEARNY FINL CORP MD | 48716P108 | COM | 1,200 | $18,000 | thousands by filing date | put |
| MRC GLOBAL INC | 55345K103 | COM | 1,100 | $18,000 | thousands by filing date | call |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 100 | $18,000 | thousands by filing date | put |
| QUICKLOGIC CORP | 74837P108 | COM | 12,063 | $18,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 10,291 | $18,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 12,348 | $18,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 22,982 | $18,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 10,929 | $18,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 12,638 | $17,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 100 | $17,000 | thousands by filing date | call |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 3,000 | $17,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 4,455 | $17,000 | thousands by filing date | put |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 400 | $17,000 | thousands by filing date | put |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 800 | $17,000 | thousands by filing date | call |
| RUBICON PROJ INC | 78112V102 | COM | 3,300 | $17,000 | thousands by filing date | call |
| EDISON INTL COM | 281020107 | Stock | 200 | $16,000 | thousands by filing date | call |
| OCEANEERING INTL INC | 675232102 | COM | 700 | $16,000 | thousands by filing date | put |
| CONDUENT INC | 206787103 | COM | 1,000 | $16,000 | thousands by filing date | put |
| TIVITY HEALTH INC | 88870R102 | COM | 400 | $16,000 | thousands by filing date | put |
| TIVITY HEALTH INC | 88870R102 | COM | 400 | $16,000 | thousands by filing date | call |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 1,100 | $16,000 | thousands by filing date | put |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 1,100 | $16,000 | thousands by filing date | call |
| EXETER RES CORP | 301835104 | COM | 10,613 | $16,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 2,800 | $16,000 | thousands by filing date | call |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 1,100 | $15,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 35,045 | $15,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 400 | $15,000 | thousands by filing date | put |
| TRAVELZOO | 89421Q205 | CMN | 1,400 | $15,000 | thousands by filing date | call |
| JAMBA INC | 47023A309 | COM NEW | 1,900 | $15,000 | thousands by filing date | call |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 200 | $15,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 12,000 | $15,000 | thousands by filing date | put |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 16,079 | $15,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 2,300 | $15,000 | thousands by filing date | put |
| SOLENO THERAPEUTICS INC | 834203101 | COM | 28,946 | $15,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 100 | $14,000 | thousands by filing date | put |
| FAIR ISAAC CORP COM | 303250104 | Stock | 100 | $14,000 | thousands by filing date | call |
| STIFEL FINL CORP | 860630102 | COM | 300 | $14,000 | thousands by filing date | put |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 11,894 | $14,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 1,000 | $14,000 | thousands by filing date | call |
| ORAGENICS INC | 684023203 | COM NEW | 36,855 | $14,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 13,000 | $14,000 | thousands by filing date | principal |
| SPARK NETWORKS INC | 84651P100 | COM | 14,167 | $14,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 30,300 | $14,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 23,397 | $14,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q304 | COM NEW | 25,468 | $14,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,100 | $13,000 | thousands by filing date | call |
| ENTEGRIS INC COM | 29362U104 | Stock | 600 | $13,000 | thousands by filing date | call |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 200 | $13,000 | thousands by filing date | call |
| SERVICE CORP INTL COM | 817565104 | Stock | 400 | $13,000 | thousands by filing date | put |
| LANDS END INC | 51509F105 | COMMON STOCK | 900 | $13,000 | thousands by filing date | put |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 6,600 | $13,000 | thousands by filing date | call |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 200 | $13,000 | thousands by filing date | call |
| ENDOLOGIX INC | 29266S106 | COM | 2,600 | $13,000 | thousands by filing date | put |
| CHARLES + COLVARD LTD | 159765106 | COM | 14,580 | $13,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 19,293 | $13,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 47,376 | $13,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 700 | $13,000 | thousands by filing date | call |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 1,100 | $13,000 | thousands by filing date | put |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 13,000 | $13,000 | thousands by filing date | principal |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 2,500 | $12,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 100 | $12,000 | thousands by filing date | put |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 500 | $12,000 | thousands by filing date | put |
| QUANTUM CORP | 747906501 | COM | 1,500 | $12,000 | thousands by filing date | call |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 10,707 | $12,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 22,234 | $12,000 | thousands by filing date | |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 22,394 | $12,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 200 | $11,000 | thousands by filing date | put |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 200 | $11,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 1,400 | $11,000 | thousands by filing date | put |
| MICROSEMI CORP | 595137100 | COM | 231 | $11,000 | thousands by filing date | call |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 11,000 | $11,000 | thousands by filing date | principal |
| SENOMYX INC | 81724Q107 | COM | 13,769 | $11,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 25,187 | $11,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 30,944 | $11,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 28,885 | $11,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 200 | $10,000 | thousands by filing date | put |
| CHART INDS INC | 16115Q308 | COM | 300 | $10,000 | thousands by filing date | put |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 20,687 | $10,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 500 | $10,000 | thousands by filing date | put |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 200 | $10,000 | thousands by filing date | put |
| TRAVELZOO | 89421Q205 | CMN | 900 | $10,000 | thousands by filing date | put |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 800 | $10,000 | thousands by filing date | put |
| Asterias Biothera 16 Wts | 04624N115 | Warrants | 20,530 | $10,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 500 | $9,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 4,400 | $9,000 | thousands by filing date | put |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,000 | $9,000 | thousands by filing date | put |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 13,867 | $9,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 2,400 | $9,000 | thousands by filing date | put |
| ITT INC COM | 45073V108 | Stock | 200 | $8,000 | thousands by filing date | put |
| ITT INC COM | 45073V108 | Stock | 200 | $8,000 | thousands by filing date | call |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 100 | $8,000 | thousands by filing date | put |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 100 | $8,000 | thousands by filing date | call |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,500 | $8,000 | thousands by filing date | put |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 1,000 | $8,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 300 | $8,000 | thousands by filing date | put |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 1,100 | $8,000 | thousands by filing date | call |
| JAMBA INC | 47023A309 | COM NEW | 1,000 | $8,000 | thousands by filing date | put |
| WP CAREY INC COM | 92936U109 | REIT | 100 | $7,000 | thousands by filing date | put |
| WP CAREY INC COM | 92936U109 | REIT | 100 | $7,000 | thousands by filing date | call |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 900 | $7,000 | thousands by filing date | call |
| ADVANSIX INC | 00773T101 | COM | 212 | $7,000 | thousands by filing date | call |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 1,300 | $7,000 | thousands by filing date | call |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 18,963 | $7,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 59 | $7,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 22,096 | $7,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 13,142 | $7,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 100 | $6,000 | thousands by filing date | put |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 100 | $6,000 | thousands by filing date | call |
| LIVANOVA PLC | G5509L101 | SHS | 100 | $6,000 | thousands by filing date | call |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 500 | $6,000 | thousands by filing date | put |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 400 | $6,000 | thousands by filing date | call |
| ARRIS INTL INC SHS | G0551A103 | SHS | 200 | $6,000 | thousands by filing date | call |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 18,562 | $6,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 17,281 | $6,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 8,300 | $6,000 | thousands by filing date | put |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 13,107 | $6,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 12,964 | $6,000 | thousands by filing date | |
| YULONG ECO MATLS LTD | G98847117 | ORD SHS NEW | 11,962 | $6,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 200 | $5,000 | thousands by filing date | put |
| AMEREN CORP COM | 023608102 | Stock | 100 | $5,000 | thousands by filing date | put |
| NOODLES & CO | 65540B105 | COM CL A | 1,300 | $5,000 | thousands by filing date | call |
| WIDEPOINT CORP COMMON | 967590100 | COM | 10,491 | $5,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 10,037 | $5,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,000 | $5,000 | thousands by filing date | put |
| COMSTOCK MNG INC | 205750102 | COM | 24,970 | $5,000 | thousands by filing date | |
| BIOSTAGE INC | 09074M103 | COM | 12,195 | $5,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 400 | $4,000 | thousands by filing date | put |
| SEMTECH CORP COM | 816850101 | Stock | 100 | $4,000 | thousands by filing date | put |
| COMFORT SYS USA INC COM | 199908104 | Stock | 100 | $4,000 | thousands by filing date | put |
| WORLD KINECT CORPORATION | 981475106 | COM | 100 | $4,000 | thousands by filing date | call |
| WELBILT INC | 949090104 | COM | 200 | $4,000 | thousands by filing date | put |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 34 | $4,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,800 | $4,000 | thousands by filing date | call |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 300 | $4,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,300 | $4,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 205,477 | $4,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 300 | $4,000 | thousands by filing date | call |
| LA QUINTA HLDGS INC | 50420D108 | COM | 300 | $4,000 | thousands by filing date | put |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 3,000 | $4,000 | thousands by filing date | put |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 13,583 | $4,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 110 | $3,000 | thousands by filing date | put |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 100 | $3,000 | thousands by filing date | put |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 100 | $3,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 400 | $3,000 | thousands by filing date | call |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 100 | $3,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,200 | $3,000 | thousands by filing date | put |
| ENDOLOGIX INC | 29266S106 | COM | 600 | $3,000 | thousands by filing date | call |
| QUALITY SYS INC | 747582104 | COM | 200 | $3,000 | thousands by filing date | put |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 10,900 | $3,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 19,540 | $3,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 300 | $3,000 | thousands by filing date | put |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 50 | $2,000 | thousands by filing date | put |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 66 | $2,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 100 | $2,000 | thousands by filing date | put |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 100 | $2,000 | thousands by filing date | call |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 1,000 | $2,000 | thousands by filing date | put |
| EHEALTH INC | 28238P109 | COM | 100 | $2,000 | thousands by filing date | put |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 17 | $2,000 | thousands by filing date | put |
| KKR & CO LP | 48248M102 | COMMON STOCK | 100 | $2,000 | thousands by filing date | call |
| INNERWORKINGS INC | 45773Y105 | COM | 200 | $2,000 | thousands by filing date | put |
| ROSETTA STONE INC | 777780107 | COM | 200 | $2,000 | thousands by filing date | call |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 100 | $2,000 | thousands by filing date | put |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 10,010 | $2,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 11,390 | $2,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 30 | $1,000 | thousands by filing date | call |
| ADVANSIX INC | 00773T101 | COM | 36 | $1,000 | thousands by filing date | put |
| CHEGG INC | 163092109 | COM | 100 | $1,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 100 | $1,000 | thousands by filing date | call |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 1,500 | $1,000 | thousands by filing date | put |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 100 | $1,000 | thousands by filing date | put |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 300 | $1,000 | thousands by filing date | put |
| THERAPEUTICSMD INC | 88338N107 | COM | 100 | $1,000 | thousands by filing date | call |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 11 | $1,000 | thousands by filing date | put |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 100 | $1,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OVASCIENCE INC | 69014Q101 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TIDEWATER INC | 886423102 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-17-000626 | this filing | 2017-08-14 | acceptance time not in the bulk data set |