13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 6,752 holding rows worth $386,485,191,000.
- Accession
- 0000769993-17-000626
- Filer
- CIK 886982
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 11,348 entries on the cover page, a total value of $386,485,191,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $386,485,191,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| URBAN OUTFITTERS INC | 917047102 | COM | 87,900 | $1,630,000 | thousands by filing date | put |
| CHEESECAKE FACTORY INC | 163072101 | COM | 32,300 | $1,625,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 109,300 | $1,624,000 | thousands by filing date | put |
| Cyber Security ETF | 26924G201 | Common | 54,000 | $1,621,000 | thousands by filing date | call |
| INNOSPEC INC | 45768S105 | COM | 24,690 | $1,619,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 140,620 | $1,618,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 78,927 | $1,616,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 61,148 | $1,615,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 138,000 | $1,612,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 82,318 | $1,609,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 159,800 | $1,609,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 193,200 | $1,605,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 29,700 | $1,604,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W101 | COM | 306,092 | $1,603,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 40,265 | $1,600,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 10,000 | $1,598,000 | thousands by filing date | put |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,846,393 | $1,597,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 49,823 | $1,594,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 195,700 | $1,593,000 | thousands by filing date | call |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 33,200 | $1,591,000 | thousands by filing date | call |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 44,537 | $1,590,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 12,232 | $1,586,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 116,200 | $1,586,000 | thousands by filing date | put |
| V F CORP COM | 918204108 | Stock | 27,500 | $1,584,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 153,765 | $1,582,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 41,116 | $1,581,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 122,183 | $1,580,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 162,600 | $1,579,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 103,356 | $1,576,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 69,280 | $1,571,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 137,209 | $1,571,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 34,700 | $1,569,000 | thousands by filing date | call |
| HERSHEY CO COM | 427866108 | Stock | 14,600 | $1,568,000 | thousands by filing date | put |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 213,311 | $1,568,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 28,900 | $1,567,000 | thousands by filing date | put |
| OLD NATL BANCORP IND | 680033107 | COM | 90,873 | $1,567,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 310,354 | $1,567,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 15,600 | $1,566,000 | thousands by filing date | call |
| ELFBEAUTYINC | 26856L103 | STOK | 57,512 | $1,565,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 27,000 | $1,565,000 | thousands by filing date | put |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 27,107 | $1,562,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 72,600 | $1,561,000 | thousands by filing date | put |
| ISHARES TR | 464287861 | EUROPE ETF | 35,109 | $1,556,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 34,568 | $1,555,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 27,852 | $1,554,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 86,460 | $1,554,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 58,873 | $1,553,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 26,724 | $1,553,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 53,988 | $1,551,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 51,116 | $1,548,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 20,575 | $1,548,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 26,817 | $1,547,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 31,332 | $1,545,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 35,800 | $1,544,000 | thousands by filing date | put |
| FRED S INC CLASS A | 356108100 | COM | 167,300 | $1,544,000 | thousands by filing date | call |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 37,253 | $1,542,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 59,600 | $1,540,000 | thousands by filing date | put |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 10,914 | $1,539,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 39,100 | $1,539,000 | thousands by filing date | put |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 31,172 | $1,538,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 15,363 | $1,537,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 16,800 | $1,535,000 | thousands by filing date | put |
| EPIZYME INC | 29428V104 | COM | 101,669 | $1,535,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 112,261 | $1,535,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 167,158 | $1,534,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 93,139 | $1,532,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 26,679 | $1,530,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 58,470 | $1,530,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 80,502 | $1,529,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 179,590 | $1,527,000 | thousands by filing date | put |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 63,999 | $1,526,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 67,929 | $1,525,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 30,850 | $1,524,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 157,000 | $1,524,000 | thousands by filing date | put |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 1,111,000 | $1,518,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 39,481 | $1,512,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 950,000 | $1,510,000 | thousands by filing date | call |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 17,400 | $1,509,000 | thousands by filing date | put |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 12,816 | $1,508,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 97,656 | $1,505,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 63,300 | $1,501,000 | thousands by filing date | call |
| PPL CORP COM | 69351T106 | Stock | 38,800 | $1,500,000 | thousands by filing date | call |
| LSB INDS INC | 502160104 | COM | 145,203 | $1,500,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 25,089 | $1,499,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 1,454,000 | $1,497,000 | thousands by filing date | principal |
| CARDINAL HEALTH INC | 14149Y108 | COM | 19,200 | $1,496,000 | thousands by filing date | call |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 13,700 | $1,494,000 | thousands by filing date | call |
| FIRSTENERGY CORP | 337932107 | COM | 51,200 | $1,493,000 | thousands by filing date | put |
| SCHOLASTIC CORP COM | 807066105 | Stock | 34,235 | $1,492,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 16,321 | $1,492,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 161,032 | $1,490,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 59,322 | $1,489,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 49,800 | $1,489,000 | thousands by filing date | call |
| PPG INDS INC COM | 693506107 | Stock | 13,500 | $1,484,000 | thousands by filing date | call |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 49,600 | $1,483,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 70,900 | $1,482,000 | thousands by filing date | call |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 47,257 | $1,479,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 172,810 | $1,478,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 114,570 | $1,477,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 39,660 | $1,476,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 26,553 | $1,474,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 18,800 | $1,470,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 27,400 | $1,469,000 | thousands by filing date | call |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 93,198 | $1,468,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 23,200 | $1,467,000 | thousands by filing date | call |
| CORVEL CORP COM | 221006109 | Stock | 30,925 | $1,467,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 31,700 | $1,467,000 | thousands by filing date | put |
| PCM INC | 69323K100 | COM | 78,148 | $1,465,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 25,700 | $1,463,000 | thousands by filing date | put |
| EVOGENE LTD | M4119S104 | SHS | 289,175 | $1,463,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 101,600 | $1,461,000 | thousands by filing date | put |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 7,200 | $1,460,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 185,945 | $1,458,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 78,600 | $1,457,000 | thousands by filing date | call |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 13,181 | $1,457,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 18,829 | $1,451,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 186,699 | $1,446,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 29,905 | $1,445,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 38,600 | $1,445,000 | thousands by filing date | put |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 124,077 | $1,445,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 10,400 | $1,443,000 | thousands by filing date | put |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 37,100 | $1,440,000 | thousands by filing date | put |
| SLR INVESTMENT CORP | 83413U100 | COM | 65,839 | $1,440,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 125,800 | $1,438,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 30,500 | $1,437,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 83,400 | $1,436,000 | thousands by filing date | call |
| AGRIUM INC | 008916108 | COM | 15,800 | $1,430,000 | thousands by filing date | put |
| CORECIVIC INC | 21871N101 | COM | 51,800 | $1,429,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 269,100 | $1,429,000 | thousands by filing date | call |
| CANADIANNATLRYCOF | 136375102 | STOK | 17,600 | $1,426,000 | thousands by filing date | call |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 29,900 | $1,426,000 | thousands by filing date | call |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 35,457 | $1,424,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 63,400 | $1,423,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 111,200 | $1,421,000 | thousands by filing date | call |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 74,134 | $1,420,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 17,023 | $1,419,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 71,542 | $1,419,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 111,847 | $1,418,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 40,500 | $1,416,000 | thousands by filing date | put |
| BANCORP INC DEL | 05969A105 | COM | 186,841 | $1,416,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 11,800 | $1,414,000 | thousands by filing date | put |
| AGRIUM INC | 008916108 | COM | 15,600 | $1,412,000 | thousands by filing date | call |
| POLARIS INC COM | 731068102 | Stock | 15,300 | $1,411,000 | thousands by filing date | call |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 65,602 | $1,410,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 90,541 | $1,401,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 50,000 | $1,398,000 | thousands by filing date | call |
| NEWTEKONE INC | 652526203 | COM NEW | 85,686 | $1,396,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 87,205 | $1,395,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 19,000 | $1,394,000 | thousands by filing date | put |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 21,131 | $1,392,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 85,400 | $1,392,000 | thousands by filing date | put |
| HORTONWORKS INC | 440894103 | COM | 107,755 | $1,388,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 9,000 | $1,387,000 | thousands by filing date | put |
| MANITOWOC COMPANY INC | 563571108 | COM | 230,934 | $1,387,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 16,639 | $1,386,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 25,000 | $1,385,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 13,800 | $1,382,000 | thousands by filing date | put |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 161,571 | $1,381,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 54,723 | $1,379,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 15,400 | $1,378,000 | thousands by filing date | put |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 1,093,541 | $1,378,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 23,500 | $1,377,000 | thousands by filing date | put |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 38,664 | $1,376,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 25,700 | $1,375,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 50,001 | $1,375,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 116,769 | $1,374,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 249,100 | $1,373,000 | thousands by filing date | put |
| RADIUS HEALTH INC | 750469207 | COM NEW | 30,300 | $1,370,000 | thousands by filing date | put |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 73,103 | $1,370,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 39,264 | $1,368,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 13,200 | $1,363,000 | thousands by filing date | call |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 29,400 | $1,362,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 163,701 | $1,361,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 19,800 | $1,360,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 51,800 | $1,359,000 | thousands by filing date | call |
| ABAXIS INC | 002567105 | COM | 25,626 | $1,358,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 69,603 | $1,354,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 66,536 | $1,353,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 2,079,046 | $1,352,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 9,600 | $1,351,000 | thousands by filing date | call |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 121,672 | $1,348,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 34,900 | $1,345,000 | thousands by filing date | put |
| SYSCOCORP | 871829107 | COM | 26,700 | $1,344,000 | thousands by filing date | call |
| CARDINAL HEALTH INC | 14149Y108 | COM | 17,200 | $1,340,000 | thousands by filing date | put |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 59,100 | $1,340,000 | thousands by filing date | call |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 26,657 | $1,340,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 66,602 | $1,339,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 51,184 | $1,339,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 33,088 | $1,339,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 19,600 | $1,338,000 | thousands by filing date | call |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 502,797 | $1,338,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 62,800 | $1,337,000 | thousands by filing date | call |
| ETSY INC | 29786A106 | COM | 89,000 | $1,335,000 | thousands by filing date | call |
| MOHAWK INDS INC | 608190104 | COM | 5,500 | $1,329,000 | thousands by filing date | put |
| GREAT PLAINS ENERGY INC | 391164878 | PFD SH CONV | 25,048 | $1,329,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 63,500 | $1,327,000 | thousands by filing date | put |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 83,900 | $1,326,000 | thousands by filing date | put |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 22,300 | $1,323,000 | thousands by filing date | put |
| PROPETRO HLDG CORP | 74347M108 | COM | 94,762 | $1,323,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 63,600 | $1,323,000 | thousands by filing date | call |
| MOVADO GROUP INC COM | 624580106 | Stock | 52,364 | $1,322,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 479,853 | $1,320,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 116,105 | $1,320,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 694,871 | $1,320,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 59,300 | $1,319,000 | thousands by filing date | call |
| XEROX CORP | 984121608 | COM NEW | 45,900 | $1,319,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 45,100 | $1,317,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 51,400 | $1,317,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 110,764 | $1,315,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 123,766 | $1,315,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U803 | VELOCITY VOLATIL | 39,187 | $1,313,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 29,163 | $1,312,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 60,307 | $1,311,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 24,868 | $1,310,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 17,500 | $1,306,000 | thousands by filing date | call |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 103,000 | $1,306,000 | thousands by filing date | call |
| CARA THERAPEUTICS INC | 140755109 | COM | 84,704 | $1,304,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 18,540 | $1,302,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 80,000 | $1,301,000 | thousands by filing date | put |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 161,500 | $1,300,000 | thousands by filing date | call |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 53,328 | $1,298,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 14,200 | $1,298,000 | thousands by filing date | put |
| TRITON INTL LTD | G9078F107 | CL A | 38,758 | $1,296,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 40,000 | $1,292,000 | thousands by filing date | put |
| FIBROGEN INC | 31572Q808 | COM | 40,000 | $1,292,000 | thousands by filing date | call |
| REALTY INCOME CORP COM | 756109104 | REIT | 23,400 | $1,291,000 | thousands by filing date | call |
| NUTRI SYS INC NEW | 67069D108 | COM | 24,800 | $1,291,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 103,700 | $1,290,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932107 | COM | 44,200 | $1,289,000 | thousands by filing date | call |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 26,900 | $1,289,000 | thousands by filing date | put |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 31,081 | $1,289,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 24,200 | $1,287,000 | thousands by filing date | call |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 83,470 | $1,286,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 460,589 | $1,285,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 50,100 | $1,284,000 | thousands by filing date | call |
| RE MAX HLDGS INC | 75524W108 | CL A | 22,885 | $1,283,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 14,352 | $1,281,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 135,400 | $1,277,000 | thousands by filing date | call |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 49,614 | $1,276,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 8,900 | $1,275,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 37,718 | $1,274,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 12,000 | $1,272,000 | thousands by filing date | call |
| IShares Edge MSCI Min Vol | 464289115 | STK IDX | 44,900 | $1,271,000 | thousands by filing date | |
| PORTMARNOCK LEASING LLC | 736879AA5 | NOTE 1.741%10/2 | 1,297,241 | $1,270,000 | thousands by filing date | principal |
| TWILIO INC CL A | 90138F102 | Stock | 43,600 | $1,269,000 | thousands by filing date | call |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 187,100 | $1,269,000 | thousands by filing date | put |
| APOGEE ENTERPRISES INC | 037598109 | COM | 22,318 | $1,268,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 245,100 | $1,265,000 | thousands by filing date | call |
| MATCH GROUP INC | 57665R106 | COM | 72,364 | $1,258,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 58,700 | $1,256,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 140,528 | $1,256,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 72,417 | $1,256,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 11,632 | $1,253,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,947 | $1,253,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 168,903 | $1,248,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 92,200 | $1,247,000 | thousands by filing date | call |
| COSTAMARE INC | Y1771G102 | SHS | 170,646 | $1,247,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 37,800 | $1,245,000 | thousands by filing date | put |
| EVERI HLDGS INC | 30034T103 | COM | 170,872 | $1,244,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 28,662 | $1,242,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 11,000 | $1,240,000 | thousands by filing date | call |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 39,200 | $1,239,000 | thousands by filing date | call |
| DOMINION DIAMOND CORP | 257287102 | COM | 98,472 | $1,237,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 100,143 | $1,235,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 41,196 | $1,234,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 1,125,000 | $1,233,000 | thousands by filing date | principal |
| AXONENTERPRISEINC | 05464C101 | STOK | 49,000 | $1,232,000 | thousands by filing date | call |
| DYNEX CAP INC | 26817Q506 | COM NEW | 173,477 | $1,232,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 15,400 | $1,230,000 | thousands by filing date | put |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 213,326 | $1,227,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 352,500 | $1,227,000 | thousands by filing date | put |
| PROSHARES TR | 74347R263 | ULTRA COMMUNICTN | 23,698 | $1,222,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 379,642 | $1,222,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 77,497 | $1,220,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 26,600 | $1,218,000 | thousands by filing date | put |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 77,458 | $1,218,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 17,029 | $1,216,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 22,300 | $1,216,000 | thousands by filing date | call |
| U S G CORP | 903293405 | COM NEW | 41,900 | $1,216,000 | thousands by filing date | put |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 115,759 | $1,216,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 18,667 | $1,215,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 44,200 | $1,214,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 16,500 | $1,211,000 | thousands by filing date | put |
| JUNIPER NETWORKS INC | 48203R104 | COM | 43,400 | $1,210,000 | thousands by filing date | call |
| SPIRIT AIRLS INC | 848577102 | COM | 23,400 | $1,209,000 | thousands by filing date | put |
| AUTOLIV INC | 052800109 | COM | 11,000 | $1,208,000 | thousands by filing date | put |
| CREE INC | 225447101 | COM | 49,000 | $1,208,000 | thousands by filing date | call |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 881,941 | $1,208,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 13,800 | $1,206,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 178,300 | $1,204,000 | thousands by filing date | call |
| L3 TECHNOLOGIES INC | 502413107 | COM | 7,200 | $1,203,000 | thousands by filing date | put |
| ISHARES INC | 464286301 | CMN | 61,406 | $1,203,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 22,200 | $1,201,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 35,949 | $1,200,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 25,893 | $1,198,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 18,310 | $1,197,000 | thousands by filing date | put |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 92,081 | $1,197,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 99,200 | $1,195,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 127,800 | $1,194,000 | thousands by filing date | call |
| FB FINL CORP | 30257X104 | COM | 32,958 | $1,193,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 81,700 | $1,193,000 | thousands by filing date | call |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 70,305 | $1,193,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 14,952 | $1,190,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 16,378 | $1,190,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 32,429 | $1,188,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 25,000 | $1,185,000 | thousands by filing date | put |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 25,000 | $1,185,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 138,000 | $1,184,000 | thousands by filing date | call |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 90,000 | $1,184,000 | thousands by filing date | put |
| REDWOOD TRUST INC | 758075402 | COM | 69,274 | $1,181,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 22,400 | $1,178,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 110,300 | $1,177,000 | thousands by filing date | call |
| BRIDGE BANCORP INC | 108035106 | COM | 35,340 | $1,177,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 73,161 | $1,176,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 15,316 | $1,175,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 291,582 | $1,175,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 12,500 | $1,174,000 | thousands by filing date | call |
| CUBIC CORP | 229669106 | COM | 25,358 | $1,174,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 13,858 | $1,173,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 91,665 | $1,173,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 158,052 | $1,173,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 1,164,000 | $1,173,000 | thousands by filing date | principal |
| INNERWORKINGS INC | 45773Y105 | COM | 101,096 | $1,172,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 1,175,000 | $1,172,000 | thousands by filing date | principal |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 479,017 | $1,169,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 17,500 | $1,163,000 | thousands by filing date | call |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 17,406 | $1,163,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 70,248 | $1,162,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 149,154 | $1,162,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 23,870 | $1,161,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 80,592 | $1,158,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 74,610 | $1,157,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 69,759 | $1,154,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 17,400 | $1,152,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887109 | COM | 5,900 | $1,151,000 | thousands by filing date | call |
| LEAR CORP COM NEW | 521865204 | Stock | 8,100 | $1,151,000 | thousands by filing date | put |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 9,700 | $1,147,000 | thousands by filing date | call |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 103,710 | $1,146,000 | thousands by filing date | call |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 65,575 | $1,144,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 67,423 | $1,143,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 21,400 | $1,141,000 | thousands by filing date | call |
| FORRESTER RESH INC | 346563109 | COM | 29,071 | $1,138,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 220,300 | $1,137,000 | thousands by filing date | put |
| ADIENT PLC | G0084W101 | ORD SHS | 17,345 | $1,134,000 | thousands by filing date | call |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 26,804 | $1,134,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 213,400 | $1,133,000 | thousands by filing date | put |
| XPERI CORP | 98421B100 | COM | 38,000 | $1,132,000 | thousands by filing date | put |
| Danaher Corporation | 235851102 | COM | 13,400 | $1,131,000 | thousands by filing date | call |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 910,788 | $1,129,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 22,100 | $1,128,000 | thousands by filing date | call |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 29,079 | $1,127,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 33,970 | $1,125,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 22,700 | $1,121,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 28,000 | $1,121,000 | thousands by filing date | call |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 75,891 | $1,120,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 6,700 | $1,119,000 | thousands by filing date | call |
| POLARIS INC COM | 731068102 | Stock | 12,100 | $1,116,000 | thousands by filing date | put |
| METALLUS INC | 887399103 | COMMON STOCK | 72,632 | $1,116,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 943,000 | $1,116,000 | thousands by filing date | principal |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 44,697 | $1,112,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 63,650 | $1,110,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 18,700 | $1,109,000 | thousands by filing date | call |
| TANGER INC | 875465106 | COM | 42,700 | $1,109,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 12,790 | $1,107,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 143,391 | $1,105,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 734,000 | $1,104,000 | thousands by filing date | principal |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 153,132 | $1,103,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 46,591 | $1,102,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 15,678 | $1,100,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 101,600 | $1,100,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 47,200 | $1,100,000 | thousands by filing date | call |
| NORBORD INC | 65548P403 | COM NEW | 35,269 | $1,098,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 59,867 | $1,096,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 23,300 | $1,094,000 | thousands by filing date | call |
| QUALYS INC COM | 74758T303 | Stock | 26,707 | $1,090,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 818,000 | $1,089,000 | thousands by filing date | principal |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 11,900 | $1,088,000 | thousands by filing date | call |
| LYDALL INC | 550819106 | COMMON STOCK | 21,040 | $1,088,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 12,100 | $1,086,000 | thousands by filing date | call |
| REEDS INC COM | 758338107 | Stock | 443,127 | $1,086,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 75,909 | $1,086,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 34,662 | $1,085,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 41,265 | $1,083,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 843,694 | $1,080,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 226,978 | $1,078,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 5,300 | $1,075,000 | thousands by filing date | call |
| XPO INC COM | 983793100 | Stock | 16,600 | $1,073,000 | thousands by filing date | call |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 71,400 | $1,072,000 | thousands by filing date | call |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 36,000 | $1,072,000 | thousands by filing date | put |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 36,000 | $1,072,000 | thousands by filing date | call |
| BLACKLINE, INC. | 09239B109 | COM | 29,973 | $1,071,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 16,500 | $1,069,000 | thousands by filing date | call |
| METHANEX CORP COM | 59151K108 | Stock | 24,200 | $1,066,000 | thousands by filing date | put |
| LEAR CORP COM NEW | 521865204 | Stock | 7,500 | $1,066,000 | thousands by filing date | call |
| DRIVE SHACK INC | 262077100 | COM | 338,055 | $1,065,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 64,300 | $1,063,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287108 | COM | 13,600 | $1,063,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 40,600 | $1,060,000 | thousands by filing date | call |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 80,600 | $1,058,000 | thousands by filing date | put |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 34,871 | $1,055,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 3,000 | $1,053,000 | thousands by filing date | call |
| TCP CAP CORP | 87238Q103 | COM | 62,283 | $1,053,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 80,724 | $1,053,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 126,814 | $1,053,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 796,000 | $1,053,000 | thousands by filing date | principal |
| PC CONNECTION INC | 69318J100 | COM | 38,886 | $1,052,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 11,200 | $1,051,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 13,685 | $1,049,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 7,200 | $1,047,000 | thousands by filing date | call |
| MAGNA INTL INC COM | 559222401 | Stock | 22,600 | $1,047,000 | thousands by filing date | call |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 51,803 | $1,047,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 55,700 | $1,045,000 | thousands by filing date | call |
| FLOWSERVE CORP | 34354P105 | COM | 22,500 | $1,045,000 | thousands by filing date | call |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 45,000 | $1,044,000 | thousands by filing date | call |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 32,384 | $1,043,000 | thousands by filing date | put |
| TRIMBLE INC COM | 896239100 | Stock | 29,200 | $1,042,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376100 | COM | 13,100 | $1,042,000 | thousands by filing date | call |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 99,037 | $1,040,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 54,400 | $1,039,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 203,500 | $1,038,000 | thousands by filing date | call |
| SEALED AIR CORP NEW | 81211K100 | COM | 23,200 | $1,038,000 | thousands by filing date | put |
| FLEX LTD ORD | Y2573F102 | Stock | 63,600 | $1,037,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 38,360 | $1,037,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 68,554 | $1,034,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 21,961 | $1,034,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 19,300 | $1,033,000 | thousands by filing date | call |
| CAREER EDUCATION CORP | 141665109 | COM | 107,568 | $1,033,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 126,500 | $1,030,000 | thousands by filing date | call |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 46,500 | $1,030,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 126,253 | $1,027,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 111,225 | $1,027,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 137,750 | $1,026,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 7,700 | $1,023,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 335,238 | $1,023,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 46,000 | $1,019,000 | thousands by filing date | put |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 150,672 | $1,017,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 8,000 | $1,014,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 41,300 | $1,013,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 34,921 | $1,013,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 84,843 | $1,013,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 68,500 | $1,012,000 | thousands by filing date | call |
| COMSTOCK RES INC COM | 205768302 | Stock | 142,932 | $1,011,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 7,200 | $1,009,000 | thousands by filing date | put |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 19,000 | $1,009,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 64,700 | $1,008,000 | thousands by filing date | call |
| SUN HYDRAULICS CORP | 866942105 | COM | 23,610 | $1,008,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 57,800 | $1,007,000 | thousands by filing date | call |
| XACTLY CORP | 98386L101 | COM | 64,360 | $1,007,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 34,690 | $1,006,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 25,405 | $1,006,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 12,600 | $1,005,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 35,031 | $1,005,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 55,885 | $1,003,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 30,000 | $1,002,000 | thousands by filing date | call |
| TICC CAPITAL CORP | 87244T109 | COM | 157,700 | $1,000,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 100,000 | $999,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 12,408 | $999,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 56,939 | $996,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 193,778 | $996,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 31,975 | $993,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 44,359 | $993,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 246,500 | $993,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 176,000 | $993,000 | thousands by filing date | put |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 27,002 | $992,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 11,200 | $991,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 178,000 | $990,000 | thousands by filing date | put |
| TIPTREE INC | 88822Q103 | COM | 140,291 | $989,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 36,100 | $988,000 | thousands by filing date | call |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 104,864 | $988,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 367,065 | $987,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 19,600 | $986,000 | thousands by filing date | put |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 60,600 | $986,000 | thousands by filing date | call |
| EP ENERGY CORP | 268785102 | CL A | 269,395 | $985,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 9,600 | $984,000 | thousands by filing date | call |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 8,655 | $984,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,800 | $983,000 | thousands by filing date | put |
| NETAPP INC COM | 64110D104 | Stock | 24,500 | $981,000 | thousands by filing date | put |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 17,800 | $981,000 | thousands by filing date | put |
| BRISTOW GROUP INC | 110394103 | COM | 128,295 | $981,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 50,000 | $981,000 | thousands by filing date | call |
| APPFOLIO INC | 03783C100 | COM CL A | 30,038 | $980,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 51,991 | $980,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 24,722 | $979,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 9,100 | $977,000 | thousands by filing date | call |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 69,648 | $977,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 31,634 | $975,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 78,185 | $975,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 38,451 | $972,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 9,200 | $967,000 | thousands by filing date | put |
| ORBOTECH LTD | M75253100 | ORD | 29,609 | $966,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 33,900 | $965,000 | thousands by filing date | put |
| SP PLUS CORP | 78469C103 | COM | 31,601 | $965,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 86,430 | $965,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 29,145 | $964,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 20,500 | $963,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 26,464 | $962,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 58,196 | $957,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 54,315 | $957,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 168,272 | $957,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 75,784 | $956,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-17-000626 | this filing | 2017-08-14 | acceptance time not in the bulk data set |