13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 6,752 holding rows worth $386,485,191,000.
- Accession
- 0000769993-17-000626
- Filer
- CIK 886982
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 11,348 entries on the cover page, a total value of $386,485,191,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $386,485,191,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ACTUA CORPORATION | 005094107 | COM | 68,029 | $956,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 4,300 | $955,000 | thousands by filing date | call |
| ASTRONICS CORP COM | 046433108 | Stock | 31,329 | $955,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 48,100 | $955,000 | thousands by filing date | call |
| KEMET CORP | 488360207 | COM NEW | 74,502 | $954,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 452,528 | $954,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 10,600 | $951,000 | thousands by filing date | put |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 1,004,000 | $951,000 | thousands by filing date | principal |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 8,400 | $949,000 | thousands by filing date | put |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 38,301 | $948,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 50,000 | $947,000 | thousands by filing date | put |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 77,332 | $947,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 85,100 | $945,000 | thousands by filing date | call |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 5,700 | $945,000 | thousands by filing date | put |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 15,242 | $945,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 89,100 | $944,000 | thousands by filing date | call |
| PACCAR INC COM | 693718108 | Stock | 14,300 | $944,000 | thousands by filing date | put |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 18,147 | $944,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 33,535 | $944,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 6,700 | $943,000 | thousands by filing date | put |
| BRF SA | 10552T107 | SPONSORED ADR | 80,000 | $943,000 | thousands by filing date | put |
| ILG INC | 44967H101 | COM | 34,300 | $943,000 | thousands by filing date | put |
| A10 NETWORKS INC | 002121101 | COM | 111,674 | $942,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 18,100 | $942,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 14,190 | $941,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 85,807 | $940,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 5,800 | $939,000 | thousands by filing date | call |
| HORMEL FOODS CORP COM | 440452100 | Stock | 27,500 | $938,000 | thousands by filing date | put |
| JERNIGAN CAP INC | 476405105 | COM | 42,644 | $938,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 276,000 | $938,000 | thousands by filing date | principal |
| AUTONATION INC COM | 05329W102 | Stock | 22,200 | $936,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 11,000 | $935,000 | thousands by filing date | call |
| ONEOK INC NEW | 682680103 | COM | 17,900 | $934,000 | thousands by filing date | put |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 14,196 | $932,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 24,413 | $931,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 294,983 | $929,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 7,600 | $928,000 | thousands by filing date | put |
| WESTERN UN CO COM | 959802109 | Stock | 48,700 | $928,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 32,800 | $928,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 115,300 | $928,000 | thousands by filing date | put |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 20,590 | $926,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 87,943 | $923,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 35,700 | $922,000 | thousands by filing date | put |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 7,100 | $921,000 | thousands by filing date | put |
| CHILDRENS PL INC NEW | 168905107 | COM | 9,000 | $919,000 | thousands by filing date | put |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 59,332 | $918,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 84,707 | $915,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 60,600 | $915,000 | thousands by filing date | put |
| DIGI INTL INC | 253798102 | COM | 89,973 | $914,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 54,200 | $912,000 | thousands by filing date | put |
| S & T BANCORP INC COM | 783859101 | Stock | 25,435 | $912,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 7,600 | $911,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 2,526,800 | $911,000 | thousands by filing date | call |
| JETBLUE AWYS CORP | 477143101 | COM | 39,800 | $909,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 69,200 | $909,000 | thousands by filing date | call |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 44,012 | $909,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 16,900 | $907,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 233,952 | $907,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 56,179 | $904,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 26,336 | $902,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 23,117 | $899,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 14,400 | $898,000 | thousands by filing date | call |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 15,981 | $898,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 19,196 | $897,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 24,674 | $896,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 68,389 | $894,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 6,700 | $893,000 | thousands by filing date | put |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 45,204 | $893,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 75,000 | $893,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 11,100 | $890,000 | thousands by filing date | call |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 8,698 | $889,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 60,300 | $889,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 87,300 | $888,000 | thousands by filing date | call |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 64,753 | $887,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 20,327 | $886,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 56,800 | $886,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 244,300 | $884,000 | thousands by filing date | call |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 18,323 | $883,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 41,595 | $883,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 83,300 | $882,000 | thousands by filing date | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 100,176 | $881,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 761,000 | $877,000 | thousands by filing date | principal |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 13,300 | $876,000 | thousands by filing date | put |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 11,412 | $876,000 | thousands by filing date | put |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 700,539 | $876,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 53,700 | $875,000 | thousands by filing date | call |
| MEDLEY CAP CORP | 58503F106 | COM | 136,719 | $874,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 57,400 | $874,000 | thousands by filing date | call |
| VERIFONE SYS INC | 92342Y109 | COM | 48,300 | $874,000 | thousands by filing date | call |
| HCP INC | 40414L109 | COM | 27,300 | $873,000 | thousands by filing date | put |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 47,100 | $871,000 | thousands by filing date | call |
| OMEGA PROTEIN CORP | 68210P107 | COM | 48,659 | $871,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 276,431 | $871,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 49,900 | $871,000 | thousands by filing date | call |
| G III APPAREL GROUP LTD | 36237H101 | COM | 34,892 | $870,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 18,500 | $869,000 | thousands by filing date | put |
| TRUECAR INC | 89785L107 | COM | 43,500 | $867,000 | thousands by filing date | call |
| AMERICAS CAR-MART INC | 03062T105 | COM | 22,229 | $865,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 5,832 | $863,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 45,044 | $863,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 106,947 | $862,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 27,202 | $859,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 5,200 | $859,000 | thousands by filing date | call |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 67,600 | $857,000 | thousands by filing date | put |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 110,055 | $856,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 44,200 | $855,000 | thousands by filing date | put |
| TERADATA CORP DEL | 88076W103 | COM | 29,000 | $855,000 | thousands by filing date | call |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 81,000 | $854,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 1,203,199 | $854,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 20,900 | $853,000 | thousands by filing date | call |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 40,900 | $851,000 | thousands by filing date | put |
| BOYDGAMINGCORP | 103304101 | STOK | 34,200 | $849,000 | thousands by filing date | call |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 22,044 | $849,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 25,694 | $847,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 12,800 | $847,000 | thousands by filing date | put |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 81,800 | $847,000 | thousands by filing date | call |
| TILLYS INC | 886885102 | CL A | 83,033 | $843,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 33,500 | $842,000 | thousands by filing date | put |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 410,613 | $842,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 33,071 | $841,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 50,305 | $840,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 82,650 | $840,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 20,167 | $838,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 22,300 | $834,000 | thousands by filing date | call |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 438,191 | $833,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 9,100 | $832,000 | thousands by filing date | call |
| U S G CORP | 903293405 | COM NEW | 28,600 | $830,000 | thousands by filing date | call |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 50,900 | $828,000 | thousands by filing date | put |
| GOLD STD VENTURES CORP | 380738104 | COM | 484,237 | $828,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 57,668 | $828,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 112,697 | $827,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 25,455 | $827,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 35,153 | $824,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 64,344 | $824,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 17,081 | $823,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 305,800 | $823,000 | thousands by filing date | put |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 18,270 | $822,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 85,345 | $822,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 21,260 | $821,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 33,875 | $820,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 174,397 | $820,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 17,534 | $817,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 83,727 | $817,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 68,972 | $816,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 639,000 | $816,000 | thousands by filing date | principal |
| GRUBHUB INC | 400110102 | COM | 18,700 | $815,000 | thousands by filing date | put |
| STRATUS PPTYS INC | 863167201 | COM NEW | 27,728 | $815,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D373 | VELOCITY SHS 3X | 32,578 | $815,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 47,099 | $814,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 20,000 | $813,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 224,400 | $812,000 | thousands by filing date | put |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 59,900 | $810,000 | thousands by filing date | put |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 36,834 | $810,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 44,200 | $809,000 | thousands by filing date | call |
| FOX CORP CLASS B | 90130A200 | COM | 29,000 | $808,000 | thousands by filing date | put |
| BANK MUTUAL CORP | 063750103 | COM | 88,153 | $807,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 129,667 | $805,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 704,000 | $803,000 | thousands by filing date | principal |
| GENTEX CORP COM | 371901109 | Stock | 42,300 | $802,000 | thousands by filing date | put |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 39,700 | $802,000 | thousands by filing date | call |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 56,830 | $802,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 5,600 | $801,000 | thousands by filing date | put |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 20,782 | $801,000 | thousands by filing date | |
| PROSHARES TR | 74347B573 | CMN | 16,300 | $800,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,600 | $799,000 | thousands by filing date | put |
| MOSAIC CO COM | 61945C103 | Stock | 35,000 | $799,000 | thousands by filing date | put |
| Q | 74876Y101 | Stock | 8,900 | $797,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 145,500 | $796,000 | thousands by filing date | put |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 48,507 | $794,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 13,262 | $792,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 127,393 | $792,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 41,737 | $792,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 574,000 | $792,000 | thousands by filing date | principal |
| Stryker Corporation | 863667101 | COM | 5,700 | $791,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 52,400 | $791,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 8,090 | $791,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 6,900 | $790,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 217,100 | $790,000 | thousands by filing date | call |
| Matrix Service Company | 576853105 | COM | 84,451 | $790,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 110,000 | $790,000 | thousands by filing date | put |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 65,783 | $790,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 9,100 | $789,000 | thousands by filing date | call |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 7,456 | $789,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 61,031 | $788,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 4,700 | $787,000 | thousands by filing date | put |
| SPECTRANETICS CORP | 84760C107 | COM | 20,500 | $787,000 | thousands by filing date | call |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 9,400 | $785,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 31,501 | $783,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 52,659 | $782,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 25,386 | $782,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 40,000 | $782,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 40,000 | $782,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W239 | ULTRA VIX ETF | 80,259 | $782,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 20,391 | $781,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 23,300 | $781,000 | thousands by filing date | call |
| Biglari Holdings | 08986r101 | COM | 1,952 | $780,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 35,965 | $779,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 25,452 | $778,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 20,500 | $777,000 | thousands by filing date | put |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 48,566 | $777,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 84,944 | $777,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 93,400 | $776,000 | thousands by filing date | put |
| OMEROS CORP | 682143102 | COM | 38,952 | $775,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 63,011 | $774,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 12,054 | $769,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 48,300 | $769,000 | thousands by filing date | call |
| FINISH LINE/THE CL A | 317923100 | COM | 54,300 | $769,000 | thousands by filing date | call |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 19,900 | $767,000 | thousands by filing date | call |
| UNITI GROUP INC | 91325V108 | COM | 30,500 | $767,000 | thousands by filing date | put |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 4,600 | $766,000 | thousands by filing date | put |
| CHEMOURS CO COM | 163851108 | Stock | 20,200 | $766,000 | thousands by filing date | call |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 12,051 | $765,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 23,666 | $764,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 948,876 | $763,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 84,900 | $762,000 | thousands by filing date | call |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 16,243 | $760,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 12,667 | $756,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 9,300 | $754,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 13,900 | $754,000 | thousands by filing date | call |
| ENCORE WIRE CORP | 292562105 | COM | 17,648 | $753,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 87,093 | $753,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 35,883 | $752,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 26,492 | $752,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 31,039 | $751,000 | thousands by filing date | |
| OMINTO INC | 68217C208 | COM NEW | 49,241 | $751,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 57,932 | $750,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 41,679 | $750,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 15,369 | $749,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 96,999 | $749,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 26,800 | $747,000 | thousands by filing date | call |
| Danaher Corporation | 235851102 | COM | 8,800 | $743,000 | thousands by filing date | put |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 24,380 | $743,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 8,900 | $741,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 21,290 | $741,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 43,810 | $739,000 | thousands by filing date | call |
| CRAY INC | 225223304 | COM NEW | 40,188 | $739,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 25,619 | $738,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 18,172 | $737,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 6,700 | $737,000 | thousands by filing date | put |
| MERIDIAN WASTE SOLUTIONS INC | 58985L209 | COM | 445,761 | $736,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 13,800 | $734,000 | thousands by filing date | put |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 143,606 | $732,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 32,000 | $731,000 | thousands by filing date | call |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 60,179 | $731,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 11,700 | $729,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 9,300 | $729,000 | thousands by filing date | put |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 33,419 | $728,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 79,948 | $728,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 72,908 | $725,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 6,600 | $725,000 | thousands by filing date | put |
| NEWLINK GENETICS CORP | 651511107 | COM | 98,500 | $724,000 | thousands by filing date | call |
| YRC WORLDWIDE INC | 984249607 | COM | 65,100 | $724,000 | thousands by filing date | put |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 33,240 | $723,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 74,400 | $723,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 43,700 | $722,000 | thousands by filing date | put |
| EXACTECH INC | 30064E109 | COM | 24,229 | $722,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 36,932 | $722,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 7,800 | $721,000 | thousands by filing date | call |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 26,650 | $719,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 18,927 | $718,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 18,117 | $717,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 169,603 | $717,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 42,450 | $714,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 512,942 | $713,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 42,712 | $712,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 16,444 | $711,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 47,400 | $710,000 | thousands by filing date | call |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 16,716 | $710,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 45,000 | $707,000 | thousands by filing date | put |
| TRUBRIDGE INC | 205306103 | COM | 21,516 | $706,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 300,238 | $706,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 72,600 | $706,000 | thousands by filing date | put |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 7,700 | $704,000 | thousands by filing date | put |
| INTERDIGITAL INC COM | 45867G101 | Stock | 9,100 | $703,000 | thousands by filing date | put |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 19,046 | $702,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 14,900 | $700,000 | thousands by filing date | call |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 38,356 | $699,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 50,000 | $699,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 149,062 | $699,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 182,633 | $698,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 68,444 | $698,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 101,910 | $698,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 21,100 | $697,000 | thousands by filing date | put |
| SHOE STA GROUP INC | 824889109 | COM | 33,355 | $697,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 73,876 | $696,000 | thousands by filing date | put |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 4,300 | $696,000 | thousands by filing date | put |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 29,728 | $696,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 13,800 | $695,000 | thousands by filing date | put |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 57,942 | $695,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 54,087 | $694,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 18,094 | $693,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 4,218 | $692,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 36,808 | $692,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 66,900 | $692,000 | thousands by filing date | put |
| NN INC | 629337106 | COM | 25,226 | $692,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 61,314 | $692,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 720,468 | $692,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 197,287 | $692,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 14,962 | $691,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 38,611 | $691,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 36,700 | $688,000 | thousands by filing date | call |
| LIVEPERSON, INC. | 538146101 | COM | 62,525 | $688,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 88,137 | $688,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 73,384 | $687,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 440,724 | $687,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 20,000 | $686,000 | thousands by filing date | put |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 53,600 | $686,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 83,460 | $684,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 17,300 | $684,000 | thousands by filing date | call |
| CBRE GROUP INC CL A | 12504L109 | Stock | 18,800 | $684,000 | thousands by filing date | call |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 66,631 | $684,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 17,246 | $683,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 75,064 | $683,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 45,600 | $683,000 | thousands by filing date | put |
| PICO HLDGS INC | 693366205 | COM NEW | 38,907 | $681,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 27,435 | $680,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 38,000 | $680,000 | thousands by filing date | put |
| STRAYER ED INC | 863236105 | COM | 7,291 | $680,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 101,500 | $679,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 49,400 | $678,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 109,700 | $676,000 | thousands by filing date | call |
| MASCO CORP | 574599106 | COM | 17,700 | $676,000 | thousands by filing date | put |
| VITAL THERAPIES INC | 92847R104 | COM | 233,250 | $676,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 11,000 | $674,000 | thousands by filing date | call |
| GEOPARK LTD USD SHS | G38327105 | Stock | 89,329 | $674,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 12,138 | $674,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 40,404 | $674,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 12,105 | $673,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 18,586 | $669,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 10,900 | $668,000 | thousands by filing date | put |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 31,891 | $668,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 105,073 | $667,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 48,133 | $667,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 23,200 | $667,000 | thousands by filing date | put |
| Radcom Ltd | M81865111 | COM | 34,475 | $667,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 7,184 | $666,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 33,400 | $666,000 | thousands by filing date | call |
| EDISON INTL COM | 281020107 | Stock | 8,500 | $665,000 | thousands by filing date | put |
| Intuit Inc. | 461202103 | COM | 5,000 | $664,000 | thousands by filing date | put |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 662,000 | $662,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 20,981 | $662,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 8,700 | $661,000 | thousands by filing date | put |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 19,700 | $660,000 | thousands by filing date | put |
| WHITESTONE REIT | 966084204 | COM | 53,847 | $660,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 15,200 | $659,000 | thousands by filing date | put |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 287,711 | $659,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 64,700 | $657,000 | thousands by filing date | put |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 3,000 | $656,000 | thousands by filing date | call |
| DERMIRA INC | 24983L104 | COM | 22,500 | $656,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 243,700 | $656,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 24,200 | $655,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 20,626 | $655,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 37,990 | $655,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 29,700 | $653,000 | thousands by filing date | put |
| STAPLES INC | 855030102 | COM | 64,700 | $652,000 | thousands by filing date | put |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 30,000 | $651,000 | thousands by filing date | put |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 20,370 | $651,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 86,646 | $650,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 15,732 | $647,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 28,800 | $647,000 | thousands by filing date | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 9,800 | $646,000 | thousands by filing date | call |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 47,488 | $646,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 430,994 | $646,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 14,938 | $645,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 17,441 | $642,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 28,473 | $642,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 55,380 | $642,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 67,872 | $642,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 160,204 | $642,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 7,301 | $641,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 39,200 | $641,000 | thousands by filing date | call |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 22,300 | $641,000 | thousands by filing date | call |
| BIOVERATIV INC | 09075E100 | COM | 10,650 | $641,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 19,000 | $640,000 | thousands by filing date | put |
| MYOKARDIA INC | 62857M105 | COM | 48,762 | $639,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 1,129,108 | $639,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 85,411 | $638,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 18,200 | $636,000 | thousands by filing date | call |
| ROSS STORES INC COM | 778296103 | Stock | 11,000 | $635,000 | thousands by filing date | call |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 9,282 | $635,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 19,939 | $634,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 15,500 | $633,000 | thousands by filing date | put |
| MARCHEX INC | 56624R108 | CMN | 212,479 | $633,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X210 | MSCI CHINA ETF | 29,050 | $633,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 17,713 | $632,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 39,400 | $630,000 | thousands by filing date | call |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 153,349 | $629,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 9,434 | $628,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 41,669 | $627,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 40,609 | $627,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 18,115 | $626,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 21,007 | $625,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 4,900 | $624,000 | thousands by filing date | call |
| WEST MARINE INC | 954235107 | COM | 48,531 | $624,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 8,000 | $623,000 | thousands by filing date | call |
| MASCO CORP | 574599106 | COM | 16,300 | $623,000 | thousands by filing date | call |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 38,312 | $623,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 134,595 | $623,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 259,392 | $622,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 144,941 | $622,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 29,374 | $621,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 30,822 | $621,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 16,300 | $620,000 | thousands by filing date | call |
| FREIGHTCAR AMER INC | 357023100 | COM | 35,631 | $620,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 382,708 | $620,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 31,226 | $620,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 59,178 | $620,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 75,636 | $619,000 | thousands by filing date | |
| TINTRI INC | 88770Q105 | COM | 85,132 | $619,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 46,229 | $618,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 42,208 | $618,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 31,048 | $618,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 40,563 | $618,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 21,448 | $617,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 82,914 | $617,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 31,895 | $616,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 39,069 | $616,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 181,033 | $616,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 12,980 | $614,000 | thousands by filing date | |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 276,000 | $614,000 | thousands by filing date | principal |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 55,361 | $612,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 24,617 | $612,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 21,545 | $612,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 48,127 | $610,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 26,494 | $609,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 17,177 | $608,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 82,100 | $608,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 61,416 | $607,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 24,104 | $607,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 8,300 | $606,000 | thousands by filing date | put |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 31,034 | $606,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 37,141 | $605,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 48,310 | $604,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 36,000 | $604,000 | thousands by filing date | put |
| EDITAS MEDICINE INC | 28106W103 | COM | 36,000 | $604,000 | thousands by filing date | call |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 58,900 | $603,000 | thousands by filing date | call |
| YRC WORLDWIDE INC | 984249607 | COM | 54,200 | $603,000 | thousands by filing date | call |
| ATHENEX INC | 04685N103 | COM | 37,566 | $601,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 8,200 | $599,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 125,900 | $598,000 | thousands by filing date | put |
| Xunlei Ltd-Adr | 98419E108 | COM | 184,707 | $598,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 65,600 | $597,000 | thousands by filing date | put |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 21,820 | $595,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 13,200 | $595,000 | thousands by filing date | put |
| WELLTOWER INC COM | 95040Q104 | REIT | 7,900 | $591,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 421,897 | $591,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 5,300 | $590,000 | thousands by filing date | call |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 9,500 | $590,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 97,000 | $590,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 113,900 | $588,000 | thousands by filing date | call |
| FISERV INC | 337738108 | COM | 4,800 | $587,000 | thousands by filing date | call |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 145,346 | $587,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 29,500 | $586,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 50,000 | $586,000 | thousands by filing date | call |
| RADNET INC | 750491102 | COM | 75,562 | $586,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 31,505 | $586,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 126,280 | $586,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 18,588 | $585,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 114,600 | $584,000 | thousands by filing date | put |
| VICOR CORP | 925815102 | COM | 32,582 | $583,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 25,000 | $583,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 60,264 | $583,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 23,600 | $582,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 6,863 | $582,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 19,763 | $581,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 30,891 | $581,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 15,500 | $580,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 5,209 | $579,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 15,318 | $579,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 5,080 | $579,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 126,900 | $579,000 | thousands by filing date | call |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 95,181 | $579,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 3,000 | $577,000 | thousands by filing date | put |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 23,611 | $576,000 | thousands by filing date | |
| MGC | 921910873 | COM | 6,936 | $575,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 19,309 | $575,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 38,606 | $575,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 58,768 | $574,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 17,131 | $574,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 548,000 | $574,000 | thousands by filing date | principal |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 31,690 | $571,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 28,500 | $571,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 33,600 | $570,000 | thousands by filing date | put |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 8,022 | $568,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 170,439 | $568,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 5,400 | $567,000 | thousands by filing date | call |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 31,600 | $565,000 | thousands by filing date | call |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 261,800 | $563,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 12,000 | $562,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 161,300 | $561,000 | thousands by filing date | call |
| MYRIAD GENETICS INC | 62855J104 | COM | 21,700 | $561,000 | thousands by filing date | call |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 40,178 | $561,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 32,500 | $560,000 | thousands by filing date | put |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 12,700 | $560,000 | thousands by filing date | put |
| Vanguard Growth | 922908736 | COM | 4,400 | $559,000 | thousands by filing date | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 7,000 | $559,000 | thousands by filing date | call |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 9,866 | $559,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 211,700 | $559,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 73,600 | $559,000 | thousands by filing date | call |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 33,223 | $559,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-17-000626 | this filing | 2017-08-14 | acceptance time not in the bulk data set |