13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 6,752 holding rows worth $386,485,191,000.
- Accession
- 0000769993-17-000626
- Filer
- CIK 886982
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 11,348 entries on the cover page, a total value of $386,485,191,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $386,485,191,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RAPID7 INC COM | 753422104 | Stock | 17,955 | $302,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 16,560 | $302,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 15,200 | $302,000 | thousands by filing date | put |
| STARTEK INC | 85569C107 | COM | 24,667 | $302,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,100 | $301,000 | thousands by filing date | put |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 65,330 | $301,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 5,000 | $301,000 | thousands by filing date | call |
| HORMEL FOODS CORP COM | 440452100 | Stock | 8,800 | $300,000 | thousands by filing date | call |
| PEOPLES BANCORP INC | 709789101 | COM | 9,344 | $300,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 12,351 | $300,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 12,574 | $300,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 74,541 | $300,000 | thousands by filing date | |
| STANDARD CHARTERED PLC | G84228CQ9 | DEBT 7.500%12/3 | 280,000 | $300,000 | thousands by filing date | principal |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 5,500 | $299,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 9,425 | $299,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 7,882 | $298,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 4,500 | $297,000 | thousands by filing date | put |
| HERC HLDGS INC COM | 42704L104 | Stock | 7,566 | $297,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 25,800 | $297,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 6,504 | $297,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 47,730 | $297,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 27,352 | $297,000 | thousands by filing date | call |
| OSHKOSH CORP COM | 688239201 | Stock | 4,300 | $296,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 10,600 | $295,000 | thousands by filing date | call |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 279,000 | $295,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 10,926 | $294,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 8,400 | $294,000 | thousands by filing date | put |
| Vanguard Materials ETF | 92204A801 | SHS | 2,408 | $293,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 12,379 | $293,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 22,607 | $293,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 123,454 | $293,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 282,000 | $292,000 | thousands by filing date | principal |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 2,978 | $291,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 29,878 | $291,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 11,800 | $290,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 803,600 | $290,000 | thousands by filing date | put |
| THERAPEUTICSMD INC | 88338N107 | COM | 55,000 | $290,000 | thousands by filing date | put |
| FLEX LTD ORD | Y2573F102 | Stock | 17,700 | $289,000 | thousands by filing date | call |
| WARRIOR MET COAL INC | 93627C101 | COM | 16,857 | $289,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 12,100 | $289,000 | thousands by filing date | call |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 230,000 | $289,000 | thousands by filing date | principal |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 6,688 | $289,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 8,400 | $286,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 13,059 | $286,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 50,021 | $286,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 2,744 | $285,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 4,400 | $285,000 | thousands by filing date | put |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 77,209 | $285,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 62,032 | $285,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 14,919 | $285,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,400 | $284,000 | thousands by filing date | call |
| CAPITALA FIN CORP | 14054R106 | COM | 21,796 | $284,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 41,898 | $284,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 280,000 | $284,000 | thousands by filing date | principal |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 62,000 | $283,000 | thousands by filing date | put |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 44,574 | $283,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 23,959 | $282,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 12,015 | $282,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 5,900 | $281,000 | thousands by filing date | put |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 2,700 | $281,000 | thousands by filing date | call |
| SHORETEL INC | 825211105 | COM | 48,475 | $281,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 8,662 | $280,000 | thousands by filing date | |
| WECAST NETWORK INC | 94850Q106 | COM | 158,433 | $280,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 3,556 | $279,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 124,043 | $279,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 14,281 | $278,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 4,600 | $277,000 | thousands by filing date | call |
| ANAPTYSBIO INC | 032724106 | COM | 11,569 | $277,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 41,705 | $277,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 2,900 | $276,000 | thousands by filing date | call |
| OOMA INC | 683416101 | COM | 34,555 | $276,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 153,605 | $276,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 20,167 | $276,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 18,565 | $276,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3,700 | $275,000 | thousands by filing date | put |
| NEOGENOMICS INC | 64049M209 | COM NEW | 30,678 | $275,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 2,600 | $275,000 | thousands by filing date | put |
| PPL CORP COM | 69351T106 | Stock | 7,100 | $274,000 | thousands by filing date | put |
| BOX INC CL A | 10316T104 | Stock | 15,000 | $274,000 | thousands by filing date | call |
| TEGNA INC COM | 87901J105 | Stock | 19,000 | $274,000 | thousands by filing date | call |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 18,962 | $274,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 2,700 | $273,000 | thousands by filing date | call |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 8,898 | $273,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 17,797 | $273,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 8,436 | $273,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 18,983 | $272,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 14,500 | $272,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 34,445 | $272,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 10,217 | $272,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 109,272 | $272,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,482 | $271,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 47,927 | $271,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 34,159 | $271,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 6,600 | $270,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 11,280 | $269,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 79,000 | $269,000 | thousands by filing date | call |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 3,400 | $268,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 4,379 | $268,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 106,495 | $267,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 4,900 | $267,000 | thousands by filing date | put |
| BAXTER INTL INC | 071813109 | COM | 4,400 | $266,000 | thousands by filing date | call |
| SHAKE SHACK INC | 819047101 | CL A | 7,600 | $265,000 | thousands by filing date | call |
| HOLOGIC INC | 436440101 | COM | 5,800 | $263,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 56,955 | $263,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 10,200 | $263,000 | thousands by filing date | put |
| SERES THERAPEUTICS INC | 81750R102 | COM | 23,315 | $263,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 23,184 | $263,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 64,600 | $262,000 | thousands by filing date | put |
| NMI HLDGS INC | 629209305 | COM | 22,880 | $262,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 14,997 | $262,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 18,070 | $262,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 9,276 | $261,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 9,914 | $261,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 27,354 | $261,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 29,700 | $261,000 | thousands by filing date | put |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 76,700 | $261,000 | thousands by filing date | put |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 14,483 | $261,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 18,800 | $260,000 | thousands by filing date | call |
| CENTURY CASINOS INC | 156492100 | COM | 35,218 | $260,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 3,922 | $260,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 6,000 | $260,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 23,100 | $259,000 | thousands by filing date | call |
| AUXILIO INC | 05334N204 | COM NEW | 56,767 | $259,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 15,438 | $258,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 7,854 | $258,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 78,300 | $258,000 | thousands by filing date | put |
| SUNRUN INC | 86771W105 | COM | 36,033 | $257,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 25,298 | $257,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 744,039 | $257,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 3,000 | $257,000 | thousands by filing date | put |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,800 | $256,000 | thousands by filing date | call |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 19,543 | $256,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 9,654 | $256,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 35,400 | $256,000 | thousands by filing date | call |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 57,200 | $255,000 | thousands by filing date | put |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 18,084 | $254,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 57,700 | $254,000 | thousands by filing date | call |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 115,243 | $254,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 39,900 | $253,000 | thousands by filing date | put |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 34,834 | $252,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 47,656 | $251,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 42,837 | $251,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 5,829 | $250,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 316,788 | $250,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 16,536 | $250,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,000 | $249,000 | thousands by filing date | call |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 9,617 | $249,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 9,465 | $249,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 10,790 | $249,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 214,800 | $249,000 | thousands by filing date | put |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 16,403 | $249,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 214,000 | $249,000 | thousands by filing date | principal |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 39,100 | $248,000 | thousands by filing date | call |
| CARBONITE INC | 141337105 | COM | 11,395 | $248,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 2,177 | $247,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 8,015 | $247,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 8,000 | $246,000 | thousands by filing date | put |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 26,027 | $246,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 14,800 | $246,000 | thousands by filing date | call |
| TREX CO INC | 89531P105 | COM | 3,600 | $244,000 | thousands by filing date | call |
| SIERRA BANCORP | 82620P102 | COM | 9,953 | $244,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 22,008 | $244,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 2,300 | $243,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 21,200 | $243,000 | thousands by filing date | call |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 51,911 | $243,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 11,409 | $242,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 46,600 | $242,000 | thousands by filing date | put |
| PROSHARES TR | 74347X310 | CMN | 6,412 | $242,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 28,545 | $241,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 12,259 | $240,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 5,022 | $240,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 52,100 | $240,000 | thousands by filing date | call |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 9,726 | $239,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 1,900 | $239,000 | thousands by filing date | call |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 97,769 | $239,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 17,400 | $238,000 | thousands by filing date | put |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 18,905 | $238,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 5,500 | $238,000 | thousands by filing date | call |
| TERADYNE INC COM | 880770102 | Stock | 7,900 | $237,000 | thousands by filing date | put |
| PAPA JOHNS INTL INC | 698813102 | COM | 3,300 | $237,000 | thousands by filing date | put |
| SMUCKER J M CO | 832696405 | COM NEW | 2,000 | $237,000 | thousands by filing date | call |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 54,838 | $237,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 16,000 | $237,000 | thousands by filing date | put |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 9,222 | $237,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 7,409 | $237,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 236,762 | $237,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 55,590 | $236,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 16,905 | $236,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 60,414 | $235,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 3,600 | $234,000 | thousands by filing date | put |
| POST HLDGS INC | 737446104 | COM | 3,000 | $233,000 | thousands by filing date | call |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 17,503 | $233,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 9,453 | $233,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 5,500 | $232,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 8,402 | $232,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 9,337 | $232,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 11,637 | $232,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 26,652 | $232,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 10,000 | $232,000 | thousands by filing date | put |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 22,133 | $232,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,200 | $231,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 15,452 | $231,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 7,900 | $230,000 | thousands by filing date | call |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 13,200 | $229,000 | thousands by filing date | call |
| PROTO LABS INC | 743713109 | COM | 3,400 | $229,000 | thousands by filing date | call |
| WALTER INVT MGMT CORP | 93317W102 | COM | 241,879 | $229,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 8,168 | $229,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 15,100 | $228,000 | thousands by filing date | put |
| OWENS CORNING NEW | 690742101 | COM | 3,400 | $228,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 7,297 | $228,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 16,930 | $228,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 9,114 | $228,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 13,147 | $227,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 34,370 | $227,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,300 | $226,000 | thousands by filing date | put |
| CRAWFORD & CO | 224633107 | COM | 24,298 | $226,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 119,638 | $226,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 7,566 | $226,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 5,300 | $225,000 | thousands by filing date | call |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 25,569 | $225,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 13,797 | $224,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 9,100 | $224,000 | thousands by filing date | put |
| EMC INS GROUP INC | 268664109 | COM | 8,048 | $224,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 35,791 | $224,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 10,700 | $223,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 27,529 | $223,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 18,848 | $223,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 39,993 | $222,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,200 | $221,000 | thousands by filing date | put |
| COTY INC | 222070203 | COM CL A | 11,800 | $221,000 | thousands by filing date | put |
| MODEL N INC | 607525102 | COM | 16,649 | $221,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 6,182 | $221,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 20,499 | $221,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 11,903 | $221,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 32,188 | $220,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 5,836 | $220,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 17,530 | $220,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 2,300 | $219,000 | thousands by filing date | put |
| ALCENTRA CAP CORP | 01374T102 | COM | 16,099 | $219,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 17,081 | $219,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 27,500 | $219,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 42,015 | $218,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 102,714 | $218,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,800 | $217,000 | thousands by filing date | put |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 12,552 | $217,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 2,100 | $217,000 | thousands by filing date | put |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 221,000 | $217,000 | thousands by filing date | principal |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,600 | $216,000 | thousands by filing date | put |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,300 | $216,000 | thousands by filing date | call |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 9,200 | $216,000 | thousands by filing date | call |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 7,887 | $216,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 6,837 | $216,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 10,464 | $216,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 11,417 | $215,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 27,716 | $215,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 12,504 | $215,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 33,107 | $214,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 5,188 | $214,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 5,732 | $213,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 22,801 | $213,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 13,000 | $213,000 | thousands by filing date | call |
| IFRESH INC | 449538107 | COM | 17,377 | $213,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 58,200 | $212,000 | thousands by filing date | put |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 5,339 | $212,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 26,000 | $212,000 | thousands by filing date | put |
| BANK OF THE OZARKS | 063904106 | COM | 4,500 | $211,000 | thousands by filing date | call |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 6,700 | $211,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 13,800 | $210,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 4,200 | $210,000 | thousands by filing date | call |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 2,300 | $210,000 | thousands by filing date | put |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 8,175 | $210,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 189,000 | $210,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 226,000 | $210,000 | thousands by filing date | principal |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 9,400 | $209,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 5,900 | $208,000 | thousands by filing date | put |
| NVE CORP COM NEW | 629445206 | Stock | 2,682 | $207,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 9,500 | $207,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 2,154 | $207,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,100 | $207,000 | thousands by filing date | put |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 14,400 | $207,000 | thousands by filing date | call |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 60,963 | $207,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,500 | $206,000 | thousands by filing date | call |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 19,073 | $206,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 8,000 | $206,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 46,796 | $206,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 54,929 | $206,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 4,400 | $205,000 | thousands by filing date | put |
| COVISTA INC | 00737L103 | COM | 5,400 | $205,000 | thousands by filing date | put |
| Dawson Geophysical Co Ne | 239360100 | COM | 52,217 | $205,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 12,500 | $204,000 | thousands by filing date | put |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 6,702 | $204,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 14,578 | $204,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 8,900 | $203,000 | thousands by filing date | call |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 5,564 | $203,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 8,800 | $203,000 | thousands by filing date | |
| ROOT9B HOLDINGS INC | 776650202 | COM NEW | 23,112 | $203,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 15,391 | $202,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 9,400 | $201,000 | thousands by filing date | put |
| HAWKINS INC | 420261109 | COM | 4,341 | $201,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 69,994 | $201,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 72,014 | $201,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 13,600 | $201,000 | thousands by filing date | call |
| LEUCADIA NATL CORP | 527288104 | COM | 7,700 | $201,000 | thousands by filing date | call |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 42,816 | $201,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,600 | $200,000 | thousands by filing date | put |
| SPARTAN MTRS INC | 846819100 | COM | 22,380 | $198,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 20,826 | $197,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 22,462 | $197,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 74,970 | $197,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 27,132 | $197,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 42,700 | $196,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 7,000 | $195,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 11,900 | $195,000 | thousands by filing date | put |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 102,503 | $195,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 134,389 | $195,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 833,821 | $195,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 6,400 | $194,000 | thousands by filing date | put |
| XPERI CORP | 98421B100 | COM | 6,500 | $194,000 | thousands by filing date | call |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 2,200 | $193,000 | thousands by filing date | put |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 92,550 | $192,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 2,900 | $191,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 22,876 | $191,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 10,174 | $191,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 32,490 | $191,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 45,900 | $190,000 | thousands by filing date | put |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 28,774 | $190,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 19,466 | $190,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 5,300 | $189,000 | thousands by filing date | put |
| VALVOLINE INC COM | 92047W101 | Stock | 7,946 | $188,000 | thousands by filing date | put |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 3,400 | $188,000 | thousands by filing date | put |
| NATERA INC COM | 632307104 | Stock | 17,189 | $187,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 11,982 | $187,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H101 | COM | 58,448 | $187,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,700 | $186,000 | thousands by filing date | call |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 40,952 | $186,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 10,500 | $186,000 | thousands by filing date | put |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 1,526 | $186,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 50,000 | $186,000 | thousands by filing date | call |
| GENER8 MARITIME INC | Y26889108 | COM | 32,664 | $186,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 2,700 | $185,000 | thousands by filing date | call |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 4,000 | $185,000 | thousands by filing date | put |
| TECHTARGET INC | 87874R100 | COM | 17,754 | $184,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 4,200 | $184,000 | thousands by filing date | put |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 43,599 | $184,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 11,290 | $183,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789100 | UNIT 12/17/2021T | 17,091 | $183,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 22,662 | $182,000 | thousands by filing date | |
| ASV HLDGS INC | 00215L104 | COM | 22,345 | $182,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 5,200 | $181,000 | thousands by filing date | call |
| SOUNDTHINKING INC | 82536T107 | COM | 14,117 | $181,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 4,100 | $181,000 | thousands by filing date | call |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,400 | $180,000 | thousands by filing date | put |
| COVANTA HLDG CORP | 22282E102 | COM | 13,600 | $180,000 | thousands by filing date | call |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 8,900 | $180,000 | thousands by filing date | put |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 16,777 | $180,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 5,000 | $179,000 | thousands by filing date | call |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 2,300 | $178,000 | thousands by filing date | call |
| AMPHENOL CORP NEW | 032095101 | COM | 2,400 | $177,000 | thousands by filing date | call |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 11,800 | $177,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 4,600 | $177,000 | thousands by filing date | call |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 13,159 | $177,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 75,637 | $177,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 224,062 | $177,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 4,600 | $176,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 151,900 | $176,000 | thousands by filing date | call |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 2,800 | $175,000 | thousands by filing date | call |
| CRANE CO | 224399105 | COM | 2,200 | $175,000 | thousands by filing date | call |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 129,645 | $175,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 27,100 | $174,000 | thousands by filing date | call |
| CAVIUM INC | 14964U108 | COM | 2,800 | $174,000 | thousands by filing date | put |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 14,853 | $174,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 5,500 | $173,000 | thousands by filing date | put |
| UNISYS CORP | 909214306 | COMMON STOCK | 13,500 | $173,000 | thousands by filing date | call |
| DIGIRAD CORP | 253827109 | COM | 42,810 | $173,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 13,194 | $172,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 5,300 | $172,000 | thousands by filing date | call |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 14,414 | $172,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 452,177 | $172,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 54,119 | $172,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 107,444 | $172,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,000 | $171,000 | thousands by filing date | call |
| STELLUS CAP INVT CORP | 858568108 | COM | 12,508 | $171,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 32,624 | $171,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 9,800 | $171,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 6,511 | $171,000 | thousands by filing date | call |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 20,718 | $171,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 137,961 | $171,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279501 | COM NEW | 64,642 | $171,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 5,400 | $170,000 | thousands by filing date | call |
| UNIT CORP | 909218109 | COM | 9,100 | $170,000 | thousands by filing date | call |
| BUCKLE INC COM | 118440106 | Stock | 9,500 | $169,000 | thousands by filing date | put |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 7,400 | $168,000 | thousands by filing date | call |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 7,100 | $168,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 9,900 | $168,000 | thousands by filing date | put |
| BANKFINANCIAL CORP | 06643P104 | COM | 11,194 | $167,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 84,989 | $167,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 2,800 | $167,000 | thousands by filing date | call |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 14,117 | $166,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 10,180 | $166,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 12,100 | $166,000 | thousands by filing date | put |
| CITIZENS INC | 174740100 | COMMON STOCK | 22,541 | $166,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 4,300 | $166,000 | thousands by filing date | call |
| AH BELO CORP | 001282102 | COMMON STOCK | 30,173 | $166,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,100 | $165,000 | thousands by filing date | call |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 12,417 | $165,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 35,000 | $165,000 | thousands by filing date | put |
| O-I GLASS, INC. | 690768403 | COM | 6,800 | $163,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 26,015 | $162,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 13,983 | $161,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 67,209 | $161,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 44,919 | $160,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 23,700 | $160,000 | thousands by filing date | put |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 158,000 | $160,000 | thousands by filing date | principal |
| Knight Capital Group, Inc. | 48244B100 | common stock | 8,000 | $160,000 | thousands by filing date | put |
| Progressive Corporation | 743315103 | COM | 3,600 | $159,000 | thousands by filing date | call |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 3,200 | $159,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 50,000 | $159,000 | thousands by filing date | call |
| SOUTHERN COPPER CORP | 84265V105 | COM | 4,600 | $159,000 | thousands by filing date | put |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 10,954 | $159,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 11,600 | $159,000 | thousands by filing date | call |
| KONA GRILL INC | 50047H201 | COM | 42,991 | $159,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 20,200 | $158,000 | thousands by filing date | call |
| PC TEL INC | 69325Q105 | COM | 22,328 | $158,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 50,000 | $158,000 | thousands by filing date | call |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 90,612 | $158,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 22,728 | $157,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 5,700 | $156,000 | thousands by filing date | put |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 14,241 | $156,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 4,608 | $156,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 40,261 | $156,000 | thousands by filing date | |
| DIGILITI MONEY GROUP INC | 25381F102 | COM | 48,971 | $156,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 3,800 | $155,000 | thousands by filing date | put |
| ISHARES TR | 464287192 | US TRSPRTION | 900 | $155,000 | thousands by filing date | call |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 600 | $154,000 | thousands by filing date | call |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 12,558 | $154,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 17,048 | $153,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 46,953 | $153,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 65,005 | $153,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 13,222 | $153,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 4,000 | $152,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 67,963 | $152,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 298,595 | $152,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 3,000 | $151,000 | thousands by filing date | call |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,311 | $151,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 22,100 | $151,000 | thousands by filing date | put |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 24,881 | $151,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 10,143 | $151,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 6,500 | $150,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 111,000 | $150,000 | thousands by filing date | principal |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,100 | $149,000 | thousands by filing date | put |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 18,706 | $149,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 3,000 | $149,000 | thousands by filing date | call |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 2,700 | $148,000 | thousands by filing date | call |
| PROTO LABS INC | 743713109 | COM | 2,200 | $148,000 | thousands by filing date | put |
| AMERESCO INC | 02361E108 | CL A | 19,258 | $148,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 15,116 | $148,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 283,490 | $148,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 45,005 | $148,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 182,904 | $147,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 3,900 | $146,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 71,500 | $146,000 | thousands by filing date | put |
| AON PLC | G0408V102 | SHS CL A | 1,100 | $146,000 | thousands by filing date | put |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,200 | $145,000 | thousands by filing date | call |
| HERC HLDGS INC COM | 42704L104 | Stock | 3,690 | $145,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 51,900 | $145,000 | thousands by filing date | call |
| PIER 1 IMPORTS INC | 720279108 | COM | 28,000 | $145,000 | thousands by filing date | call |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 11,179 | $145,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 4,700 | $144,000 | thousands by filing date | call |
| LOGITECH INTL S A SHS | H50430232 | Stock | 3,900 | $143,000 | thousands by filing date | call |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 3,400 | $143,000 | thousands by filing date | call |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 10,990 | $143,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 3,700 | $142,000 | thousands by filing date | put |
| CARS COM INC | 14575E105 | COM | 5,346 | $142,000 | thousands by filing date | call |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 123,000 | $142,000 | thousands by filing date | principal |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 8,400 | $142,000 | thousands by filing date | put |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 143,000 | $142,000 | thousands by filing date | principal |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 19,600 | $141,000 | thousands by filing date | put |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 100,000 | $141,000 | thousands by filing date | put |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 1,500 | $141,000 | thousands by filing date | call |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 121,000 | $141,000 | thousands by filing date | principal |
| UNUM GROUP COM | 91529Y106 | Stock | 3,000 | $140,000 | thousands by filing date | call |
| TRAVELZOO | 89421Q205 | CMN | 12,811 | $140,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 11,308 | $140,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 19,700 | $140,000 | thousands by filing date | put |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 65,775 | $140,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,500 | $139,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 14,783 | $139,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 4,400 | $139,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 54,822 | $137,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 24,200 | $136,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 12,098 | $136,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 18,200 | $136,000 | thousands by filing date | put |
| DSW INC-CLASS A | 23334L102 | CL A | 7,700 | $136,000 | thousands by filing date | call |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 8,300 | $136,000 | thousands by filing date | put |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 27,919 | $136,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,500 | $135,000 | thousands by filing date | call |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,000 | $135,000 | thousands by filing date | call |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,300 | $135,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 4,800 | $135,000 | thousands by filing date | call |
| OWENS CORNING NEW | 690742101 | COM | 2,000 | $134,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-17-000626 | this filing | 2017-08-14 | acceptance time not in the bulk data set |