13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 6,752 holding rows worth $386,485,191,000.
- Accession
- 0000769993-17-000626
- Filer
- CIK 886982
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 11,348 entries on the cover page, a total value of $386,485,191,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $386,485,191,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO. LLC028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 6,433 | $134,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 1,100 | $134,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 2,000 | $133,000 | thousands by filing date | put |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 2,000 | $133,000 | thousands by filing date | call |
| VALHI INC NEW | 918905100 | COM | 44,765 | $133,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 5,000 | $133,000 | thousands by filing date | put |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 15,510 | $133,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 8,100 | $132,000 | thousands by filing date | put |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 3,000 | $132,000 | thousands by filing date | put |
| HARRIS CORP INC | 413875105 | COM | 1,200 | $131,000 | thousands by filing date | call |
| STRAYER ED INC | 863236105 | COM | 1,400 | $131,000 | thousands by filing date | call |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 97,180 | $131,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 16,000 | $130,000 | thousands by filing date | put |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 2,200 | $130,000 | thousands by filing date | put |
| PLANET PAYMENT INC | U72603118 | SHS | 39,383 | $130,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 28,605 | $130,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 13,820 | $129,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 15,573 | $129,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 5,600 | $129,000 | thousands by filing date | put |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 8,900 | $129,000 | thousands by filing date | call |
| HIVE | 007786106 | Stock | 25,652 | $129,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 29,018 | $129,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 82,383 | $129,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 11,849 | $129,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 5,300 | $128,000 | thousands by filing date | put |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 18,600 | $128,000 | thousands by filing date | put |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 1,400 | $128,000 | thousands by filing date | call |
| AC IMMUNE SA | H00263105 | SHS | 14,475 | $127,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 11,154 | $127,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 1,600 | $127,000 | thousands by filing date | put |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 14,900 | $127,000 | thousands by filing date | call |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 12,543 | $127,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 1,000 | $127,000 | thousands by filing date | put |
| CINTAS CORP COM | 172908105 | Stock | 1,000 | $126,000 | thousands by filing date | call |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 30,481 | $126,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 17,817 | $126,000 | thousands by filing date | |
| COBALT INTL ENERGY | 19075F304 | COM | 50,793 | $125,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 29,500 | $125,000 | thousands by filing date | call |
| SYNOPSYS INC COM | 871607107 | Stock | 1,700 | $124,000 | thousands by filing date | call |
| BRIGHTCOVE INC | 10921T101 | COM | 19,931 | $124,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 3,200 | $123,000 | thousands by filing date | put |
| Bowater Inc | 09066L105 | COMMON STOCKS | 38,925 | $123,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 26,900 | $123,000 | thousands by filing date | call |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 14,072 | $122,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 7,230 | $122,000 | thousands by filing date | put |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 16,907 | $122,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 115,000 | $122,000 | thousands by filing date | principal |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 12,321 | $122,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 1,100 | $121,000 | thousands by filing date | call |
| STRAYER ED INC | 863236105 | COM | 1,300 | $121,000 | thousands by filing date | put |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 14,653 | $120,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 16,000 | $119,000 | thousands by filing date | call |
| UCP INC - CL A | 90265Y106 | Common Stock | 10,891 | $119,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 2,900 | $118,000 | thousands by filing date | put |
| DONNELLEY R R & SONS CO | 257867200 | COM | 9,400 | $118,000 | thousands by filing date | call |
| SORL Auto Parts Inc | 78461U101 | COM | 17,732 | $118,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 700 | $117,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 26,656 | $117,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 80,471 | $117,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 15,383 | $116,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 13,869 | $116,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 3,500 | $115,000 | thousands by filing date | put |
| ATENTO S A | L0427L105 | SHS | 10,275 | $115,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 12,303 | $114,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 9,200 | $114,000 | thousands by filing date | call |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 8,800 | $114,000 | thousands by filing date | call |
| VARIAN MED SYS INC | 92220P105 | COM | 1,100 | $114,000 | thousands by filing date | call |
| MVC CAPITAL INC | 553829102 | COM | 11,576 | $114,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 84,146 | $114,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 29,316 | $114,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 15,505 | $113,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 25,825 | $112,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 3,100 | $111,000 | thousands by filing date | call |
| HEXCEL CORP NEW | 428291108 | COM | 2,100 | $111,000 | thousands by filing date | call |
| BROADWIND INC | 11161T207 | CMN | 22,092 | $111,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 85,073 | $111,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 1,400 | $110,000 | thousands by filing date | call |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 6,400 | $110,000 | thousands by filing date | call |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 21,735 | $110,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 3,100 | $109,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 1,700 | $109,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 19,400 | $109,000 | thousands by filing date | call |
| AMEREN CORP COM | 023608102 | Stock | 2,000 | $109,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 14,100 | $109,000 | thousands by filing date | put |
| ORCHID IS CAP INC | 68571X103 | COM | 11,068 | $109,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 58,824 | $109,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 7,100 | $108,000 | thousands by filing date | call |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 7,800 | $108,000 | thousands by filing date | put |
| VERADIGM INC | 01988P108 | COMMON STOCK | 8,500 | $108,000 | thousands by filing date | call |
| VANTIV INC | 92210H105 | CL A | 1,700 | $108,000 | thousands by filing date | call |
| SIGMA DESIGNS INC | 826565103 | COM | 18,432 | $108,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 35,000 | $107,000 | thousands by filing date | call |
| CONDUENT INC | 206787103 | COM | 6,720 | $107,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 42,300 | $107,000 | thousands by filing date | call |
| CROWN CRAFTS INC | 228309100 | COM | 15,458 | $107,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 12,478 | $107,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 28,024 | $106,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 13,200 | $106,000 | thousands by filing date | call |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 188,184 | $106,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25490K745 | Common Stocks | 15,300 | $106,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,000 | $105,000 | thousands by filing date | call |
| LEGGETT & PLATT INC | 524660107 | COM | 2,000 | $105,000 | thousands by filing date | put |
| LEGGETT & PLATT INC | 524660107 | COM | 2,000 | $105,000 | thousands by filing date | call |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 11,193 | $105,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 14,500 | $105,000 | thousands by filing date | put |
| NOVAN INC | 66988N106 | COM | 25,972 | $105,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 21,500 | $105,000 | thousands by filing date | call |
| QUOTIENT LTD | G73268107 | SHS | 14,129 | $104,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 8,100 | $103,000 | thousands by filing date | put |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 650,943 | $103,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 20,043 | $101,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 2,200 | $101,000 | thousands by filing date | put |
| TELLURIAN INC NEW | 87968A104 | COM | 10,050 | $101,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 14,202 | $101,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 1,000 | $101,000 | thousands by filing date | put |
| AMBER ROAD INC | 02318Y108 | COM | 11,740 | $101,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 34,835 | $101,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 900 | $100,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 3,300 | $100,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 4,100 | $99,000 | thousands by filing date | call |
| LANTRONIX INC | 516548203 | COMMON STOCK | 40,632 | $99,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 35,086 | $99,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 76,129 | $99,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 57,432 | $99,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 95,000 | $99,000 | thousands by filing date | principal |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,800 | $98,000 | thousands by filing date | put |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 9,600 | $98,000 | thousands by filing date | put |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 21,991 | $98,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 13,700 | $98,000 | thousands by filing date | put |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 9,000 | $98,000 | thousands by filing date | call |
| DENTSPLY SIRONA INC | 24906P109 | COM | 1,500 | $97,000 | thousands by filing date | call |
| AIR LEASE CORP | 00912X302 | CL A | 2,600 | $97,000 | thousands by filing date | call |
| CAFEPRESS INC | 12769A103 | COM | 38,962 | $97,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 1,300 | $96,000 | thousands by filing date | put |
| THE COOPER COMPANIES | 216648402 | COM NEW | 400 | $96,000 | thousands by filing date | call |
| LIQUIDITY SVCS INC | 53635B107 | COM | 14,900 | $95,000 | thousands by filing date | put |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 12,243 | $95,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 300 | $95,000 | thousands by filing date | put |
| CONTRAFECT CORP | 212326102 | COM | 65,273 | $95,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,200 | $94,000 | thousands by filing date | put |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,200 | $94,000 | thousands by filing date | put |
| GENERAC HLDGS INC | 368736104 | COM | 2,600 | $94,000 | thousands by filing date | put |
| FTI CONSULTING INC | 302941109 | COM | 2,700 | $94,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 1,100 | $94,000 | thousands by filing date | put |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 1,300 | $94,000 | thousands by filing date | call |
| MITCHAM INDS INC COM | 606501104 | COM | 24,142 | $94,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,100 | $93,000 | thousands by filing date | put |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 12,062 | $93,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 44,705 | $93,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 25,725 | $93,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 19,003 | $93,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,000 | $92,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 11,900 | $92,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 7,200 | $92,000 | thousands by filing date | put |
| TIME INC NEW | 887228104 | COM | 6,400 | $92,000 | thousands by filing date | put |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 700 | $91,000 | thousands by filing date | call |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 11,475 | $91,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 5,300 | $91,000 | thousands by filing date | call |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 2,100 | $90,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 2,500 | $90,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503108 | COM | 3,200 | $90,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 39,850 | $90,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 1,800 | $90,000 | thousands by filing date | put |
| VERIS RESIDENTIAL INC | 554489104 | COM | 3,300 | $90,000 | thousands by filing date | put |
| VERIS RESIDENTIAL INC | 554489104 | COM | 3,300 | $90,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 7,884 | $90,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 71,193 | $90,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 80,000 | $90,000 | thousands by filing date | principal |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 9,100 | $89,000 | thousands by filing date | call |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 1,000 | $89,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 11,242 | $89,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 27,348 | $89,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 7,900 | $88,000 | thousands by filing date | put |
| CODEXIS INC | 192005106 | COM | 16,160 | $88,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 3,000 | $88,000 | thousands by filing date | put |
| LANDS END INC | 51509F105 | COMMON STOCK | 5,900 | $88,000 | thousands by filing date | call |
| HARTE-HANKS INC | 416196103 | COM | 85,470 | $88,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 16,547 | $88,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 32,729 | $87,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 20,315 | $87,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 67,608 | $87,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 32,137 | $87,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 22,560 | $87,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 2,700 | $86,000 | thousands by filing date | put |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 11,935 | $86,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 2,400 | $86,000 | thousands by filing date | call |
| CPI CARD GROUP INC | 12634H101 | COM | 30,314 | $86,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 10,602 | $85,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 56,806 | $85,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 37,159 | $85,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 7,100 | $85,000 | thousands by filing date | call |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,100 | $84,000 | thousands by filing date | call |
| MADDEN STEVEN LTD | 556269108 | COM | 2,100 | $84,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 33,000 | $84,000 | thousands by filing date | put |
| VERADIGM INC | 01988P108 | COMMON STOCK | 6,600 | $84,000 | thousands by filing date | put |
| TELENAV INC | 879455103 | COMMON STOCK | 10,413 | $84,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 40,217 | $84,000 | thousands by filing date | |
| MARA HLDGS INC | 56585W203 | COM | 221,255 | $84,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 32,428 | $83,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 3,800 | $82,000 | thousands by filing date | call |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,200 | $82,000 | thousands by filing date | call |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 1,500 | $82,000 | thousands by filing date | put |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 3,900 | $82,000 | thousands by filing date | call |
| REVVITY INC | 714046109 | COM | 1,200 | $82,000 | thousands by filing date | call |
| COSAN LTD | G25343107 | SHS A | 12,800 | $82,000 | thousands by filing date | put |
| CORECARD CORPORATION | 45816D100 | COM | 23,509 | $82,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 18,600 | $82,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 49,100 | $81,000 | thousands by filing date | put |
| KCAP FINANCIAL INC | 48668E101 | COM | 22,868 | $81,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 7,000 | $81,000 | thousands by filing date | call |
| AFFIMED N V | N01045108 | COM | 39,326 | $81,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 3,000 | $80,000 | thousands by filing date | put |
| CHEGG INC | 163092109 | COM | 6,400 | $79,000 | thousands by filing date | call |
| KOPIN CORP | 500600101 | COMMON STOCK | 21,167 | $79,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 11,668 | $79,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 16,337 | $79,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 98,472 | $79,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 12,559 | $78,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 10,897 | $78,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 23,412 | $77,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 8,100 | $77,000 | thousands by filing date | put |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 14,958 | $77,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L104 | COM | 10,000 | $77,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 600 | $76,000 | thousands by filing date | put |
| INNOVIVA INC | 45781M101 | COM | 5,900 | $76,000 | thousands by filing date | call |
| ARRIS INTL INC SHS | G0551A103 | SHS | 2,700 | $76,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 3,300 | $76,000 | thousands by filing date | call |
| Janus Capital | 47102XAH8 | CONV | 52,000 | $76,000 | thousands by filing date | principal |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 12,946 | $76,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 131,604 | $76,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 1,800 | $75,000 | thousands by filing date | put |
| BANK OF THE OZARKS | 063904106 | COM | 1,600 | $75,000 | thousands by filing date | put |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 4,400 | $75,000 | thousands by filing date | put |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 17,215 | $75,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 44,982 | $75,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 20,126 | $75,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 22,143 | $75,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 15,993 | $75,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A705 | COM PAR | 46,031 | $75,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 158,850 | $75,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 1,000 | $74,000 | thousands by filing date | put |
| COMFORT SYS USA INC COM | 199908104 | Stock | 2,000 | $74,000 | thousands by filing date | call |
| WOODWARD INC COM | 980745103 | Stock | 1,100 | $74,000 | thousands by filing date | call |
| DNOW INC | 67011P100 | COMMON STOCK | 4,600 | $74,000 | thousands by filing date | put |
| XL GROUP LTD | G98294104 | COM | 1,700 | $74,000 | thousands by filing date | call |
| TRUECAR INC | 89785L107 | COM | 3,700 | $74,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 17,300 | $74,000 | thousands by filing date | put |
| SYNOPSYS INC COM | 871607107 | Stock | 1,000 | $73,000 | thousands by filing date | put |
| UGI CORP NEW COM | 902681105 | Stock | 1,500 | $73,000 | thousands by filing date | call |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 78,478 | $73,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 29,432 | $73,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 10,270 | $73,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 16,138 | $73,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 34,400 | $73,000 | thousands by filing date | put |
| GODADDY INC CL A | 380237107 | Stock | 1,700 | $72,000 | thousands by filing date | put |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 60,056 | $72,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 71,000 | $72,000 | thousands by filing date | principal |
| OIL STS INTL INC | 678026105 | COM | 2,600 | $71,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550105 | COM | 6,700 | $71,000 | thousands by filing date | put |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 11,804 | $71,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 13,415 | $71,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 17,781 | $71,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 1,100 | $70,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F104 | COM SER A | 2,700 | $70,000 | thousands by filing date | call |
| ADTRAN INC | 00738A106 | COMMON STOCK | 3,400 | $70,000 | thousands by filing date | put |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 11,450 | $70,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 6,500 | $70,000 | thousands by filing date | put |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 15,817 | $70,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 5,400 | $69,000 | thousands by filing date | call |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 11,730 | $69,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 6,000 | $69,000 | thousands by filing date | put |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 42,692 | $69,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 32,300 | $69,000 | thousands by filing date | call |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 1,100 | $68,000 | thousands by filing date | put |
| COMMVAULT SYS INC COM | 204166102 | Stock | 1,200 | $68,000 | thousands by filing date | put |
| TEGNA INC COM | 87901J105 | Stock | 4,700 | $68,000 | thousands by filing date | put |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 13,596 | $68,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 10,591 | $68,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 4,796 | $68,000 | thousands by filing date | put |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 20,648 | $68,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 10,622 | $67,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 4,300 | $67,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 7,000 | $67,000 | thousands by filing date | call |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 50,000 | $67,000 | thousands by filing date | put |
| ECOLAB INC COM | 278865100 | Stock | 500 | $66,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 8,900 | $66,000 | thousands by filing date | call |
| EHEALTH INC | 28238P109 | COM | 3,500 | $66,000 | thousands by filing date | call |
| VUZIX CORP | 92921W300 | COM NEW | 10,100 | $66,000 | thousands by filing date | call |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 30,310 | $66,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 4,600 | $66,000 | thousands by filing date | put |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 14,020 | $66,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,900 | $65,000 | thousands by filing date | call |
| FLOWSERVE CORP | 34354P105 | COM | 1,400 | $65,000 | thousands by filing date | put |
| BEMIS INC | 081437105 | COM | 1,400 | $65,000 | thousands by filing date | put |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 12,778 | $65,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 900 | $64,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 28,100 | $64,000 | thousands by filing date | put |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 10,112 | $64,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 39,996 | $64,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 12,424 | $64,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 61,000 | $64,000 | thousands by filing date | principal |
| CINTAS CORP COM | 172908105 | Stock | 500 | $63,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 4,100 | $63,000 | thousands by filing date | call |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 800 | $63,000 | thousands by filing date | put |
| INTELSAT S A | L5140P101 | COM | 20,445 | $63,000 | thousands by filing date | |
| BIOPTIX INC | 09074N101 | COM | 15,374 | $63,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 1,200 | $62,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 4,000 | $62,000 | thousands by filing date | put |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 24,977 | $62,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 39,705 | $62,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 12,635 | $62,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 3,800 | $61,000 | thousands by filing date | call |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 2,100 | $61,000 | thousands by filing date | put |
| SACHEM CAP CORP | 78590A109 | COM | 13,016 | $61,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 2,500 | $60,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 6,700 | $60,000 | thousands by filing date | call |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 11,952 | $60,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,300 | $59,000 | thousands by filing date | call |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 12,205 | $59,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 4,300 | $59,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222104 | COM | 2,800 | $58,000 | thousands by filing date | call |
| NOODLES & CO | 65540B105 | COM CL A | 14,763 | $58,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 44,845 | $58,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 128,614 | $58,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 5,000 | $57,000 | thousands by filing date | call |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,100 | $57,000 | thousands by filing date | put |
| SYMANTEC CORP | 871503108 | COM | 2,000 | $57,000 | thousands by filing date | call |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 1,800 | $57,000 | thousands by filing date | call |
| QUALITY CARE PPTYS INC | 747545101 | COM | 3,100 | $57,000 | thousands by filing date | put |
| LM FDG AMER INC | 502074107 | COM | 13,603 | $57,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 34,200 | $56,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 13,500 | $56,000 | thousands by filing date | call |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 600 | $56,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 47,000 | $56,000 | thousands by filing date | principal |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 19,119 | $55,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 33,090 | $55,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 2,100 | $55,000 | thousands by filing date | call |
| BIOLASE INC | 090911108 | COMMON STOCK | 56,208 | $55,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 2,300 | $55,000 | thousands by filing date | put |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 16,264 | $55,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 10,623 | $54,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 11,745 | $54,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 10,355 | $54,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 1,300 | $53,000 | thousands by filing date | put |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 1,200 | $53,000 | thousands by filing date | put |
| HEXCEL CORP NEW | 428291108 | COM | 1,000 | $53,000 | thousands by filing date | put |
| COVANTA HLDG CORP | 22282E102 | COM | 4,000 | $53,000 | thousands by filing date | put |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 400 | $52,000 | thousands by filing date | call |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,500 | $52,000 | thousands by filing date | put |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 1,300 | $52,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 18,852 | $52,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 3,400 | $52,000 | thousands by filing date | put |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 2,300 | $52,000 | thousands by filing date | put |
| UNIT CORP | 909218109 | COM | 2,800 | $52,000 | thousands by filing date | put |
| DETERMINE INC | 250660107 | COM | 19,765 | $52,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 88,800 | $52,000 | thousands by filing date | call |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 200 | $51,000 | thousands by filing date | put |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 1,300 | $51,000 | thousands by filing date | call |
| TECH DATA CORP | 878237106 | COM | 500 | $51,000 | thousands by filing date | call |
| TURTLE BEACH CORP COM | 900450107 | Stock | 71,734 | $50,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 17,411 | $50,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 469 | $49,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 28,428 | $49,000 | thousands by filing date | |
| SIGMA LABS INC | 826598302 | COM PAR | 23,030 | $49,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 700 | $48,000 | thousands by filing date | put |
| CUBESMART COM | 229663109 | REIT | 2,000 | $48,000 | thousands by filing date | call |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 75,996 | $48,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 12,200 | $48,000 | thousands by filing date | put |
| DONNELLEY R R & SONS CO | 257867200 | COM | 3,800 | $48,000 | thousands by filing date | put |
| CEMPRA INC | 15130J109 | COM | 10,500 | $48,000 | thousands by filing date | put |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 18,245 | $48,000 | thousands by filing date | |
| MOSYS INC | 619718208 | COM NEW | 28,290 | $48,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 5,300 | $47,000 | thousands by filing date | put |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 22,408 | $47,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,300 | $46,000 | thousands by filing date | call |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 1,600 | $46,000 | thousands by filing date | put |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 700 | $46,000 | thousands by filing date | call |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 10,251 | $46,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 3,600 | $45,000 | thousands by filing date | put |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 1,500 | $45,000 | thousands by filing date | put |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 114,538 | $45,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 20,574 | $45,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 11,220 | $45,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 600 | $44,000 | thousands by filing date | call |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 10,238 | $44,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 11,400 | $44,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 1,200 | $43,000 | thousands by filing date | call |
| NASDAQ INC COM | 631103108 | Stock | 600 | $43,000 | thousands by filing date | put |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 1,000 | $43,000 | thousands by filing date | put |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 15,700 | $43,000 | thousands by filing date | call |
| RETROPHIN INC | 761299106 | COM | 2,200 | $43,000 | thousands by filing date | put |
| NEUSTAR INC | 64126X201 | CL A | 1,300 | $43,000 | thousands by filing date | call |
| NEUROMETRIX INC | 641255708 | COM PAR | 16,045 | $43,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 23,828 | $42,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 17,104 | $42,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 6,400 | $42,000 | thousands by filing date | put |
| ZION OIL & GAS INC | 989696109 | COM | 12,162 | $42,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 66,371 | $42,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 53,472 | $42,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 2,000 | $41,000 | thousands by filing date | call |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 32,484 | $41,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 1,100 | $41,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 22,000 | $41,000 | thousands by filing date | principal |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 17,000 | $41,000 | thousands by filing date | principal |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 700 | $40,000 | thousands by filing date | call |
| COMMVAULT SYS INC COM | 204166102 | Stock | 700 | $40,000 | thousands by filing date | call |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 400 | $40,000 | thousands by filing date | call |
| AGCO CORP | 001084102 | COM | 600 | $40,000 | thousands by filing date | put |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 3,500 | $40,000 | thousands by filing date | call |
| WESTLAKE CORPORATION | 960413102 | COM | 600 | $40,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 2,400 | $40,000 | thousands by filing date | put |
| VERASTEM INC | 92337C104 | COM | 18,192 | $40,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 105,284 | $40,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 11,144 | $40,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 110,181 | $40,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 34,745 | $39,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 1,452 | $39,000 | thousands by filing date | put |
| VUZIX CORP | 92921W300 | COM NEW | 6,000 | $39,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 500 | $39,000 | thousands by filing date | call |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 60,877 | $39,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 6,700 | $39,000 | thousands by filing date | put |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 573,351 | $39,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 16,181 | $39,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 300 | $38,000 | thousands by filing date | put |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 4,500 | $38,000 | thousands by filing date | put |
| CIMPRESS N V | N20146101 | SHS EURO | 400 | $38,000 | thousands by filing date | call |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 4,000 | $38,000 | thousands by filing date | call |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 1,100 | $37,000 | thousands by filing date | put |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 10,322 | $37,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 600 | $37,000 | thousands by filing date | put |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 2,300 | $37,000 | thousands by filing date | call |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 20,863 | $37,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 700 | $36,000 | thousands by filing date | call |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 2,600 | $36,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 28,427 | $36,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,600 | $36,000 | thousands by filing date | put |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 200 | $36,000 | thousands by filing date | call |
| PARTY CITY HOLDCO INC | 702149105 | COM | 2,300 | $36,000 | thousands by filing date | call |
| SEACHANGE INTL INC | 811699107 | COM | 13,525 | $36,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 82,922 | $36,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 21,669 | $36,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 14,598 | $36,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 500 | $35,000 | thousands by filing date | put |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,500 | $35,000 | thousands by filing date | put |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 900 | $35,000 | thousands by filing date | put |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 3,000 | $35,000 | thousands by filing date | call |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 10,691 | $35,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 13,018 | $35,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 7,400 | $34,000 | thousands by filing date | call |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 39,407 | $34,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 50,491 | $34,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,100 | $34,000 | thousands by filing date | put |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 90,847 | $34,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 11,697 | $34,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 25,558 | $34,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 40,820 | $34,000 | thousands by filing date | |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 24,598 | $34,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 31,863 | $33,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C200 | COM NEW | 10,798 | $33,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 24,619 | $33,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 18,842 | $33,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 500 | $32,000 | thousands by filing date | call |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 30,731 | $32,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 7,300 | $32,000 | thousands by filing date | put |
| TRUETT-HURST INC THST | 897871109 | COMMON | 15,248 | $32,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 15,147 | $32,000 | thousands by filing date | |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 21,162 | $32,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 700 | $31,000 | thousands by filing date | put |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 11,931 | $31,000 | thousands by filing date | |
| CUMULUS MEDIA INC. | 231082603 | COM | 70,566 | $31,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 300 | $30,000 | thousands by filing date | put |
| CROWN HLDGS INC COM | 228368106 | Stock | 500 | $30,000 | thousands by filing date | call |
| ARISTA NETWORKS INC | 040413106 | COM | 200 | $30,000 | thousands by filing date | put |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 13,732 | $30,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 27,193 | $30,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 1,900 | $30,000 | thousands by filing date | call |
| LOGITECH INTL S A SHS | H50430232 | Stock | 800 | $29,000 | thousands by filing date | put |
| PAPA JOHNS INTL INC | 698813102 | COM | 400 | $29,000 | thousands by filing date | call |
| NEVSUN RES LTD | 64156L101 | COM | 11,930 | $29,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 16,850 | $29,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 12,052 | $29,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 200 | $28,000 | thousands by filing date | put |
| GENTEX CORP COM | 371901109 | Stock | 1,500 | $28,000 | thousands by filing date | call |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 2,400 | $28,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 12,500 | $28,000 | thousands by filing date | call |
| INNERWORKINGS INC | 45773Y105 | COM | 2,400 | $28,000 | thousands by filing date | call |
| CAREER EDUCATION CORP | 141665109 | COM | 2,900 | $28,000 | thousands by filing date | put |
| HUDSON GLOBAL INC | 443787106 | COM | 20,951 | $28,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 20,000 | $28,000 | thousands by filing date | principal |
| SUMMER INFANT INC | 865646103 | COMM STK | 15,840 | $28,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 43,090 | $28,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 2,548 | $28,000 | thousands by filing date | put |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 14,786 | $28,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,100 | $27,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 12,400 | $27,000 | thousands by filing date | put |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 20,357 | $27,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 17,852 | $27,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 46,608 | $27,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 14,839 | $27,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 11,896 | $27,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-17-000626 | this filing | 2017-08-14 | acceptance time not in the bulk data set |