13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 7,336 holding rows worth $144,314,950,000.
- Accession
- 0000312069-18-000061
- Filer
- CIK 312069
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 12,128 entries on the cover page, a total value of $144,314,950,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,314,950,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RTI BIOLOGICS INC | 74975N105 | COM | 23,247 | $105,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 20,600 | $105,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 11,012 | $105,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 6,745 | $105,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 400 | $104,000 | thousands by filing date | put |
| TERADYNE INC COM | 880770102 | Stock | 2,800 | $104,000 | thousands by filing date | put |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,500 | $104,000 | thousands by filing date | put |
| CLARUS CORP NEW | 18270P109 | COM | 9,353 | $104,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 3,100 | $104,000 | thousands by filing date | put |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 5,221 | $104,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 4,400 | $104,000 | thousands by filing date | put |
| WILLDAN GROUP INC | 96924N100 | COM | 3,062 | $104,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 2,900 | $104,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 21,400 | $104,000 | thousands by filing date | put |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 25,350 | $104,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 60,166 | $103,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 900 | $103,000 | thousands by filing date | put |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 4,700 | $103,000 | thousands by filing date | call |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 4,200 | $103,000 | thousands by filing date | call |
| POPULAR INC | 733174700 | COM NEW | 2,000 | $103,000 | thousands by filing date | put |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 2,532 | $103,000 | thousands by filing date | call |
| VUZIX CORP | 92921W300 | COM NEW | 15,775 | $103,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 25,116 | $103,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 3,749 | $103,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 9,566 | $103,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 11,944 | $103,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 38,161 | $103,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 8,076 | $103,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 4,014 | $103,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,900 | $102,000 | thousands by filing date | call |
| UFP TECHNOLOGIES INC | 902673102 | COM | 2,777 | $102,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 4,315 | $102,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 3,569 | $102,000 | thousands by filing date | |
| IJH | 464287507 | COM | 500 | $101,000 | thousands by filing date | put |
| BLACKBAUD INC COM | 09227Q100 | Stock | 1,000 | $101,000 | thousands by filing date | put |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 5,000 | $101,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 2,729 | $101,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 4,722 | $101,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 4,200 | $101,000 | thousands by filing date | put |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 4,900 | $101,000 | thousands by filing date | call |
| SECUREWORKS CORP | 81374A105 | CL A | 6,914 | $101,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 3,500 | $101,000 | thousands by filing date | put |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 4,701 | $101,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 4,377 | $101,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 3,600 | $100,000 | thousands by filing date | put |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 9,800 | $100,000 | thousands by filing date | call |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 9,939 | $100,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 4,652 | $100,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 594 | $100,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 25,000 | $100,000 | thousands by filing date | call |
| NUTRI SYS INC NEW | 67069D108 | COM | 2,700 | $100,000 | thousands by filing date | put |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 17,149 | $100,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 3,646 | $100,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 38,000 | $100,000 | thousands by filing date | principal |
| MAIN STR CAP CORP | 56035L104 | COM | 2,583 | $99,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 4,500 | $99,000 | thousands by filing date | put |
| ONESPAN INC | 68287N100 | COM | 5,200 | $99,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 9,400 | $99,000 | thousands by filing date | call |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 8,028 | $99,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 1,584 | $99,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 9,975 | $99,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 7,300 | $99,000 | thousands by filing date | put |
| VERMILION ENERGY INC COM | 923725105 | Stock | 2,952 | $98,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 1,200 | $98,000 | thousands by filing date | call |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 2,000 | $98,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 23,700 | $98,000 | thousands by filing date | call |
| STERLING BANCORP INC | 85917W102 | COM | 8,636 | $98,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 6,668 | $98,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 8,937 | $98,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 1,400 | $97,000 | thousands by filing date | call |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 1,500 | $97,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 26,200 | $97,000 | thousands by filing date | put |
| PAR TECHNOLOGY CORP | 698884103 | COM | 4,361 | $97,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 3,585 | $97,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 72,000 | $97,000 | thousands by filing date | principal |
| STRATEGIC ED INC COM | 86272C103 | Stock | 700 | $96,000 | thousands by filing date | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 9,600 | $96,000 | thousands by filing date | call |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 9,500 | $96,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F104 | COM SER A | 3,000 | $96,000 | thousands by filing date | put |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 2,637 | $96,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 4,508 | $96,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 4,149 | $96,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 1,500 | $96,000 | thousands by filing date | put |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 1,700 | $96,000 | thousands by filing date | call |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 3,318 | $96,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 9,722 | $96,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 5,000 | $95,000 | thousands by filing date | call |
| SOUTHERN COPPER CORP | 84265V105 | COM | 2,200 | $95,000 | thousands by filing date | put |
| TIMKEN CO | 887389104 | COM | 1,900 | $95,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 6,182 | $95,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 3,759 | $95,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 92,000 | $95,000 | thousands by filing date | principal |
| ELLIE MAE INC | 28849P100 | COM | 1,000 | $95,000 | thousands by filing date | put |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 20,992 | $95,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 4,154 | $95,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 2,690 | $94,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,300 | $94,000 | thousands by filing date | put |
| BRUNSWICK CORP | 117043109 | COM | 1,400 | $94,000 | thousands by filing date | put |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 1,156 | $93,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 1,300 | $93,000 | thousands by filing date | put |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,700 | $93,000 | thousands by filing date | put |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 5,548 | $93,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 6,000 | $93,000 | thousands by filing date | call |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 5,204 | $93,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 3,481 | $93,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 3,126 | $93,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 3,149 | $93,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 3,074 | $93,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 17,414 | $93,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 39,800 | $93,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 35,593 | $93,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 44,526 | $93,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 1,230 | $93,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 9,940 | $93,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 4,500 | $92,000 | thousands by filing date | put |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 11,700 | $92,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 578 | $92,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 2,000 | $92,000 | thousands by filing date | call |
| POPULAR INC | 733174700 | COM NEW | 1,800 | $92,000 | thousands by filing date | call |
| RADIANT LOGISTICS INC | 75025X100 | COM | 15,626 | $92,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 9,400 | $92,000 | thousands by filing date | call |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 13,618 | $92,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 9,173 | $92,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 2,000 | $92,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 5,995 | $92,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 5,820 | $92,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 700 | $91,000 | thousands by filing date | put |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 2,300 | $91,000 | thousands by filing date | put |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 2,326 | $91,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 5,900 | $91,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 101,722 | $91,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 1,945 | $91,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 2,200 | $91,000 | thousands by filing date | call |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 91,000 | $91,000 | thousands by filing date | principal |
| AVNET INC COM | 053807103 | Stock | 2,000 | $90,000 | thousands by filing date | put |
| UNUM GROUP COM | 91529Y106 | Stock | 2,300 | $90,000 | thousands by filing date | put |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 3,297 | $90,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 1,900 | $90,000 | thousands by filing date | put |
| IDEX CORP COM | 45167R104 | Stock | 600 | $90,000 | thousands by filing date | call |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 7,800 | $90,000 | thousands by filing date | put |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 6,146 | $90,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,900 | $90,000 | thousands by filing date | put |
| ABIOMED INC | 003654100 | COM | 200 | $90,000 | thousands by filing date | put |
| VARIAN MED SYS INC | 92220P105 | COM | 800 | $90,000 | thousands by filing date | call |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 1,823 | $90,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 4,447 | $90,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 1,700 | $90,000 | thousands by filing date | call |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 4,243 | $90,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 5,700 | $90,000 | thousands by filing date | put |
| PLURALSIGHT INC | 72941B106 | COM CL A | 2,843 | $90,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 2,600 | $90,000 | thousands by filing date | call |
| HOWARD BANCORP INC COM | 442496105 | COM | 5,087 | $90,000 | thousands by filing date | |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 4,645 | $90,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 18,121 | $90,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 6,900 | $89,000 | thousands by filing date | put |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 1,500 | $89,000 | thousands by filing date | call |
| ARQ INC | 00770C101 | COM | 7,447 | $89,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 3,000 | $89,000 | thousands by filing date | call |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 3,200 | $89,000 | thousands by filing date | call |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 6,826 | $89,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 10,000 | $89,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 38,800 | $89,000 | thousands by filing date | put |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 3,914 | $89,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 9,395 | $89,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 20,101 | $89,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 4,539 | $89,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 5,281 | $89,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 4,866 | $89,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,200 | $88,000 | thousands by filing date | call |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 2,900 | $88,000 | thousands by filing date | put |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 2,200 | $88,000 | thousands by filing date | call |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 11,077 | $88,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 2,587 | $88,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 2,851 | $88,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 6,707 | $88,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 6,367 | $88,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 6,484 | $88,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 4,962 | $88,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 16,467 | $88,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 31,457 | $88,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 46,500 | $88,000 | thousands by filing date | call |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 3,861 | $88,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 2,000 | $87,000 | thousands by filing date | put |
| GATX CORP COM | 361448103 | Stock | 1,000 | $87,000 | thousands by filing date | call |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 8,807 | $87,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 17,375 | $87,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 800 | $87,000 | thousands by filing date | put |
| MITEK SYS INC | 606710200 | COM NEW | 12,389 | $87,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 14,071 | $87,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 3,217 | $87,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 58,735 | $87,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 1,197 | $87,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 5,847 | $87,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 1,588 | $86,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 19,100 | $86,000 | thousands by filing date | call |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 8,052 | $86,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 11,900 | $86,000 | thousands by filing date | put |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,229 | $86,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 3,684 | $86,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 11,477 | $86,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 3,300 | $86,000 | thousands by filing date | call |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 2,334 | $86,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 400 | $85,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 1,000 | $85,000 | thousands by filing date | call |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 16,110 | $85,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 6,754 | $85,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 4,718 | $85,000 | thousands by filing date | |
| THE9 LTD SPON ADS NEW | 88337K203 | ADR | 55,107 | $85,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 1,100 | $84,000 | thousands by filing date | put |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 992 | $84,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 2,002 | $84,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 4,799 | $84,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 6,087 | $84,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 3,591 | $84,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 8,838 | $84,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,911 | $84,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 2,894 | $84,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 4,600 | $83,000 | thousands by filing date | call |
| SEASPINE HLDGS CORP | 81255T108 | COM | 5,246 | $83,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 8,500 | $83,000 | thousands by filing date | put |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 83,287 | $83,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 869 | $82,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,538 | $82,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 3,568 | $82,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 3,650 | $82,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 7,225 | $82,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 43,400 | $82,000 | thousands by filing date | put |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,100 | $81,000 | thousands by filing date | put |
| OIL DRI CORP AMER COM | 677864100 | Stock | 2,093 | $81,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 12,894 | $81,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 500 | $81,000 | thousands by filing date | put |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 2,200 | $81,000 | thousands by filing date | call |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,382 | $81,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 3,025 | $81,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 3,360 | $81,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 3,713 | $81,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 2,500 | $81,000 | thousands by filing date | put |
| UNIQURE NV | N90064101 | SHS | 2,171 | $80,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 1,000 | $80,000 | thousands by filing date | call |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 2,000 | $80,000 | thousands by filing date | call |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 5,674 | $80,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 600 | $80,000 | thousands by filing date | call |
| ARISTA NETWORKS INC | 040413106 | COM | 300 | $80,000 | thousands by filing date | call |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 27,803 | $80,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 1,100 | $80,000 | thousands by filing date | put |
| MICROBOT MED INC | 59503A204 | COM NEW | 10,603 | $80,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 3,406 | $80,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 8,594 | $80,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 1,000 | $80,000 | thousands by filing date | put |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 4,437 | $80,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 5,200 | $80,000 | thousands by filing date | call |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 4,491 | $80,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 4,600 | $79,000 | thousands by filing date | call |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 10,052 | $79,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,003 | $79,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 1,884 | $79,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 4,119 | $79,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 3,434 | $79,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 6,754 | $79,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 9,505 | $79,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 7,900 | $79,000 | thousands by filing date | call |
| SHUTTERFLY INC | 82568P304 | COM | 1,200 | $79,000 | thousands by filing date | put |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 7,200 | $79,000 | thousands by filing date | call |
| ORAGENICS INC | 684023302 | COM PAR | 69,125 | $79,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 7,604 | $79,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 4,348 | $79,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 29,441 | $79,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 6,000 | $78,000 | thousands by filing date | call |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 5,626 | $78,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 3,200 | $78,000 | thousands by filing date | call |
| LIVEPERSON, INC. | 538146101 | COM | 3,000 | $78,000 | thousands by filing date | put |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 1,900 | $78,000 | thousands by filing date | put |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,600 | $78,000 | thousands by filing date | put |
| CLIPPER REALTY INC | 18885T306 | COM | 5,779 | $78,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 1,600 | $78,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 3,900 | $78,000 | thousands by filing date | put |
| INTERSECT ENT INC | 46071F103 | COM | 2,700 | $78,000 | thousands by filing date | put |
| NUTRI SYS INC NEW | 67069D108 | COM | 2,100 | $78,000 | thousands by filing date | call |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 6,361 | $78,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 2,564 | $78,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 8,826 | $78,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 20,115 | $78,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,362 | $77,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 5,400 | $77,000 | thousands by filing date | put |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 3,255 | $77,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 3,200 | $77,000 | thousands by filing date | call |
| RIVERVIEW BANCORP INC | 769397100 | COM | 8,714 | $77,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 2,391 | $77,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 4,876 | $77,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 13,100 | $77,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 3,600 | $76,000 | thousands by filing date | call |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 2,417 | $76,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 5,514 | $76,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 1,109 | $76,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 6,144 | $76,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 3,800 | $76,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 58,700 | $75,000 | thousands by filing date | put |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 2,608 | $75,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 1,600 | $75,000 | thousands by filing date | call |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 1,900 | $75,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 11,900 | $75,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 18,800 | $75,000 | thousands by filing date | put |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 11,900 | $75,000 | thousands by filing date | put |
| PFENEX INC | 717071104 | COM | 14,825 | $75,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 27,500 | $74,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 26,500 | $74,000 | thousands by filing date | put |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 6,412 | $74,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 2,012 | $74,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 45,000 | $74,000 | thousands by filing date | principal |
| YUMA ENERGY INC NEW | 98872F105 | COM | 185,952 | $74,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 1,300 | $73,000 | thousands by filing date | call |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 800 | $73,000 | thousands by filing date | put |
| DOMTAR CORP | 257559203 | COM NEW | 1,400 | $73,000 | thousands by filing date | put |
| FS BANCORP INC | 30263Y104 | COM | 1,295 | $73,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 7,100 | $73,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 3,175 | $73,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 51,319 | $73,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 266,200 | $73,000 | thousands by filing date | put |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 65,616 | $73,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,800 | $72,000 | thousands by filing date | put |
| HERC HLDGS INC COM | 42704L104 | Stock | 1,400 | $72,000 | thousands by filing date | call |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 7,637 | $72,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 700 | $72,000 | thousands by filing date | call |
| ALICO INC | 016230104 | COM | 2,120 | $72,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 1,300 | $72,000 | thousands by filing date | put |
| MANITOWOC CO INC | 563571405 | COM NEW | 3,000 | $72,000 | thousands by filing date | call |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,822 | $72,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 73,708 | $72,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 2,500 | $72,000 | thousands by filing date | call |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 25,400 | $72,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 76,000 | $72,000 | thousands by filing date | principal |
| ENTEGRA FINL CORP | 29363J108 | COM | 2,732 | $72,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 2,858 | $72,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 4,100 | $71,000 | thousands by filing date | call |
| CITIZENS INC | 174740100 | COMMON STOCK | 8,400 | $71,000 | thousands by filing date | call |
| STRATUS PPTYS INC | 863167201 | COM NEW | 2,345 | $71,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 2,475 | $71,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 529 | $71,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 2,600 | $71,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 1,100 | $71,000 | thousands by filing date | call |
| SHILOH INDUSTRIES INC | 824543102 | COM | 6,381 | $71,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 14,310 | $71,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 4,678 | $70,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 30,400 | $70,000 | thousands by filing date | call |
| TFS FINL CORP | 87240R107 | COM | 4,676 | $70,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 10,794 | $70,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 1,600 | $70,000 | thousands by filing date | put |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 1,000 | $70,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 17,500 | $70,000 | thousands by filing date | put |
| Enzo Biochem Inc | 294100102 | Common Stock | 17,102 | $70,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 8,002 | $70,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 3,000 | $69,000 | thousands by filing date | put |
| HERCULES CAPITAL INC | 427096508 | COM | 5,294 | $69,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 3,390 | $69,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 700 | $69,000 | thousands by filing date | call |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 1,500 | $69,000 | thousands by filing date | put |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 400 | $69,000 | thousands by filing date | call |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 1,600 | $69,000 | thousands by filing date | call |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 4,901 | $69,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 4,096 | $69,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 2,867 | $69,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 5,500 | $69,000 | thousands by filing date | call |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 3,776 | $69,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 3,199 | $69,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 18,352 | $69,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 2,413 | $68,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 41,191 | $68,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 2,000 | $68,000 | thousands by filing date | call |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 1,897 | $68,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 55,000 | $68,000 | thousands by filing date | principal |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 7,880 | $68,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 3,332 | $68,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 5,791 | $68,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 4,823 | $68,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 4,964 | $68,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 676,281 | $68,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 600 | $67,000 | thousands by filing date | put |
| ISHARES TR | 464287861 | EUROPE ETF | 1,497 | $67,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 1,600 | $67,000 | thousands by filing date | put |
| LCNB CORP | 50181P100 | COM | 3,600 | $67,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 4,348 | $67,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 2,917 | $67,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 6,085 | $67,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 3,550 | $67,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 1,600 | $67,000 | thousands by filing date | put |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 800 | $66,000 | thousands by filing date | put |
| IES HOLDINGS INC | 44951W106 | COM | 3,406 | $66,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 2,000 | $66,000 | thousands by filing date | put |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 2,889 | $66,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 6,595 | $66,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 5,786 | $66,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 16,762 | $66,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 1,400 | $65,000 | thousands by filing date | call |
| DOMO INC | 257554105 | COM CL B | 3,009 | $65,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 3,394 | $65,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 998 | $65,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 5,267 | $65,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 73,700 | $65,000 | thousands by filing date | call |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 7,900 | $65,000 | thousands by filing date | put |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 1,937 | $65,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 58,853 | $65,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 3,740 | $65,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 6,347 | $65,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 3,907 | $65,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 2,200 | $64,000 | thousands by filing date | put |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 500 | $64,000 | thousands by filing date | call |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 14,981 | $64,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 1,400 | $64,000 | thousands by filing date | put |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 1,400 | $64,000 | thousands by filing date | call |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,600 | $64,000 | thousands by filing date | put |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 6,300 | $64,000 | thousands by filing date | put |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 1,600 | $64,000 | thousands by filing date | put |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 200 | $64,000 | thousands by filing date | call |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 2,931 | $64,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 4,439 | $64,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 3,915 | $64,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 6,658 | $64,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 7,158 | $64,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 16,511 | $64,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 5,600 | $63,000 | thousands by filing date | call |
| CELCUITY INC | 15102K100 | COM | 2,178 | $63,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 4,439 | $63,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 2,082 | $63,000 | thousands by filing date | |
| LAIX INC | 50736W105 | ADS | 5,000 | $63,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 5,254 | $63,000 | thousands by filing date | |
| INPIXON | 45790J305 | COM NEW | 315,431 | $63,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 700 | $62,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 7,300 | $62,000 | thousands by filing date | call |
| OHIO VY BANC CORP | 677719106 | COM | 1,695 | $62,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 400 | $62,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550105 | COM | 5,500 | $62,000 | thousands by filing date | call |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 3,886 | $62,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,272 | $62,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 2,768 | $62,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 1,469 | $62,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 3,975 | $62,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 1,623 | $62,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 6,342 | $62,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 2,430 | $62,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 2,600 | $62,000 | thousands by filing date | call |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 2,603 | $62,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 4,007 | $62,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M201 | COM NEW | 211,635 | $62,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 6,324 | $62,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 500 | $61,000 | thousands by filing date | put |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 807 | $61,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 1,600 | $61,000 | thousands by filing date | call |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 12,800 | $61,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 4,501 | $61,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 3,361 | $61,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 16,400 | $61,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 5,457 | $61,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 1,314 | $61,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 2,938 | $61,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 4,033 | $61,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 3,500 | $60,000 | thousands by filing date | put |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 900 | $60,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 35,086 | $60,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 2,330 | $60,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 1,638 | $60,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 1,300 | $60,000 | thousands by filing date | call |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 4,246 | $60,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 2,200 | $60,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 2,000 | $60,000 | thousands by filing date | call |
| DONNELLEY R R & SONS CO | 257867200 | COM | 11,200 | $60,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 15,900 | $60,000 | thousands by filing date | put |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 7,136 | $60,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 6,628 | $60,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 2,432 | $60,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 91,300 | $60,000 | thousands by filing date | call |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,257 | $60,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 7,859 | $60,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 1,341 | $59,000 | thousands by filing date | call |
| CUTERA INC | 232109108 | COM | 1,800 | $59,000 | thousands by filing date | put |
| OP BANCORP | 67109R109 | COMMON STOCK | 5,048 | $59,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 1,800 | $59,000 | thousands by filing date | put |
| TELENAV INC | 879455103 | COMMON STOCK | 11,705 | $59,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 800 | $59,000 | thousands by filing date | put |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 6,113 | $59,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 4,100 | $59,000 | thousands by filing date | put |
| VITAL THERAPIES INC | 92847R104 | COM | 213,553 | $59,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 1,000 | $58,000 | thousands by filing date | put |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 1,100 | $58,000 | thousands by filing date | put |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 6,626 | $58,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 7,900 | $58,000 | thousands by filing date | put |
| RADWARE LTD | M81873107 | COMMON STOCK | 2,200 | $58,000 | thousands by filing date | call |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 2,948 | $58,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,867 | $58,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 4,546 | $58,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 5,295 | $58,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 1,603 | $58,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 2,255 | $58,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 516 | $58,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 6,214 | $58,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 16,100 | $58,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,000 | $57,000 | thousands by filing date | put |
| CARNIVAL PLC ADS | 14365C103 | ADR | 897 | $57,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 1,000 | $57,000 | thousands by filing date | put |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 2,263 | $57,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 5,000 | $57,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-18-000061 | this filing | 2018-11-14 | acceptance time not in the bulk data set |