13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 7,336 holding rows worth $144,314,950,000.
- Accession
- 0000312069-18-000061
- Filer
- CIK 312069
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 12,128 entries on the cover page, a total value of $144,314,950,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,314,950,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIVEPERSON, INC. | 538146101 | COM | 2,200 | $57,000 | thousands by filing date | call |
| High Templar Tech Limit | 747798106 | COM | 11,000 | $57,000 | thousands by filing date | call |
| INTREXON CORP | 46122T102 | COM | 3,300 | $57,000 | thousands by filing date | put |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 20,481 | $57,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 1,449 | $57,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 11,715 | $57,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 10,348 | $57,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 15,200 | $56,000 | thousands by filing date | call |
| VALLEY NATL BANCORP | 919794107 | COM | 5,000 | $56,000 | thousands by filing date | put |
| SEABOARD CORP DEL | 811543107 | COM | 15 | $56,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 7,297 | $56,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 1,000 | $56,000 | thousands by filing date | call |
| CARDLYTICS INC | 14161W105 | COM | 2,229 | $56,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 1,000 | $56,000 | thousands by filing date | call |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 4,048 | $56,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 5,600 | $56,000 | thousands by filing date | call |
| RAMBUS INC DEL COM | 750917106 | Stock | 5,000 | $55,000 | thousands by filing date | put |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 273 | $55,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 1,000 | $55,000 | thousands by filing date | put |
| INTERPUBLIC GROUP COS | 460690100 | COM | 2,400 | $55,000 | thousands by filing date | call |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 5,493 | $55,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1,938 | $55,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,695 | $55,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 4,600 | $55,000 | thousands by filing date | put |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 3,278 | $55,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 3,344 | $55,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 47,907 | $55,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 9,252 | $55,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 50,000 | $55,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 800 | $54,000 | thousands by filing date | put |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 26,400 | $54,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,676 | $54,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 800 | $54,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550105 | COM | 4,800 | $54,000 | thousands by filing date | put |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 1,880 | $54,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 1,100 | $54,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 23,300 | $54,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 8,400 | $54,000 | thousands by filing date | call |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 900 | $54,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 3,546 | $54,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 6,000 | $54,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 13,495 | $54,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 800 | $53,000 | thousands by filing date | call |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 1,400 | $53,000 | thousands by filing date | put |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 700 | $53,000 | thousands by filing date | call |
| TE CONNECTIVITY LTD | H84989104 | SHS | 600 | $53,000 | thousands by filing date | put |
| VEREIT INC | 92339V100 | COM | 7,300 | $53,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 1,491 | $53,000 | thousands by filing date | |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 3,502,288 | $53,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 12,600 | $53,000 | thousands by filing date | put |
| COUNTY BANCORP INC | 221907108 | COM | 2,108 | $53,000 | thousands by filing date | |
| DITECH HLDG CORP | 25501G121 | *W EXP 02/09/202 | 405,737 | $53,000 | thousands by filing date | |
| PRECISION THERAPEUTICS INC | 74033P100 | COM | 50,171 | $53,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 800 | $52,000 | thousands by filing date | put |
| SABRE CORP COM | 78573M104 | Stock | 2,000 | $52,000 | thousands by filing date | call |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,200 | $52,000 | thousands by filing date | call |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 1,023 | $52,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,700 | $52,000 | thousands by filing date | put |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 2,808 | $52,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 1,100 | $52,000 | thousands by filing date | put |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 2,600 | $52,000 | thousands by filing date | call |
| MESA AIR GROUP INC | 590479135 | COM NEW | 3,748 | $52,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 7,265 | $52,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 3,887 | $52,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 17,600 | $52,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 3,395 | $52,000 | thousands by filing date | |
| TapImmune Inc | 876033408 | COM | 5,800 | $52,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 400 | $51,000 | thousands by filing date | call |
| BUCKLE INC COM | 118440106 | Stock | 2,200 | $51,000 | thousands by filing date | put |
| ALKERMES PLC | G01767105 | SHS | 1,200 | $51,000 | thousands by filing date | call |
| STELLUS CAP INVT CORP | 858568108 | COM | 3,749 | $51,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 600 | $51,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 400 | $51,000 | thousands by filing date | call |
| DSW INC-CLASS A | 23334L102 | CL A | 1,500 | $51,000 | thousands by filing date | call |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 1,198 | $51,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 23,764 | $51,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 34,281 | $51,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 6,100 | $51,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 9,500 | $51,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 1,827 | $50,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 700 | $50,000 | thousands by filing date | put |
| ENCORE WIRE CORP | 292562105 | COM | 1,000 | $50,000 | thousands by filing date | put |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 1,338 | $50,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 728 | $50,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 33,400 | $50,000 | thousands by filing date | call |
| TECH DATA CORP | 878237106 | COM | 700 | $50,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 9,100 | $49,000 | thousands by filing date | put |
| AGCO CORP | 001084102 | COM | 800 | $49,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 5,500 | $49,000 | thousands by filing date | call |
| TOTAL SYS SVCS INC | 891906109 | COM | 500 | $49,000 | thousands by filing date | put |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 14,400 | $49,000 | thousands by filing date | call |
| CHINA FD INC | 169373107 | COM | 2,496 | $49,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 10,600 | $49,000 | thousands by filing date | call |
| ACETO CORP | 004446100 | COM | 21,406 | $49,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,800 | $49,000 | thousands by filing date | |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 124,670 | $49,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 13,999 | $49,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 2,543 | $49,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 4,629 | $49,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 17,096 | $49,000 | thousands by filing date | |
| DPW HLDGS INC | 26140E105 | COM | 116,400 | $49,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 1,392 | $48,000 | thousands by filing date | call |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 1,000 | $48,000 | thousands by filing date | call |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,100 | $48,000 | thousands by filing date | put |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 1,400 | $48,000 | thousands by filing date | put |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 400 | $48,000 | thousands by filing date | put |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 2,719 | $48,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 3,800 | $48,000 | thousands by filing date | put |
| SPARK ENERGY INC | 846511103 | CL A COM | 5,795 | $48,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 2,400 | $48,000 | thousands by filing date | call |
| FRED S INC CLASS A | 356108100 | COM | 23,783 | $48,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 5,400 | $48,000 | thousands by filing date | put |
| CIM COML TR CORP | 125525105 | COM | 3,409 | $48,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 900 | $47,000 | thousands by filing date | call |
| LGI HOMES INC COM | 50187T106 | Stock | 1,000 | $47,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 11,300 | $47,000 | thousands by filing date | put |
| NEXA RES S A | L67359106 | COM | 3,868 | $47,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 10,400 | $47,000 | thousands by filing date | call |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 3,323 | $47,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 9,023 | $47,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 2,000 | $47,000 | thousands by filing date | put |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 4,000 | $47,000 | thousands by filing date | call |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 6,937 | $47,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 1,000 | $46,000 | thousands by filing date | put |
| FABRINET SHS | G3323L100 | Stock | 1,000 | $46,000 | thousands by filing date | put |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,000 | $46,000 | thousands by filing date | put |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 5,280 | $46,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 1,000 | $46,000 | thousands by filing date | call |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 1,000 | $46,000 | thousands by filing date | put |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 2,183 | $46,000 | thousands by filing date | call |
| U S CONCRETE INC | 90333L201 | COM | 1,000 | $46,000 | thousands by filing date | put |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 3,327 | $46,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 2,496 | $46,000 | thousands by filing date | call |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 1,700 | $46,000 | thousands by filing date | call |
| AIR LEASE CORP | 00912X302 | CL A | 1,000 | $46,000 | thousands by filing date | call |
| INTREXON CORP | 46122T102 | COM | 2,700 | $46,000 | thousands by filing date | call |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 50,000 | $46,000 | thousands by filing date | principal |
| PHI INC-NON VOTING | 69336T205 | COM | 4,837 | $46,000 | thousands by filing date | |
| NEWATER TECHNOLOGY INC | G64335105 | SHS | 5,002 | $46,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 7,252 | $45,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 7,116 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 1,000 | $45,000 | thousands by filing date | call |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 1,319 | $45,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 2,799 | $45,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 2,500 | $45,000 | thousands by filing date | call |
| STEALTHGAS INC | Y81669106 | COM | 12,500 | $45,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 1,200 | $45,000 | thousands by filing date | put |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 15,995 | $45,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 1,000 | $45,000 | thousands by filing date | put |
| ABILITY INC | G8789K124 | SHS | 12,800 | $45,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 500 | $44,000 | thousands by filing date | put |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 4,905 | $44,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 3,604 | $44,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 1,100 | $44,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 13,700 | $44,000 | thousands by filing date | put |
| EMX RTY CORP | 26873J107 | COM | 36,000 | $44,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 5,913 | $44,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 800 | $44,000 | thousands by filing date | call |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 2,478 | $44,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 31,900 | $44,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 2,300 | $43,000 | thousands by filing date | call |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 2,499 | $43,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 4,052 | $43,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 4,674 | $43,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 2,500 | $43,000 | thousands by filing date | call |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,000 | $43,000 | thousands by filing date | put |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 12,600 | $43,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 2,500 | $43,000 | thousands by filing date | put |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 7,466 | $43,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 630 | $42,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 800 | $42,000 | thousands by filing date | call |
| ASHLAND INC | 044186104 | COM | 500 | $42,000 | thousands by filing date | call |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 3,440 | $42,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 2,740 | $42,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,600 | $42,000 | thousands by filing date | put |
| ObsEva SA | H5861P103 | COM | 2,347 | $42,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 19,000 | $42,000 | thousands by filing date | call |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 10,500 | $42,000 | thousands by filing date | call |
| NANTKWEST INC | 63016Q102 | COM | 11,440 | $42,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 5,221 | $42,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 17,000 | $41,000 | thousands by filing date | put |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,700 | $41,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 1,786 | $41,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 2,400 | $41,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 6,337 | $41,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 2,780 | $41,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 1,000 | $41,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 16,182 | $41,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 1,927 | $41,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 6,695 | $41,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 5,800 | $41,000 | thousands by filing date | put |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 709 | $40,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,200 | $40,000 | thousands by filing date | call |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 500 | $40,000 | thousands by filing date | put |
| REALTY INCOME CORP COM | 756109104 | REIT | 700 | $40,000 | thousands by filing date | put |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 1,100 | $40,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 3,593 | $40,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 3,900 | $40,000 | thousands by filing date | call |
| BT GROUP-ADR | 05577E101 | ADR | 2,750 | $40,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 7,335 | $40,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 18,005 | $40,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 4,000 | $40,000 | thousands by filing date | put |
| CALYXT INC | 13173L107 | COM | 2,574 | $40,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 10,300 | $40,000 | thousands by filing date | call |
| REMARK HLDGS INC | 75955K102 | COM | 12,397 | $40,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 300 | $39,000 | thousands by filing date | put |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 1,700 | $39,000 | thousands by filing date | call |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,819 | $39,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 1,200 | $39,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 3,984 | $39,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 4,000 | $39,000 | thousands by filing date | call |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 38,028 | $39,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 16,127 | $39,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 15,900 | $38,000 | thousands by filing date | call |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 3,300 | $38,000 | thousands by filing date | call |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 4,631 | $38,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 997 | $38,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 4,738 | $38,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 2,000 | $38,000 | thousands by filing date | put |
| GAMCO INVS INC COM | 361438104 | COM | 1,646 | $38,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 3,400 | $38,000 | thousands by filing date | put |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 2,300 | $38,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 745 | $38,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 27,905 | $38,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 8,888 | $38,000 | thousands by filing date | |
| SSLJ COM LIMITED | G8406F102 | SHS CL A | 50,960 | $38,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 1,100 | $37,000 | thousands by filing date | call |
| RAPID7 INC COM | 753422104 | Stock | 1,000 | $37,000 | thousands by filing date | call |
| ONESPAN INC | 68287N100 | COM | 1,962 | $37,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 3,000 | $37,000 | thousands by filing date | call |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 6,210 | $37,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 3,557 | $37,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 40 | $37,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 4,510 | $37,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 1,600 | $37,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 2,500 | $37,000 | thousands by filing date | put |
| Castle Brands Inc | 148435100 | COM | 34,567 | $37,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 306 | $37,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 3,671 | $37,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 20,451 | $37,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 1,255 | $37,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 3,843 | $37,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 50,000 | $37,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 1,100 | $36,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 9,700 | $36,000 | thousands by filing date | call |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 1,589 | $36,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 869 | $36,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 4,400 | $36,000 | thousands by filing date | call |
| GREENSKY INC | 39572G100 | CL A | 2,000 | $36,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 3,800 | $36,000 | thousands by filing date | call |
| MUSTANG BIO INC | 62818Q104 | COM | 6,054 | $36,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 34,303 | $36,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 600 | $35,000 | thousands by filing date | put |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 8,599 | $35,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 500 | $35,000 | thousands by filing date | call |
| WEBSTER FINL CORP | 947890109 | COM | 600 | $35,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 416 | $35,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 6,500 | $35,000 | thousands by filing date | put |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 2,173 | $35,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 2,132 | $35,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 4,109 | $35,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 400 | $34,000 | thousands by filing date | call |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 1,956 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 400 | $34,000 | thousands by filing date | call |
| BRUNSWICK CORP | 117043109 | COM | 500 | $34,000 | thousands by filing date | call |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 2,500 | $34,000 | thousands by filing date | call |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 700 | $34,000 | thousands by filing date | put |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 1,300 | $34,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 7,000 | $34,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 14,151 | $34,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 1,323 | $33,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 1,100 | $33,000 | thousands by filing date | call |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 2,000 | $33,000 | thousands by filing date | call |
| DTE ENERGY CO COM | 233331107 | Stock | 300 | $33,000 | thousands by filing date | call |
| FLOWSERVE CORP | 34354P105 | COM | 600 | $33,000 | thousands by filing date | put |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 1,800 | $33,000 | thousands by filing date | put |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 2,558 | $33,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 2,100 | $33,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 1,400 | $33,000 | thousands by filing date | put |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 11,094 | $33,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 2,500 | $33,000 | thousands by filing date | call |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 4,377 | $33,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 2,369 | $33,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 15,483 | $33,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 4,115 | $33,000 | thousands by filing date | |
| VTI | 922908769 | COM | 214 | $32,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 300 | $32,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 2,400 | $32,000 | thousands by filing date | put |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 800 | $32,000 | thousands by filing date | put |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 1,292 | $32,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 1,023 | $32,000 | thousands by filing date | put |
| AVANTAX INC | 095229100 | COMMON STOCK | 800 | $32,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 2,100 | $32,000 | thousands by filing date | put |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 8,100 | $32,000 | thousands by filing date | put |
| ELECTROCORE INC | 28531P103 | COM | 2,260 | $32,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 500 | $31,000 | thousands by filing date | call |
| UBS GROUP AG SHS | H42097107 | Stock | 2,000 | $31,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 39,178 | $31,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 5,465 | $31,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 500 | $31,000 | thousands by filing date | put |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,500 | $31,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 200 | $31,000 | thousands by filing date | put |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,800 | $31,000 | thousands by filing date | put |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 450 | $31,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 40,000 | $31,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 500 | $31,000 | thousands by filing date | call |
| CONTRAVIR PHARMACEUTICALS IN | 21234W202 | COM NEW | 54,522 | $31,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 200 | $30,000 | thousands by filing date | put |
| IDEX CORP COM | 45167R104 | Stock | 200 | $30,000 | thousands by filing date | put |
| DENTSPLY SIRONA INC | 24906P109 | COM | 800 | $30,000 | thousands by filing date | call |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 150 | $30,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 2,200 | $30,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 2,500 | $30,000 | thousands by filing date | call |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 3,409 | $30,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 2,262 | $30,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 1,400 | $30,000 | thousands by filing date | call |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 2,300 | $30,000 | thousands by filing date | put |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 1,500 | $30,000 | thousands by filing date | call |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 2,800 | $30,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 12,300 | $30,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 2,724 | $30,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 2,000 | $30,000 | thousands by filing date | call |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 1,000 | $29,000 | thousands by filing date | call |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 500 | $29,000 | thousands by filing date | call |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 299 | $29,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,200 | $29,000 | thousands by filing date | put |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 1,300 | $29,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 900 | $29,000 | thousands by filing date | call |
| CARA THERAPEUTICS INC | 140755109 | COM | 1,200 | $29,000 | thousands by filing date | put |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 1,100 | $29,000 | thousands by filing date | call |
| PROFIRE ENERGY INC | 74316X101 | COM | 8,966 | $29,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 3,900 | $29,000 | thousands by filing date | put |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 900 | $29,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 15,454 | $29,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 300 | $28,000 | thousands by filing date | call |
| OSHKOSH CORP COM | 688239201 | Stock | 400 | $28,000 | thousands by filing date | call |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 454 | $28,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 3,500 | $28,000 | thousands by filing date | call |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 500 | $28,000 | thousands by filing date | call |
| BROOKDALE SR LIVING INC | 112463104 | COM | 2,800 | $28,000 | thousands by filing date | put |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 4,938 | $28,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 5,130 | $28,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 4,662 | $28,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 13,047 | $28,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,100 | $28,000 | thousands by filing date | call |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 33,536 | $28,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 6,700 | $28,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y108 | COM | 6,800 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 1,000 | $28,000 | thousands by filing date | call |
| SPHERE 3D CORP NEW | 84841L209 | COM NEW | 71,092 | $28,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 800 | $27,000 | thousands by filing date | put |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 900 | $27,000 | thousands by filing date | put |
| DIODES INC COM | 254543101 | Stock | 800 | $27,000 | thousands by filing date | call |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 500 | $27,000 | thousands by filing date | put |
| ISHARES TR | 46435G102 | CONV BD ETF | 450 | $27,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 100 | $27,000 | thousands by filing date | call |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 2,300 | $27,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 1,100 | $27,000 | thousands by filing date | call |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 3,606 | $27,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 4,090 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 500 | $27,000 | thousands by filing date | call |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 2,092 | $27,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 5,700 | $27,000 | thousands by filing date | put |
| DBX ETF TR | 233051408 | FUND | 1,000 | $27,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 1,024 | $27,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 3,115 | $27,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 4,180 | $27,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 3,800 | $27,000 | thousands by filing date | call |
| VIVUS INC | 928551308 | COM NEW | 6,118 | $27,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 36,923 | $27,000 | thousands by filing date | |
| AMEDICA CORP | 023435407 | COM PAR | 106,431 | $27,000 | thousands by filing date | |
| SPHERIX INC | 84842R403 | COM PAR NEW | 26,530 | $27,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 100 | $26,000 | thousands by filing date | put |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 200 | $26,000 | thousands by filing date | put |
| EVERPURE INC CL A | 74624M102 | Stock | 1,000 | $26,000 | thousands by filing date | call |
| AMDOCS LTD | G02602103 | SHS | 400 | $26,000 | thousands by filing date | call |
| SCHEIN HENRY INC | 806407102 | COM | 300 | $26,000 | thousands by filing date | put |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 636 | $26,000 | thousands by filing date | put |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 573 | $26,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 6,300 | $26,000 | thousands by filing date | put |
| MANITOWOC CO INC | 563571405 | COM NEW | 1,100 | $26,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 781 | $26,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 1,900 | $26,000 | thousands by filing date | put |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 400 | $26,000 | thousands by filing date | call |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 825 | $26,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 12,524 | $26,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 20,433 | $26,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 806 | $26,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265308 | SHS NEW | 55,804 | $26,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 324 | $25,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 400 | $25,000 | thousands by filing date | call |
| ITT INC COM | 45073V108 | Stock | 400 | $25,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 1,400 | $25,000 | thousands by filing date | call |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 500 | $25,000 | thousands by filing date | call |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 2,200 | $25,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,800 | $25,000 | thousands by filing date | put |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 390 | $25,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 2,800 | $25,000 | thousands by filing date | put |
| AMEDISYS INC | 023436108 | COM | 200 | $25,000 | thousands by filing date | put |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 4,300 | $25,000 | thousands by filing date | put |
| ADTRAN INC | 00738A106 | COMMON STOCK | 1,400 | $25,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 2,000 | $25,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 27,000 | $25,000 | thousands by filing date | principal |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 2,408 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 1,800 | $25,000 | thousands by filing date | call |
| PRECIPIO INC | 74019L107 | COM | 63,800 | $25,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 200 | $24,000 | thousands by filing date | call |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 911 | $24,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 704 | $24,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 200 | $24,000 | thousands by filing date | put |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 1,200 | $24,000 | thousands by filing date | put |
| INSPERITY INC | 45778Q107 | COM | 200 | $24,000 | thousands by filing date | put |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 800 | $24,000 | thousands by filing date | call |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,000 | $24,000 | thousands by filing date | put |
| PTC THERAPEUTICS INC | 69366J200 | COM | 500 | $24,000 | thousands by filing date | put |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 300 | $24,000 | thousands by filing date | call |
| FIBROGEN INC | 31572Q808 | COM | 400 | $24,000 | thousands by filing date | call |
| HANGER INC | 41043F208 | COMMON STOCK | 1,171 | $24,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 5,500 | $24,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 2,011 | $24,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 7,612 | $24,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 10,740 | $24,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 1,130 | $24,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 100 | $23,000 | thousands by filing date | put |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 600 | $23,000 | thousands by filing date | put |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,000 | $23,000 | thousands by filing date | call |
| DENTSPLY SIRONA INC | 24906P109 | COM | 600 | $23,000 | thousands by filing date | put |
| RIMINI STR INC DEL | 76674Q107 | COM | 3,665 | $23,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 300 | $23,000 | thousands by filing date | call |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 16,601 | $23,000 | thousands by filing date | call |
| ONE HORIZON GROUP INC | 68235H304 | COM PAR | 123,993 | $23,000 | thousands by filing date | |
| ATTIS INDS INC | 049836109 | COM | 80,092 | $23,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 74,595 | $23,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 800 | $22,000 | thousands by filing date | call |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 432 | $22,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 200 | $22,000 | thousands by filing date | call |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 3,586 | $22,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 2,700 | $22,000 | thousands by filing date | put |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 1,000 | $22,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 3,000 | $22,000 | thousands by filing date | call |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 1,302 | $22,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 1,000 | $22,000 | thousands by filing date | call |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 995 | $22,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 300 | $22,000 | thousands by filing date | call |
| Ramaco Resources Inc | 75134P303 | COM CL B | 2,846 | $22,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 2,910 | $22,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 3,119 | $22,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 17,365 | $22,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 23,500 | $22,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 8,394 | $22,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 22,000 | $22,000 | thousands by filing date | principal |
| iShares Global REIT ETF | 46434V647 | SHS | 822 | $21,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 800 | $21,000 | thousands by filing date | put |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 11,500 | $21,000 | thousands by filing date | put |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,175 | $21,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 1,100 | $21,000 | thousands by filing date | call |
| TENNECO INC | 880349105 | COM | 500 | $21,000 | thousands by filing date | call |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 670 | $21,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 2,100 | $21,000 | thousands by filing date | call |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 300 | $21,000 | thousands by filing date | put |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 13,112 | $21,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,000 | $21,000 | thousands by filing date | put |
| SHARING ECONOMY INTL INC | 819534108 | COM | 7,460 | $21,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 200 | $20,000 | thousands by filing date | put |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 200 | $20,000 | thousands by filing date | put |
| EASTMAN KODAK CO | 277461406 | COM NEW | 6,345 | $20,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 200 | $20,000 | thousands by filing date | call |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 100 | $20,000 | thousands by filing date | call |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 3,783 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 901 | $20,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 2,400 | $20,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 2,759 | $20,000 | thousands by filing date | |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 21,600 | $20,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 300 | $19,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,300 | $19,000 | thousands by filing date | call |
| WATERS CORP COM | 941848103 | Stock | 100 | $19,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 8,900 | $19,000 | thousands by filing date | call |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 1,100 | $19,000 | thousands by filing date | put |
| SONOS INC | 83570H108 | COM | 1,200 | $19,000 | thousands by filing date | put |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 500 | $19,000 | thousands by filing date | put |
| MERCER INTL INC | 588056101 | COM | 1,134 | $19,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 1,385 | $19,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 1,000 | $19,000 | thousands by filing date | call |
| AMTRUST FINL SVCS INC | 032359309 | COM | 1,300 | $19,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,000 | $19,000 | thousands by filing date | call |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 1,962 | $19,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 3,609 | $19,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,000 | $19,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 36,689 | $19,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 4,700 | $19,000 | thousands by filing date | |
| FI ENHANCED GLBL HIGH YLD BCSB | 06746Q249 | COM | 180 | $19,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 500 | $18,000 | thousands by filing date | call |
| AES CORP COM | 00130H105 | Stock | 1,300 | $18,000 | thousands by filing date | put |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 1,000 | $18,000 | thousands by filing date | put |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 1,901 | $18,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 715 | $18,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 800 | $18,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 200 | $18,000 | thousands by filing date | call |
| DIEBOLD NXDF INC | 253651103 | COM | 4,100 | $18,000 | thousands by filing date | put |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 1,512 | $18,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-18-000061 | this filing | 2018-11-14 | acceptance time not in the bulk data set |