13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 7,336 holding rows worth $144,314,950,000.
- Accession
- 0000312069-18-000061
- Filer
- CIK 312069
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 12,128 entries on the cover page, a total value of $144,314,950,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,314,950,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 5,300 | $200,000 | thousands by filing date | call |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 6,890 | $200,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 12,979 | $200,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 20,000 | $200,000 | thousands by filing date | call |
| NVE CORP COM NEW | 629445206 | Stock | 1,875 | $199,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 18,200 | $199,000 | thousands by filing date | call |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,600 | $199,000 | thousands by filing date | call |
| SONOS INC | 83570H108 | COM | 12,400 | $199,000 | thousands by filing date | call |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 9,166 | $199,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 3,853 | $199,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 16,042 | $199,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 7,700 | $198,000 | thousands by filing date | call |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 13,973 | $198,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 13,393 | $198,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 5,070 | $198,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,400 | $197,000 | thousands by filing date | put |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,000 | $197,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 21,927 | $197,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 11,200 | $196,000 | thousands by filing date | put |
| AMEREN CORP COM | 023608102 | Stock | 3,100 | $196,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 6,900 | $196,000 | thousands by filing date | call |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 196,628 | $196,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 24,325 | $196,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 5,766 | $196,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 9,327 | $195,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 12,451 | $195,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 7,500 | $195,000 | thousands by filing date | put |
| DSP GROUP INC | 23332B106 | COM | 16,310 | $195,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 15,304 | $194,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 37,924 | $194,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 13,444 | $194,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 27,400 | $193,000 | thousands by filing date | put |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 6,627 | $193,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 33,112 | $193,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 34,000 | $193,000 | thousands by filing date | call |
| PETIQ INC | 71639T106 | COMMON STOCK | 4,921 | $193,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 89,930 | $193,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 52,405 | $193,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 6,270 | $192,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,100 | $191,000 | thousands by filing date | call |
| NANOMETRICS | 630077105 | COM | 5,100 | $191,000 | thousands by filing date | call |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 10,579 | $191,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,280 | $190,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 7,628 | $190,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 82,745 | $190,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 1,700 | $189,000 | thousands by filing date | call |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 185,000 | $189,000 | thousands by filing date | principal |
| RADIAN GROUP INC COM | 750236101 | Stock | 9,100 | $188,000 | thousands by filing date | call |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 4,835 | $188,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 124,000 | $188,000 | thousands by filing date | principal |
| GTY TECHNOLOGY HOLDINGS INC | G4182A128 | *W EXP 10/25/202 | 150,000 | $188,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 4,500 | $187,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 89,759 | $187,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 12,400 | $187,000 | thousands by filing date | call |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 7,749 | $187,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 14,941 | $187,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 5,300 | $187,000 | thousands by filing date | call |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 13,018 | $187,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,050 | $186,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 5,500 | $186,000 | thousands by filing date | call |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,400 | $186,000 | thousands by filing date | put |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 7,449 | $186,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 9,269 | $186,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 5,269 | $186,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 4,523 | $185,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 2,605 | $185,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 5,036 | $185,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 5,024 | $185,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 7,706 | $185,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 800 | $184,000 | thousands by filing date | put |
| JACK IN THE BOX INC | 466367109 | COM | 2,200 | $184,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 16,600 | $184,000 | thousands by filing date | put |
| GROUPON INC | 399473107 | COMMON STOCK | 48,700 | $184,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 5,200 | $184,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 43,670 | $184,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 47,300 | $184,000 | thousands by filing date | put |
| REV Group Inc | 749527107 | Common Stock | 11,694 | $183,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 30,017 | $183,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,000 | $182,000 | thousands by filing date | call |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,400 | $182,000 | thousands by filing date | put |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 2,200 | $182,000 | thousands by filing date | call |
| LIQUIDITY SVCS INC | 53635B107 | COM | 28,691 | $182,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 8,409 | $182,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 3,937 | $182,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 9,400 | $182,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 39,444 | $182,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,100 | $181,000 | thousands by filing date | put |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 5,800 | $181,000 | thousands by filing date | call |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,924 | $181,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 16,400 | $181,000 | thousands by filing date | call |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 3,497 | $181,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 4,600 | $180,000 | thousands by filing date | call |
| OXFORD INDS INC | 691497309 | COM | 2,000 | $180,000 | thousands by filing date | call |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 800 | $179,000 | thousands by filing date | call |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,400 | $179,000 | thousands by filing date | put |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 37,996 | $179,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 6,244 | $179,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 8,865 | $179,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 2,100 | $179,000 | thousands by filing date | call |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 12,243 | $178,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 4,014 | $178,000 | thousands by filing date | put |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,000 | $178,000 | thousands by filing date | put |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 2,873 | $178,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 6,781 | $177,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 26,200 | $177,000 | thousands by filing date | put |
| CA INC COM | 12673P105 | COM | 4,000 | $177,000 | thousands by filing date | put |
| O-I GLASS, INC. | 690768403 | COM | 9,400 | $177,000 | thousands by filing date | call |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 18,200 | $177,000 | thousands by filing date | call |
| BLUE BIRD CORP | 095306106 | COM | 7,164 | $176,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 10,986 | $176,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,500 | $175,000 | thousands by filing date | call |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 5,058 | $175,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 17,516 | $175,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 10,829 | $175,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 43,963 | $175,000 | thousands by filing date | |
| HESS CORP | 42809H404 | DEP PDF SR A | 2,200 | $175,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 10,119 | $174,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 16,300 | $174,000 | thousands by filing date | put |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 5,582 | $174,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 6,403 | $174,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 10,043 | $174,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 5,980 | $173,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 10,645 | $173,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 15,499 | $173,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 27,900 | $173,000 | thousands by filing date | put |
| DRIVE SHACK INC | 262077100 | COM | 29,152 | $173,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 12,380 | $173,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 5,200 | $172,000 | thousands by filing date | call |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 5,971 | $172,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 2,811 | $172,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 6,300 | $172,000 | thousands by filing date | call |
| SWITCH INC | 87105L104 | CL A | 15,942 | $172,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 3,700 | $172,000 | thousands by filing date | call |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 27,243 | $172,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 11,980 | $171,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 3,380 | $171,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 5,100 | $171,000 | thousands by filing date | call |
| ALLIENT INC | 019330109 | COM | 3,125 | $171,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,700 | $170,000 | thousands by filing date | put |
| CALLAWAY GOLF CO | 131193104 | COM | 7,000 | $170,000 | thousands by filing date | put |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,273 | $170,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 39,150 | $170,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 23,816 | $170,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 4,300 | $170,000 | thousands by filing date | call |
| ARVINAS INC | 04335A105 | COM | 10,000 | $169,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 4,375 | $169,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 13,381 | $169,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 23,424 | $169,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 11,646 | $168,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 2,100 | $168,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 14,000 | $168,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723100 | COM | 19,452 | $168,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 5,100 | $167,000 | thousands by filing date | call |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 8,200 | $167,000 | thousands by filing date | call |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 7,934 | $167,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 11,865 | $166,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 4,055 | $166,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 19,779 | $166,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 8,596 | $166,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 5,100 | $165,000 | thousands by filing date | put |
| CAI INTERNATIONAL INC | 12477X106 | COM | 7,235 | $165,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 5,555 | $165,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 2,100 | $165,000 | thousands by filing date | put |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 9,891 | $165,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 89,640 | $164,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 6,800 | $164,000 | thousands by filing date | call |
| PROSHARES TR | 74347X849 | INDX FD | 7,000 | $164,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 6,375 | $163,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 5,051 | $163,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 51,942 | $163,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,800 | $162,000 | thousands by filing date | call |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 11,019 | $162,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,100 | $162,000 | thousands by filing date | call |
| SAVARA INC | 805111101 | COM | 14,435 | $161,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,100 | $161,000 | thousands by filing date | call |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 13,106 | $161,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 19,088 | $160,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 8,500 | $160,000 | thousands by filing date | call |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 3,104 | $159,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 4,604 | $159,000 | thousands by filing date | put |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 7,409 | $159,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 2,002 | $159,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 1,900 | $158,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 20,700 | $158,000 | thousands by filing date | put |
| BYLINE BANCORP INC | 124411109 | COM | 6,943 | $158,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 14,700 | $158,000 | thousands by filing date | call |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,200 | $157,000 | thousands by filing date | put |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 10,270 | $157,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 27,100 | $157,000 | thousands by filing date | call |
| INTRICON CORP | 46121H109 | COM | 2,784 | $157,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 100,000 | $157,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 88,400 | $156,000 | thousands by filing date | put |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 9,100 | $156,000 | thousands by filing date | call |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 7,800 | $156,000 | thousands by filing date | call |
| EVENTBRITE INC | 29975E109 | COM CL A | 4,100 | $156,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 3,585 | $155,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 22,376 | $155,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 934 | $155,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 12,073 | $155,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 66,400 | $154,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 80,145 | $154,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 4,112 | $154,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 27,100 | $154,000 | thousands by filing date | put |
| ANDEAVOR | 03349M105 | COM | 1,000 | $154,000 | thousands by filing date | call |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 13,044 | $154,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 27,205 | $154,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,800 | $153,000 | thousands by filing date | call |
| YORK WATER CO | 987184108 | COMMON STOCK | 5,026 | $153,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 4,542 | $153,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 1,330 | $153,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 49,330 | $153,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 9,320 | $153,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 6,200 | $152,000 | thousands by filing date | put |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 4,027 | $152,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 12,802 | $152,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 20,561 | $151,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 58,300 | $151,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 900 | $150,000 | thousands by filing date | call |
| MOODYS CORP COM | 615369105 | Stock | 900 | $150,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 11,487 | $150,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 3,900 | $150,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 13,833 | $150,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 6,371 | $150,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 12,566 | $150,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 143,000 | $150,000 | thousands by filing date | principal |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 9,000 | $149,000 | thousands by filing date | put |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 9,259 | $149,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 5,000 | $149,000 | thousands by filing date | put |
| PROOFPOINT INC | 743424103 | COM | 1,400 | $149,000 | thousands by filing date | call |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 4,696 | $149,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 6,400 | $148,000 | thousands by filing date | call |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,500 | $148,000 | thousands by filing date | put |
| SYNOPSYS INC COM | 871607107 | Stock | 1,500 | $148,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 36,800 | $148,000 | thousands by filing date | call |
| RBB BANCORP | 74930B105 | COMMON STOCK | 6,061 | $148,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 4,458 | $148,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 6,353 | $148,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 1,833 | $148,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 155,687 | $148,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 13,245 | $148,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 2,721 | $147,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,800 | $146,000 | thousands by filing date | put |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 24,246 | $146,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 11,646 | $146,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 7,000 | $146,000 | thousands by filing date | call |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 5,900 | $145,000 | thousands by filing date | call |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 8,300 | $145,000 | thousands by filing date | call |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 21,149 | $145,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 1,900 | $145,000 | thousands by filing date | call |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 62,025 | $145,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 2,400 | $145,000 | thousands by filing date | put |
| REVLON INC | 761525609 | OPT | 6,500 | $145,000 | thousands by filing date | call |
| EGAIN CORP | 28225C806 | COM NEW | 17,706 | $144,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 17,933 | $144,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 3,991 | $144,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 4,983 | $144,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 20,729 | $143,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 4,800 | $143,000 | thousands by filing date | call |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 4,239 | $143,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 1,431 | $143,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 1,700 | $143,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 54,841 | $143,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 13,100 | $143,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 8,406 | $143,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 19,400 | $142,000 | thousands by filing date | call |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 29,163 | $142,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 10,000 | $142,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 22,283 | $142,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 86,724 | $142,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 135,000 | $142,000 | thousands by filing date | principal |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 1,200 | $141,000 | thousands by filing date | call |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 3,737 | $141,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 5,827 | $141,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 2,700 | $141,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 6,600 | $141,000 | thousands by filing date | put |
| IJH | 464287507 | COM | 695 | $140,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 10,000 | $140,000 | thousands by filing date | call |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 24,881 | $140,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 3,300 | $140,000 | thousands by filing date | put |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 3,500 | $140,000 | thousands by filing date | put |
| FIRST INTERNET BANCORP | 320557101 | COM | 4,629 | $140,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 3,232 | $140,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 56,570 | $140,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 12,803 | $140,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 12,600 | $140,000 | thousands by filing date | put |
| FEDERAL STR ACQUISITION CORP | 31421V115 | *W EXP 07/24/202 | 100,000 | $140,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,100 | $139,000 | thousands by filing date | call |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 4,100 | $139,000 | thousands by filing date | call |
| AMERESCO INC | 02361E108 | CL A | 10,075 | $138,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 5,362 | $138,000 | thousands by filing date | put |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 3,800 | $138,000 | thousands by filing date | put |
| OPTINOSE INC | 68404V100 | COM | 11,111 | $138,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 7,300 | $138,000 | thousands by filing date | |
| DITECH HLDG CORP | 25501G113 | *W EXP 02/09/202 | 511,337 | $138,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,000 | $137,000 | thousands by filing date | call |
| TERADYNE INC COM | 880770102 | Stock | 3,700 | $137,000 | thousands by filing date | call |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 600 | $137,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 36,159 | $137,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 3,315 | $137,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 70,893 | $137,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 2,065 | $136,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 10,002 | $136,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 8,505 | $136,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 16,672 | $136,000 | thousands by filing date | |
| VTI | 922908769 | COM | 900 | $135,000 | thousands by filing date | put |
| BARINGS BDC INC | 06759L103 | COM | 13,472 | $135,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 2,800 | $135,000 | thousands by filing date | put |
| BGC PARTNERS INC | 05541T101 | CL A | 11,400 | $135,000 | thousands by filing date | put |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 2,600 | $135,000 | thousands by filing date | put |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 3,943 | $135,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 114,106 | $135,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 3,825 | $135,000 | thousands by filing date | call |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3,100 | $134,000 | thousands by filing date | put |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 2,000 | $134,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 12,900 | $134,000 | thousands by filing date | put |
| AVALARA INC | 05338G106 | COM | 3,820 | $134,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 11,368 | $134,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 4,250 | $134,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 17,700 | $134,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 11,437 | $134,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 3,390 | $133,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 13,738 | $133,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,200 | $132,000 | thousands by filing date | put |
| SIMULATIONS PLUS INC | 829214105 | COM | 6,518 | $132,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 4,941 | $132,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 105,000 | $132,000 | thousands by filing date | principal |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 7,251 | $131,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 21,608 | $131,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,594 | $131,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 725 | $131,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 13,769 | $130,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 3,917 | $130,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 19,904 | $130,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 4,500 | $130,000 | thousands by filing date | call |
| MESABI TR | 590672101 | CTF BEN INT | 4,916 | $130,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 10,717 | $130,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 18,997 | $130,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 12,500 | $130,000 | thousands by filing date | call |
| VERIS RESIDENTIAL INC | 554489104 | COM | 6,100 | $130,000 | thousands by filing date | call |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 7,968 | $130,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 8,710 | $130,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 3,819 | $130,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,500 | $129,000 | thousands by filing date | call |
| CLEAN HARBORS INC COM | 184496107 | Stock | 1,800 | $129,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 2,420 | $129,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,826 | $129,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 4,926 | $129,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 6,900 | $129,000 | thousands by filing date | call |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 38,942 | $129,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 2,800 | $128,000 | thousands by filing date | call |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 5,500 | $128,000 | thousands by filing date | put |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 3,750 | $128,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 17,200 | $128,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 5,000 | $128,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 2,203 | $127,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 30,524 | $127,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 17,772 | $127,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 18,989 | $126,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 2,156 | $126,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,800 | $125,000 | thousands by filing date | call |
| SAFETY INS GROUP INC | 78648T100 | COM | 1,400 | $125,000 | thousands by filing date | call |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 5,300 | $125,000 | thousands by filing date | call |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 1,486 | $125,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 16,800 | $125,000 | thousands by filing date | call |
| KADMON HLDGS INC | 48283N106 | COM | 37,363 | $125,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 23,936 | $125,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 100,000 | $125,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 1,400 | $124,000 | thousands by filing date | put |
| LKQ CORP COM | 501889208 | Stock | 3,900 | $124,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 156,700 | $124,000 | thousands by filing date | call |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 2,200 | $124,000 | thousands by filing date | call |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 13,559 | $124,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 5,131 | $124,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 4,500 | $123,000 | thousands by filing date | put |
| WESCO INTL INC COM | 95082P105 | Stock | 2,000 | $123,000 | thousands by filing date | put |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 6,300 | $123,000 | thousands by filing date | put |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 10,472 | $123,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 10,554 | $123,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,500 | $122,000 | thousands by filing date | put |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,500 | $122,000 | thousands by filing date | put |
| DONALDSON INC COM | 257651109 | Stock | 2,100 | $122,000 | thousands by filing date | call |
| BIOTELEMETRY INC | 090672106 | COM | 1,900 | $122,000 | thousands by filing date | put |
| TWIN DISC INC | 901476101 | COMMON STOCK | 5,298 | $122,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 5,165 | $122,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 2,864 | $122,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 43,556 | $122,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 19,904 | $122,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 19,669 | $122,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 1,290 | $121,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 3,200 | $121,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 4,974 | $121,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 4,192 | $121,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 43,774 | $121,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 103,000 | $121,000 | thousands by filing date | principal |
| HORIZON PHARMA PLC | G4617B105 | SHS | 6,200 | $121,000 | thousands by filing date | put |
| DTE ENERGY CO COM | 233331107 | Stock | 1,100 | $120,000 | thousands by filing date | put |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 8,129 | $120,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 8,000 | $120,000 | thousands by filing date | put |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 7,500 | $120,000 | thousands by filing date | put |
| COSAN LTD | G25343107 | SHS A | 17,900 | $120,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 11,162 | $120,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 5,193 | $120,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 3,808 | $120,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 9,536 | $120,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 45,302 | $120,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 22,020 | $118,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 3,222 | $118,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 20,300 | $118,000 | thousands by filing date | put |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 1,600 | $118,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 6,000 | $118,000 | thousands by filing date | call |
| RPM INTL INC COM | 749685103 | Stock | 1,800 | $117,000 | thousands by filing date | put |
| RPM INTL INC COM | 749685103 | Stock | 1,800 | $117,000 | thousands by filing date | call |
| OOMA INC | 683416101 | COM | 7,045 | $117,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 2,586 | $117,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 3,528 | $117,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 60,985 | $117,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 11,975 | $117,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 7,062 | $117,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 900 | $116,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 4,500 | $116,000 | thousands by filing date | put |
| NEW YORK & CO INC | 649295102 | COM | 30,025 | $116,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 13,969 | $116,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 8,287 | $116,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 5,000 | $116,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 20,600 | $115,000 | thousands by filing date | put |
| INGREDION INC COM | 457187102 | Stock | 1,100 | $115,000 | thousands by filing date | put |
| RESMED INC COM | 761152107 | Stock | 1,000 | $115,000 | thousands by filing date | call |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1,760 | $115,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 10,322 | $115,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 40,060 | $115,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 25,100 | $115,000 | thousands by filing date | put |
| BIOPHARMX CORP | 09072X101 | COM | 605,170 | $115,000 | thousands by filing date | |
| MY SIZE INC | 62844N109 | COM | 98,600 | $115,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 2,900 | $114,000 | thousands by filing date | call |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 2,741 | $114,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 59,630 | $114,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 2,200 | $113,000 | thousands by filing date | put |
| VISTRA CORP COM | 92840M102 | Stock | 4,550 | $113,000 | thousands by filing date | call |
| DAILY JOURNAL CORP | 233912104 | COM | 470 | $113,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 700 | $113,000 | thousands by filing date | call |
| FS KKR CAPITAL CORP | 302635107 | COM | 16,020 | $113,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 3,028 | $113,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 4,258 | $113,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 10,259 | $113,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 6,148 | $113,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 61,000 | $113,000 | thousands by filing date | principal |
| GENTEX CORP COM | 371901109 | Stock | 5,200 | $112,000 | thousands by filing date | call |
| ANSYS INC COM | 03662Q105 | COM | 600 | $112,000 | thousands by filing date | put |
| CHIMERIX INC COM | 16934W106 | Stock | 29,104 | $112,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 28,008 | $112,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 26,000 | $112,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 400 | $111,000 | thousands by filing date | put |
| AXT INC | 00246W103 | COM | 15,532 | $111,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 3,717 | $111,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 4,196 | $111,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 4,447 | $111,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 3,913 | $110,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 503 | $110,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 13,948 | $110,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 4,109 | $110,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 4,678 | $110,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 8,904 | $110,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 23,598 | $110,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 2,600 | $110,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 33,957 | $109,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 2,777 | $109,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 29,374 | $109,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 13,000 | $109,000 | thousands by filing date | put |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 19,464 | $109,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 4,555 | $109,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 20,274 | $109,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 5,693 | $109,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 32,982 | $108,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 4,606 | $108,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 7,848 | $108,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 3,326 | $108,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 63,000 | $108,000 | thousands by filing date | call |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 1,700 | $107,000 | thousands by filing date | put |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 2,478 | $107,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 6,748 | $107,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 7,400 | $107,000 | thousands by filing date | put |
| MEI PHARMA INC | 55279B202 | COM NEW | 24,800 | $107,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 72,000 | $107,000 | thousands by filing date | principal |
| AMBER ROAD INC | 02318Y108 | COM | 11,208 | $107,000 | thousands by filing date | |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 28,700 | $107,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 5,000 | $106,000 | thousands by filing date | call |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 1,100 | $106,000 | thousands by filing date | call |
| PROOFPOINT INC | 743424103 | COM | 1,000 | $106,000 | thousands by filing date | put |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 11,265 | $106,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 98,000 | $106,000 | thousands by filing date | principal |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 7,625 | $106,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746Q256 | ENHANCED EURP C | 1,113 | $106,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 486 | $105,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 2,300 | $105,000 | thousands by filing date | put |
| TEGNA INC COM | 87901J105 | Stock | 8,800 | $105,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010L103 | COM | 6,100 | $105,000 | thousands by filing date | put |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 3,827 | $105,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 6,750 | $105,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 100,000 | $105,000 | thousands by filing date | principal |
| SHUTTERFLY INC | 82568P304 | COM | 1,600 | $105,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-18-000061 | this filing | 2018-11-14 | acceptance time not in the bulk data set |