13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 7,336 holding rows worth $144,314,950,000.
- Accession
- 0000312069-18-000061
- Filer
- CIK 312069
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 12,128 entries on the cover page, a total value of $144,314,950,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,314,950,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NANTHEALTH INC | 630104107 | CMN | 11,707 | $18,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 2,491 | $18,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 975 | $17,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 200 | $17,000 | thousands by filing date | put |
| FORTIVE CORP COM | 34959J108 | Stock | 200 | $17,000 | thousands by filing date | put |
| STANTEC INC COM | 85472N109 | Stock | 700 | $17,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 600 | $17,000 | thousands by filing date | call |
| POOL CORP COM | 73278L105 | Stock | 100 | $17,000 | thousands by filing date | put |
| POOL CORP COM | 73278L105 | Stock | 100 | $17,000 | thousands by filing date | call |
| BANK7 CORP | 06652N107 | COMMON STOCK | 900 | $17,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 100 | $17,000 | thousands by filing date | put |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 700 | $17,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 900 | $17,000 | thousands by filing date | put |
| PIXELWORKS INC | 72581M305 | COM NEW | 3,838 | $17,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 5,200 | $17,000 | thousands by filing date | call |
| Cinedigm Corp CL A | 172406209 | COM NEW | 14,695 | $17,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 6,066 | $17,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 63,000 | $17,000 | thousands by filing date | call |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 9,800 | $17,000 | thousands by filing date | put |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 580 | $17,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 100 | $16,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 241 | $16,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 200 | $16,000 | thousands by filing date | call |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 200 | $16,000 | thousands by filing date | put |
| FLOWSERVE CORP | 34354P105 | COM | 300 | $16,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 2,500 | $16,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 600 | $16,000 | thousands by filing date | call |
| CUTERA INC | 232109108 | COM | 500 | $16,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 1,500 | $16,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 800 | $16,000 | thousands by filing date | call |
| SCPHARMACEUTICALS INC | 810648105 | COM | 2,718 | $16,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 1,600 | $16,000 | thousands by filing date | put |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 1,000 | $16,000 | thousands by filing date | call |
| UNIT CORP | 909218109 | COM | 600 | $16,000 | thousands by filing date | put |
| GTX INC DEL | 40052B207 | COM NEW | 10,100 | $16,000 | thousands by filing date | put |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 4,099 | $16,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 2,162 | $16,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 94 | $15,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 4,000 | $15,000 | thousands by filing date | put |
| FLOWERS FOODS INC COM | 343498101 | Stock | 800 | $15,000 | thousands by filing date | put |
| NBT BANCORP INC COM | 628778102 | Stock | 400 | $15,000 | thousands by filing date | call |
| AZZ INC COM | 002474104 | Stock | 300 | $15,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 600 | $15,000 | thousands by filing date | put |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 100 | $15,000 | thousands by filing date | call |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 200 | $15,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 6,587 | $15,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 400 | $15,000 | thousands by filing date | put |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 800 | $15,000 | thousands by filing date | call |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 1,778 | $15,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 1,100 | $15,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 4,200 | $15,000 | thousands by filing date | call |
| SEMILEDS CORP | 816645204 | COM NEW | 3,367 | $15,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date | put |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 1,100 | $15,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 20,000 | $15,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 300 | $15,000 | thousands by filing date | put |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 100 | $14,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 100 | $14,000 | thousands by filing date | call |
| SANMINA CORP COM | 801056102 | Stock | 500 | $14,000 | thousands by filing date | put |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 100 | $14,000 | thousands by filing date | put |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 500 | $14,000 | thousands by filing date | call |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 100 | $14,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 407 | $14,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 300 | $14,000 | thousands by filing date | put |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 125 | $14,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 550 | $14,000 | thousands by filing date | call |
| INNOVIVA INC | 45781M101 | COM | 900 | $14,000 | thousands by filing date | put |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 800 | $14,000 | thousands by filing date | put |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 644 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 208 | $14,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 600 | $14,000 | thousands by filing date | call |
| China Yuchai Intl Ltd | G21082105 | COM | 800 | $14,000 | thousands by filing date | put |
| VERSUM MATLS INC | 92532W103 | COM | 400 | $14,000 | thousands by filing date | put |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 500 | $14,000 | thousands by filing date | put |
| ANIXTER INTL INC | 035290105 | COM | 200 | $14,000 | thousands by filing date | call |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 1,785 | $14,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 9,900 | $14,000 | thousands by filing date | put |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 347 | $14,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 10,422 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 490 | $14,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 134 | $13,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 100 | $13,000 | thousands by filing date | call |
| ARAMARK COM | 03852U106 | Stock | 300 | $13,000 | thousands by filing date | call |
| DIODES INC COM | 254543101 | Stock | 400 | $13,000 | thousands by filing date | put |
| SERVICE CORP INTL COM | 817565104 | Stock | 300 | $13,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 2,900 | $13,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 1,800 | $13,000 | thousands by filing date | call |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1,000 | $13,000 | thousands by filing date | put |
| LENNAR CORP CL B | 526057302 | Stock | 334 | $13,000 | thousands by filing date | call |
| AIRCASTLE LTD | G0129K104 | COM | 600 | $13,000 | thousands by filing date | call |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 500 | $13,000 | thousands by filing date | put |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 353 | $13,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 186 | $13,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 1,000 | $13,000 | thousands by filing date | call |
| RADISYS CORP | 750459109 | COM | 8,195 | $13,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 1,400 | $13,000 | thousands by filing date | call |
| DATAWATCH CORP | 237917208 | COM NEW | 1,086 | $13,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 1,336 | $13,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 560 | $13,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 4,858 | $13,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 3,336 | $13,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 1,383 | $13,000 | thousands by filing date | |
| ALLIANCE MMA INC | 018626101 | COM | 49,550 | $13,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 2,528 | $13,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 100 | $12,000 | thousands by filing date | call |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 100 | $12,000 | thousands by filing date | call |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 300 | $12,000 | thousands by filing date | call |
| TEGNA INC COM | 87901J105 | Stock | 1,000 | $12,000 | thousands by filing date | put |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 600 | $12,000 | thousands by filing date | call |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 914 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 400 | $12,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 300 | $12,000 | thousands by filing date | put |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 998 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 100 | $12,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 600 | $12,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 575 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 127 | $12,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 2,200 | $12,000 | thousands by filing date | call |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 8,302 | $12,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 2,953 | $12,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 165 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 792 | $12,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 569 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 100 | $11,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 100 | $11,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 100 | $11,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,200 | $11,000 | thousands by filing date | put |
| BRF SA | 10552T107 | SPONSORED ADR | 2,000 | $11,000 | thousands by filing date | call |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,000 | $11,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 600 | $11,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 100 | $11,000 | thousands by filing date | put |
| VARIAN MED SYS INC | 92220P105 | COM | 100 | $11,000 | thousands by filing date | put |
| VALUE LINE INC | 920437100 | COMMON STOCK | 429 | $11,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 500 | $11,000 | thousands by filing date | put |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 1,816 | $11,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 1,032 | $11,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 2,522 | $11,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 402 | $11,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 500 | $11,000 | thousands by filing date | call |
| ENOVIS CORP | 194014106 | COMMON STOCK | 300 | $11,000 | thousands by filing date | call |
| TRUECAR INC | 89785L107 | COM | 800 | $11,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 700 | $11,000 | thousands by filing date | call |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 461 | $11,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E562 | DAILY TECHNOLOGY | 583 | $11,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 1,711 | $11,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 600 | $10,000 | thousands by filing date | call |
| iShares U.S. Financials ETF | 464287788 | SHS | 83 | $10,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 100 | $10,000 | thousands by filing date | call |
| AAR CORP | 000361105 | COM | 200 | $10,000 | thousands by filing date | call |
| CONDUENT INC | 206787103 | COM | 460 | $10,000 | thousands by filing date | put |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 100 | $10,000 | thousands by filing date | put |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 800 | $10,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 1,183 | $10,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 1,742 | $10,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 5,051 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 190 | $10,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 1,000 | $10,000 | thousands by filing date | put |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 710 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 177 | $10,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 1,800 | $10,000 | thousands by filing date | call |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 2,796 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 1,000 | $10,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 800 | $10,000 | thousands by filing date | put |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 2,800 | $10,000 | thousands by filing date | call |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 2,127 | $10,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 131 | $10,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 1,512 | $10,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 9,000 | $10,000 | thousands by filing date | principal |
| LEGACY RESVS INC COM | 524706108 | Stock | 1,997 | $10,000 | thousands by filing date | |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 10,000 | $10,000 | thousands by filing date | principal |
| CHINA ADVANCED CONSTR MATLS | 169365202 | COM NEW | 2,310 | $10,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 100 | $9,000 | thousands by filing date | put |
| GRACO INC COM | 384109104 | Stock | 200 | $9,000 | thousands by filing date | call |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 100 | $9,000 | thousands by filing date | call |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 898 | $9,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 100 | $9,000 | thousands by filing date | call |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 736 | $9,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 300 | $9,000 | thousands by filing date | put |
| HILL ROM HLDGS INC | 431475102 | COM | 100 | $9,000 | thousands by filing date | call |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 200 | $9,000 | thousands by filing date | put |
| AUTOLIV INC | 052800109 | COM | 100 | $9,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 400 | $9,000 | thousands by filing date | call |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 217 | $9,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 300 | $9,000 | thousands by filing date | put |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 1,310 | $9,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 673 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 300 | $9,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 1,635 | $9,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 200 | $9,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 10,100 | $9,000 | thousands by filing date | put |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 4,800 | $9,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 300 | $9,000 | thousands by filing date | put |
| Western Midstream Partners | 95825r103 | COM | 300 | $9,000 | thousands by filing date | call |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 1,265 | $9,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 600 | $9,000 | thousands by filing date | put |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 217 | $9,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 500 | $9,000 | thousands by filing date | call |
| REEDS INC COM | 758338107 | Stock | 2,647 | $9,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 374 | $9,000 | thousands by filing date | |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 2,275 | $9,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 100 | $8,000 | thousands by filing date | call |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 200 | $8,000 | thousands by filing date | put |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 100 | $8,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 400 | $8,000 | thousands by filing date | put |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 100 | $8,000 | thousands by filing date | call |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 2,061 | $8,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 478 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 100 | $8,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W395 | FUND | 100 | $8,000 | thousands by filing date | call |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 200 | $8,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 800 | $8,000 | thousands by filing date | put |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 2,100 | $8,000 | thousands by filing date | put |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 100 | $8,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 500 | $8,000 | thousands by filing date | put |
| MANULIFE FINL CORP | 56501R106 | COM | 400 | $7,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 900 | $7,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 1,000 | $7,000 | thousands by filing date | call |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 800 | $7,000 | thousands by filing date | call |
| ROBERT HALF INC. COM | 770323103 | Stock | 100 | $7,000 | thousands by filing date | put |
| ROBERT HALF INC. COM | 770323103 | Stock | 100 | $7,000 | thousands by filing date | call |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 400 | $7,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 300 | $7,000 | thousands by filing date | put |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 100 | $7,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 500 | $7,000 | thousands by filing date | call |
| CLEAN HARBORS INC COM | 184496107 | Stock | 100 | $7,000 | thousands by filing date | put |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 100 | $7,000 | thousands by filing date | put |
| HEXCEL CORP NEW | 428291108 | COM | 100 | $7,000 | thousands by filing date | put |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 200 | $7,000 | thousands by filing date | put |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 1,000 | $7,000 | thousands by filing date | call |
| MONRO INC | 610236101 | COMMON STOCK | 100 | $7,000 | thousands by filing date | put |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 900 | $7,000 | thousands by filing date | put |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 5,397 | $7,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 953 | $7,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 2,680 | $7,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 388 | $7,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 135 | $7,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 3,600 | $7,000 | thousands by filing date | put |
| ID SYSTEMS INC | 449489103 | COM | 1,031 | $7,000 | thousands by filing date | |
| RETO ECO SOLUTIONS INC | G75271109 | COM | 2,143 | $7,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 2,600 | $7,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 2,388 | $7,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 10,553 | $7,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 772 | $6,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 500 | $6,000 | thousands by filing date | call |
| FRANCO NEV CORP COM | 351858105 | Stock | 100 | $6,000 | thousands by filing date | call |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 100 | $6,000 | thousands by filing date | call |
| GENTEX CORP COM | 371901109 | Stock | 300 | $6,000 | thousands by filing date | put |
| UGI CORP NEW COM | 902681105 | Stock | 100 | $6,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,050 | $6,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 100 | $6,000 | thousands by filing date | put |
| SSR MINING IN | 784730103 | COM | 700 | $6,000 | thousands by filing date | put |
| GREENBRIER COS INC | 393657101 | COM | 100 | $6,000 | thousands by filing date | call |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 100 | $6,000 | thousands by filing date | put |
| CENOVUS ENERGY INC | 15135U109 | COM | 600 | $6,000 | thousands by filing date | put |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 200 | $6,000 | thousands by filing date | call |
| BIOTELEMETRY INC | 090672106 | COM | 100 | $6,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B103 | COM | 300 | $6,000 | thousands by filing date | call |
| INNOVIVA INC | 45781M101 | COM | 400 | $6,000 | thousands by filing date | call |
| Rafael Holdings Inc Class B | 75062E106 | COM | 700 | $6,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 2,673 | $6,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 522 | $6,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 700 | $6,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,000 | $6,000 | thousands by filing date | call |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 1,429 | $6,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 200 | $6,000 | thousands by filing date | call |
| FRED S INC CLASS A | 356108100 | COM | 3,100 | $6,000 | thousands by filing date | call |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 787 | $6,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 1,082 | $6,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 1,079 | $6,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 84 | $5,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 300 | $5,000 | thousands by filing date | put |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 100 | $5,000 | thousands by filing date | put |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 200 | $5,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 200 | $5,000 | thousands by filing date | put |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 400 | $5,000 | thousands by filing date | call |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 100 | $5,000 | thousands by filing date | call |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 100 | $5,000 | thousands by filing date | put |
| HUB GROUP INC | 443320106 | CL A | 100 | $5,000 | thousands by filing date | call |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 100 | $5,000 | thousands by filing date | call |
| U S CONCRETE INC | 90333L201 | COM | 100 | $5,000 | thousands by filing date | call |
| IDT CORP | 448947507 | CL B NEW | 1,000 | $5,000 | thousands by filing date | call |
| RADNET INC | 750491102 | COM | 300 | $5,000 | thousands by filing date | put |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 63 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 62 | $5,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 300 | $5,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 81 | $5,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 506 | $5,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 100 | $5,000 | thousands by filing date | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,253 | $5,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 200 | $5,000 | thousands by filing date | put |
| CSS INDS INC | 125906107 | COMMON STOCK | 393 | $5,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 2,200 | $5,000 | thousands by filing date | put |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 4,400 | $5,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 5,000 | $5,000 | thousands by filing date | principal |
| QUANTUM CORP | 747906501 | COM | 1,878 | $5,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 52 | $5,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 6,800 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 300 | $5,000 | thousands by filing date | call |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 1,386 | $5,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 1,223 | $5,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 1,503 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 100 | $5,000 | thousands by filing date | call |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 155 | $5,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 5,598 | $5,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 1,455 | $5,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 29,068 | $5,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K402 | COM PAR | 12,100 | $5,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTL IN | 458173309 | COM | 1,775 | $5,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 6,000 | $5,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 754 | $5,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 525 | $5,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 150 | $5,000 | thousands by filing date | put |
| XG TECHNOLOGY INC | 98372A705 | COM PAR | 11,000 | $5,000 | thousands by filing date | |
| LM FDG AMER INC | 502074107 | COM | 9,900 | $5,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 93 | $4,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 74 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 39 | $4,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 200 | $4,000 | thousands by filing date | call |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 200 | $4,000 | thousands by filing date | put |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 400 | $4,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 193 | $4,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 93 | $4,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 93 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 46 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 60 | $4,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 100 | $4,000 | thousands by filing date | call |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 452 | $4,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 2,907 | $4,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 831 | $4,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 221 | $4,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 626 | $4,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 121 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 100 | $4,000 | thousands by filing date | put |
| APERGY CORP | 03755L104 | COM | 100 | $4,000 | thousands by filing date | put |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,800 | $4,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 2,461 | $4,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 122 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 50 | $4,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 83 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 98 | $4,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 200 | $4,000 | thousands by filing date | put |
| ENOVIS CORP | 194014106 | COMMON STOCK | 100 | $4,000 | thousands by filing date | put |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 300 | $4,000 | thousands by filing date | call |
| United Bancshares | 909458101 | COM | 155 | $4,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 698 | $4,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 750 | $4,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 300 | $4,000 | thousands by filing date | call |
| QIWI PLC | 74735M108 | SPON ADR REP B | 300 | $4,000 | thousands by filing date | call |
| SIERRA WIRELESS INC | 826516106 | COM | 200 | $4,000 | thousands by filing date | call |
| PROSHARES TR | 74347B185 | FUND | 200 | $4,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 100 | $4,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 370 | $4,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 2,900 | $4,000 | thousands by filing date | call |
| S&W SEED COMPANY COM | 785135104 | COM | 1,434 | $4,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 2,554 | $4,000 | thousands by filing date | put |
| ISHARES TR | 46429B135 | INT PFD STK FD | 207 | $4,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 200 | $4,000 | thousands by filing date | put |
| GTX INC DEL | 40052B207 | COM NEW | 2,598 | $4,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 204 | $4,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 1,000 | $4,000 | thousands by filing date | call |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 424 | $4,000 | thousands by filing date | |
| COMMAND CENTER INC | 200497204 | COM NEW | 740 | $4,000 | thousands by filing date | |
| BK TECHNOLOGIES INC | 09180A100 | COM | 993 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 100 | $4,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X873 | COM | 395 | $4,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 100 | $3,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 61 | $3,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 42 | $3,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 235 | $3,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 100 | $3,000 | thousands by filing date | put |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 103 | $3,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 100 | $3,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 100 | $3,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 4,754 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 69 | $3,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 31 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 65 | $3,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 100 | $3,000 | thousands by filing date | put |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 69 | $3,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 100 | $3,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 33 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 50 | $3,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 100 | $3,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 400 | $3,000 | thousands by filing date | put |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 337 | $3,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 400 | $3,000 | thousands by filing date | put |
| LOOP INDS INC | 543518104 | COM | 319 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 100 | $3,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 100 | $3,000 | thousands by filing date | call |
| BOOT BARN HLDGS INC | 099406100 | COM | 100 | $3,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 500 | $3,000 | thousands by filing date | put |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 220 | $3,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 100 | $3,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 300 | $3,000 | thousands by filing date | call |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 85 | $3,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 314 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 93 | $3,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 247 | $3,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 426 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 151 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 63 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 99 | $3,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 292 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 56 | $3,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 300 | $3,000 | thousands by filing date | call |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 97 | $3,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 200 | $3,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,400 | $3,000 | thousands by filing date | call |
| Akoustis Technologies Inc | 00973N102 | COM | 400 | $3,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 100 | $3,000 | thousands by filing date | call |
| ROSETTA RES INC COM | 777385105 | Stock | 436 | $3,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 100 | $3,000 | thousands by filing date | put |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 1,617 | $3,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 400 | $3,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 1,535 | $3,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 500 | $3,000 | thousands by filing date | put |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 7,016 | $3,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 615 | $3,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 228 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 200 | $3,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 198 | $3,000 | thousands by filing date | |
| Arsanis Inc | 042873109 | COM | 1,949 | $3,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 302 | $3,000 | thousands by filing date | |
| JONES ENERGY INC | 48019R306 | CL A NEW | 510 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06744M836 | NT LKD SER B26 | 20 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 300 | $3,000 | thousands by filing date | call |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 76 | $2,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 49 | $2,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 15 | $2,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 100 | $2,000 | thousands by filing date | call |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 266 | $2,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 20 | $2,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 37 | $2,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 3,100 | $2,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 800 | $2,000 | thousands by filing date | put |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 51 | $2,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 26 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 43 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 30 | $2,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 100 | $2,000 | thousands by filing date | call |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 100 | $2,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 1,600 | $2,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 40 | $2,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 341 | $2,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 100 | $2,000 | thousands by filing date | put |
| VEON LTD | 91822M106 | SPONSORED ADR | 600 | $2,000 | thousands by filing date | call |
| LENNAR CORP CL B | 526057302 | Stock | 64 | $2,000 | thousands by filing date | put |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 87 | $2,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 55 | $2,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 74 | $2,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 125 | $2,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 200 | $2,000 | thousands by filing date | call |
| CELLECTIS ADS | 15117K103 | COM | 86 | $2,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 52 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 15 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 75 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 100 | $2,000 | thousands by filing date | call |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 47 | $2,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 162 | $2,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 200 | $2,000 | thousands by filing date | put |
| OWENS RLTY MTG INC | 690828108 | COM | 147 | $2,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 71 | $2,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 105 | $2,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 186 | $2,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 100 | $2,000 | thousands by filing date | call |
| ASANKO GOLD INC | 04341Y105 | COM | 2,535 | $2,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,032 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 69 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 100 | $2,000 | thousands by filing date | call |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 200 | $2,000 | thousands by filing date | call |
| ICONIX BRAND GROUP INC | 451055107 | COM | 6,341 | $2,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 147 | $2,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 100 | $2,000 | thousands by filing date | call |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 7,989 | $2,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,000 | $2,000 | thousands by filing date | call |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 771 | $2,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,000 | $2,000 | thousands by filing date | put |
| QUICKLOGIC CORP | 74837P108 | COM | 1,885 | $2,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 742 | $2,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 76 | $2,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 57 | $2,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 58 | $2,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 75 | $2,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 222 | $2,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 579 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 65 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E562 | DAILY TECHNOLOGY | 100 | $2,000 | thousands by filing date | call |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 1,000 | $2,000 | thousands by filing date | principal |
| STEEL CONNECT INC | 858098106 | CMN | 859 | $2,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 374 | $2,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A307 | COM PAR | 411 | $2,000 | thousands by filing date | |
| TROVAGENE INC COM PAR | 897238408 | Stock | 2,084 | $2,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 19 | $1,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 27 | $1,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 125 | $1,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 82 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 9 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 42 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 26 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-18-000061 | this filing | 2018-11-14 | acceptance time not in the bulk data set |