13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 7,336 holding rows worth $144,314,950,000.
- Accession
- 0000312069-18-000061
- Filer
- CIK 312069
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 12,128 entries on the cover page, a total value of $144,314,950,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,314,950,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 51 | $1,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 200 | $1,000 | thousands by filing date | put |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 156 | $1,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 50 | $1,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 51 | $1,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 26 | $1,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 35 | $1,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 100 | $1,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 61 | $1,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 35 | $1,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 102 | $1,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 102 | $1,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 100 | $1,000 | thousands by filing date | put |
| AIRGAIN INC | 00938A104 | COM | 44 | $1,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 389 | $1,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 64 | $1,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 39 | $1,000 | thousands by filing date | put |
| UNITED BANCORP INC OHIO | 909911109 | COM | 86 | $1,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 70 | $1,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 75 | $1,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 7 | $1,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 82 | $1,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 140 | $1,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 216 | $1,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 54 | $1,000 | thousands by filing date | |
| COHEN & CO INC NEW | 19249M102 | COM | 57 | $1,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 36 | $1,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 22 | $1,000 | thousands by filing date | |
| READING INTL INC | 755408200 | CL B | 36 | $1,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 200 | $1,000 | thousands by filing date | put |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 200 | $1,000 | thousands by filing date | put |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 200 | $1,000 | thousands by filing date | call |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 400 | $1,000 | thousands by filing date | call |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 221 | $1,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 100 | $1,000 | thousands by filing date | put |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 50 | $1,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 172 | $1,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 1,300 | $1,000 | thousands by filing date | put |
| THERAPEUTICSMD INC | 88338N107 | COM | 212 | $1,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 79 | $1,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 58 | $1,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 37 | $1,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 25 | $1,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 15 | $1,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 424 | $1,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 23 | $1,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 226 | $1,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 254 | $1,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 500 | $1,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 590 | $1,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 200 | $1,000 | thousands by filing date | put |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 100 | $1,000 | thousands by filing date | call |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 85 | $1,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 77 | $1,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 539 | $1,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 30 | $1,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 49 | $1,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 38 | $1,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 149 | $1,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 76 | $1,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 88 | $1,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 171 | $1,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 433 | $1,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 84 | $1,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 200 | $1,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 600 | $1,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 154 | $1,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 214 | $1,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 89 | $1,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 148 | $1,000 | thousands by filing date | |
| DITECH HLDG CORP | 25501G105 | COM | 292 | $1,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 57 | $1,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 244 | $1,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 63 | $1,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 159 | $1,000 | thousands by filing date | |
| CHINA COML CR INC | 16891K103 | COM | 1,100 | $1,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS LTD | M1492T105 | SHS | 84 | $1,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 49 | $1,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEVO INC | 374396406 | COM PAR | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEXCO ENERGY CORP | 592770101 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRH PLC ADS | 12626K203 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITALA FIN CORP | 14054R106 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MVC CAPITAL INC | 553829102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECNOGLASS INC | G87264100 | ORD SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATOMERA INC | 04965B100 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 271 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUGEN LTD | M25722105 | ORD | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESEARCH FRONTIERS INC | 760911107 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAKELAND INDS INC | 511795106 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROWN CRAFTS INC | 228309100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNOPTA INC | 8676EP108 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERLINK ELECTRS INC | 458751302 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SACHEM CAP CORP | 78590A109 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTE HANKS INC | 416196202 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAYS J W INC | 578473100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COFFEE HLDG CO INC | 192176105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XBIOTECH INC | 98400H102 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SB FINL GROUP INC | 78408D105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST US BANCSHARES INC | 33744V103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVE VENTURES INC | 538142308 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARCHEX INC | 56624R108 | CMN | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTRA INC | 92827K301 | CMN | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINCE HLDG CORP | 92719W207 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVD EQUIP CORP | 126601103 | COM | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDUCATIONAL DEV CORP | 281479105 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOC ENERGY TR | 91829B103 | TR UNIT | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILEY JOHN & SONS INC | 968223305 | CL B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNATECH INC | 563771203 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTECH SYS INC | 656553104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIDGFORD FOODS CORP | 108763103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Bancorp 34 Inc | 05970V106 | Com | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAY MEDIA INC | 389375205 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENECA FOODS CORP NEW | 817070105 | CL B | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAM TAI PROPERTY INC | G63907102 | Com | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 172 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AH BELO CORP | 001282102 | COMMON STOCK | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUNA INNOVATIONS INC | 550351100 | COM | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WIDEPOINT CORP COMMON | 967590100 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 144 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851500 | ADR | 165 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Link Motion Inc | 53577L105 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARVER BANCORP ORD | 146875604 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOTHERLY HOTELS INC | 83600C103 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATENTO S A | L0427L105 | SHS | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CURIS INC | 231269200 | COM | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUTER TASK GROUP INC | 205477102 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIER 1 IMPORTS INC | 720279108 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OVASCIENCE INC | 69014Q101 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| P & F INDS INC | 692830508 | CL A NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIGMATRON INTL INC | 82661L101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cbs Corporation Cl A New | 124857103 | CLA | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MITCHAM INDS INC COM | 606501104 | COM | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDFIELD CORP | 381370105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERSECTIONS INC | 460981301 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTA FUNDING INC | 046220109 | COM | 119 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNACOR INC | 871561106 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALIMERA SCIENCES INC | 016259103 | COM | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNING + NAPIER INC | 56382Q102 | CL A | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BSQUARE CORP | 11776U300 | COM | 171 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWO RIV BANCORP | 90207C105 | COMMON | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAKE SHORE BANCORP INC | 510700107 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOWL AMER INC BWL | 102565108 | COMMON | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WSI INDS INC | 92932Q102 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WVS FINL CORP | 929358109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTINENTAL MATLS CORP | 211615307 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSCAPE INC | 37940G109 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL SEC GROUP INC | 637546102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN BIO-CHEM INC | 674631106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEWARDSHIP FINL CORP | 860326107 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IKONICS CORP | 45172K102 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANCER GENETICS INC. | 13739u104 | COM | 454 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUMU CORP | 749063103 | COM | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624208 | COM NEW | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOMERICA INC | 09061H307 | COM NEW | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLAR PWR INC | 73102V105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICC HOLDINGS INC | 44931Q104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOCYTE CORP | 68235C107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAVIDSTEA INC | 238661102 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXELJET AG | 92912L107 | ADS | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBILIS HEALTH CORP | 65500B103 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTWATER RES INC | 961684107 | COM | 330 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COOL HLDGS INC | 21640C105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESONANT INC | 76118L102 | COM | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIQUE FABRICATING INC | 90915J103 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HV BANCORP | 40441H105 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATYR PHARMA INC | 002120103 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CGG | 12531Q204 | SPON ADR NEW | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FFBW INC | 30258M107 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYNERGISTEK INC | 23258P105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTOWEB INC | 05335B100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FANG HOLDING-ADR | 30711Y102 | ADR | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KEMPHARM INC COM NEW | 488445107 | Stock | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVEN HSG REIT INC | 761378207 | COM NEW | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RLJ ENTMT INC | 74965F203 | COM NEW | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COASTWAY BANCORP INC | 190632109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEX PHARMA INC | 33938A105 | COM | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANDARD DIVERSIFIED INC | 85336L109 | COM CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERSARTIS INC | 92529L102 | COM | 235 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNEGAS CORP | 55939L400 | COM PAR | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCCLATCHY CO | 579489303 | CL A NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TREMONT MTG TR | 894789106 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Enterprise Federal Bancorp | 26952G107 | Common | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTECTIVE INS CORP | 74368L104 | CL A | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNT COS FIN TR INC | 44558T100 | COM | 98 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELIV INTERNATIONAL INC | 75952R209 | COM NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDISON NATION INC | 28103E106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FSB BANCORP INC | 30289C102 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRON SOLUTIONS INC | 59511X105 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMIT WIRELESS TECHNLGIES I | 86633R104 | COM | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSHING GOLD CORP | 715302204 | COM NEW | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MELROSE BANCORP INC | 585553100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVA LIFESTYLE INC | 66979P102 | COM | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WCF BANCORP INC | 92940L103 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-18-000061 | this filing | 2018-11-14 | acceptance time not in the bulk data set |