13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 7,336 holding rows worth $144,314,950,000.
- Accession
- 0000312069-18-000061
- Filer
- CIK 312069
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 12,128 entries on the cover page, a total value of $144,314,950,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,314,950,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 44,180 | $375,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 12,700 | $375,000 | thousands by filing date | put |
| WESCO INTL INC COM | 95082P105 | Stock | 6,100 | $375,000 | thousands by filing date | call |
| KEANE GROUP INC | 48669A108 | COM | 30,232 | $375,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 3,500 | $374,000 | thousands by filing date | call |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 18,119 | $373,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 19,800 | $373,000 | thousands by filing date | call |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 17,071 | $371,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 22,199 | $371,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 9,980 | $371,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,051 | $370,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 11,297 | $370,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 2,210 | $370,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 20,045 | $369,000 | thousands by filing date | put |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 102,457 | $369,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 12,804 | $368,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 6,500 | $367,000 | thousands by filing date | call |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 3,200 | $366,000 | thousands by filing date | call |
| ENNIS INC COM | 293389102 | Stock | 17,890 | $366,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 4,060 | $366,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 79,335 | $366,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 12,200 | $366,000 | thousands by filing date | put |
| ANIXTER INTL INC | 035290105 | COM | 5,200 | $366,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 146,500 | $365,000 | thousands by filing date | put |
| SHERWIN WILLIAMS CO | 824348106 | COM | 800 | $364,000 | thousands by filing date | put |
| POWELL INDS INC | 739128106 | COM | 10,049 | $364,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 5,100 | $364,000 | thousands by filing date | put |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 21,800 | $364,000 | thousands by filing date | put |
| MASCO CORP | 574599106 | COM | 9,900 | $362,000 | thousands by filing date | call |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 74,488 | $361,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 13,607 | $361,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 1,700 | $361,000 | thousands by filing date | put |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 10,100 | $361,000 | thousands by filing date | call |
| PENTAIR PLC SHS | G7S00T104 | Stock | 8,300 | $360,000 | thousands by filing date | call |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 24,203 | $360,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 14,991 | $360,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 61,430 | $360,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 47,239 | $359,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 81,515 | $359,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 258,000 | $359,000 | thousands by filing date | principal |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 270,000 | $359,000 | thousands by filing date | principal |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 16,594 | $358,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 49,100 | $358,000 | thousands by filing date | put |
| CARBON BLACK INC | 14081R103 | COM | 16,915 | $358,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 23,900 | $357,000 | thousands by filing date | put |
| BXP INC COM | 101121101 | REIT | 2,900 | $357,000 | thousands by filing date | put |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 6,500 | $357,000 | thousands by filing date | call |
| HCI GROUP INC | 40416E103 | COM | 8,164 | $357,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 5,020 | $356,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 10,045 | $356,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 21,226 | $356,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 7,043 | $355,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 12,859 | $355,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 6,254 | $355,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 16,507 | $354,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 2,300 | $354,000 | thousands by filing date | call |
| QUORUM HEALTH CORP | 74909E106 | COM | 60,453 | $354,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 42,305 | $353,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 42,308 | $353,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 4,400 | $351,000 | thousands by filing date | put |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 14,905 | $351,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 106,000 | $351,000 | thousands by filing date | put |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 7,498 | $350,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 2,400 | $350,000 | thousands by filing date | put |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 72,240 | $350,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 23,876 | $349,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 3,700 | $348,000 | thousands by filing date | put |
| SP PLUS CORP | 78469C103 | COM | 9,515 | $348,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 13,500 | $347,000 | thousands by filing date | put |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 4,496 | $347,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 18,299 | $347,000 | thousands by filing date | |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 339,000 | $347,000 | thousands by filing date | principal |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 45,148 | $345,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 10,100 | $345,000 | thousands by filing date | put |
| ATHENEX INC | 04685N103 | COM | 22,221 | $345,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 6,507 | $343,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 8,414 | $343,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 7,500 | $342,000 | thousands by filing date | call |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 39,071 | $341,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 54,685 | $341,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 74,322 | $340,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 22,090 | $340,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 28,120 | $340,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 11,200 | $339,000 | thousands by filing date | put |
| FISERV INC | 337738108 | COM | 4,100 | $338,000 | thousands by filing date | call |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 4,900 | $338,000 | thousands by filing date | put |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 3,000 | $337,000 | thousands by filing date | put |
| EQT CORP COM | 26884L109 | Stock | 7,600 | $336,000 | thousands by filing date | put |
| OWENS CORNING NEW | 690742101 | COM | 6,200 | $336,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 12,100 | $336,000 | thousands by filing date | put |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 214,000 | $336,000 | thousands by filing date | principal |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 4,200 | $335,000 | thousands by filing date | put |
| FBL FINL GROUP INC | 30239F106 | CL A | 4,466 | $335,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 4,623 | $334,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 6,041 | $334,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 62,400 | $334,000 | thousands by filing date | call |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 45,428 | $334,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 3,400 | $333,000 | thousands by filing date | call |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 25,400 | $332,000 | thousands by filing date | call |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 50,000 | $332,000 | thousands by filing date | put |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 50,000 | $332,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 14,700 | $332,000 | thousands by filing date | call |
| TRINITY INDS INC | 896522109 | COM | 9,000 | $330,000 | thousands by filing date | call |
| ENERGOUS CORP | 29272C103 | COM | 32,600 | $330,000 | thousands by filing date | put |
| LEGGETT & PLATT INC | 524660107 | COM | 7,500 | $328,000 | thousands by filing date | call |
| STOCK YDS BANCORP INC | 861025104 | COM | 9,032 | $328,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 18,700 | $328,000 | thousands by filing date | call |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 10,175 | $328,000 | thousands by filing date | call |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 2,900 | $327,000 | thousands by filing date | call |
| ISHARES TR | 464287192 | US TRSPRTION | 1,600 | $327,000 | thousands by filing date | call |
| MCBC HLDGS INC | 55276F107 | COM | 9,094 | $327,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 72,600 | $326,000 | thousands by filing date | call |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 13,922 | $326,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 191,487 | $326,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 9,400 | $325,000 | thousands by filing date | put |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,300 | $325,000 | thousands by filing date | call |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 47,346 | $325,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 114,369 | $325,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 139,513 | $325,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 9,729 | $324,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 41,071 | $323,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 9,252 | $323,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 16,042 | $323,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 7,000 | $323,000 | thousands by filing date | call |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 12,222 | $323,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 45,255 | $323,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 5,966 | $322,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 10,900 | $322,000 | thousands by filing date | put |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 10,533 | $322,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 11,912 | $321,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,569 | $321,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 17,322 | $321,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 9,933 | $321,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 6,500 | $320,000 | thousands by filing date | call |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 42,365 | $320,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 4,000 | $319,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 27,752 | $319,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 3,700 | $319,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 192,200 | $319,000 | thousands by filing date | call |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 6,650 | $317,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,400 | $317,000 | thousands by filing date | call |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 24,000 | $316,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5,600 | $316,000 | thousands by filing date | put |
| SMITH A O CORP COM | 831865209 | Stock | 5,900 | $315,000 | thousands by filing date | call |
| DMC GLOBAL INC | 23291C103 | COM | 7,697 | $315,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 19,145 | $315,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 5,000 | $314,000 | thousands by filing date | put |
| Flushing Financial Corp | 343873105 | Common Stock | 12,832 | $314,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 74,999 | $314,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 9,400 | $313,000 | thousands by filing date | put |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,000 | $312,000 | thousands by filing date | put |
| SNAP ON INC COM | 833034101 | Stock | 1,700 | $312,000 | thousands by filing date | call |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,800 | $312,000 | thousands by filing date | put |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 305,000 | $312,000 | thousands by filing date | principal |
| ZOETIS INC CL A | 98978V103 | Stock | 3,400 | $311,000 | thousands by filing date | put |
| MESA LABS INC COM | 59064R109 | Stock | 1,674 | $311,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 10,900 | $311,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 175,800 | $310,000 | thousands by filing date | call |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 4,900 | $310,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 15,500 | $310,000 | thousands by filing date | put |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 8,796 | $310,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 14,845 | $310,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 88,600 | $309,000 | thousands by filing date | put |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 6,066 | $309,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 13,473 | $309,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 332,000 | $309,000 | thousands by filing date | principal |
| CITY OFFICE REIT INC | 178587101 | COM | 24,400 | $308,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 6,528 | $308,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 24,737 | $307,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 6,016 | $306,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 6,616 | $306,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 49,601 | $306,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,419 | $305,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 31,197 | $305,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 26,750 | $305,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 6,100 | $304,000 | thousands by filing date | call |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 4,638 | $302,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 41,468 | $302,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 946 | $302,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 3,700 | $300,000 | thousands by filing date | call |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 14,356 | $300,000 | thousands by filing date | put |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 110,800 | $300,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 233,700 | $299,000 | thousands by filing date | call |
| ELFBEAUTYINC | 26856L103 | STOK | 23,508 | $299,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 88,938 | $299,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 35,900 | $299,000 | thousands by filing date | put |
| SEASPAN CORP | Y75638109 | SHS | 35,900 | $299,000 | thousands by filing date | call |
| AV HOMES INC | 00234P102 | COM | 14,953 | $299,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 6,164 | $298,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 19,930 | $297,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 12,487 | $297,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 19,950 | $297,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 7,878 | $297,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 863 | $296,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 7,165 | $296,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 49,505 | $296,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,273 | $295,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR SA | 55932XAB0 | NOTE 5.000% 3/0 | 212,000 | $295,000 | thousands by filing date | principal |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,362 | $294,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 8,800 | $294,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 12,200 | $294,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 8,000 | $293,000 | thousands by filing date | put |
| WESTERN UN CO COM | 959802109 | Stock | 15,300 | $292,000 | thousands by filing date | put |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 14,233 | $292,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 19,776 | $292,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 3,132 | $291,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 7,900 | $290,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 33,400 | $290,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 120,700 | $290,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 208,502 | $290,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 7,600 | $289,000 | thousands by filing date | call |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 17,008 | $289,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 27,464 | $289,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 23,200 | $289,000 | thousands by filing date | put |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 8,889 | $288,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 11,200 | $288,000 | thousands by filing date | call |
| AGILYSYS INC | 00847J105 | COM | 17,605 | $287,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 6,589 | $287,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 6,300 | $286,000 | thousands by filing date | call |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 44,081 | $286,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 4,635 | $286,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 31,916 | $286,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,400 | $285,000 | thousands by filing date | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 22,282 | $285,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 11,438 | $284,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 103,632 | $284,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 22,074 | $283,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 16,156 | $283,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 2,200 | $281,000 | thousands by filing date | call |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 9,854 | $280,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 5,000 | $280,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 10,100 | $279,000 | thousands by filing date | call |
| CBRE GROUP INC CL A | 12504L109 | Stock | 6,300 | $278,000 | thousands by filing date | put |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 10,379 | $278,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 54,056 | $278,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,200 | $277,000 | thousands by filing date | call |
| CINTAS CORP COM | 172908105 | Stock | 1,400 | $277,000 | thousands by filing date | call |
| V2X INC | 92242T101 | COM | 8,898 | $277,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 6,704 | $277,000 | thousands by filing date | |
| PARKER DRILLING CO. | 701081408 | COM | 92,744 | $277,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 13,551 | $276,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 98,900 | $276,000 | thousands by filing date | call |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 27,621 | $276,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 8,609 | $276,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 2,191 | $275,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 4,700 | $275,000 | thousands by filing date | call |
| Spectra Energy Partners | 84756N109 | COM | 7,700 | $275,000 | thousands by filing date | call |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,000 | $274,000 | thousands by filing date | call |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 10,480 | $274,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 2,700 | $273,000 | thousands by filing date | call |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 92,456 | $273,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 283,000 | $273,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 5,000 | $272,000 | thousands by filing date | put |
| VERISIGN INC COM | 92343E102 | Stock | 1,700 | $272,000 | thousands by filing date | put |
| CORECIVIC INC | 21871N101 | COM | 11,200 | $272,000 | thousands by filing date | put |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 7,098 | $272,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 6,800 | $271,000 | thousands by filing date | call |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 16,000 | $271,000 | thousands by filing date | call |
| QURATE RETAIL INC | 74915M100 | COM SER A | 12,200 | $271,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 12,000 | $270,000 | thousands by filing date | put |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 29,767 | $269,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 25,306 | $268,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 25,380 | $267,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 4,814 | $267,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 30,800 | $267,000 | thousands by filing date | call |
| BEMIS INC | 081437105 | COM | 5,500 | $267,000 | thousands by filing date | put |
| BBX CAP CORP NEW | 05491N104 | CL A | 35,926 | $266,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 11,490 | $265,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 6,000 | $265,000 | thousands by filing date | put |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 12,398 | $265,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 5,700 | $265,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 3,200 | $264,000 | thousands by filing date | call |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 6,555 | $264,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 6,600 | $264,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 26,334 | $264,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 262,000 | $264,000 | thousands by filing date | principal |
| VEON LTD | 91822M106 | SPONSORED ADR | 90,931 | $263,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 3,800 | $263,000 | thousands by filing date | put |
| SYSTEMAX INC | 871851101 | COM | 7,972 | $263,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 23,000 | $262,000 | thousands by filing date | call |
| SEMPRA COM | 816851109 | Stock | 2,300 | $262,000 | thousands by filing date | call |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,300 | $262,000 | thousands by filing date | call |
| WESTROCK CO | 96145D105 | COM | 4,900 | $262,000 | thousands by filing date | put |
| RADNET INC | 750491102 | COM | 17,366 | $262,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 5,300 | $262,000 | thousands by filing date | put |
| INTERSECT ENT INC | 46071F103 | COM | 9,100 | $262,000 | thousands by filing date | call |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 8,294 | $262,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,500 | $261,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 36,800 | $261,000 | thousands by filing date | put |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,500 | $261,000 | thousands by filing date | put |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 17,097 | $261,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 16,800 | $261,000 | thousands by filing date | put |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 40,201 | $261,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 6,893 | $260,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 25,873 | $260,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 4,400 | $258,000 | thousands by filing date | put |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 15,100 | $258,000 | thousands by filing date | put |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 17,837 | $258,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 15,596 | $258,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 34,016 | $258,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 5,128 | $257,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 7,000 | $257,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 62,859 | $257,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 27,600 | $257,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 4,100 | $256,000 | thousands by filing date | put |
| INTERDIGITAL INC COM | 45867G101 | Stock | 3,200 | $256,000 | thousands by filing date | put |
| High Templar Tech Limit | 747798106 | COM | 49,200 | $256,000 | thousands by filing date | put |
| VERICEL CORP | 92346J108 | COM | 18,055 | $255,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 14,700 | $255,000 | thousands by filing date | put |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 10,773 | $254,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 13,019 | $254,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 8,141 | $254,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 7,909 | $254,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 73,300 | $254,000 | thousands by filing date | call |
| KOPIN CORP | 500600101 | COMMON STOCK | 105,194 | $254,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 29,263 | $254,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 28,882 | $254,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 23,833 | $253,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,000 | $252,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 11,400 | $252,000 | thousands by filing date | call |
| VERITEX HLDGS INC | 923451108 | COM | 8,908 | $252,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 8,746 | $252,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 10,000 | $252,000 | thousands by filing date | put |
| TILLYS INC | 886885102 | CL A | 13,296 | $252,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 24,895 | $252,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 5,600 | $251,000 | thousands by filing date | call |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 14,054 | $251,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 8,800 | $251,000 | thousands by filing date | put |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 8,333 | $251,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 8,187 | $251,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 14,999 | $251,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 18,600 | $251,000 | thousands by filing date | call |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 5,930 | $250,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 7,416 | $250,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 30,557 | $250,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,600 | $250,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 22,100 | $250,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 9,400 | $249,000 | thousands by filing date | call |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 4,600 | $249,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 257,000 | $249,000 | thousands by filing date | principal |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 13,249 | $248,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 25,840 | $247,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 56,763 | $247,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,800 | $246,000 | thousands by filing date | put |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 6,600 | $245,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,100 | $244,000 | thousands by filing date | call |
| QURATE RETAIL INC | 74915M100 | COM SER A | 11,000 | $244,000 | thousands by filing date | put |
| OXFORD INDS INC | 691497309 | COM | 2,700 | $244,000 | thousands by filing date | put |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 4,187 | $244,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 25,231 | $244,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 24,403 | $244,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 22,379 | $243,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,100 | $242,000 | thousands by filing date | put |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 3,100 | $242,000 | thousands by filing date | call |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,885 | $242,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 22,649 | $241,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 7,797 | $241,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 50,590 | $241,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 7,000 | $241,000 | thousands by filing date | put |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 32,500 | $241,000 | thousands by filing date | call |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 18,693 | $240,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 5,800 | $240,000 | thousands by filing date | call |
| NLIGHT INC | 65487K100 | COM | 10,818 | $240,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 6,131 | $240,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 41,752 | $240,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 37,853 | $239,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1,847 | $239,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 14,641 | $239,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 10,300 | $238,000 | thousands by filing date | put |
| BRIDGE BANCORP INC | 108035106 | COM | 7,142 | $238,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 20,005 | $237,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 5,200 | $237,000 | thousands by filing date | put |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 1,800 | $237,000 | thousands by filing date | call |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 6,998 | $237,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 12,700 | $237,000 | thousands by filing date | put |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 3,000 | $236,000 | thousands by filing date | call |
| SYSCOCORP | 871829107 | COM | 3,200 | $234,000 | thousands by filing date | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 101,911 | $234,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 5,100 | $234,000 | thousands by filing date | call |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 8,170 | $234,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 30,600 | $233,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 14,500 | $233,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 230,000 | $232,000 | thousands by filing date | principal |
| AG MTG INVT TR INC | 001228105 | COM | 12,734 | $232,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,800 | $231,000 | thousands by filing date | put |
| NORBORD INC | 65548P403 | COM NEW | 6,961 | $231,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 6,000 | $230,000 | thousands by filing date | put |
| LENNAR CORP CL B | 526057302 | Stock | 5,956 | $230,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 15,800 | $229,000 | thousands by filing date | put |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 8,257 | $229,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 2,700 | $229,000 | thousands by filing date | put |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 50,000 | $229,000 | thousands by filing date | principal |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 5,800 | $229,000 | thousands by filing date | put |
| WILLSCOT CORP | 971375126 | COM | 13,373 | $229,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 37,510 | $229,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 12,965 | $228,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 11,207 | $228,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 10,000 | $228,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,000 | $227,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 4,100 | $227,000 | thousands by filing date | call |
| NICOLET BANKSHARES INC | 65406E102 | COM | 4,175 | $227,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 5,614 | $227,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 14,562 | $227,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 42,757 | $227,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 14,930 | $227,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 12,100 | $226,000 | thousands by filing date | put |
| AIRCASTLE LTD | G0129K104 | COM | 10,300 | $226,000 | thousands by filing date | put |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 8,219 | $226,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 4,300 | $225,000 | thousands by filing date | put |
| TUCOWS INC | 898697206 | COM NEW | 4,032 | $225,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 10,500 | $225,000 | thousands by filing date | call |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 39,469 | $223,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 5,727 | $222,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 4,000 | $222,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 14,011 | $222,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 46,535 | $222,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 45,680 | $222,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 44,853 | $222,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 5,000 | $221,000 | thousands by filing date | call |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 3,900 | $221,000 | thousands by filing date | put |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 6,651 | $221,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 12,300 | $221,000 | thousands by filing date | put |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 10,611 | $221,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 4,900 | $220,000 | thousands by filing date | call |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 11,500 | $220,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 3,000 | $220,000 | thousands by filing date | put |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 8,631 | $220,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 29,393 | $220,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 3,400 | $219,000 | thousands by filing date | call |
| CDK GLOBAL INC | 12508E101 | COM | 3,500 | $219,000 | thousands by filing date | put |
| ORCHID IS CAP INC | 68571X103 | COM | 30,386 | $219,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 8,134 | $219,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 5,603 | $218,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 11,047 | $218,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 3,100 | $217,000 | thousands by filing date | call |
| MKS INC. COM | 55306N104 | Stock | 2,700 | $216,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 16,500 | $216,000 | thousands by filing date | put |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 3,700 | $216,000 | thousands by filing date | put |
| WESTLAKE CORPORATION | 960413102 | COM | 2,600 | $216,000 | thousands by filing date | call |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 11,206 | $216,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 12,521 | $216,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 9,939 | $216,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 35,149 | $216,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 50,000 | $216,000 | thousands by filing date | principal |
| LEGGETT & PLATT INC | 524660107 | COM | 4,900 | $215,000 | thousands by filing date | put |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 18,755 | $215,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 16,318 | $215,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 3,990 | $214,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 10,700 | $214,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 14,400 | $213,000 | thousands by filing date | put |
| CADIZ INC | 127537207 | COM NEW | 19,185 | $213,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 5,224 | $213,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 68,825 | $213,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 54,000 | $213,000 | thousands by filing date | call |
| AMEDISYS INC | 023436108 | COM | 1,700 | $212,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 19,800 | $212,000 | thousands by filing date | put |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 6,937 | $212,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 14,940 | $212,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 2,600 | $211,000 | thousands by filing date | call |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 4,347 | $210,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 21,924 | $210,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,300 | $209,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 39,300 | $209,000 | thousands by filing date | call |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 6,650 | $209,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 5,015 | $209,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 10,186 | $208,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 9,182 | $208,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 8,000 | $208,000 | thousands by filing date | call |
| SURGERY PARTNERS INC | 86881A100 | COM | 12,530 | $207,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 59,700 | $207,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 28,300 | $207,000 | thousands by filing date | put |
| AVID TECHNOLOGY INC | 05367P100 | COM | 35,016 | $207,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 23,156 | $207,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 237,000 | $207,000 | thousands by filing date | principal |
| ALLY FINL INC COM | 02005N100 | Stock | 7,800 | $206,000 | thousands by filing date | put |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 2,500 | $206,000 | thousands by filing date | put |
| EDGIO INC | 53261M104 | COM | 40,961 | $206,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 37,091 | $206,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 23,000 | $206,000 | thousands by filing date | put |
| FTI CONSULTING INC | 302941109 | COM | 2,800 | $205,000 | thousands by filing date | call |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 14,931 | $205,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 39,545 | $205,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 14,200 | $204,000 | thousands by filing date | put |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 1,693 | $204,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 16,567 | $204,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 4,300 | $203,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 25,657 | $203,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 2,600 | $202,000 | thousands by filing date | call |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 6,407 | $202,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 9,882 | $202,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 15,500 | $202,000 | thousands by filing date | call |
| EVO PMTS INC | 26927E104 | CL A COM | 8,455 | $202,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 18,773 | $202,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 29,275 | $202,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 19,877 | $201,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 5,110 | $201,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 41,186 | $201,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 7,770 | $201,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 13,613 | $201,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,570 | $200,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-18-000061 | this filing | 2018-11-14 | acceptance time not in the bulk data set |