13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 6,740 holding rows worth $92,542,179,000.
- Accession
- 0000312069-17-000005
- Filer
- CIK 312069
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 11,036 entries on the cover page, a total value of $92,542,179,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $92,542,179,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerHYMF INC028-13850
- included managerBarclays Bank PLC (Barclays Capital Fund Solutions)028-14038
- included managerAbsa Capital Securities (Pty) Ltd028-14440
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Bank PLC, France028-13882
- included managerBARCLAYS BANK PLC, HONG KONG028-14795
- included managerBarclays Merchant Bank (Singapore) Ltd028-17503
- included managerBarclays Wealth Managers France SA028-17589
- included managerGerrard Investment Management LTD028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC | 464286103 | MSCI AUST ETF | 3,200 | $65,000 | thousands by filing date | put |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 2,196 | $65,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 2,906 | $65,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 2,101 | $65,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 1,200 | $64,000 | thousands by filing date | call |
| CSW INDUSTRIALS INC | 126402106 | COM | 1,720 | $64,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 2,500 | $64,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 1,164 | $64,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 1,352 | $64,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 1,154 | $64,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 2,136 | $64,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 1,469 | $64,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 9,914 | $64,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 3,800 | $64,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 747 | $63,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 3,974 | $63,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 2,000 | $63,000 | thousands by filing date | put |
| BRADY CORP | 104674106 | CL A | 1,687 | $63,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,400 | $63,000 | thousands by filing date | put |
| TENNANT CO | 880345103 | COM | 869 | $63,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 3,000 | $63,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 1,162 | $63,000 | thousands by filing date | call |
| CACI INTL INC CL A | 127190304 | Stock | 500 | $62,000 | thousands by filing date | call |
| FLOWSERVE CORP | 34354P105 | COM | 1,300 | $62,000 | thousands by filing date | call |
| PBF ENERGY INC | 69318G106 | CL A | 2,226 | $62,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 2,209 | $62,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 800 | $62,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 51,500 | $62,000 | thousands by filing date | call |
| HEXCEL CORP NEW | 428291108 | COM | 1,200 | $62,000 | thousands by filing date | call |
| Apollo Global Management | 037612306 | COM | 3,200 | $62,000 | thousands by filing date | call |
| AVID TECHNOLOGY INC | 05367P100 | COM | 14,075 | $62,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 6,800 | $62,000 | thousands by filing date | put |
| WENDYS CO COM | 95058W100 | Stock | 4,500 | $61,000 | thousands by filing date | put |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 1,000 | $61,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 2,736 | $61,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 3,598 | $61,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 1,318 | $61,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 1,649 | $61,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 1,800 | $61,000 | thousands by filing date | call |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 42,310 | $61,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 2,531 | $61,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 5,170 | $61,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 400 | $61,000 | thousands by filing date | put |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 3,000 | $61,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 2,819 | $61,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 6,120 | $61,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 3,248 | $60,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 854 | $60,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 3,369 | $60,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 10,900 | $60,000 | thousands by filing date | call |
| COSAN LTD | G25343107 | SHS A | 7,924 | $60,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 1,249 | $60,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 2,300 | $60,000 | thousands by filing date | put |
| TROVAGENE INC | 897238309 | COM | 28,200 | $60,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 4,400 | $59,000 | thousands by filing date | call |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,400 | $59,000 | thousands by filing date | put |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1,200 | $59,000 | thousands by filing date | call |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 2,482 | $59,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 8,600 | $59,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 645 | $59,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 1,516 | $59,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 6,266 | $59,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 2,999 | $59,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 2,709 | $59,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 8,244 | $59,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,876 | $58,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 5,300 | $58,000 | thousands by filing date | call |
| CINTAS CORP COM | 172908105 | Stock | 500 | $58,000 | thousands by filing date | call |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 934 | $58,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 1,268 | $58,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 449 | $58,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 1,340 | $58,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 1,643 | $58,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 4,575 | $58,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 3,300 | $58,000 | thousands by filing date | put |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 7,400 | $58,000 | thousands by filing date | put |
| SONIC CORP | 835451105 | COM | 2,200 | $58,000 | thousands by filing date | call |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 11,900 | $58,000 | thousands by filing date | put |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 4,700 | $58,000 | thousands by filing date | put |
| GENUINE PARTS CO COM | 372460105 | Stock | 600 | $57,000 | thousands by filing date | put |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 3,000 | $57,000 | thousands by filing date | call |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 330 | $57,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 1,121 | $57,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 14,700 | $57,000 | thousands by filing date | call |
| MARINEMAX INC | 567908108 | COM | 2,932 | $57,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 6,200 | $57,000 | thousands by filing date | call |
| ANIXTER INTL INC | 035290105 | COM | 700 | $57,000 | thousands by filing date | call |
| LORAL SPACE & COM INC | 543881106 | COM | 1,400 | $57,000 | thousands by filing date | put |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 3,712 | $57,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 4,300 | $57,000 | thousands by filing date | put |
| QUANTA SVCS INC | 74762E102 | COM | 1,600 | $56,000 | thousands by filing date | put |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 1,984 | $56,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 5,300 | $56,000 | thousands by filing date | call |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 1,416 | $56,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 8,800 | $56,000 | thousands by filing date | call |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 2,100 | $56,000 | thousands by filing date | call |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,243 | $56,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 2,224 | $56,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 5,500 | $56,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 3,700 | $56,000 | thousands by filing date | put |
| O-I GLASS, INC. | 690768403 | COM | 3,200 | $56,000 | thousands by filing date | put |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 900 | $56,000 | thousands by filing date | call |
| REVLON INC | 761525609 | OPT | 1,924 | $56,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 700 | $56,000 | thousands by filing date | call |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 849 | $55,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 866 | $55,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 873 | $55,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 700 | $55,000 | thousands by filing date | call |
| FERROGLOBE PLC | G33856108 | SHS | 5,100 | $55,000 | thousands by filing date | call |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 2,217 | $55,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 6,663 | $55,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 1,400 | $54,000 | thousands by filing date | call |
| WEBSTER FINL CORP | 947890109 | COM | 1,000 | $54,000 | thousands by filing date | put |
| MACROGENICS INC | 556099109 | COM | 2,669 | $54,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 2,100 | $54,000 | thousands by filing date | put |
| TOTAL SYS SVCS INC | 891906109 | COM | 1,100 | $54,000 | thousands by filing date | call |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 3,800 | $54,000 | thousands by filing date | put |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 5,322 | $54,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 1,909 | $53,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 400 | $53,000 | thousands by filing date | call |
| TERADYNE INC COM | 880770102 | Stock | 2,100 | $53,000 | thousands by filing date | call |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 745 | $53,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 4,300 | $53,000 | thousands by filing date | call |
| LENNAR CORP CL B | 526057302 | Stock | 1,541 | $53,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 1,000 | $53,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 600 | $53,000 | thousands by filing date | put |
| MILACRON HLDGS CORP | 59870L106 | COM | 2,912 | $53,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 3,920 | $53,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 4,045 | $53,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 9,693 | $53,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 500 | $52,000 | thousands by filing date | call |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 3,912 | $52,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 1,638 | $52,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 700 | $52,000 | thousands by filing date | put |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 6,160 | $52,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 18,900 | $52,000 | thousands by filing date | put |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 1,214 | $52,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 2,150 | $52,000 | thousands by filing date | call |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 1,026 | $52,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 1,152 | $52,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 2,100 | $52,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 50,000 | $52,000 | thousands by filing date | principal |
| TRIBUNE COMPANY | 896047503 | COMMON | 1,472 | $52,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 3,479 | $52,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 597 | $51,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 1,600 | $51,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 6,000 | $51,000 | thousands by filing date | put |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 2,700 | $51,000 | thousands by filing date | call |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 3,213 | $51,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 9,158 | $51,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 1,222 | $51,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,368 | $50,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 1,000 | $50,000 | thousands by filing date | put |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 32,700 | $50,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 1,896 | $50,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 1,500 | $50,000 | thousands by filing date | call |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 600 | $50,000 | thousands by filing date | call |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 3,800 | $50,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 4,000 | $50,000 | thousands by filing date | put |
| DBX ETF TR | 233051408 | FUND | 2,000 | $50,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 40,000 | $50,000 | thousands by filing date | principal |
| OTTER TAIL CORP | 689648103 | COM | 1,205 | $49,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 511 | $49,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 1,309 | $49,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 4,600 | $49,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 800 | $49,000 | thousands by filing date | call |
| ASTRONICS CORP COM | 046433108 | Stock | 1,452 | $49,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 3,200 | $49,000 | thousands by filing date | call |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 1,000 | $49,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 881 | $49,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 2,100 | $49,000 | thousands by filing date | call |
| PHOTRONICS INC | 719405102 | COM | 4,356 | $49,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 1,082 | $49,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 6,079 | $49,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 18,570 | $49,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 5,200 | $49,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075F106 | COM | 39,599 | $49,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 32,000 | $49,000 | thousands by filing date | principal |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 4,848 | $49,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 23,000 | $48,000 | thousands by filing date | put |
| FRANCO NEV CORP COM | 351858105 | Stock | 815 | $48,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,000 | $48,000 | thousands by filing date | call |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 300 | $48,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 5,602 | $48,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 1,240 | $48,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 1,187 | $48,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 403 | $48,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 1,002 | $48,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 11,067 | $48,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 4,600 | $48,000 | thousands by filing date | put |
| RELIANCE INC | 759509102 | COM | 600 | $48,000 | thousands by filing date | put |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 2,423 | $48,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 1,910 | $48,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 1,349 | $48,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 4,200 | $48,000 | thousands by filing date | put |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 500 | $48,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 2,724 | $48,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 1,784 | $48,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 2,100 | $48,000 | thousands by filing date | call |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 3,163 | $48,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 4,358 | $48,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 700 | $47,000 | thousands by filing date | call |
| ISHARES TR | 464288687 | COM | 1,260 | $47,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 4,200 | $47,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 4,500 | $47,000 | thousands by filing date | call |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 3,206 | $47,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 3,100 | $47,000 | thousands by filing date | put |
| SANDERSON FARMS | 800013104 | COM | 500 | $47,000 | thousands by filing date | call |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 693 | $47,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 2,300 | $47,000 | thousands by filing date | call |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 1,812 | $47,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 14,000 | $47,000 | thousands by filing date | call |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,800 | $47,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 2,203 | $47,000 | thousands by filing date | |
| VTI | 922908769 | COM | 400 | $46,000 | thousands by filing date | put |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 1,147 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 307 | $46,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 400 | $46,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 2,150 | $46,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 847 | $46,000 | thousands by filing date | put |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 2,385 | $46,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 14,300 | $46,000 | thousands by filing date | call |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 4,482 | $46,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 9,900 | $46,000 | thousands by filing date | put |
| EQUITY ONE | 294752100 | COM | 1,500 | $46,000 | thousands by filing date | call |
| ServiceNow,Inc. | 81762P102 | COM | 600 | $45,000 | thousands by filing date | call |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 350 | $45,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,800 | $45,000 | thousands by filing date | put |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 4,880 | $45,000 | thousands by filing date | put |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,676 | $45,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 1,210 | $45,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 900 | $45,000 | thousands by filing date | put |
| PATTERSON COS INC | 703395103 | COM | 1,100 | $45,000 | thousands by filing date | put |
| JACK IN THE BOX INC | 466367109 | COM | 400 | $45,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 14,000 | $45,000 | thousands by filing date | put |
| LORAL SPACE & COM INC | 543881106 | COM | 1,098 | $45,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 3,707 | $45,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 9,377 | $45,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 4,400 | $45,000 | thousands by filing date | put |
| BNC Bancorp | 05566T101 | Com | 1,421 | $45,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 900 | $45,000 | thousands by filing date | call |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 600 | $44,000 | thousands by filing date | put |
| S & T BANCORP INC COM | 783859101 | Stock | 1,132 | $44,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 300 | $44,000 | thousands by filing date | put |
| CARETRUST REIT INC COM | 14174T107 | REIT | 2,855 | $44,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 662 | $44,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 8,670 | $44,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 2,689 | $44,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 7,104 | $44,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 500 | $44,000 | thousands by filing date | call |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,000 | $43,000 | thousands by filing date | put |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,000 | $43,000 | thousands by filing date | call |
| AVNET INC COM | 053807103 | Stock | 900 | $43,000 | thousands by filing date | put |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 200 | $43,000 | thousands by filing date | call |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 7,400 | $43,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 36,100 | $43,000 | thousands by filing date | put |
| ENCORE WIRE CORP | 292562105 | COM | 1,000 | $43,000 | thousands by filing date | call |
| CAESARSTONE LTD | M20598104 | ORD SHS | 1,500 | $43,000 | thousands by filing date | put |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 4,052 | $43,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 2,200 | $43,000 | thousands by filing date | put |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 2,253 | $43,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 2,853 | $43,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 1,680 | $43,000 | thousands by filing date | put |
| ATWOOD OCEANICS INC | 050095108 | COM | 3,300 | $43,000 | thousands by filing date | put |
| CHEROKEE INC | 16444H102 | COM | 4,124 | $43,000 | thousands by filing date | |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 2,000 | $43,000 | thousands by filing date | put |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 2,100 | $42,000 | thousands by filing date | put |
| AES CORP COM | 00130H105 | Stock | 3,600 | $42,000 | thousands by filing date | put |
| WABTEC COM | 929740108 | Stock | 500 | $42,000 | thousands by filing date | put |
| FRESHPET INC COM | 358039105 | Stock | 4,107 | $42,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 400 | $42,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657101 | COM | 1,000 | $42,000 | thousands by filing date | call |
| MATERION CORP | 576690101 | COM | 1,029 | $42,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 7,605 | $42,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 12,500 | $42,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 1,300 | $42,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 2,900 | $42,000 | thousands by filing date | put |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 2,093 | $42,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 6,003 | $42,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 1,549 | $42,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 93 | $41,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 1,603 | $41,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 1,000 | $41,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 3,200 | $41,000 | thousands by filing date | call |
| MEDIFAST INC | 58470H101 | COM | 984 | $41,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 1,000 | $41,000 | thousands by filing date | call |
| LIVEPERSON, INC. | 538146101 | COM | 5,391 | $41,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 4,200 | $41,000 | thousands by filing date | call |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 5,807 | $41,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1,900 | $41,000 | thousands by filing date | put |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 1,884 | $41,000 | thousands by filing date | call |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 23,700 | $41,000 | thousands by filing date | call |
| BERKLEY W R CORP COM | 084423102 | Stock | 600 | $40,000 | thousands by filing date | call |
| AH RLTY TR INC | 04208T108 | COM | 2,737 | $40,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 3,821 | $40,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 3,053 | $40,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 610 | $40,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 546 | $40,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 1,604 | $40,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 12,580 | $40,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 6,650 | $40,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 4,049 | $40,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 1,500 | $40,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 19,300 | $40,000 | thousands by filing date | call |
| BOINGO WIRELESS INC | 09739C102 | COM | 3,308 | $40,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 9,050 | $40,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 4,136 | $40,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 379 | $39,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 4,200 | $39,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 1,000 | $39,000 | thousands by filing date | call |
| MERIT MED SYS INC COM | 589889104 | Stock | 1,467 | $39,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 11,100 | $39,000 | thousands by filing date | call |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 26,005 | $39,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 1,911 | $39,000 | thousands by filing date | put |
| AQUA AMERICA INC | 03836W103 | COM | 1,300 | $39,000 | thousands by filing date | call |
| DONNELLEY R R & SONS CO | 257867200 | COM | 2,387 | $39,000 | thousands by filing date | put |
| APOLLO INVT CORP | 03761U106 | COM | 6,606 | $39,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 1,400 | $39,000 | thousands by filing date | put |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,000 | $39,000 | thousands by filing date | call |
| TCF FINL CORP | 872275102 | COM | 2,000 | $39,000 | thousands by filing date | put |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 3,174 | $38,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 1,004 | $38,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 1,700 | $38,000 | thousands by filing date | put |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 1,517 | $38,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 800 | $38,000 | thousands by filing date | put |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 900 | $38,000 | thousands by filing date | put |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 1,373 | $38,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 2,800 | $38,000 | thousands by filing date | put |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 2,259 | $38,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 471 | $38,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 2,496 | $38,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 6,300 | $38,000 | thousands by filing date | put |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 2,800 | $38,000 | thousands by filing date | call |
| SANMINA CORP COM | 801056102 | Stock | 1,000 | $37,000 | thousands by filing date | put |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 753 | $37,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 966 | $37,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 1,131 | $37,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 3,400 | $37,000 | thousands by filing date | put |
| AVANTAX INC | 095229100 | COMMON STOCK | 2,500 | $37,000 | thousands by filing date | call |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 2,291 | $37,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 1,297 | $37,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 400 | $37,000 | thousands by filing date | put |
| BROADSOFT INC | 11133B409 | COM | 884 | $37,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 4,733 | $37,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 36,000 | $37,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 3,000 | $37,000 | thousands by filing date | call |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 13,098 | $37,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 34,000 | $37,000 | thousands by filing date | principal |
| DIODES INC COM | 254543101 | Stock | 1,400 | $36,000 | thousands by filing date | call |
| NELNET INC | 64031N108 | CL A | 706 | $36,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,600 | $36,000 | thousands by filing date | put |
| LIQUIDITY SVCS INC | 53635B107 | COM | 3,700 | $36,000 | thousands by filing date | put |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 1,480 | $36,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 2,973 | $36,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 500 | $36,000 | thousands by filing date | call |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 10,944 | $36,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 800 | $35,000 | thousands by filing date | put |
| TUTOR PERINI CORP | 901109108 | COM | 1,261 | $35,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 1,182 | $35,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 17,588 | $35,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 1,380 | $35,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075F106 | COM | 28,600 | $35,000 | thousands by filing date | put |
| DURECT CORP | 266605104 | COM | 26,387 | $35,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 4,305 | $35,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 4,825 | $35,000 | thousands by filing date | call |
| FNFV GROUP | 31620R402 | COM | 2,608 | $35,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 300 | $34,000 | thousands by filing date | put |
| RBC BEARINGS INC COM | 75524B104 | Stock | 364 | $34,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 400 | $34,000 | thousands by filing date | call |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 981 | $34,000 | thousands by filing date | put |
| V2X INC | 92242T101 | COM | 1,434 | $34,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 2,106 | $34,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 600 | $34,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 2,700 | $34,000 | thousands by filing date | put |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 2,000 | $34,000 | thousands by filing date | put |
| AFFIMED N V | N01045108 | COM | 18,985 | $34,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 700 | $34,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 4,510 | $34,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 2,600 | $34,000 | thousands by filing date | call |
| ACTUA CORPORATION | 005094107 | COM | 2,406 | $34,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 2,275 | $34,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 500 | $33,000 | thousands by filing date | put |
| COPART INC COM | 217204106 | Stock | 600 | $33,000 | thousands by filing date | call |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 500 | $33,000 | thousands by filing date | call |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 400 | $33,000 | thousands by filing date | call |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 300 | $33,000 | thousands by filing date | put |
| MUELLER INDS INC COM | 624756102 | Stock | 836 | $33,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 741 | $33,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 500 | $33,000 | thousands by filing date | put |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 617 | $33,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 2,800 | $33,000 | thousands by filing date | put |
| STOCK YDS BANCORP INC | 861025104 | COM | 699 | $33,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 971 | $33,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 1,045 | $33,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 1,000 | $33,000 | thousands by filing date | call |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,700 | $33,000 | thousands by filing date | call |
| TEXAS | 882610108 | COMMON STOCK | 112 | $33,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 17,100 | $33,000 | thousands by filing date | put |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 1,643 | $33,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 2,072 | $33,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 700 | $33,000 | thousands by filing date | call |
| FINANCIAL ENGINES INC | 317485100 | COM | 897 | $33,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 1,576 | $33,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 1,602 | $33,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 3,788 | $33,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 675 | $32,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 1,000 | $32,000 | thousands by filing date | call |
| OSHKOSH CORP COM | 688239201 | Stock | 500 | $32,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 4,700 | $32,000 | thousands by filing date | call |
| APOGEE ENTERPRISES INC | 037598109 | COM | 600 | $32,000 | thousands by filing date | call |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 2,160 | $32,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 6,000 | $32,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 8,000 | $32,000 | thousands by filing date | put |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 9,170 | $32,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 3,530 | $31,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 5,818 | $31,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,819 | $31,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 1,500 | $31,000 | thousands by filing date | call |
| iShares Gold Trust | 464285105 | ISHARES | 2,800 | $31,000 | thousands by filing date | put |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,723 | $31,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 1,279 | $31,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 5,500 | $31,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 1,700 | $31,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 500 | $31,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 3,274 | $31,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 300 | $30,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 591 | $30,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 1,700 | $30,000 | thousands by filing date | put |
| PJT PARTNERS INC | 69343T107 | COM CL A | 1,011 | $30,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 970 | $30,000 | thousands by filing date | put |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 2,400 | $30,000 | thousands by filing date | put |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 4,000 | $30,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 1,100 | $30,000 | thousands by filing date | call |
| INVACARE CORP | 461203101 | COMMON STOCK | 2,244 | $30,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 703 | $30,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 63 | $30,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 800 | $30,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 6,400 | $30,000 | thousands by filing date | call |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 6,100 | $30,000 | thousands by filing date | call |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 1,610 | $30,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 2,758 | $30,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 600 | $30,000 | thousands by filing date | call |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 6,200 | $30,000 | thousands by filing date | put |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 1,592 | $30,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 1,186 | $30,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 400 | $29,000 | thousands by filing date | call |
| SEMTECH CORP COM | 816850101 | Stock | 916 | $29,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 310 | $29,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,400 | $29,000 | thousands by filing date | put |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 1,600 | $29,000 | thousands by filing date | call |
| ARISTA NETWORKS INC | 040413106 | COM | 300 | $29,000 | thousands by filing date | call |
| TOTAL SYS SVCS INC | 891906109 | COM | 600 | $29,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 1,100 | $29,000 | thousands by filing date | put |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 2,962 | $29,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 883 | $29,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 398 | $29,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 1,200 | $29,000 | thousands by filing date | call |
| CURIS INC | 231269101 | COM | 9,492 | $29,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 3,046 | $29,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 1,699 | $29,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 300 | $28,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 630 | $28,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 667 | $28,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 1,000 | $28,000 | thousands by filing date | put |
| SENECA FOODS CORP NEW | 817070501 | CL A | 689 | $28,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 1,116 | $28,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 1,799 | $28,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 652 | $28,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 500 | $28,000 | thousands by filing date | call |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,751 | $28,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 1,500 | $28,000 | thousands by filing date | put |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 1,074 | $28,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 2,900 | $28,000 | thousands by filing date | put |
| GANNETT SPINCO INC | 36473H104 | COM | 2,900 | $28,000 | thousands by filing date | call |
| TIER REIT COM | 88650V208 | COM NEW | 1,569 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 600 | $28,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 11,700 | $28,000 | thousands by filing date | call |
| TRUSTCO BK CORP N Y | 898349105 | COM | 3,136 | $28,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 4,769 | $28,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 9,781 | $28,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 460 | $27,000 | thousands by filing date | put |
| FERRARI N V | N3167Y103 | COM | 460 | $27,000 | thousands by filing date | call |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 852 | $27,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 3,273 | $27,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 800 | $27,000 | thousands by filing date | put |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 7,000 | $27,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 847 | $27,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 605 | $27,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 800 | $27,000 | thousands by filing date | put |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 636 | $27,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 376 | $27,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 2,100 | $27,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 597 | $26,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 788 | $26,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 725 | $26,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,100 | $26,000 | thousands by filing date | put |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 442 | $26,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 848 | $26,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 1,100 | $26,000 | thousands by filing date | put |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 1,115 | $26,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-17-000005 | this filing | 2017-02-14 | acceptance time not in the bulk data set |